`
`
`
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_____________
`
`CONOPCO, INC. dba UNILEVER
`Petitioner
`v.
`THE PROCTOR & GAMBLE COMPANY
`Patent Owner
`
`_____________
`
`Patent No. 6,451,300
`Case No. IPR2013-00509
`____________________________________________________________
`
`
`PETITIONER’S EXHIBIT LIST AS OF
`OCTOBER 29, 2014
`
`4819-9369-9616.
`
`
`
`
`
`
`Unilever
`Exhibit #
`
`
`IPR2013-00509 / Pat 6,451,300 / 190058-1000
`
`1001 Dunlop et al., U.S. Patent No. 6,451,300, "Anti-Dandruff and
`Conditioning Shampoos Containing Certain Cationic Polymers,"
`(filed April 25, 2000; issued September 17, 2002)
`
`1002 Amendment dated November 13, 2001 from the file history of U.S.
`Patent No. 6,451,300
`
`1003 Declaration of Arun Nandagiri
`
`1004
`
`Curriculum Vitae of Arun Nandagiri
`
`1005 Kanebo, Ltd., Japanese Application No. 9-188614, "Composition
`having Pearl Lustre," (filed January 9, 1996; laid open July 22, 1997)
`(Japanese)
`
`1006 Kanebo, Ltd., Japanese Application No. 9-188614, "Composition
`having Pearl Lustre," (filed January 9, 1996; laid open July 22, 1997)
`(English translation)
`
`1007 Marsh et al., U.S. Patent No. 7,481,846, "Method of Rapid Hair
`Dyeing," (filed September 22, 2005; issued January 27, 2009)
`
`1008
`
`1009
`
`1010
`
`1011
`
`Intentionally left blank
`
`Bowser et al., U.S. Patent No. 5,723,112, "Pyrithione Containing Hair
`Treatment Composition," (filed July 9, 1996; issued March 3, 1998)
`
`Evans et al., WO 97/14405, "Conditioning Shampoos Containing
`Polyalkylene Glycol," (filed October 15, 1996; issued April 24,
`1997)
`
`Birkofer, U.S. Patent No. 3,962,418, "Mild Thickened Shampoo
`Compositions with Conditioning Properties," (filed April 8, 1975;
`issued June 8, 1976)
`
`
`
`
`
`
`
`
`Unilever
`Exhibit #
`
`1012
`
`1013
`
`1014
`
`1015
`
`1016
`
`1017
`
`1018
`
`1019
`
`1020
`
`1021
`
`1022
`
`1023
`
`1024
`
`1025
`
`IPR2013-00509 / Pat 6,451,300 / 190058-1000
`
`Bartolo et al., U.S. Patent No. 5,202,048, "Personal Cleansing
`Product with Odor Compatible Bulky Amine Cationic Polymer with
`Reduced Odor Characteristics," (filed December 30, 1991; issued
`April 13, 1993)
`
`Coffindaffer et al., U.S. Patent No. 5,624,666, "Anti-Dandruff
`Shampoos with Particulate Active Agent and Cationic Polymer,"
`(filed January 20, 1995; issued April 29, 1997)
`
`Cardin et al., U.S. Patent No. 5,104,645, "Antidandruff Shampoo
`Compositions," (filed February 2, 1990; issued April 14, 1992)
`
`Schwen et al., WO 95/03319, "Cyproterone Acetate Thioacetate,"
`(filed July 13, 1994; issued on February 2, 1995)
`
`Intentionally left blank
`
`Intentionally left blank
`
`Reid et al., U.S. Patent No. 5,085,857, "Conditioning Shampoo
`Comprising a Surfactant, a Non-Volatile Silicone Oil and Guar
`Hydroxypropyltromium Chloride as a Cationic Conditioning
`Polymer," (filed December 3, 1990; issued February 4, 1992)
`(FILED AS EXHIBIT 09.22.14)
`
`Intentionally left blank
`
`Intentionally left blank
`
`Intentionally left blank
`
`Intentionally left blank
`
`Intentionally left blank
`
`Intentionally left blank
`
`Polydimethylsiloxane spec. sheet, 5 pages
`
`
`
`
`
`
`
`
`Unilever
`Exhibit #
`
`IPR2013-00509 / Pat 6,451,300 / 190058-1000
`
`1026
`
`1027
`
`1028
`
`Intentionally left blank
`
`Intentionally left blank
`
`Intentionally left blank
`
`1029 Arch Chemicals ZPT data sheet, 3 pages
`
`1030 Gibson, U.S. Patent No. 5,015,470, "Cosmetic Composition," (filed
`December 17, 1987; issued May 14, 1991)
`
`1031
`
`1032
`
`1033
`
`1034
`
`1035
`
`1036
`
`1037
`
`1038
`
`1039
`
`1040
`
`1041
`
`1042
`
`Transcript of Patent Trial and Appeal Board Teleconference before
`Judge Green in case numbers IPR2013-00505 and IPR2013-00509,
`dated Friday, March 7, 2014
`
`Transcript of Patent Trial and Appeal Board Teleconference before
`Judges Green, Obermann and Elluru in case numbers IPR2013-
`00505 and IPR2013-00509, dated Thursday, April 10, 2014
`
`Intentionally left blank
`
`Second Declaration of Arun Nandagiri
`
`Intentionally left blank
`
`Lochhead Deposition Transcript (non-public)
`
`Lochhead Deposition Transcript (public – redacted)
`
`Intentionally left blank
`
`Intentionally left blank
`
`Lochhead, R.Y., “Research Report – Formulation of an Antidandruff
`Shampoo with Improved Hair Conditioning Attributes,” Isleworth
`Laboratory, Unilever Research (October 1979).
