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`
`
`American Vehicular Sciences LLC
`IPR2013-00417
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`
`
`
`TOYOTA MOTOR CORPORATION
`Petitioner
`
`
`v.
`
`
`AMERICAN VEHICULAR SCIENCES LLC
`Patent Owner
`
`
`
`Patent Number: 8,036,788
`Title: VEHICLE DIAGNOSTIC OR PROGNOSTIC MESSAGE
`TRANSMISSION SYSTEMS AND METHODS
`
`
`
`
`
`
`
`Case IPR2013-00417
`
`_________________________________________________________________
`
`
`AMERICAN VEHICULAR SCIENCES LLC’S EXHIBIT LIST NO. 4
`UNDER 37 C.F.R. §42.63(e)
`
`1
`
`
`
`
`
`
`
`
`
`
`

`

`
`
`
`
`American Vehicular Sciences LLC
`IPR2013-00417
`
`
`
`
`
`
`Pursuant to 37 C.F.R. §42.63(e), American Vehicular Sciences LLC’s
`
`hereby submits a current list of exhibits.
`
`
`
`
`
`2005
`2006
`2007
`2008
`2009
`2010
`
`2011
`
`2012
`
`2013
`
`2014
`
`Exhibit No. Description
`2001
`U.S. Patent No. 5,809,437 (filed June 7, 1995)
`2002
`Expert Declaration of Lawrence Kennedy In Support of AVS’s
`Motion To Amend United States Patent No. 8,038,788
`
`2003
`
`2004
`
`Ralph Wilhelm March 5, 2014 Final Deposition Transcript with
`Errata and Signature Pages
`
`“The Importance of Automotive Diagnostics In The Search of
`Excellence” by Ken Scott.
`Autotestcon 92 IEEE Automatic Testing Conference – “The
`Systems Readiness Technology Conference” 21-24 September
`1992
`NOT USED
`Merriam Webster’s Collegiate Dictionary (10th ed. 1995)
`U.S. Patent Application No. 08/476077 as filed on June 7, 1995
`U.S. Patent No. 5,157,610 to Asano
`U.S. Patent No. 5,540,092 to Handfield
`Zhang, “Vehicle Health Monitoring for AVCS Malfunction
`Management,” IEEE-IEE Vehic. Nagiv. & Info. Sys. Conf.,
`Ottawa – VNIS ’93 (1993)
`Ajinomoto Co. v. Archer-Daniels-Midland Co.,
`No. 95-218, 1998 WL 151411 (D. Del. Mar. 13, 1998)
`DH Tech., Inc. v. Synergystex Int’l, Inc.,
`No. 92-3307, 1994 U.S. Dist. LEXIS 5301 (N.D. Cal. Apr. 11,
`1994)
`Santec Indus. v. Micro-Waste Corp.,
`No. 04-3066, 2006 WL 3455000 (S.D. Tex. Nov. 28, 2006)
`Fry, “Diesel Locomotive Reliability Improvement By System
`
`2
`
`

`

`
`
`
`American Vehicular Sciences LLC
`IPR2013-00417
`
`2015
`
`2016
`
`2017
`
`2018
`
`2019
`
`2020
`
`Exhibit No. Description
`Monitoring,” Proceedings of the Institution of Mechanical
`Engineers, Part F: Journal of Rail and Rapid Transit, 1995 Vol.
`209 No. F1, date stamped September 29, 1995
`(Kurt F. Wendt Library, College of Engineering, University of
`Wisconsin-Madison)
`Cover page for Proceedings of the Institution of Mechanical
`Engineers, Part F: Journal of Rail and Rapid Transit, 1995 Vol.
`209, No. F1, date stamped September 26, 1995
`(New York Public Library)
`Cover page for Proceedings of the Institution of Mechanical
`Engineers, Part F: Journal of Rail and Rapid Transit, 1995 Vol.
`209, No. F1, date stamped September 19, 1995
`(V.P.I. & S.U. University Library)
`Fry, “Diesel Locomotive Reliability Improvement By System
`Monitoring,” Proceedings of the Institution of Mechanical
`Engineers, Part F: Journal of Rail and Rapid Transit, 1995 Vol.
`209 No. F1, date stamped September 27, 1995
`Cover page for Proceedings of the Institution of Mechanical
`Engineers, Part F: Journal of Rail and Rapid Transit, 1995 Vol.
`209, No. F1, date stamped October 10, 1995
`(Purdue University Library)
`Cover page for Proceedings of the Institution of Mechanical
`Engineers, Part F: Journal of Rail and Rapid Transit, 1995 Vol.
`209, No. F1, date stamped September 28, 1995
`(University of Illinois at Chicago University Library)
`Cover pages for Proceedings of the Institution of Mechanical
`Engineers, Part F: Journal of Rail and Rapid Transit, 1995 Vol.
`209, No. F1, date stamped September 27, 1995
`(Iowa State University Library)
`Cover page for Proceedings of the Institution of Mechanical
`Engineers, Part F: Journal of Rail and Rapid Transit, 1995 Vol.
`209, No. F1, date stamped September 27, 1995 and October 28,
`1995
`Cover page for Proceedings of the Institution of Mechanical
`Engineers, Part F: Journal of Rail and Rapid Transit, 1995 Vol.
`209, No. F1, date stamped October 6, 1995
`(University of Minnesota Library)
`
`2021
`
`2022
`
`3
`
`
`
`
`
`
`
`

