`_______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_____________
`
`CONOPCO, INC. dba UNILEVER
`Petitioner
`v.
`THE PROCTOR & GAMBLE COMPANY
`Patent Owner
`
`_____________
`
`Patent No. 6,451,300
`Case No. IPR2013-00509
`____________________________________________________________
`
`PETITIONER’S EXHIBIT LIST AS OF
`SEPTEMBER 22, 2014
`
`
`
`
`IPR2013-00509 / Pat 6451300 / 190058-1000
`
`Unilever
`Exhibit #
`
`
`
`1001 Dunlop et al., U.S. Patent No. 6,451,300, "Anti-Dandruff and
`Conditioning Shampoos Containing Certain Cationic Polymers,"
`(filed April 25, 2000; issued September 17, 2002)
`
`1002 Amendment dated November 13, 2001 from the file history of U.S.
`Patent No. 6,451,300
`
`1003 Declaration of Arun Nandagiri
`
`1004 Curriculum Vitae of Arun Nandagiri
`
`1005 Kanebo, Ltd., Japanese Application No. 9-188614, "Composition
`having Pearl Lustre," (filed January 9, 1996; laid open July 22, 1997)
`(Japanese)
`
`1006 Kanebo, Ltd., Japanese Application No. 9-188614, "Composition
`having Pearl Lustre," (filed January 9, 1996; laid open July 22, 1997)
`(English translation)
`
`1007 Marsh et al., U.S. Patent No. 7,481,846, "Method of Rapid Hair
`Dyeing," (filed September 22, 2005; issued January 27, 2009)
`
`1008
`
`Intentionally left blank
`
`1009 Bowser et al., U.S. Patent No. 5,723,112, "Pyrithione Containing Hair
`Treatment Composition," (filed July 9, 1996; issued March 3, 1998)
`
`1010 Evans et al., WO 97/14405, "Conditioning Shampoos Containing
`Polyalkylene Glycol," (filed October 15, 1996; issued April 24,
`1997)
`
`1011 Birkofer, U.S. Patent No. 3,962,418, "Mild Thickened Shampoo
`Compositions with Conditioning Properties," (filed April 8, 1975;
`issued June 8, 1976)
`
`1012 Bartolo et al., U.S. Patent No. 5,202,048, "Personal Cleansing
`Product with Odor Compatible Bulky Amine Cationic Polymer with
`Reduced Odor Characteristics," (filed December 30, 1991; issued
`
`
`
`IPR2013-00509 / Pat 6451300 / 190058-1000
`
`April 13,
`
`1993)
`
`Unilever
`Exhibit #
`
`
`
`1013 Coffindaffer et al., U.S. Patent No. 5,624,666, "Anti-Dandruff
`Shampoos with Particulate Active Agent and Cationic Polymer,"
`(filed January 20, 1995; issued April 29, 1997)
`
`1014 Cardin et al., U.S. Patent No. 5,104,645, "Antidandruff Shampoo
`Compositions," (filed February 2, 1990; issued April 14, 1992)
`
`1015
`
`1016
`
`1017
`
`Schwen et al., WO 95/03319, "Cyproterone Acetate Thioacetate,"
`(filed July 13, 1994; issued on February 2, 1995)
`
`Intentionally left blank
`
`Intentionally left blank
`
`1018 Reid et al., U.S. Patent No. 5,085,857, "Conditioning Shampoo
`Comprising a Surfactant, a Non-Volatile Silicone Oil and Guar
`Hydroxypropyltromium Chloride as a Cationic Conditioning
`Polymer," (filed December 3, 1990; issued February 4, 1992)
`(FILED AS EXHIBIT 09.22.14)
`
`1019
`
`1020
`
`1021
`
`1022
`
`1023
`
`1024
`
`1025
`
`1026
`
`Intentionally left blank
`
`Intentionally left blank
`
`Intentionally left blank
`
`Intentionally left blank
`
`Intentionally left blank
`
`Intentionally left blank
`
`Polydimethylsiloxane spec. sheet, 5 pages
`
`Intentionally left blank
`
`
`
`IPR2013-00509 / Pat 6451300 / 190058-1000
`
`Unilever
`Exhibit #
`
`
`
`1027
`
`1028
`
`Intentionally left blank
`
`Intentionally left blank
`
`1029 Arch Chemicals ZPT data sheet, 3 pages
`
`1030 Gibson, U.S. Patent No. 5,015,470, "Cosmetic Composition," (filed
`December 17, 1987; issued May 14, 1991)
`
`1031 Transcript of Patent Trial and Appeal Board Teleconference before
`Judge Green in case numbers IPR2013-00505 and IPR2013-00509,
`dated Friday, March 7, 2014
`
`1032 Transcript of Patent Trial and Appeal Board Teleconference before
`Judges Green, Obermann and Elluru in case numbers IPR2013-
`00505 and IPR2013-00509, dated Thursday, April 10, 2014
`
`1033
`
`1034
`
`1035
`
`Intentionally left blank
`
`Second Declaration of Arun Nandagiri
`
`Intentionally left blank
`
`1036 Lochhead Deposition Transcript (non-public)
`
`1037 Lochhead Deposition Transcript (public – redacted)
`
`1038
`
`1039
`
`Intentionally left blank
`
`Intentionally left blank
`
`1040 Lochhead, R.Y., “Research Report – Formulation of an Antidandruff
`Shampoo with Improved Hair Conditioning Attributes,” Isleworth
`Laboratory, Unilever Research (October 1979).
