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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`TOYOTA MOTOR CORPORATION
`Petitioner
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`v.
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`AMERICAN VEHICULAR SCIENCES LLC
`Patent Owner
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`Patent Number: 8,036,788
`Title: VEHICLE DIAGNOSTIC OR PROGNOSTIC MESSAGE
`TRANSMISSION SYSTEMS AND METHODS
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`Case IPR2013-00417
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`_________________________________________________________________
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`PATENT OWNER AVS’S OPPOSITION TO MOTION TO EXPUNGE EXS.
`2035-2041
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`Patent Owner’s Opposition to Toyota’s Motion to Expunge
`IPR2013-00417
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`TABLE OF CONTENTS
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`TABLE OF CONTENTS ........................................................................................... i
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`I.
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`TOYOTA’S OPPOSITION ARGUED THAT THE INDEX PAGE
`(EX. 1012) IS A BUSINESS RECORD OF IME .......................................... 2
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`II.
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`TOYOTA MISCHARACTERIZES BROADHURST’S AFFIDAVIT ......... 3
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`III. OTHER RULES OF EVIDENCE PERMIT THE BOARD TO
`CONSIDER EXS. 2035-41 ............................................................................ 5
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`i
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`Patent Owner’s Opposition to Toyota’s Motion to Expunge
`IPR2013-00417
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`AVS’s Reply properly (1) responds to arguments raised in Toyota’s
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`opposition, mischaracterizing Toyota’s proffered affidavit and exhibits, and (2)
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`relied on appropriate evidence to support the positions asserted” in AVS’s reply.
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`Toyota’s proffered documents include (1) the Broadhurst affidavit, (2) the
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`first page of Exhibit 1005 (a Cover Page dated June 3, 2013 from current
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`publisher’s (Sage Publications) website) and the last page of Exhibit 1005 (a 2013-
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`printed Abstract appearing separately from the Fry article on the current Sage
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`website (“Sage Abstract”)), both of which were “appended to the Fry reference”
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`(Paper 55 at 10), and (3) Exhibit 1012 (a printout of an index on Sage’s website,
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`bearing dates of 2012 and 2013, and a print date of “2/3/2014” (“Sage Index”)).
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`In July, AVS submitted 12 recipient date-stamped copies of the Fry article
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`(previously withheld by Toyota), all dated 3-4 months after the critical date and 8-
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`9 months after Toyota alleges Fry was published. (Paper 45.) In opposing AVS’
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`motion to exclude, Toyota mischaracterized the Broadhurst affidavit and Toyota’s
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`exhibits. The affidavit does not state, as Toyota asserts, that the Institution of
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`Mechanical Engineers (“IME”) assigned each of the dates on the Sage Internet
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`documents (Exs. 1005 (including the Cover Page and Abstract), 1012) printed in
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`2013-14, or that the IME maintains all of the Sage webpages related to Fry
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`(including the Sage Index (Ex. 1012)) on the Sage Internet website in the normal
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`1
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`Patent Owner’s Opposition to Toyota’s Motion to Expunge
`IPR2013-00417
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`course of IME’s business. AVS was entitled to reply by exposing Toyota’s
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`mischaracterizations. Now desperate, Toyota also raised new substantive
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`arguments (§102(a)), speculating that (1) Mr. Fry “could have” received and
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`“disseminat[ed]” copies of the Fry article (Paper 55 at 7), though its compensated
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`declarant—Mr. Fry–declares no such thing, (2) the Fry article could have been
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`distributed outside of the F1 issue (id. at 2), although Toyota’s basis for a January
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`1995 publication is Fry’s inclusion the F1 issue (id. at 2, 4, 5; Ex. 1013 ¶ 3; Ex.
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`1014 ¶ 7), and (3) the Fry article “could have been distributed directly to
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`subscribers, bypassing the library and date-stamping route” (Paper 55 at 7 & n.1),
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`although unsupported by Toyota’s affiant.
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`Moreover, the Board can review any evidence bearing on whether a party is
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`pursuing demonstrably false positions—i.e., to prevent a fraud on the Board.
