throbber
 
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`______________________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`TOYOTA MOTOR CORPORATION
`
`Petitioner
`
`
`
`v.
`
`
`
`Patent of AMERICAN VEHICULAR SCIENCES LLC
`
`Patent Owner
`
`
`
`Patent No. 8,036,788
`
`Issue Date: October 11, 2011
`
`Title: VEHICLE DIAGNOSTIC OR PROGNOSTIC MESSAGE
`TRANSMISSION SYSTEMS AND METHODS
`
`
`
`PATENT OWNER’S OBJECTIONS TO EVIDENCE SUBMITTED BY
`TOYOTA MOTOR CORPORATION
`
`Case No. IPR2013-00417
`
`
`
`
`
`
`
`

`


`
`1.
`
`2.
`3.
`4.
`
`5.
`
`
`
`
`
`

`
`CONTENTS
`
`
`
`EXHIBIT RELATING TO PETITION GROUND REJECTED BY
`THE BOARD ................................................................................................... 1
`EXHIBITS 1003 AND 1004 (ISHIHARA) .................................................... 2
`EXHIBIT 1005 (FRY) ..................................................................................... 5
`EXHIBIT 1008 (WILHELM DECLARATION) ............................................ 8
`A. Testimony Regarding Patent Law ......................................................... 9
`B.
`Speculative and Unsupported Opinions .............................................. 10
`C.
`Irrelevant Opinions or Ones Based on Incorrect Legal Standard ....... 13
`INADMISSIBLE ATTORNEY ARGUMENT IN PETITION .................... 17
`
`
`
`

`


`
`Pursuant to 37 C.F.R. § 42.64, Patent Owner American Vehicular Sciences
`
`LLC (“AVS”) serves and submits the following objections to evidence served with
`
`Toyota Motor Corporation’s Petition for Inter Partes Review of U.S. Pat. No.
`
`8,036,788 (the “‘788 patent”).1
`
`1.
`
`EXHIBIT RELATING TO PETITION GROUND REJECTED
`BY THE BOARD
`On January 13, 2014, the Board granted inter partes review on the following
`
`grounds raised in Toyota’s Petition:
`
`                                                            
`1 Due to uncertainty in the rules, in addition to serving its objections to Toyota’s
`
`evidence, AVS is also filing its objections to evidence with the Board to ensure
`
`that they are a part of the record for this trial. See, e.g., 37 C.F.R. § 42.64(c)
`
`(providing that a motion to exclude “must identify the objections in the
`
`record”). Additionally, Toyota filed a number of petitions for inter partes review
`
`against AVS. In some of those inter partes review proceedings, the Board
`
`indicated that AVS was to file its objections to evidence. (See, e.g., IPR 2013-
`
`00422, 1/13/14 Board Decision (Paper No. 14) at 31 (“Within ten business days of
`
`institution of trial, Patent Owner must file an objection to evidence under 37 C.F.R.
`
`§ 42.64(b)(1) . . . .”).)
`
`
`

`

`
`1
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`

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` Ground 1 (as to claims 1, 3, 4, 6, 7, 8, 11, 15, 16 and 18);
`
` Ground 2 (as to claims 1, 3, 4, 6, 7, 8, 11, 16 and 18); and
`
` Ground 3 (as to claims 9 and 15).
`
`A trial was not instituted based on Ground 4. (See 1/13/14 Board Decision
`
`(Paper No. 14) at 34 (“Board Decision”).)
`
`Exhibit 1006 relates to a ground as to which no trial was instituted. AVS
`
`therefore objects to this exhibit as irrelevant under Fed. R. Evid. 402; see also 37
`
`C.F.R. §42.120 (“A patent owner may file a response to the petition addressing any
`
`ground for unpatentability not already denied.”) (emphasis added). AVS further
`
`objects to this exhibit under Fed. R. Evid. 403 because its probative value is
`
`substantially outweighed by the risk that introduction of this evidence will confuse
`
`the issues, lead to undue delay, waste time, and/or result in needlessly presenting
`
`cumulative evidence. AVS reserves its right to supplement its objections should
`
`Toyota later attempt to rely on this or other evidence during the course of this trial.
`
`AVS additionally reserves its right to supplement its objections should Toyota seek
`
`reconsideration of the Board’s Decision.
`
`EXHIBITS 1003 AND 1004 (ISHIHARA)
`
`2.
`In Ground 2 of its Petition, Toyota argues that certain claims of the ‘788
`
`patent are anticipated by Japanese Unexamined Patent Application Publication
`
`H01-197145 to Ishihara (“Ishihara”). Ishihara, however, purports to be an
`

