`
`
`
`Filed on behalf of: Software Rights Archive, LLC Paper ____
`
`
`
`
`By: Martin M. Zoltick, Lead Counsel
`Nancy J. Linck, Back-up Counsel
`Rothwell, Figg, Ernst & Manbeck, P.C.
`607 14th St., N.W., Suite 800
`Washington, DC 20005
`Telephone: 202-783-6040
`Facsimile: 202-783-6031
`E-mail: mzoltick@rfem.com
` nlinck@rfem.com
`
` Dated: May 19, 2014
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_______________
`
`FACEBOOK, INC., LINKEDIN CORP., and TWITTER, INC.
`Petitioner
`
`v.
`
`SOFTWARE RIGHTS ARCHIVE, LLC
`Patent Owner
`_______________
`
`Case 2013-00479
`Patent 5,832,494
`_______________
`
`
`PATENT OWNER’S EXHIBIT LIST
`(as of May 19, 2014)
`
`
`
`
`
`Case 2013-00479
`Patent No. 5,832,494
`
`Mail Stop PATENT BOARD
`Patent Trial and Appeal Board
`U.S. Patent & Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`
`
`Pursuant to 37 C.F.R. § 42.63(e), Patent Owner Software Rights Archive,
`
`LLC (“SRA”) hereby furnishes below a current listing of Patent Owner’s Exhibits
`
`to the Board and counsel for Petitioners Facebook, Inc., Linkedin Corp., and
`
`Twitter, Inc. (“Petitioners”). Patent Owner SRA hereby certifies that copies of the
`
`Exhibits listed below have been served on counsel for Petitioners.
`
`EXHIBIT LIST
`
`Gerard Salton and Chris Buckley, “Approaches to Text
`Retrieval for Structured Documents,” Department of Computer
`Science, Cornell University, January 1990, pp. 1-19.
`
`Reexamination Control No. 90/011,010, Notice of Intent to
`Issue Ex Parte Reexamination Certificate, mailed on June 29,
`2011.
`
`IBM Dictionary of Computing 654 (10th ed. 1994).
`
`Computer Dictionary 479 (4th ed. 1986).
`
`Reexamination Control No. 90/011,010, Order Granting
`Request for Ex Parte Reexamination, mailed on August 2,
`2010.
`
`U.S. Patent No. 5,544,352, issued on August 6, 1996.
`
`Reexamination Control No. 90/011,010, Office Action, mailed
`on December 10, 2010.
`
`2
`
`Exhibit 2001:
`
`
`Exhibit 2002:
`
`
`Exhibit 2003:
`
`Exhibit 2004:
`
`Exhibit 2005:
`
`
`Exhibit 2006:
`
`
`Exhibit 2007:
`
`
`
`
`
`
`
`Case 2013-00479
`Patent No. 5,832,494
`
`Biography of Victor G. Hardy.
`
`Affidavit of Victor G. Hardy In Support of Motion for Pro Hac
`Vice Admission.
`
`Salton and Zhang, “Enhancement of Text Representations
`Using Related Document Titles,” Cornell University,
`Department of Computer Science (Jan, 1986).
`
`Transcript of February 26, 2014 Teleconference Hearing.
`
`Exhibit 5J to the 37 C.F.R. § 1.132 Declaration of Paul S.
`Jacobs filed in Reexamination Control No. 90/011,010, dated
`February 9, 2011 (ISI files).
`
`Exhibit 4J to the 37 C.F.R. § 1.132 Declaration of Paul S.
`Jacobs filed in Reexamination Control No. 90/011,010, dated
`February 9, 2011 (CACM files).
`
`Edward A. Fox, “Characterization of Two New Experimental
`Collections in Computer and Information Science Containing
`Textual and Bibliographic Concepts,” (Sept. 1983) (Ph.D.
`dissertation, Cornell University Department of Computer
`Science).
`
`Handwritten Notes of Dr. Fox regarding clusters/clustering.
`
`EXHIBIT NUMBER NOT USED
`
`EXHIBIT NUMBER NOT USED
`
`Transcript of deposition of Edward A. Fox, Ph.D., dated April
`26, 2014 (Part 1).
