throbber

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMIVHSSIONER FOR PATENTS
`PO. Box 1450
`Alexandria1 Virginia 22313-1450
`www.uspto.gov
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`8273565
`
`GEVO—041/13US 310142—2263
`
`5847
`
`APPLICATION NO.
`
`13/246,693
`
`ISSUE DATE
`
`09/25/2012
`
`58249
`
`7590
`
`09/05/2012
`
`COOLEY LLP
`
`ATTN: Patent Group
`Suite 1100
`777 - 6th Street, NW
`WASHINGTON, DC 20001
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above—identified application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above—identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)—272—7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(S) (Please see PAIR WEB site http://pair.uspto. gov for additional applicants):
`
`Catherine Asleson Dundon, Englewood, CO;
`Aristos Aristidou, Highlands Ranch, CO;
`Andrew Hawkins, Parker, CO;
`Doug Lies, Parker, CO;
`Lynne H. Albert, Golden, CO;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103 (Rev. 10/09)
`
`BUTAMAX l 0 l 2
`
`

`

`PART B - FEMS) 'I’RANSlV'II'I‘TAI.
`
`Complete and send this form, together with applicable 1'ee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`PO. Box 1450
`Alexandria, Virginia 22313-1450
`orlfa);
`(571)-273-2885
`“WM
`
`
`INS'I‘RUC'I‘If-INS: This form should be used for transmitting the ISSUE I’lil-i and PUBI-.I(TA'1‘It’-)N I’l'il’i (if required). Blocks 1
`through 5 should be completed where
`ap-ropriatc. A11 further correspondence including the Patent, advance orders and notification of maintenance fee will be mailed to the current corres
`)IldL‘IICL' address as
`lnthttth unless corrected below or directed otherwise in Block 1, by (a) specifying a new ct‘irrespondence address: and/or (b) indicating a separate "1‘111; ADDRESS" for
`maintenance fee notifications.
`CURRENT CORRESPONDENCE ADDRESS (Note: ijsc Black in» :1in cliaiige of Ittltltuss)
`
`
`Note: A certificate of mailing can only be used for domestic mailings of the
`Feds) T 'ansmittal. This certificate cannot be used for any other accompanying
`papers. luach additional paper, such as an assignment or lorinal drawmg, must
`ave its own certificate of mailing or transmissmn.
`Certificate ol‘Mailing or Transmission
`I hereby certify that this I'ice(s) 'I'ransmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`
`addressed to the Mail Stop ISSUE
`3 address above, or being facsimile
`transmitted to the USPTO (571) 273-28 -, on the date indicated below.
`
`(Depositor's name)
`
`(Signature)
`
`
`A'IVI'ORN'EY DOCKET NO.
`FIRST NAMED INVEN'I‘OR
`
`
`Catherine Asleson Dundon
`GEVO—O41/13US
`09/27/2011
`13/246,693
`”1.7? '
`
`LE OF INVENTION: METHODS OF INCREASING DIIIYDROXY ACID DEI’IYDRA'I‘ASE ACTIVITY TO IMPROVEIPRTJDUCTION OF FUELS,
`CHEMICALS, AND AMINO ACIDS
`
`
`
`
`
`
`
`
`
`08/21/2012
`
`7590
`
`58249
`COOLEY LLP
`ATTN: Patent Group
`Suite 1100
`777 — 6th Street, NW
`WASHINGTON, DC 20001
`
`APPLICATION NO.
`
`FIIING DATE
`
`
`
`
`
`CONFIRMATION NO.
`
`5847
`
`APPLN. TYPE
`
`SMALL ENTITY
`
`
`
`nonprovisional
`
`YES
`
`PREV . PAII) ISSUE FEE
`ISSUE TEE DUE
`PI-IBI-,IC./\'1'I()N 171313 DUE
`TOTAL FEMS) DUE
`DATE DUE
`
`
`
`$0
`$0
`$870
`$0
`1 1/21/2012
`
`KIM, ALEXANDER D
`
`1656
`
`
`
`
`
`
`435—254200
`2. I
` ior printing on the patent front page, list