`
`2
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`

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`unexamined patent application that was published in Japanese. (See Ex. 1003.)
`
`AVS objects to the admission of Exhibit 1003 (a purported copy of the Japanese
`
`Ishihara reference) and Exhibit 1004 (the proffered translation of Ishihara)
`
`because: (1) they have not been sufficiently authenticated under Fed. R. Evid.
`
`901(a); and (2) the proffered translation does not conform to the requirements of a
`
`proper affidavit under 37 C.F.R. § 42.63(b).
`
`Federal Rule of Evidence 901(a) requires that as a condition precedent to
`
`admission a piece of evidence must be authenticated through “evidence sufficient
`
`to support a finding that the item is what the proponent claims it is.” Fed. R. Evid.
`
`901(a). Ordinarily, documents are authenticated by attaching them to an affidavit
`
`of an individual with personal knowledge of their authenticity who swears that the
`
`documents are true and correct copies of the originals. See Fed. R. Evid.
`
`901(b)(1). Documents from a foreign office are typically authenticated by
`
`providing a certified copy. See Fed. R. Evid. 902(3). The Rules governing inter
`
`partes review provide that only United States Patent Office documents are self-
`
`authenticating without requiring a certified copy. See 37 C.F.R. § 42.61. Toyota
`
`has not provided a certified copy of Ishihara or any other affidavit from a person
`
`with personal knowledge of its authenticity. (See Exs. 1003 & 1004.) As such,
`
`Ishihara is not admissible.
`

`
`3
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`

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`Second, in order to rely on Ishihara as prior art, Toyota was required to
`
`provide a translation and “an affidavit attesting to the accuracy of the
`
`translation.” 37 C.F.R. § 42.63(b). In lieu of an affidavit, a party may submit a
`
`declaration “only if, the declarant is, on the same document, warned that willful
`
`false statements and the like are punishable by fine or imprisonment, or both (18
`
`U.S.C. 1001) . . . .” 37 C.F.R. § 1.68 (emphasis added); see also 37 C.F.R. § 42.2.
`
`The certification provided by Toyota with its Petition is not an affidavit or
`
`compliant declaration. (See Ex. 1004 at 7.) Further, Toyota’s certification is
`
`deficient because it lacks authentication. Under the Federal Rules of Evidence
`
`(which apply to inter partes review) “[w]itness testimony translated from a foreign
`
`language must be properly authenticated and any interpretation must be shown to
`
`be an accurate translation done by a competent translator.” Jack v. Trans World
`
`Airlines, Inc., 854 F. Supp. 654, 659 (N.D. Cal. 1994); see also Townsend Eng’g
`
`Co. v. HiTec Co., 1 U.S.P.Q.2d 1987, 1988 (N.D. Ill. 1986); 37 C.F.R. §
`
`42.62. The certification offered by Toyota does not properly authenticate the
`
`translation of Ishihara. The certification merely states: “This is to certify that the
`
`attached translation is, to the best of my knowledge and belief, a true and accurate
`
`translation from Japanese into English of the patent that is entitled: Unexamined
`
`Patent Application Publication H01-197145.” (Ex. 1004 at 7.) The certification,
`
`signed by a “Project Manager,” does not describe this individual’s qualifications to
`

`
`4
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`make the translation. (Id.) In fact, the certification does not even state that this
`
`individual is fluent in Japanese or that this individual actually translated the
`
`document in question. (Id.) The certification therefore fails to properly
`
`authenticate the translation. See Jack, 854 F. Supp. at 659 (striking translations
`
`from the record where the party only provided “a statement by an individual at a
`
`local translation center stating that the translations were true and correct”);
`
`Townsend, 1 U.S.P.Q.2d at 1988.
`
`Toyota has since attempted to submit a supplemental translation affidavit for
`
`Ishihara.
`
` (See 12/5/13 Order Denying Petitioner’s Request
`
`to Submit
`
`Supplemental Evidence (Paper No. 13).) The Board indicated that any such a
`
`supplement must follow the process for objections under 37 § C.F.R. 42.64. (See
`
`id.) AVS therefore submits its present objections to the deficient translation
`
`certification provided by Toyota with its Petition.   
`
`EXHIBIT 1005 (FRY)
`
`3.
`AVS objects to the admissibility of K.N. Fry, “Diesel Locomotive
`
`Reliability Improvement by System Monitoring,” Proc. Instn. Mech. Engrs. Vol.
`
`209, 3-12 (1995) (“Fry”) because Toyota has not sufficiently established that Fry
`
`is prior art to the ‘788 patent. For that reason, Fry is irrelevant pursuant to Fed. R.
`
`Evid. 402 and/or inadmissible pursuant to Fed. R. Evid. 403. See, e.g., Nordock
`
`Inc. v. Systems Inc., No. 11-C-118, 2013 U.S. Dist. LEXIS 34661, at *7 (E.D. Wis.
`