`
`Transcript of deposition of Edward A. Fox, Ph.D., dated April
`27, 2014 (Part 2)
`
`3
`
`
`Exhibit 2008:
`
`Exhibit 2009:
`
`
`Exhibit 2009A:
`
`
`Exhibit 2010:
`
`Exhibit 2010A:
`
`
`Exhibit 2011:
`
`
`Exhibit 2012:
`
`
`Exhibit 2013:
`
`Exhibit 2014:
`
`Exhibit 2015:
`
`Exhibit 2016:
`
`
`Exhibit 2017:
`
`.
`
`
`
`
`
`Case 2013-00479
`Patent No. 5,832,494
`37 C.F.R. § 1.132 Declaration of Paul S. Jacobs filed in
`Reexamination Control No. 90/011,010, dated February 9, 2011
`(Excerpts).
`
`EXHIBIT NUMBER NOT USED
`
`Interview Summary file in Reexamination Control No.
`90/011,010, dated April 4, 2011.
`
`EXHIBIT NUMBER NOT USED
`
`Parties’ Local Patent Rule 4-3 Joint Claim Construction and
`Supporting Evidence, filed in Software Rights Archive, LLC v.
`Google Inc. et al., No. 2:07-CV-511 (E.D. Tex.), dated July 16,
`2010.
`
`EXHIBIT NUMBER NOT USED
`
`Small, “Co-citation in the Scientific Literature: A New
`Measure of the Relationship Between Two Documents,”
`Journal of the American Society for Information Science 24(4):
`265-269 (1973).
`
`EXHIBIT NUMBER NOT USED
`
`Salton and Zhang, “Enhancement of Text Representations
`Using Related Document Titles,” Information Processing &
`Management, 22(5): 385-94 (1986).
`
`Nunn, Regression Analysis of Extended Vectors to Obtain
`Coefficients for Use in Probabilistic Information Retrieval
`Systems, (Dec. 1987) (Master of Science Report, Virginia
`Polytechnic Institute and State University, Department of
`Computer Science).
`
`Ledwith, “On the Difficulties of Applying the Results of
`Information Retrieval Research to Aid in the Searching of
`Large Scientific Databases,” Information Processing &.
`Management, 28(4): 451-456 (1992).
`
`4
`
`Exhibit 2018:
`
`
`Exhibit 2019:
`
`Exhibit 2020:
`
`
`Exhibit 2021:
`
`Exhibit 2022:
`
`
`Exhibit 2023:
`
`Exhibit 2024:
`
`
`Exhibit 2025:
`
`Exhibit 2026:
`
`
`Exhibit 2027:
`
`
`Exhibit 2028:
`
`
`
`
`
`
`
`Case 2013-00479
`Patent No. 5,832,494
`Turtle, “Inference Networks for Document Retrieval,” Ph.D.
`Thesis, University of Massachusetts, Computer and Information
`Science Department (1991).
`
`Frei and Stieger, “Making Use of Hypertext Links when
`Retrieving Information,” (in Proceedings of the ACM ECHT
`Conference on Hypertext), 102-111 (1992).
`
`Salton, “Automatic Analysis, Theme Generation, and
`Summarization of Machine-Readable Texts,” Science, Vol.
`264, pp. 1421-1426 (June 3, 1994).
`
`Transcript of talk delivered by Sergey Brin at the School of
`Information, University of California, Berkeley (2007).
`
`EXHIBIT NUMBER NOT USED
`
`Small, “The Relationship of Information Science to the Social
`Sciences: A Co-Citation Analysis,” Information Processing &.
`Management, Vol. 28, pp. 39-50 (1981).
`
`Salton and Lesk, “The SMART Automatic Document Retrieval
`System – An Illustration,” Communications of the ACM, 8(6),
`(June 1965).
`
`Luhn, “A Statistical Approach to Mechanized Encoding and
`Searching of Literary Information,” IBM Journal, 1(4): 309-317
`(Oct. 1957).
