`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`_____________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_____________________
`
`
`
`APOTEX CORP.
`Petitioner
`v.
`ALCON RESEARCH, LTD.
`Patent Owner
`
`
`
`_____________________
`
`CASE IPR2013-00428
`
`U.S. Patent No. 8,268,299
`_____________________
`
`APOTEX CORP.'S EXHIBIT LIST
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`APOTEX CORP. EXHIBIT LIST
`CASE IPR2013-00428
`
`
`Description
`
`Apotex
`Exhibit #
`1001 Kabra et al., U.S. Patent No. 8,268,299, "Self Preserved Aqueous
`Pharmaceutical Compositions" (filed September 20, 2007; issued
`September 18, 2012)
`1002 Declaration of Michael J. Miller, Ph.D.
`1003 Xia et al., WO 2005/097067, "Zinc Preservative Composition and
`Method of Use" (filed March 24, 2005; published October 20, 2005)
`Chowhan et al., U.S. Patent No. 6,143,799, "Use of Borate-Polyol
`Complexes in Ophthalmic Compositions" (filed July 2, 1998; issued
`November 7, 2000)
`1005 Gadd et al., "Microorganisms and Heavy Metal Toxicity," Microbial
`Ecology, 4:303-317 (1978)
`FDA Approved Drug Label "TRAVATAN® (travoprost ophthalmic
`solution) 0.004% Sterile" (2001)
`Certified English translation of Kiyobayashi, JP 2003-104870,
`"Aqueous Composition" (filed September 28, 2001; issued April 9,
`2003)
`File history of U.S. Patent No. 8,268,299 (as of July 5, 2013, and
`exclusive of foreign patent documents listed in Information Disclosure
`Statements)
`1009 Kiyobayashi, JP 2003-104870, "Aqueous Composition" (filed
`September 28, 2001; published April 9, 2003)
`File history of U.S. Patent No. 8,323,630 (as of July 5, 2013, and
`exclusive of foreign patent documents listed in Information Disclosure
`Statements)
`File history of U.S. Patent No. 8,388,941 (as of July 5, 2013, and
`exclusive of foreign patent documents listed in Information Disclosure
`Statements)
`Sheftel, "Indirect Food Additives and Polymers: Migration and
`Toxicology," p. 422 (2000)
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`1004
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`1006
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`1007
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`1008
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`1010
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`1011
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`1012
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`- 1 -
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`APOTEX CORP. EXHIBIT LIST
`CASE IPR2013-00428
`
`
`Description
`
`Apotex
`Exhibit #
`1013
`
`1014
`
`1015
`1016
`
`1019
`
`
`
`The European Agency for the Evaluation of Medicinal Products,
`Veterinary Medicines Evaluation Unit, "Polyoxyl Castor Oil, Polyoxyl
`Hydrogenated Castor Oil Summary Report" (1999)
`"Antimicrobial Effectiveness Testing," in The United States
`Pharmacopeia 26: The National Formulary 22, pp. 2002-2004 (2003)
`Curriculum Vitae of Michael J. Miller, Ph.D.
`FORM 6-K, SECURITIES AND EXCHANGE COMMISSION, For
`the month of May 2002, ALCON, INC.
`1017 Affidavit in Support of Motion for Pro Hac Vice Admission
`of Paul A. Ainsworth Under 37 C.F.R. § 42.10(c)
`1018 Affidavit in Support of Motion for Pro Hac Vice Admission
`of H. Keeto Sabharwal Under 37 C.F.R. § 42.10(c)
`Transcript of Patent Trial and Appeal Board Teleconference before
`Judges Green, Elluru, and Prats in Cases IPR2013-00428,
`IPR2013-00429, IPR2013-00430, Monday, February 3, 2014
`
`Respectfully submitted,
`
`
`
`
`
`/Eldora L. Ellison/
`
` Eldora L. Ellison, Ph.D.
`
`Date: April 23, 2014
`1100 New York Avenue, N.W. Lead Attorney for Petitioner, Apotex Corp.
`Washington, D.C. 20005-3934 Registration No. 39,967
`(202) 371-2600
`1839186_1
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`- 2 -
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`CERTIFICATION OF SERVICE (37 C.F.R. §§ 42.6(e), 42.105(a))
`
`The undersigned hereby certifies that the above-captioned “Apotex Corp.'s
`
`Exhibit List” and Exhibit 1019 were served in their entirety on April 23, 2014, upon
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`the following parties via email:
`
`
`Stanley E. Fisher
`David M. Krinsky
`Adam L. Perlman
`Barry L. Copeland
`
`
`
`
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`sfisher@wc.com
`dkrinsky@wc.com
`aperlman@wc.com
`barry.copeland@alcon.com
`patent.docketing@alcon.com
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`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`
`/Eldora L. Ellison/
`Eldora L. Ellison, Ph.D.
`Lead Attorney for Petitioner, Apotex Corp.
`Reg. No. 39,967
`
`
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`
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`Date: April 23, 2014
`
`1100 New York Avenue, N.W.
`Washington, D.C. 20005-3934
`(202) 371-2600