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CF 2 1.363).
`(I) the names of up to 3 registered patent attorneys
`or agents ()R, alternatively,
`
`:1 Change of correspondence address (or Change of Correspondence
`Address orm PTO/SB/IZZ) attached.
`(2) the name ofa single firm (having as a member a
`registered attorney or agent) and the names of up to
`:1 "Fee Address" indication (or "Foe Address” Indication form
`3
`2 registered patent attorneys or agents. If no name is
`PTO/SB/47; Rev 03—02 or more recent) attached. Use of a Customer
`
`’
`listed, no name will be printed.
`Number is required.
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON TIII’, PA'I‘I'EN'I' (print or type)
`
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`rccordation as set forth in 37 CPR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME on ASSIGNEE
`(B RESIDENCE: (CITY and S’I‘A'l'li 0R COUNTRY)
`
`
`ENGLEWOOD, COLORADO
`
`GEVO ,
`
`INC .
`
`Please check the. appropriate assignee category or categories (will not be printed on the. patent) : D Individual Ed Corporation or other private group entity D Government
`
`
`
`
`417. Payment oflicc(s): (Please first reapply any previously paid issue fee shown above)
`4a. The following fce(s) are submitted:
`:1 A check is enclosed.
`:1 Issue Fee
`:1 Payment by credit card. Form P1042038 is attached.
`:1 Publication Fee (No small entity discount permitted)
`_
`:I'I‘he Director is hereby authorized to charge the required fee(s), any deficiency, or credit any
`:1 Advance Order - it of Copies
`overpayment, to Deposit Account Number “WV-7, _ (enclose an extra copy 01 this form).
`5. Change in Entity Status (from status indicated above)
`:l b. Applicant is no longer claiming SMALL ENTITY status. See 37 CPR 1.27(g)(2).
`:I a. Applicant claims SMALL EN’I‘ITY status. See 37 CPR 1.27,
`NOTE: The Issue Fee and Publication Fee (if required) will not be accepted from anyone other than the applicant; a registered attorney or agent; or the assignee or other party in
`interest as shown b i the records 01 the United States Patent and 'l'rademark Office.
`
`
`
`Authorized Signature i;
`
`
`Registration Nth "6.4.19-Ql-W
`Typed or printed name Angie S .
` M
`This collection of information is required by 37 CFR 1.311. The information is ret iiired to obtain or retain a benefit by the public which is to file (and by the USPTO to process)
`an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CPR 1.14. T is collection is estimated to take 12 minutes to complete, including gathering, preparing, and
`submitting the completed application form to the USPTO. Time will var; de ending upon the individual case. Any comments on the amount of time you require to complete
`
`this form and/or su gestions for reducing this burden, should be sent to t e Ciief Information Officer, US. Patent and Trademark Office, US. Department of Commerce, PO.
`Box 1450, Alexan ria, Virginia 223134450. DO NOT SEND I" ,. 35 OR COMPI-I-YI'ED IIORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, PO. Box 1450,
`Alexandria, Virginia 22313-1450.
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OM13 control number.
`
`
`1m Aug-1.1.3:. 2 4-.-.-.2 .0, .1 2-
`
`PTOL-SS (Rev. 02/1 1) Approved for use through 08/31/2013.
`
`OMB 0651—0033.
`
`US. Patent and 'l‘radeinark Office: US. DEPARTMENT OF COMMERCE
`
`