`
`Cleverdon & Mills, “The Testing of Index Language Devices,”
`ASLIB Proceedings, 15(4): 106-130 (Apr. 1963).
`
`EXHIBIT NUMBER NOT USED
`
`EXHIBIT NUMBER NOT USED
`
`EXHIBIT NUMBER NOT USED
`
`Specter, “Search and Deploy: The Race to Build a Better
`Search Engine,” The New Yorker, May 29, 2000.
`5
`
`Exhibit 2029:
`
`
`Exhibit 2030:
`
`
`Exhibit 2031:
`
`
`Exhibit 2032:
`
`
`Exhibit 2033:
`
`Exhibit 2034:
`
`
`Exhibit 2035:
`
`
`Exhibit 2036:
`
`
`Exhibit 2037:
`
`
`Exhibit 2038:
`
`Exhibit 2039:
`
`Exhibit 2040:
`
`
`Exhibit 2041:
`
`
`
`
`
`Case 2013-00479
`Patent No. 5,832,494
`
`Baldi, Frasconi & Smyth, Modeling the Internet and the Web,
`(John Wiley & Sons Ltd. 2003) pp. 125-127, 142-144.
`
`Henzinger, “Combinatorial Algorithms for Web Search Engines
`– Three Success Stories,” SODA, pp. 1022-1026 (2007).
`
`Michael Arrington, “The Early Google Papers: Rajeev
`Motwani’s Contributions to Search,” Technology News (June 6,
`2009).
`
`Stephen Levy, In the Plex: how Google thinks, works, and
`shapes our lives (Simon & Schuster 2011).
`
`Ex Parte Reexamination Certificate for U.S Patent No.
`5,832,494, issued on Sept. 27, 2011.
`
`EXHIBIT NUMBER NOT USED
`
`Stephen Levy, In the Plex: how Google thinks, works, and
`shapes our lives (Simon & Schuster 2011).
`
`EXHIBIT NUMBER NOT USED
`
`Claim Chart of Infringement of U.S. Patent No. 5,544,352.
`
`Claim Chart of Infringement of U.S. Patent No. 5,832,494.
`
`Claim Chart of Infringement of U.S. Patent No. 6,233,571.
`
`Sergey Brin & Lawrence Page, “The Anatomy of a Large-Scale
`Hypertextual Web Search Engine,” Stanford University,
`Computer Science Department (1998).
`
`Lawrence Page, Sergey Brin, Rajeev Motwani & Terry
`Winograd, “The PageRank Citation Ranking: Bringing Order to
`the Web,” Technical Report, Stanford InfoLab, (Dec. 2008).
`
`Google Inc. Annual Report (2004).
`
`6
`
`
`Exhibit 2042:
`
`
`Exhibit 2043:
`
`
`Exhibit 2044:
`
`
`Exhibit 2045:
`
`
`Exhibit 2046:
`
`
`Exhibit 2047:
`
`Exhibit 2048:
`
`
`Exhibit 2049:
`
`Exhibit 2050:
`
`Exhibit 2051:
`
`Exhibit 2052:
`
`Exhibit 2053:
`
`
`Exhibit 2054:
`
`
`Exhibit 2055:
`
`
`
`
`
`
`Case 2013-00479
`Patent No. 5,832,494
`John Battelle, The Search: How Google and Its Rivals Rewrote
`the Rules of Business and Transformed Our Culture,” (Portfolio
`2005) (Excerpts)
`
`EXHIBIT NUMBER NOT USED
`
`EXHIBIT NUMBER NOT USED
`
`Jesse Solomon, “Google Worth More Than Exxon: Apple
`Next?” CNN Money, Feb. 7, 2014 (available at
`http://money.cnn.com/2014/02/07/investing/google-exxon-
`market-value/).
`
`Main Search Engines and Directories, 1999 (available at
`http://www.webmarketingnow.com/search-
`engines/self_register.html).
`
`Search Engines Market Share on Datahub.com,
`http://datahub.io/de/dataset/search-engines-market-share, data
`from WebSideStory, NetApplications, and Hitslink.
`
`Market Share Statistics for Internet Technologies on
`Netmarketshare.com.