`
`Intentionally left blank
`
`Intentionally left blank
`
`
`
`
`
`
`
`
`Unilever
`Exhibit #
`
`1043
`
`1044
`
`1045
`
`1046
`
`1047
`
`1048
`
`1049
`
`1050
`
`1051
`
`1052
`
`IPR2013-00509 / Pat 6,451,300 / 190058-1000
`
`Intentionally left blank
`
`Intentionally left blank
`
`Johnson, D.H. (ed.), “Hair and Hair Care,” pp. 65-104 (1997).
`
`Parran, J.J., “Deposition on the Skin of Particles of Antimicrobial
`Agents from Detergent Bases,” The Journal of Investigative
`Dermatology, vol. 45, no. 2, pp. 86-88 (1965).
`
`Sorkin, M., et al., “The Practical Evaluation of Shampoos,” J. Soc.
`Cosmetic Chemists, 17, pp. 539-551 (1966).
`
`Intentionally left blank
`
`Intentionally left blank
`
`Intentionally left blank
`
` Freedberg, I.M., et al.(eds.), “Fitzpatrick’s Dermatology in General
`Medicine,” vol. 1, Sixth Ed., pp. 1180-1194 (2003).
`
`Lochhead, R.Y., “Recent Trends in Hair Care Polymers,” Household
`and Personal Products Industry, vol. 43, no. 11, pp. 83-87
`(November 2006).
`
`1053 Grote, et al., US 4,741,855, “Shampoo Compositions,” filed July 31,
`1987; issued May 3, 1988.
`
`1054 Winkler, US 4,470,982, “Shampoo Compositions,” filed April 12,
`1982; issued September 11, 1984.
`
`1055
`
`1056
`
`1057
`
`Lochhead, R.Y., “Shampoo and Conditioner Science,” Ch. 3,
`Practical Modern Hair Science, R. Evans & R.R. Wickett (Eds.)
`Alluredbooks, Carol Stream (2012).
`
`Intentionally left blank
`
`Intentionally left blank
`
`
`
`
`
`
`
`
`Unilever
`Exhibit #
`
`IPR2013-00509 / Pat 6,451,300 / 190058-1000
`
`1058
`
`1059
`
`Intentionally left blank
`
`Intentionally left blank
`
`1060 Kalla, et al., WO 97/26854, “Shampoo Compositions with Improved
`Deposition of Antimicrobial Agents,” filed January 6, 1997;
`published July 31, 1997.
`
`Federal Register, vol. 56, no. 233, December 4, 1991, §358.710,
`“Active Ingredients for the Control of Dandruff, Seborrheic
`Dermatitis, or Psoriasis.”
`
`Intentionally left blank
`
`Intentionally left blank
`
`Petitioner Oral Hearing Demonstrative Exhibit
`
`1061
`
`1062
`
`1063
`
`1064
`
`
` /Joseph P. Meara/
`
`Respectfully submitted,
`
`
`
`Joseph P. Meara
`Registration No. 44,932
`Counsel for Petitioner
`
`
`
`
`
`
`
`
`
`
`
`
`CERTIFICATE OF SERVICE
`
`The undersigned certifies that a copy of the foregoing PETITIONER’S
`
`EXHIBIT LIST AS OF October 29, 2014, as well as a copy of EXHIBIT 1064,
`
`were served electronically via e-mail on October 29, 2014 on the following:
`
`
`
`David M. Maiorana
`John V. Biernacki
`Michael S. Weinstein
`JONES DAY
`North Point
`901 Lakeside Avenue
`Cleveland, Ohio 44114
`Telephone (216) 586-3939
`Facsimile (216) 579-0212
`dmaiorana@jonesday.com
`jvbiernacki@jonesday.com
`msweinstein@jonesday.com
`
`Dated: October 29, 2014
`
`
`
`
`
`
`
`Steven W. Miller
`Kim W. Zerby
`Carl J. Roof
`Angela K. Haughey
`THE PROCTOR &
`GAMBLE COMPANY
`299 E. Sixth Street
`Cincinnati, Ohio 45202
`Telephone (513) 983-1246
`Facsimile (513) 945-2729
`miller.sw@pg.com
`zerby.kw@pg.com
`roof.cj@pg.com
`haughey.a@pg.com
`
`
`Respectfully submitted,
`
`By: /Joseph P. Meara/
`Joseph P. Meara
`Reg. No. 44,932
`Foley & Lardner LLP
`Counsel for Petitioner
`
`
`
`
Accessing this document will incur an additional charge of $.
After purchase, you can access this document again without charge.
Accept $ Charge
Still Working On It
This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.
Give it another minute or two to complete, and then try the refresh button.
A few More Minutes ... Still Working
It can take up to 5 minutes for us to download a document if the court servers are running slowly.
Thank you for your continued patience.
This document could not be displayed.
We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.
Your account does not support viewing this document.
You need a Paid Account to view this document. Click here to change your account type.
Your account does not support viewing this document.
Set your membership
status to view this document.
With a Docket Alarm membership, you'll
get a whole lot more, including:
- Up-to-date information for this case.
- Email alerts whenever there is an update.
- Full text search for other cases.
- Get email alerts whenever a new case matches your search.
One Moment Please
The filing “” is large (MB) and is being downloaded.
Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.
Your document is on its way!
If you do not receive the document in five minutes, contact support at support@docketalarm.com.
Sealed Document
We are unable to display this document, it may be under a court ordered seal.
If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.
Access Government Site