`

`Electronic Acknowledgement Receipt
`
`International Application Number: —
`
`
`
`T't'e °f Inventwn‘
`
`METHODS OF INCREASING DIHYDROXY ACID DEHYDRATASE ACTIVITY TO
`IMPROVE PRODUCTION OF FUELS, CHEMICALS, AND AMINO ACIDS
`
`First Named Inventor/Applicant Name:
`
`CatherIne Asleson Dundon
`
`Customer Number:
`
`58249
`
`Angie S Y Mah
`
`Attorney Docket Number:
`
`GEVO-041/13US 310142-2263
`
`Application Type:
`
`Utility under 35 USC111(a)
`
`Payment information:
`
`File Listing:
`
`Document
`Number
`
`Document Descri
`
`tion
`
`p
`
`File Size(Bytes)/
`Message Digest
`100395
`
`Pages
`Multi
`Part /.zip (if appl.)
`
`Information:
`
`Issue Fee Payment (PTO-85B)
`
`GEVO_041_13US_IssueFeeTran
`smittal.pdf
`
`(93631188b7328a60cd14729da2acb06e60
`741 do
`
`

`

`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`Total Files Size (in bytes)
`
`100395
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`the application.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
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`

`

`I’A R'l‘ B - ITI‘ZI‘XS) 'I'RA NSM I'I'I‘AI.
`
`
`> e and send this form, together with applicable l'ec(s), to: Mail Mail Stop ISSUE Ir‘l'ZlC
`Commissioner for Patents
`PO. Box 1450
`
`Alexandria, Virginia 22313-1450
`or lja_x (571)-273-2885
`
`though 5 should be completed where
`INS'I‘RUCI'IONS: This form should be. used for transmitting the ISSUE [EB and PUBLICATION Fl'iF. (if required). Blocks I
`ap ropn'atc. All I'urther correspondence including the Patent, advance unit-Is and notification of maintenance fees will be mailed to the current cones mdcnce address as
`in icatcd unless corrected below or directed otherwise in Block I. by (a) specifying a new conespondenee address: and/or (b) indicating it separate " “J3 ADDRESS" for
`maintenance fee notifications.
`.
`ClmRBTmESWNDENCEADDRESSWW= “$3106: I lumtyflr-qucflhdm'sst
`
`
`
`Note: A certificate of mailin - can only be used for domestic mailings of the
`Frets) Transmittal. This certificate cannot be used for any other accompanying
`:tpers. [inch additional paper. such as an assignment or formal drawing. must
`ave its own cenificate of mailing or transmissmn.
`
`58249
`
`7590
`
`DMIHUI'Z
`
`COOIJEY LLP
`'
`.
`A I‘TN‘ Patent Grow)
`Suite “00
`777 _ 6th Street NW
`
`'
`
`.
`
`Certificate oI'MaiIing or Tramtuission
`
`I hereby eenil'y that this Feats) Transmittal is being deposited with the United
`States Postal Scn/ir‘ with sufficient postage for first class mail in an envelope
`addressed to the Mail Stu
`ISSUE FEE address above. or betng facsimile
`transmitted to the USP’I‘O (.. 7l) 273-2885. on the date. indicated below.
`
`Wigwam, Dc 20001
`
`APPLICATION NO.
`
`FILING DATF.
`
`
`
`
`
`FIRST NAMED INVEN’I‘OR
`
`A'I'I'ORNEY DOCKET NO.
`
`
`
`
`
`CONFIRM ATION NO.
`847
`
`5
`
`7:;
`GEVO-O4l/13US
`III/246.693
`09/27/20] I
`Catherine Aslcson Dundon
`TITLE OF INVENTION: METHODS OF INCREASING DIHYDROXY ACID DEHYDRATASE ACTIVITY TO IMraovE'iliz‘deEJnON or 1%
`CIIEMICAIs. AND AMINO ACIDS
`38/27/2612 HELETEE 98883
`
`46693
`
`83
`
`132
`
`
`
`
`
`nonprovrsiomr
`
`ms
`
`-
`
`so
`
`‘
`
`
`so
`'
`
`31 FRESH
`
`87B. 95 Ml
`
`
`sgggggtmt date: 83/27/23124W2
`'
`7381
`81-F8=8581_879:ea-en~
`
`
`
`KIM. ALEXANDER D
`
`_
`
`1656
`
`
`
`435254200
`'2. For printing on the patent front page. list
`
`1. Change of con'espondence address or indication of "Fee Address" (37
`CFR 1.363).
`(I) the. names of up to 3 registered patent attorneys
`or agents 0R. alternatively.
`ndence address (or Change of Correspondence
`D Chan e of corres
`Address orm P'I‘Ol. 13/122) attached.
`
`(2) the name ofa single firm (having as a member a
`2-.______._.._.._..__.—_.—
`registered attorney or agent) and the names of up to
`D "Fee Address" indication (or "Foe Address" Indication form
`Z'I‘Cglslcrt‘d patent attorneys or agents. if no name is
`
`
`PfTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Itsted. no name will be named.
`Number is required.
`
`
`
`3. ASSIGNEF. NAME AND RESIDENCE DATA .TO BF. I‘RIN'I'I‘ID ON THE I’A'I‘IZNI‘ (print or type)
`II‘ no nssignec is identified below. the document has been filed for
`PLEASE NOTE: Unless an assi nee is identified below. no assignee data will appear on the patent.
`rccordation as set forth in 37 Cl‘
`3.11. Completion ofthis form is NOT asubstitule for filing an assignment.
`(A) NAME or ASSIGNEE
`(B) RESIDENCE: (Cl'l'Y and S'l'A'l‘l-L on COUNTRY)
`
`I COOLEY LLP
`
`3
`
`GEVO ,
`
`INC .
`
`'ENGLEWOOD , COLORADO
`