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`I.
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`TOYOTA’S OPPOSITION ARGUED THAT THE INDEX PAGE (EX.
`1012) IS A BUSINESS RECORD OF IME
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` Toyota now argues that the Sage Index (Ex. 1012) is an admissible business
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`record of IME. (Paper 55 at 11 (“(Ex. 1012) ... these webpages are … ‘business
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`records’ ….”).) But Broadhurst made no such statement. Nor would one assume
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`so. On its face, the Sage Index identifies “Journal Citation Reports” and/or
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`“Thomson Reuters” in 2012/2013—not IME in 1995—as the “Source.” (Ex. 1012
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`at 1, 4, 6 (upper-right corner).) This alone “indicate[s] a lack of trustworthiness.”
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`(Contra Paper 55 at 11.) (The identification of Thomsom Reuters as the “Source”
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`2
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`Patent Owner’s Opposition to Toyota’s Motion to Expunge
`IPR2013-00417
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`similarly appears on the webpage cited by Toyota as the Sage Index but, oddly,
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`this text does not appear in Toyota’s printout of that page. (Compare Ex. 1005 at
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`13 with http://pif.sagepub.com/content/209/1/1.abstract (last accessed 8/11/14)).)
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`In response, AVS submitted Exhibits 2036-2041. As Toyota now contends
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`that the business record date of “January 1995” applies for all “F1” articles in Ex.
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`1012, it must accept that the abstracts hyperlinked in Ex. 1012 are also IME
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`business records. Like the Sage Abstract (Ex. 1005 at 13), which is hyperlinked
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`from Ex. 1012 (at the “Abstract” under Fry article at 2, 4), Exhibits 2036-2041 are
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`similarly hyperlinked from Ex. 1012.) Exhibits 2036-2041 are abstracts for the
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`other six articles in the F1 issue in 1995. They have substantially identical web
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`addresses to Ex. 1005. (Compare Exs. 2036-2041 (lower-left corner) with Ex. 1005
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`at 13.) Those six exhibits show dates of acceptance for publication into the F1
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`issue one to three months after Toyota alleges that the F1 issue was published.
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`(See Exs. 2036-2041.) AVS therefore responded to the issues raised by Toyota.
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`II. TOYOTA MISCHARACTERIZES BROADHURST’S AFFIDAVIT
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`Toyota’s Opposition mischaracterizes Broadhurst’s affidavit, arguing that
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`IME maintains, in the ordinary course of its business and on the Sage Website, all
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`of the records relating to the publication date of Fry (including, specifically, the
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`Cover Page and Sage Abstract) that appear on Sage’s website. (See Paper 55 at
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`10-11; see also id. at 10 (relying on U.S. v. Moore, 923 F.2d 910 (1st Cir. 1991)).
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`Patent Owner’s Opposition to Toyota’s Motion to Expunge
`IPR2013-00417
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`Toyota also asserts that the Broadhurst “affidavit establishes that the date
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`information shown on Sage webpages [specifically defined to include the Cover
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`Page and Sage Abstract] are part of the business records of the iMECHe under
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`FRE 803(6) ....” (Id. at 10 (citing affidavit “generally”) (all emphases added).)