`
`1041
`
`1042
`
`1043
`
`Intentionally left blank
`
`Intentionally left blank
`
`Intentionally left blank
`
`
`
`IPR2013-00509 / Pat 6451300 / 190058-1000
`
`Intentionally left blank
`
`Johnson, D.H. (ed.), “Hair and Hair Care,” pp. 65-104 (1997).
`
`Parran, J.J., “Deposition on the Skin of Particles of Antimicrobial
`Agents from Detergent Bases,” The Journal of Investigative
`Dermatology, vol. 45, no. 2, pp. 86-88 (1965).
`
`Sorkin, M., et al., “The Practical Evaluation of Shampoos,” J. Soc.
`Cosmetic Chemists, 17, pp. 539-551 (1966).
`
`Intentionally left blank
`
`Intentionally left blank
`
`Intentionally left blank
`
` Freedberg, I.M., et al.(eds.), “Fitzpatrick’s Dermatology in General
`Medicine,” vol. 1, Sixth Ed., pp. 1180-1194 (2003).
`
`Unilever
`Exhibit #
`
`
`
`1044
`
`1045
`
`1046
`
`1047
`
`1048
`
`1049
`
`1050
`
`1051
`
`1052 Lochhead, R.Y., “Recent Trends in Hair Care Polymers,” Household
`and Personal Products Industry, vol. 43, no. 11, pp. 83-87
`(November 2006).
`
`1053 Grote, et al., US 4,741,855, “Shampoo Compositions,” filed July 31,
`1987; issued May 3, 1988.
`
`1054 Winkler, US 4,470,982, “Shampoo Compositions,” filed April 12,
`1982; issued September 11, 1984.
`
`1055 Lochhead, R.Y., “Shampoo and Conditioner Science,” Ch. 3,
`Practical Modern Hair Science, R. Evans & R.R. Wickett (Eds.)
`Alluredbooks, Carol Stream (2012).
`
`1056
`
`1057
`
`1058
`
`Intentionally left blank
`
`Intentionally left blank
`
`Intentionally left blank
`
`
`
`IPR2013-00509 / Pat 6451300 / 190058-1000
`
`Unilever
`Exhibit #
`
`
`
`1059
`
`Intentionally left blank
`
`1060 Kalla, et al., WO 97/26854, “Shampoo Compositions with Improved
`Deposition of Antimicrobial Agents,” filed January 6, 1997;
`published July 31, 1997.
`
`Federal Register, vol. 56, no. 233, December 4, 1991, §358.710,
`“Active Ingredients for the Control of Dandruff, Seborrheic
`Dermatitis, or Psoriasis.”
`
`Intentionally left blank
`
`1061
`
`1062
`
`
`
`
`
`
`
`
`Respectfully submitted,
`
`
`
`/Joseph P. Meara/
`
`
`Joseph P. Meara
`Registration No. 44,932
`Counsel for Petitioner
`
`
`
`
`
`CERTIFICATE OF SERVICE
`
`The undersigned certifies that a copy of the foregoing PETITIONER’S
`
`EXHIBIT LIST AS OF September 22, 2014, as well as copies of Exhibits 1018,
`
`1033 through 1062, was served electronically via e-mail on September 22, 2014 in
`
`its entirety on the following:
`
`
`
`David M. Maiorana
`John V. Biernacki
`Michael S. Weinstein
`JONES DAY
`North Point
`901 Lakeside Avenue
`Cleveland, Ohio 44114
`Telephone (216) 586-3939
`Facsimile (216) 579-0212
`dmaiorana@jonesday.com
`jvbiernacki@jonesday.com
`msweinstein@jonesday.com
`
`Dated: September 22, 2014
`
`
`
`
`
`
`
`Steven W. Miller
`Kim W. Zerby
`Carl J. Roof
`Angela K. Haughey
`THE PROCTOR &
`GAMBLE COMPANY
`299 E. Sixth Street
`Cincinnati, Ohio 45202
`Telephone (513) 983-1246
`Facsimile (513) 945-2729
`miller.sw@pg.com
`zerby.kw@pg.com
`roof.cj@pg.com
`haughey.a@pg.com
`
`
`Respectfully submitted,
`
`By: ____/Joseph P. Meara/
`Joseph P. Meara
`Reg. No. 44,932
`Foley & Lardner LLP
`Counsel for Petitioner