`Please check the appropriate assignce category or categories (will not be printed on the patent) : D Individual
`
`Corporation or other pn'vate group entity 0 Government
`
`4b. Payment of Fce(s): (Please first. reapply any previously paid issue fee shown above)
`421. The following fcc(s) are submitted:
`D A check is enclosed.
`D Issue Pct:
`D Payment by credit card. Form PTO-2038 is attached.
`D Publication Fee (No small entity discount permitted)
`D'l‘hc Director is hereby authorized to charge the required fects). any deficiency, or credit any
`_ _,
`0 Advance Order - I? of Copies _____,___ __
`__
`_ ___
`
`overpayment. to Deposit Account Number _, __ (enclose an extra copy of this form).
`5. Change in Entity Status (from status indicated above)
`_______________________.__—.—.—————-————————-—
`D a. Applicant claims SMALL ENTITY status. See 37 CFR l.27.
`D b. Applicant is no longer claiming SMALL ENTITY Status. See 37 CFR l.27(g)('2).
`NOTE: The Issue Fee and Publication Fee (if required) will not be accepted from anyone other than the applicant: a registered attorney or agent; or the assignee or other party in
`Interest as shown b the records of the United States Patent and Trademark Office.
`
`I
`.
`‘l
`
`___
`'
`Authorized Signature
`dbl/’3’ L [/L’t/L
`_____‘__
`__v’
`Date _AUQRS t“ 2 4 ,___2 0 12___ _____
`(
`
`
`Typed or printed name A119 .1 Q S . Mflll
`,_,____
`,
`
`Registration NU- §_‘..1_t._.__9O 2
`M.
`_____________________—_______—__—————————
`'l‘his collection of information is required by 37 CFR'I.3l l. The information is re uired to obtain or retain a benefit by the public which is to file. (and by the USPTO to process)
`an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR I.l4. 'I
`is collection is estimated to take l2 minutes to complete. including gathering. preparing. and
`sumetting the completed applicntton form to the USPTO. Time will vat
`' de
`ndin upon the individual case. Any comments on the amount of time you require to complete.
`this form and/or su gestions for reducing this burden. should be sent tot e C iefln ormation OtTIeer, US. Patent and Trademark Office, US. Department of Commerce. PO.
`Box I450. Alexan rta. Virginia 223l3—l450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents. PO. Box 1450.
`Alexandria. Virginia 22313-1450.
`Under the Paperwork Reduction Act of I995. no persons are required to respond to a collection ol’information unless it displays a valid OMB control number.
`
`
`P'I'OL~85 (Rev. 02/1 1) Approved for use through 08/3 leOl}.
`
`OMB 065l-0033
`
`U.S. Patent and Trademark Office: US. DEPARTMENT OF COMMERCE
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`PO. Box 1450
`Alexandria1 Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`58249
`
`7590
`
`08/21/2012
`
`COOLEY LLP
`
`ATTN: Patent Group
`5.1.1100
`777 - 6th Street, NW
`WASHINGTON, DC 20001
`
`
`
`
`
`KIM, ALEXANDER D
`
`1656
`
`DATE MAILED: 08/21/2012
`
`13/246,693
`
`09/27/2011
`
`Catherine Asleson Dundon
`
`GEVO—041/13US
`
`5847
`
`TITLE OF INVENTION: METHODS OF INCREASING DIHYDROXY ACID DEHYDRATASE ACTIVITY TO IMPROVEIFRAgfiUCETION OF FUELS,
`CHEMICALS, AND AMINO ACIDS
`
`APPLN. TYPE
`
`SMALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`YES
`
`$0
`
`$0
`
`$870
`
`$0
`
`11/21/2012
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIOD CANNOT BE EXTENDED.
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the SMALL ENTITY status shown above.
`
`If the SMALL ENTITY is shown as YES, verify your current
`SMALL ENTITY status:
`
`If the SMALL ENTITY is shown as NO:
`
`A. If the status is the same, pay the TOTAL FEE(S) DUE shown
`above.
`
`A. Pay TOTAL FEE(S) DUE shown above, or
`
`B. If the status above is to be removed, check box 5b on Part B -
`Fee(s) Transmittal and pay the PUBLICATION FEE (if required)
`and twice the amount of the ISSUE FEE shown above, or
`
`B. If applicant claimed SMALL ENTITY status before, or is now
`claiming SMALL ENTITY status, check box 5a on Part B - Fee(s)
`Transmittal and pay the PUBLICATION FEE (if required) and 1/2
`the ISSUE FEE shown above.
`
`II. PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL—85 (Rev. 02/11)
`
`Page 1 of 3
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: M_ail Mail Stop ISSUE FEE
`Commissioner for Patents
`PO. Box 1450
`Alexandria, Virginia 22313-1450
`or m (571)-273-2885
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`propriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`fpdjlcated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Blocklfor any change of addrCSS)
`
`58249
`
`7590
`