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`But Broadhurst did not state that IME assigned the dates in Sage’s Cover
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`Page and Abstract. AVS relied on that lack of evidence. (Paper 51 at 15 (arguing
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`hearsay).) Broadhurst also does not state that IME maintained Sage website in the
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`normal course of business. Instead, she stated that “[t]he [IME]…records are
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`maintained as part of the ordinary course of business of the Institution of
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`Mechanical Engineers.” (Ex. 1014 ¶ 4.) As to Sage, all Broadhurst said was: “I
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`have reviewed, on Sage Publications’ website, the Institution of Mechanical
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`Engineers’ records relating to the Fry article” (i.e., that the Sage website
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`purportedly hosted an IME document on the Internet in 2013). (Ex. 1014 ¶ 5.) She
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`did not say that the Cover Page and Sage Abstract of Ex. 1005—pages Toyota
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`admits that were merely “appended” to the front and back of Fry (Paper 55 at
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`10)—were part of any IME records she “reviewed” in connection with paragraph 5
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`of her affidavit. Nor did she state that all of the Fry-related documents on Sage’s
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`website are IME’s business records—or that the IME assigned dates thereto. And
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`Toyota recognized the difference between copies of the journal article (e.g., pages
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`2-12 of Ex. 1005, published by third-party MEPL) versus webpages created years
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`4
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`Patent Owner’s Opposition to Toyota’s Motion to Expunge
`IPR2013-00417
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`later by Sage. (See id. (“iMECHe’s original records are currently stored on
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`Sage[’s] computer”).) (Similarly, AVS’s reference to Broadhurst’s “vague and
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`conclusory statements” (Mot. at 4) does not mean that AVS mis-reads Broadhurst
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`to rely on anything beyond the original Fry article (Ex. 1005 at 2-12).)
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`In response to Toyota’s mischaracterizations, AVS submitted Ex. 2035,
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`which shows that the asserted business record on Sage’s website state that the “Jan
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`1, 1995” date was assigned by Sage, not IME, and is not a date of availability to
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`the public—but rather an internal date of Sage. (Ex. 2035, #6 (“This is the date an
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`article was published to the SAGE Journal platform.”) (hyperlink embedded into
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`the “What’s This?” question under “Jan 1, 1995” in Ex. 1005 at 1.).) (Assuming
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`Toyota’s mischaracterizations (and the Cover Page is an IME business record), the
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`hyperlinked document is also a business record.) And Sage was not the publisher
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`of Fry in 1995 (Ex. 1013 ¶ 3), so the date means nothing.
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`III. OTHER RULES OF EVIDENCE PERMIT THE BOARD TO
`CONSIDER EXS. 2035-41
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`For authentication, Rule 901 requires only a showing that a document is
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`what it purports to be (e.g., from the document itself, hyperlinks between the
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`parties’ exhibits, and substantial identically of appearance/web addresses for Ex.
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`2035 and Ex. 1005 at 1, and between Exs. 2036-2041 and the Sage Abstract (Ex.
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`1005 at 13) and Ex. 1012. Also, under Rule 104(a), the Board is “not bound by the
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`rules of evidence,” and may consider these Exhibits in deciding to exclude Fry.
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`5
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`Patent Owner’s Opposition to Toyota’s Motion to Expunge
`IPR2013-00417
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`Respectfully submitted,
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`By:/Thomas J. Wimbiscus/
`Thomas J. Wimbiscus
`Reg. No. 36,059
`Attorney for Patent Owner,
`American Vehicular Sciences LLC
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`Dated: August 11, 2014
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`McANDREWS, HELD & MALLOY, LTD.
`500 West Madison St., 34th Floor
`Chicago, IL 60661
`Telephone: (312) 775-8000
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`6
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`Patent Owner’s Opposition to Toyota’s Motion to Expunge
`IPR2013-00417
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`CERTIFICATE OF SERVICE
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`I hereby certify that Patent Owner’s Opposition to Toyota’s Motion to
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`Expunge in connection with Inter Partes Review Case IPR2013-00417 was served
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`on this 11th day of August by electronic mail to the following:
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`A. Antony Pfeffer
`apfeffer@kenyon.com
`Thomas R. Makin
`tmakin@kenyon.com
`Matt Berkowitz
`mberkowitz@kenyon.com
`ptab@kenyon.com
`Kenyon & Kenyon LLP
`One Broadway
`New York, NY 10004
`Tel: 212-425-7200
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`MCANDREWS HELD & MALLOY, LTD.
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`Telephone: 312-775-8000
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`Facsimile: 312-775-8100
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`/Thomas J. Wimbiscus/
`Thomas J. Wimbiscus
`Registration No. 36,059
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`CUSTOMER NUMBER: 23446
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`Date: August 11, 2014