`
`Rex Chen, Oisze Lam, & Kenneth Kramer, “Strategic Use of
`Information Technology - Google,” Center for Research on
`Information Technology and Organizations, University of
`California, Irvine, pp. 1-31 (Feb. 2007).
`
`John Huey, Martin Nisenholtz & Paul Sagan, “What really
`happened to the news business, Chapter 12: Google, The
`Second Coming,” The Riptide, 2013 (available at
`http://www.niemanlab.org/riptide/chapter-12-google-the-
`second-coming/).
`
`Google Analyst Day 2006, slide presentation (Mar. 2006).
`
`Ricardo Baeza-Yates & Berthier Ribeiro-Neto, Modern
`Information Retrieval (ACM Press 1999) pp. 379-382
`(Excerpts).
`
`7
`
`Exhibit 2056:
`
`
`Exhibit 2057:
`
`Exhibit 2058:
`
`Exhibit 2059:
`
`
`Exhibit 2060:
`
`
`Exhibit 2061:
`
`
`Exhibit 2062:
`
`
`Exhibit 2063:
`
`
`Exhibit 2064:
`
`
`Exhibit 2065:
`
`Exhibit 2066:
`
`
`
`
`
`Case 2013-00479
`Patent No. 5,832,494
`
`W. Bruce Croft, Donald Metzler & Trevor Strohman, Search
`Engines: Information Retrieval in Practice (Pearson 2010) pp.
`14-23.
`
`Christopher D. Manning, Prabhakar Raghavan & Hinrich
`Schutze, Introduction to Information Retrieval (Cambridge
`University Press 2008) pp. 391-396, 421-422.
`
`Ned L. Fielden & Lucy Kuntz, Search Engines Handbook,
`(McFarland & Company 2002) pp. 65-66.
`
`“Google Searches More Sites More Quickly, Delivering the
`Most Relevant Results,” (Mar. 15, 2007) (available at
`http://www.google.com/technology).
`
`“Technology Overview,” (Apr. 30, 2010) (available at
`http://www.google.com/technology).
`
`“Seach Engine Features for Webmasters” (available at
`https://web.archi \e. org /web/19990417060242/http:/\,w,w.sear
`cheng i newatch. comlwebmasters/features .html).
`
`Danny Sullivan, “Link Analysis and Link Building,” Search
`Engine Watch (June 9, 2003) (available at
`http://searchenginewatch.com/article/2047609/Link-Analysis-
`And-Link-Building).
`
`“The right candidates to wound a group with $64 billion pile of
`case? A start-up and a living-dead . . .,” Innovation Tribune
`eng (Jan. 2005) (available at http://portail-
`innovation.typepad.com/eng/2004/12/index.html).
`
`EXHIBIT NUMBER NOT USED
`
`EXHIBIT NUMBER NOT USED
`
`U.S. Provisional Patent Application No. 60/035,205, filed Jan.
`10, 1997.
`
`8
`
`
`Exhibit 2067:
`
`
`Exhibit 2068:
`
`
`Exhibit 2069:
`
`
`Exhibit 2070:
`
`
`Exhibit 2071:
`
`
`Exhibit 2072:
`
`
`Exhibit 2073:
`
`
`Exhibit 2074:
`
`
`Exhibit 2075:
`
`Exhibit 2076:
`
`Exhibit 2077:
`
`
`
`
`
`
`
`Case 2013-00479
`Patent No. 5,832,494
`Transcript of talk delivered by Douglas Merrill at the Czech
`Technical University, (available at
`http://www.youtube.com/watch?feature=player_detailpage&v=
`syKY8CrHkck#t=441s).
`
`Oleg Ishenko, “5 Myths about Google PageRank,” (Oct. 6,
`2006) (available at http://www.buzzle.com/articles/myths-
`aboutgoogle-pagerank.html).
`
`Tim O’Reilly, “What is Web 2.0? Design Patterns and Business
`Models for the Next Generation of Software,” O’Reilly (Sept.
`30, 2005).