`
`5
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`Mar. 13, 2013) (“Because insufficient evidence has been presented regarding the
`
`dates of the two publications, they are not admissible as prior art and Nordock’s
`
`motion to exclude ‘undated’ and ‘unpublished’ references from evidence as
`
`asserted ‘prior art’ references is granted.”); Amini Innovation Corp. v. Anthony
`
`California, Inc., No. 03-8749, 2006 U.S. Dist. LEXIS 100800, at *19 (C.D. Cal.
`
`Sept. 21, 2006) (“Without knowing the publication dates, the documents are not
`
`admissible as prior art.”). In addition, AVS objects to a 2013-dated Internet cover
`
`page and abstract of Fry that Toyota submitted as part of Exhibit 1005. Those
`
`documents are inadmissible hearsay under Fed. R. Evid. 801 and 802 as to the
`
`alleged publication date of Fry, and lack authenticity or reliability under Fed. R.
`
`Evid. 901.
`
`Specifically, Toyota acknowledges that the ‘788 patent claims priority to
`
`June 7, 1995. (See Petition at 4.) The presumed § 102(a) date for the claims of the
`
`‘788 patent therefore is June 7, 1995. The Fry reference, however, indicates only
`
`that it was published in “1995,” without a more specific date. (See Exhibit 1005.)
`
`The publication date of “1995” indicated on the face of Fry could mean that it was
`
`published in the middle or end of the year, including on or after June 7, 1995.
`
`Indeed, the Fry reference discloses on its face that it was not accepted for
`
`publication until December 22, 1994, making it highly unlikely that the reference
`
`was published and publicly available by January 1, 1995 (as asserted by Toyota).
`

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`6
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`(See Exhibit 1005.) Accordingly, absent evidence that Fry was, for example,
`
`publicly accessible at a library prior to June 7, 1995, it cannot constitute § 102(a)
`
`prior art to the ‘788 patent.
`
`Toyota nevertheless asserts that because a third-party website later recorded
`
`the publication date as being January 1, 1995, that this is the actual date of
`
`publication. (See Petition at 4 n.1.) In particular, a cover page and abstract from
`
`Sage Publications downloaded by Toyota in 2013 indicate a “version of record”
`
`date for Fry of January 1, 1995 and cite the reference with a January 1995 date.
`
`(See Ex. 1005 at pages 1, 13.)
`
`Toyota has not shown, however, that January 1, 1995 is the date Fry was
`
`actually publicly available, as opposed to being merely a recording convention of
`
`Sage Publications in its 2013 database (e.g., for articles that do not identify a
`
`specific date of publication, but identify only a year). (See id.) See also, e.g.,
`
`Carella v. Starlight Archery & Pro Line Co., 804 F.2d 135, 139 (Fed. Cir. 1986)
`
`(as to an advertisement mailed on a certain date, “[n]o evidence was presented as
`
`to the date of receipt of the mailer by any of the addressees.”); DH Tech., Inc. v.
`
`Synergystex Int’l, Inc., No. 92-3307, 1994 U.S. Dist. LEXIS 5301, at *4 (N.D. Cal.
`
`Apr. 11, 1994) (“the June 1989 notation on the manual’s cover does not identify
`
`the date in June 1989 on which the manual was published, or if the manual was
`
`actually published in June 1989”); Mannesmann Demag Corp. v. Engineered
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`7
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`Metal Prods. Co., 605 F. Supp. 2d 1362, 1366-67 (D. Del. 1985) (Section 102(b)
`
`bar critical date was June 26, 1977; as to a printed brochure with a “6.77” date
`
`mark, the evidence did not show that it was actually accessible to the public prior
`
`to the critical date).
`
`Further, to the extent that Toyota is relying on the cover page and abstract
`
`for the truth of the alleged publication date, they constitute inadmissible hearsay
`
`that does not fall within one of the permissible exceptions. See Fed. R. Evid. 802;
`
`see also United States v. Jackson, 208 F.3d 633, 637 (7th Cir. 2000) (web postings
`
`from the Internet were inadmissible hearsay); St. Clair v. Johnny’s Oyster &
`
`Shrimp, Inc., 76 F. Supp. 2d 773, 775 (S.D. Tex. 1999) (“[A]ny evidence procured
`
`off the Internet is adequate for almost nothing, even under the most liberal
`
`interpretation of the hearsay exception rules . . . .”).
`
`EXHIBIT 1008 (WILHELM DECLARATION)
`
`4.
`AVS also objects to the admissibility of the declaration of Dr. Ralph
`
`Wilhelm, Jr. For the reasons discussed below, many of Dr. Wilhelm’s specific
`
`opinions are inadmissible to the extent they are speculative and lack support, relate
`
`to irrelevant matters, or are based on legally improper standards or claim
`
`interpretations. As such, those specific opinions discussed below are separately
`
`inadmissible under Fed. R. Evid. 702, 402 and/or 403.
`