`08/21/2012
`
`COOLEY LLP
`_
`ATTN' Patent Group
`Suite 1 100
`777 - 6th Street, NW
`WAS HINGTON, DC 20001
`
`Note: A certificate of mailin can only be used for domestic mailings of the
`Fee(()5)Transmittal. This certi icate cannot be used for any other accompanying
`fiapers. Each additional paper such as an assignment or formal drawing, must
`ave lts own certificate of mailing or transmission.
`
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273—2885, on the date indicated below.
`
`
`
`
`
`
`
`(Depositor5 name)
`(Signature)
`(Date)
`
`13/246,693
`
`09/27/2011
`
`Catherine Asleson Dundon
`
`GEVO—041/13US
`
`5847
`
`TITLE OF INVENTION: METHODS OF INCREASING DIHYDROXY ACID DEHYDRATASE ACTIVITY TO IMPROVEIBRégfifiCE‘I‘ION OF FUELS,
`CHEMICALS, AND AMINO ACIDS
`
`APPLN. TYPE
`
`SMALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`$870
`
`11/21/2012
`
`KIM, ALEXANDER D
`
`1656
`
`435—254200
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`3 Change of correspondence address (or Change of Correspondence
`Address orm PTO/SB/ 122) attached.
`3 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03—02 or more recent) attached. Use of a Customer
`Vumber is required.
`
`
`
`
`
`2. For printing on the patent front page, list
`(1) the names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) the name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`
`
`
`
`2
`
`3
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`
`'3 Individual
`
`'3 Corporation or other private group entity '3 Government
`
`4a. The following fee(s) are submitted:
`3 Issue Fee
`
`3 Publication Fee (No small entity discount permitted)
`3 Advance Order — # of Copies
`
`
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`3 A check is enclosed.
`
`3 Payment by credit card. Form PTO—2038 is attached.
`3 The Director is hereby authorized to charge the required fee(s), any deficiency, or credit any
`overpayment, to Deposit Account Number
`(enclose an extra copy of this form).
`
`
`
`5. Change in Entity Status (from status indicated above)
`:I b. Applicant is no longer claiming SMALL ENTITY status. See 37 CFR 1.27(g)(2).
`:I a. Applicant claims SMALL ENTITY status. See 37 CFR 1.27.
`NOTE: The Issue Fee and Publication Fee (if required) will not be accepted from anyone other than the applicant; a registered attorney or agent; or the assignee or other party in
`interest as shown by the records of the United States Patent and Trademark Office.
`
`Authorized Signature
`
`
`Date
`
`Typed or printed name
`
`
`
`Registration No.
`
`
`
`This collection of informationls required by 37 CFR 1. 311. The informationls re iured to obtain or retain a benefit by the public whichls to file (and by the USPTO to process)
`an application. Confidentialityls governedby 35 U.S.C. 122 and 37 CFR 1d14. T is collectionls estimated to take 12 minutes to complete, including gathering, preparlng, and
`submitting the completed application form to the USPTO. Time will v
`eendin upon_ the individual case. Any comments on the amount of time you require to complete
`this form and/or su gestions for reducillg this burden, should be sent toaltfllfljiCef In ormation Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O.
`Box 1450, Alexandgria, Virglnia 22313—1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 14,50
`Alexandria, Virginia 22313—1450.
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`PTOL—85 (Rev. 02/11) Approved for use through 08/31/2013.
`
`OMB 0651—0033
`
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`APPLICATION NO.
`
`FILING DATE
`
`
`
`
`F {ST NAMED INVENTOR
`
`13/246,693
`
`09/27/2011
`
`Catherine Asleson Dundon
`
`58249
`
`7590
`
`08/21/2012
`
`COOLEY LLP
`
`ATTN: Patent Group
`51161100
`777 - 6th Street, NW
`WASHINGTON, DC 20001
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`PO. Box 1450
`Alexandria1 Virginia 22313-1450
`www.uspto.gov
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`GEVO—041/13US
`.
`‘
`—
`c
`
`5847
`
`KIM, ALEXANDER D
`
`1656
`
`DATE MAILED: 08/21/2012
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment to date is 0 day(s). If the issue fee is paid on the date that is three months after the
`mailing date of this notice and the patent issues on the Tuesday before the date that is 28 weeks (six and a half
`months) after the mailing date of this notice, the Patent Term Adjustment will be 0 day(s).
`
`If a Continued Prosecution Application (CPA) was filed in the above—identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information Retrieval