`
`Michael Copeland & Seth Weintraub, “Google: The Search
`Party Is Over,) 162 FORTUNE 59, 61 (Aug. 16, 2010) (Online
`Version).
`
`Marcus Sobek, “A Survey to Google’s PageRank,” 2002/2003
`(available at http://pr.efactory.de/)
`
`Atul Gupta, “Google PageRank Algorithm Explained,” 2006
`(available at
`http://www.evancarmichael.com/SEO/1242/Google-PageRank-
`Algorithm-Explained.html).
`
`Amir Efrati, “Google Wants Search to be More Social,” The
`Wall Street Journal (Mar. 31, 2011).
`
`U.S Patent No. 8,631,094.
`
`U.S Patent No. 6,285,999.
`
`Alexander Halavais, Search Engine Society (Polity Press 2009)
`pp. 17-24, 64-66, 181-183.
`
`Saul Hansell, “Google Keeps Tweaking Its Search Engine,”
`The New York Times (June 3, 2007).
`
`9
`
`Exhibit 2078:
`
`
`Exhibit 2079:
`
`
`Exhibit 2080:
`
`
`Exhibit 2081:
`
`
`Exhibit 2082:
`
`
`Exhibit 2083:
`
`
`Exhibit 2084:
`
`
`Exhibit 2085:
`
`Exhibit 2086:
`
`Exhibit 2087:
`
`
`Exhibit 2088:
`
`
`
`
`
`
`
`Case 2013-00479
`Patent No. 5,832,494
`Safa Rashtchy et al., “The User Revolution: The New
`Advertising Ecosystem and the Rise of the Internet as a Mass
`Medium” (Feb. 2007).
`
`Testimony of Eric Schmidt, Executive Chairman of Google
`Inc., before the Senate Committee on the Judiciary
`Subcommittee on Antitrust, Competition Policy, and Consumer
`Rights (Sept. 21, 2011)
`
`David. A. Vise, The Google Story (Delacorte Press 2005) pp. 1,
`11, 12, 34-36.
`
`Jim Hu, “Yahoo Sheds Inktomi for New Search Technology,”
`CNET News (June 26, 2000) (available at
`http://news.cnet.com/2100-1023-242392.html).
`
`Danny Sullivan, “Who Powers Whom? Search Providers
`Chart,” Search Engine Watch (July 22, 2004) (available at
`http://searchenginewatch.com/article/2049047/Who-Powers-
`Whom-Search-Providers-Chart).
`
`Evan Hansen & Jim Hu, “Yahoo, Google Primed for Search
`War,” CNET News (Jan, 14, 2004) (available at
`http://news.cnet.com/Yahoo,-Google-primed-for-search-
`war/2100-1024_3-5141328.html).
`
`Siva Vaidhyanathan, Googlization of Everything (University of
`California Press 2011) pp. 233-235.
`
`Otis Port, “A Search Engine gets a Search Engine,” Business
`Week, p. 81 (Sept. 28, 1998).
`
`Sam Vincent Meddis, “Find a Career, Laugh a lot, or Pay a
`Visit to the E-quarium”, USA Today, December 16, 1998.
`
`“Industry Awards and Accolades for Google” (available at
`http://mooglemb.com/threads/googlecache/64.233.187.104/pres
`s/awards.html).
`
`10
`
`Exhibit 2089:
`
`
`Exhibit 2090:
`
`
`Exhibit 2091:
`
`
`Exhibit 2092:
`
`
`
`Exhibit 2093:
`
`
`Exhibit 2094:
`
`
`Exhibit 2095:
`
`
`Exhibit 2096:
`
`
`Exhibit 2097:
`
`
`Exhibit 2098:
`
`
`
`
`
`
`
`Case 2013-00479
`Patent No. 5,832,494
`Amy Langville & Carl Meyer, Google’s PageRank and
`Beyond: The Science of Search Engine Rankings (Princeton
`University Press 2006).
`
`Google, Image Search (December 11, 2001) (available at
`http://web.archive.org/web/20011211050039/http://www.googl
`e.com/imghp?hl=en).