`
`8
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`
`A. Testimony Regarding Patent Law
`The rules for inter partes review provide that “[t]estimony on United States
`
`patent law or patent examination practice will not be admitted.” 37 C.F.R.
`
`42.65(a). At several points in his declaration, Dr. Wilhelm recites the legal
`
`standards for anticipation, claim construction, person of ordinary skill in the art,
`
`etc. (See, e.g., Ex. 1008 at ¶¶ 27-30.) To the extent that Dr. Wilhelm is merely
`
`reciting the legal standards provided to him as background for his opinions, AVS
`
`does not object to its inclusion in his declaration. AVS does, however, object to
`
`the substantive admissibility of any expert testimony on patent law.
`
`Further, AVS objects to instances where Dr. Wilhelm provides opinions on
`
`the ultimate legal issues of “patentability” or “validity.” (See, e.g., Ex. 1008 at ¶¶
`
`10 & 26.) Expert witness testimony may be relevant and helpful for technical
`
`factual issues, but Dr. Wilhelm is not an expert on whether claims are or are not
`
`patentable or valid under the Patent Laws. See, e.g., SRI Int'l, Inc. v. Advanced
`
`Tech. Labs., Inc., No. 93-1074, 1994 U.S. App. LEXIS 36220, at *14 (Fed. Cir.
`
`Dec. 21, 1994) (“An expert’s opinion on the ultimate legal conclusion of
`
`obviousness is not ‘factual’ evidence.”); see also, e.g., Berry v. City of Detroit, 25
`
`F.3d 1342, 1353 (6th Cir. 1994) (“Although an expert’s opinion may ‘embrace[] an
`
`ultimate issue to be decided by the trier of fact[,]’ Fed. R. Evid. 704(a), the issue
`
`embraced must be a factual one.”); Connell v. KLN Steel Prods. Ltd., No. 04-194,
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`9
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`2009 U.S. Dist. LEXIS 20576, at *25 (N.D. Ill. Mar. 16, 2009) (“Expert testimony
`
`as to legal conclusions that will determine the outcome of the case is
`
`inadmissible.”).
`
`AVS also objects to the admissibility of Dr. Wilhelm’s legal opinions on the
`
`prior art status of references (e.g., Ex. 1008 at ¶ 35, 57 & 77) to the extent they are
`
`offered as “factual” evidence. For example, at paragraph 35, Dr. Wilhelm provides
`
`the following legal conclusion:
`
`Scholl issued on March 21, 1995, and was filed December 22, 1992. As a
`result, I understand that Scholl is prior art to the ’788 patent pursuant to at
`least 35 U.S.C. §§ 102(a) and 102(e), because it was both published and
`filed prior to the earliest June 1995 filing date listed on the face of the ’788
`patent..
`
`(Id. at ¶ 35; see also id. at ¶¶ 57 & 77.) There is no reason for this type of legal
`
`conclusion to be in an expert declaration—they more properly belong in attorney
`
`argument or briefing. See, e.g. Soverain Software LLC v. Newegg Inc., 705 F.3d
`
`1333, 1341 (Fed. Cir. 2013) (quoting Avia Group Int'l v. L.A. Gear Cal., Inc., 853
`
`F.2d 1557, 1564 (Fed. Cir. 1988)); see also Connell, 2009 U.S. Dist. LEXIS
`
`20576, at*25 (“legal arguments about the meaning of contracts belong in briefs,
`
`not expert reports”).
`
`Speculative and Unsupported Opinions
`
`B.
`Pursuant to Federal Rule of Evidence 702, expert testimony is admissible
`
`only if “(1) the testimony is based upon sufficient facts or data; (2) the testimony is
`