`

`
`
`
`American Vehicular Sciences LLC
`IPR2013-00417
`
`2024
`2025
`
`2026
`
`Exhibit No. Description
`2023
`Cover page for Proceedings of the Institution of Mechanical
`Engineers, Part F: Journal of Rail and Rapid Transit, 1995 Vol.
`209, No. F1, date stamped September 8, 1995
`(Southampton University Library)
`Not Used
`Cover page for Proceedings of the Institution of Mechanical
`Engineers, Part F: Journal of Rail and Rapid Transit, 1995 Vol.
`209, No. F1, from The Institution of Mechanical Engineers and
`date stamped September 7, 1995
`(The Institution of Mechanical Engineers)
`Cover page for Proceedings of the Institution of Mechanical
`Engineers, Part F: Journal of Rail and Rapid Transit, 1995 Vol.
`209, No. F1, date stamped September 7, 1995
`(Cambridge University Library)
`Declaration of Lawrence Kennedy in Support of AVS’s Reply to
`its Motion to Amend
`Transcript of the June 24, 2014 Deposition of Scott Andrews
`
`2027
`
`2028
`
`
`
`
`
`
`
`
`
`
`
`Respectfully submitted,
`
`
`
`
`
`/Thomas J. Wimbiscus/
`Thomas J. Wimbiscus
`Reg. No. 36,059
`Attorney for Patent Owner
`American Vehicular Sciences LLC
`
`
`
`
`
`Dated: July 3, 2014
`
`
`
`
`
`
`
`
`
`
`By:
`
`
`McANDREWS, HELD & MALLOY, LTD.
`500 West Madison St., 34th Floor
`Chicago, IL 60661
`Telephone: (312) 775-8000
`Facsimile: (312) 775-8100
`
`
`
`4
`
`

`

`
`
`
`CUSTOMER NUMBER: 23446
`
`
`CERTIFICATE OF SERVICE
`
`
`
`
`American Vehicular Sciences LLC
`IPR2013-00417
`
`I hereby certify that American Vehicular Sciences LLC’s Exhibits List No. 4
`
`Under 37 C.F.R. §42.63(e) was served on this 3rd day of July by electronic mail to
`
`the following:
`
`Lead Counsel
`A. Antony Pfeffer (Reg. No. 43,857)
`apfeffer@kenyon.com
`ptab@kenyon.com
`Kenyon & Kenyon LLP
`One Broadway
`New York, NY 10004
`Tel: 212-425-7200
`
`
`
`
`
`
`MCANDREWS HELD & MALLOY
`
`
`
`
`
`
`Telephone: 312-775-8000
`
`
`Facsimile: 312-775-8100
`
`
`
`CUSTOMER NUMBER: 23446
`
`Date: July 3, 2014
`
`
`
`
`
`Back-up Counsel
`Thomas R. Makin
`tmakin@kenyon.com
`Matt Berkowitz (Reg. No. 57,215)
`mberkowitz@kenyon.com
`Kenyon & Kenyon LLP
`One Broadway
`New York, NY 10004
`Tel: 212-425-7200
`
`
`
`
`
`
`/Thomas J. Wimbiscus/
`Thomas J. Wimbiscus
`Registration No. 36,059
`
`
`
`
`
`
`
`
`
`
`5
`
`

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