`
`Google, Groups Search (December 11, 2001) (available at
`http://web.archive.org/web/20011211072523/http://www.googl
`e.com/grphp?hl=en).
`
`Google, Advanced Search (February 22, 2002) (available at
`http://web.archive.org/web/20021008010735/http://www.googl
`e.com/advanced_search?hl=en).
`
`U.S. Patent No. 7,260,573.
`
`U.S. Patent No. 7,028,029.
`
`U.S. Patent Application Publication No. 2005/0216434.
`
`U.S. Patent No. 7,158,961.
`
`U.S. Patent No. 6,754,873.
`
`U.S. Patent No. 8,516,357.
`
`U.S. Patent Application Publication No. 2007/0100817.
`
`U.S. Patent No. 6,526,440.
`
`“Advertise to People Looking for Your Product” (Apr. 13,
`2001).
`
`“The Search Engine List” (available at
`http://www.thesearchenginelist.com).
`
`Declaration of Paul Jacobs, dated May 19, 2014.
`
`11
`
`Exhibit 2099:
`
`
`Exhibit 2100:
`
`
`Exhibit 2101:
`
`
`Exhibit 2102:
`
`
`Exhibit 2103:
`
`Exhibit 2104:
`
`Exhibit 2105:
`
`Exhibit 2106:
`
`Exhibit 2107:
`
`Exhibit 2108:
`
`Exhibit 2109:
`
`Exhibit 2110:
`
`Exhibit 2111:
`
`
`Exhibit 2112:
`
`
`Exhibit 2113:
`
`
`
`
`
`
`Case 2013-00479
`Patent No. 5,832,494
`Declaration of Amy Langville, dated May 19, 2014
`
`Exhibit 2114:
`
`
`
`
`
`
`
`
`
`
`
`
`Date: May 19, 2014
`
`
`
`
`
`
`
`
`
`Respectfully submitted,
`
`
`
`
`
`By:
`
`
`
`/s/ Martin M. Zoltick
`Martin M. Zoltick, Reg. No. 35,745
`Nancy J. Linck, Reg. No. 31,920
`ROTHWELL, FIGG, ERNST &
`MANBECK, P.C.
`607 14th Street, N.W., Suite 800
`Washington, DC 20005
`Phone: 202-783-6040
`Facsimile: 202-783-6031
`
`Attorneys for Patent Owner
`Software Rights Archive, LLC
`
`
`
`
`
`
`
`
`
`
`
`12
`
`
`
`CERTIFICATE OF SERVICE
`
`I hereby certify that on this 19th day of May, 2014, a true and correct copy
`
`Case IPR2013-00479
`
`
`
`
`
`of the foregoing PATENT OWNER’S EXHIBIT LIST was served by electronic
`
`mail, upon the following lead and backup counsel of record for Petitioners
`
`Facebook, Inc., LinkedIn Corp. and Twitter, Inc.:
`
`Heidi L. Keefe – Lead Counsel for all Petitioners
`Cooley LLP
`1299 Pennsylvania Ave., N.W., Suite 700
`Washington, DC 20004
`Ph: 650-843-5001
`Fx: 650-849-7400
`E-mails: hkeefe@cooley.com
`
`Mark R. Weinstein – Backup Counsel for Facebook, Inc.
`Cooley LLP
`1299 Pennsylvania Ave., N.W., Suite 700
`Washington, DC 20004
`Ph: 650-843-5007
`Fx: 650-849-7400
`E-mail: mweinstein@cooley.com
`
`David Silbert – Backup Counsel for LinkedIn Corp. and Twitter, Inc.
`Keker & Van Nest LLP
`633 Battery Street
`San Francisco, CA 94111
`Ph: 415-391-5400
`Fx: 415-397-7188
`E-mail: djs@kvn.com
`
`
`
`
`
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`
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`
`
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`
`
`
`
`
`
`
`
`
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`
`
`
`
`/s/ Erik van Leeuwen
`Erik van Leeuwen
`Litigation Operations Coordinator
`Rothwell, Figg, Ernst & Manbeck, P.C.
`
`
`
`
`
`
`
`
`
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`
`
`
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