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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`APOTEX CORP.
`Petitioner
`V.
`ALCON RESEARCH, LTD.
`Patent Owner
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`CASE 1PR2013-00428
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`U.S. Patent No. 8,268,299
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`AFFIDAVIT IN SUPPORT OF MOTION FOR PRO HAG VICE ADMISSION
`OF H. KEETO SABHARWAL UNDER 37 C.F.R. § 42.10(c)
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`Mail Slop "PATENT BOARD"
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
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`AFFIDAVIT OF H. KEETO SABHARWAL
`CASE IPR20 13-00428
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`1.
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`I, H. Keeto Sabharwal, am more than twenty-one years of age, am
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`competent to present this affidavit, and have personal knowledge of the facts set forth
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`herein.
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`2.
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`This affidavit is given in support of the Petitioner Apotex Corp.’s
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`Motion for Pro Hac Vice Admission.
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`3.
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`I am a director at the law firm of Sterne, Kessler, Goldstein and Fox
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`P.L.L.C.
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`4.
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`I have been a patent litigation attorney for nearly 20 years, and I’ve been
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`litigating patent cases during that entire time period. I served as lead trial counsel in
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`a large majority of these patent cases. Most of the patent cases in which I served as
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`lead trial counsel involved pharmaceutical products. I have litigated at least 30 patent
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`infringement actions involving a variety of pharmaceutical and life science matters.
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`5.
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`I am a member in good standing of the State Bar of New York and the
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`Bar of the District of Columbia. I have never been suspended or disbarred from
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`practice before any court or administrative body.
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`-1-
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`AFFIDAVIT OF H. KEETO SABHARWAL
`CASE 1PR2013-00428
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`6.
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`I have never been ultimately denied admission to practice before any
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`court or administrative body. I was temporarily denied pro hac vice admission
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`without prejudice and with permission to re-file in a single instance by the PTAB in
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`Cases 1PR2012-00022 and 1PR2013-00250 because the moving papers did not fully
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`articulate my familiarity with the subject matter at issue in the proceedings (where I
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`was not serving as trial counsel in the corresponding litigation).’ After I provided
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`additional detail showing my familiarity with the subject matter at issue in those
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`proceedings, the Board granted my pro hac vice admission in both cases. See Case
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`1PR2012-00022, Paper 53; Case 1PR2013-00250, Paper 21.
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`7.
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`No court or administrative body has ever imposed sanctions or
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`contempt citations on me.
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`8.
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`I have read and will comply with the Office Patent Trial Practice Guide
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`and the Board’s Rules of Practice for Trials set forth in part 42 of the C.F.R.
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`Case 1PR2012-00022 and Case 1PR2013-00250 were parallel cases
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`concerning a single patent at issue. The cases were later joined by the PTAB in a
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`single proceeding. See Case 1PR2012-00022, Paper 104.
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`-2-
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`AFFIDAVIT OF H. KEETO SABHARWAL
`CASE 1PR2013-00428
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`9.
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`I understand that I will be subject to the Office’s Rules of Professional
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`Conduct set forth in 37 C.F.R. §S 11.10 1 et seq. and disciplinary jurisdiction under
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`37 C.F.R. § 11.19(a).
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`10.
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`I am concurrently seeking pro hac vice admission to appear in
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`Petitioner’s co-pending related matters against Patent Owner, Case 1PR2013-00429 2
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`and Case 1PR2013-00430. 3 I have applied to appear pro hac vice in seven other
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`proceedings before the Office in the last three (3) years: Case 1PR2013-00012, Case
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`1PR2013-00015, Case 1PR2012-00022, Case 1PR2013-00250, Case 1PR2013-00368,
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`Case 1PR2013-00371, and Case IPR 2013-00372. I was admittedpro hac vice in all
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`seven cases and participated in IPR depositions in the cases.
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`2 Case 1PR2013-00429 challenges claims of U.S. Patent No. 8,323,630 ("the
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`’630 patent"), which is in the same patent family as the patent at issue in this
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`proceeding.
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`Case 1PR2013-00430 challenges claims of U.S. Patent No. 8,388,941 ("the
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`’941 patent"), which concerns the same subject matter as the patent at issue in this
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`proceeding.
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`-3-
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`AFFIDAVIT OF H. KEETO SABHARWAL
`CASE 1PR2013-00428
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`11.
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`I have an established familiarity with the subject matter at issue in this
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`proceeding. I have read and understand the pleadings submitted by Petitioner and
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`Patent Owner in this proceeding and in Cases 1PR2013-00429 and 1PR2013-00430. I
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`have engaged in hours of strategic and substantive discussions regarding this
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`proceeding with Eldora L. Ellison, Ph.D., who is the lead counsel for Petitioner in
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`this proceeding and in Case 1PR2013-00429 and Case 1PR2013-00430. Through my
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`nearly 20 years of patent litigation experience, I am very familiar with the legal
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`theories advanced in this case.
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`12.
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`I have reviewed in detail U.S. Patent No. 8,268,299 ("the ’299 patent"),
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`which is the patent challenged in this proceeding. I have also reviewed Exhibits
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`submitted by Petitioner in this proceeding, such as Exhibit 1002 (Declaration of
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`Michael J. Miller, Ph.D.); Exhibit 1003 (Xia et al., WO 2005/097067, "Zinc
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`Preservative Composition and Method of Use"); Exhibit 1004 (Chowhan
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`et al., U.S.
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`Patent No. 6,143,799, "Use of Borate-Polyol Complexes in Ophthalmic
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`Compositions"); Exhibit 1005 (Gadd et al., "Microorganisms and Heavy Metal
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`Toxicity," Microbial Ecology, 4:303-317 (1978)); and Exhibit 1006 (FDA Approved
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`Drug Label "TRAVATANfi (travoprost ophthalmic solution) 0.004% Sterile"
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`(2001)).
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`A
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`AFFIDAVIT OF H. KEETO SABHARWAL
`CASE 1PR2013-00428
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`13. Through previous litigation involving similar products, I have
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`significant familiarity with ophthalmic formulations such as those claimed by the
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`’299 patent. I served as Petitioner’s lead trial counsel in A icon Pharms. Ltd. v. Apotex
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`Inc., Case no. 1:12-cv-00960-UNA (D. Delaware), which concerned U.S. Patent
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`Nos. 6,716,830 and 7,671,070 (directed to ophthalmic drug formulations and
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`methods of use). I also represented Petitioner in the extensive inter partes review
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`proceedings concerning the same patents: Case 1PR2013-00012 and Case
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`1PR2013-00015.
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`14.
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`Therefore, I have an established familiarity with the subject matter at
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`issue in this proceeding.
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`15.
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`I understand that IPR counsel for Patent Owner has agreed not to oppose
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`Petitioner’s motion for my pro hac vice admission in this proceeding.
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`H. eto bharwat’
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`Sworn to and subscribed before me
`this 3Aek.. day of February, 2014.
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`Notary Public
`I 8O25 (cid:9)
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`ESS
`July 142Oi$ (cid:9)
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`-5-
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