`(PAIR) WEB site (http://pairusptogov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)—272—7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at 1—(888)—786—0101 or (571)—272—4200.
`
`PTOL—85 (Rev. 02/11)
`
`Page 3 of 3
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (PL. 93-579) requires that you be given certain information in connection with
`your submission of the attached form related to a patent application or patent. Accordingly, pursuant to
`the requirements of the Act, please be advised that: (l) the general authority for the collection of this
`information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the
`principal purpose for which the information is used by the US. Patent and Trademark Office is to process
`and/or examine your submission related to a patent application or patent. If you do not furnish the
`requested information, the US. Patent and Trademark Office may not be able to process and/or examine
`your submission, which may result in termination of proceedings or abandonment of the application or
`expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
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`1. The information on this form will be treated confidentially to the extent allowed under the Freedom
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`submitting a request involving an individual, to whom the record pertains, when the individual has
`requested assistance from the Member with respect to the subject matter of the record.
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency
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`. A record related to an International Application filed under the Patent Cooperation Treaty in this
`system of records may be disclosed, as a routine use, to the International Bureau of the World
`Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`. A record in this system of records may be disclosed, as a routine use, to another federal agency for
`purposes of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy
`Act (42 U.S.C. 218(c)).
`to the Administrator,
`. A record from this system of records may be disclosed, as a routine use,
`General Services, or his/her designee, during an inspection of records conducted by GSA as part of
`that agency's responsibility to recommend improvements in records management practices and
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`with the GSA regulations governing inspection of records for this purpose, and any other relevant
`(i.e., GSA or Commerce) directive. Such disclosure shall not be used to make determinations about
`individuals.
`
`. A record from this system of records may be disclosed, as a routine use, to the public after either
`publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35
`U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37 CFR 1.14, as a
`routine use, to the public if the record was filed in an application which became abandoned or in
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`. A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local
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`
`

`

`
`
`Notice of Allowability
`
`Application No.
`
`Applicant(s)
`
`13/246,693
`Examiner
`
`DUNDON ET AL.
`Art Unit
`
`ALEXANDER KIM
`
`1656
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address--
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application.
`If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`
`1. IX This communication is responsive to 06/15/2012.
`
`2. I] An election was made by the applicant in response to a restriction requirement set forth during the interview on
`the restriction requirement and election have been incorporated into this action.
`
`5
`
`3. IZI The allowed claim(s) is/are 1-19.
`
`4. I] Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119( )-(d) or (f).
`
`a) D All
`
`b) [I Some*
`
`c) [I None
`
`of the:
`
`1. El Certified copies of the priority documents have been received.
`
`2. I] Certified copies of the priority documents have been received in Application No.
`
`.
`
`3. El Copies of the certified copies of the priority documents have been received in this national stage application from the
`
`International Bureau (PCT Rule 17.2( )).
`
`* Certified copies not received:
`
`Applicant has THREE MONTHS FROM THE “MAILING DATE” of this communication to file a reply complying with the requirements
`noted below. Failure to timely comply will result in ABAN DO

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