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`10
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`the product of reliable principles and methods; and (3) the expert has reliably
`
`applied the principles and methods to the facts of the case.” Fed. R. Evid. 702.
`
`“Talking off the cuff—deploying neither data nor analysis—is not acceptable
`
`methodology.” Lang v. Kohl’s Food Stores, Inc., 217 F.3d 919, 924 (7th Cir.
`
`2000); Upjohn Co. v. MOVA Pharm. Corp., 225 F.3d 1306, 1311-12 (Fed. Cir.
`
`2000) (expert testimony regarding what is “widely known” requires documentary
`
`evidence); see also Comm. Note to Fed. R. Evid. 702 (2000) (“If the witness is
`
`relying solely or primarily on experience, then the witness must explain how that
`
`experience leads to the conclusion reached, why that experience is a sufficient
`
`basis for the opinion, and how that experience is reliably applied to the facts. The
`
`trial court’s gatekeeping function requires more than simply ‘taking the expert’s
`
`word for it.’”). Further, 37 C.F.R. § 42.65 provides that expert testimony “that
`
`does not disclose the underlying facts or data on which the opinion is based is
`
`entitled to little or no weight.” 
`
`Dr. Wilhelm’s declaration contains numerous instances where he simply
`
`talks “off the cuff” or provides a conclusory opinion without any support. Each of
`
`these opinions by Dr. Wilhelm is inadmissible as expert testimony:
`
`
`
`At paragraph 31, Dr. Wilhelm provides a definition of a person of
`
`ordinary skill. (Ex. 1008 at ¶ 31.) Dr. Wilhelm, however, provides no basis for
`
`why he selected the criteria for what he believes is a person of ordinary skill in the
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`11
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`art at the time of the invention, and instead simply gives a conclusory opinion.
`
`
`
`At paragraphs 33 and 34, Dr. Wilhelm provides a definition of the
`
`scope and content of the prior art and states that the prior art relied upon by Toyota
`
`“would be considered highly relevant prior art.” (Ex. 1008 at ¶¶ 33-34.) Dr.
`
`Wilhelm fails to provide, however, any basis for his definition or his statement that
`
`certain prior art “would be considered highly relevant.” In particular, his opinion
`
`that the scope of the prior art broadly includes all “vehicle electronics, diagnostics,
`
`and communications” and that certain prior art “would be considered highly
`
`relevant” is mere unsupported argument. The field of “vehicle electronics,
`
`diagnostics, and communications” for example, encompasses a great deal more
`
`than the diagnostic and telematics technology of the ‘788 patent.
`
`
`
`At paragraph 77, Dr. Wilhelm provides an opinion regarding the
`
`publication date of Fry. As discussed above, there is insufficient support or
`
`evidence for the publication date of Fry. (See supra.) Moreover, there is nothing
`
`in Dr. Wilhelm’s background that makes him experienced in providing publication
`
`dates.
`
`
`
`At paragraph 47 of his declaration, Dr. Wilhelm opines that “Scholl
`
`first ‘detect[s] fault’ and ‘produce[s] fault code’ (the triggering event) and then as a
`
`result ‘transmit[s] fault code to remote location . . . .” (Ex. 1008 at ¶ 47 (emphasis
`
`added); see also id. at ¶ 42.) Dr. Wilhelm does not appear to opine that Scholl
`

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`12
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`
`expressly discloses that transmission to the remote location occur “as a result” of
`
`the production of a fault code, and Dr. Wilhelm does not provide any opinion that
`
`the same is inherently disclosed (i.e., that it must necessarily be present). (See
`
`generally Ex. 1002.) Accordingly, Dr. Wilhelm’s opinions are inadmissible
`
`because they are unsupported.
`
`
`
`Claim 11 of the ‘788 patent recites that “a plurality of different
`
`sensors . . . monitor the at least one component or subsystem.” (Ex. 1001 at claim
`
`11.) Dr. Wilhelm’s opinion that Scholl discloses this limitation is unsupported.
`
`(See Ex. 1008 at ¶ 52.) Dr. Wilhelm cites to no portion of Scholl where Scholl
`
`discloses using multiple sensors to monitor a single component or subsystem. (Id.)
`
`His opinion is therefore unsupported, speculative and inadmissible.
`
`Accordingly, AVS objects
`
`to such speculative, conclusory, and/or
`
`unsupported testimony.
`
`C.
`
`Irrelevant Opinions or Ones Based on Incorrect Legal
`Standard
`
`Pursuant to Fed. Evid. 402, evidence is inadmissible if it is irrelevant, with
`
`no exception made for expert witness testimony. See Fed. R. Evid. 402; see also
`
`Fed. R. Evid. 403. Further, expert testimony in particular can be irrelevant and/or
`
`unfairly prejudical not only if it facially has no bearing on the dispute, but also if it
`
`is based on underlying incorrect assumptions or standards. For example, expert
`
`testimony is irrelevant and/or unfairly prejudicial if it is based on an incorrect legal
`

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`13
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`

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`standard or claim construction. See, e.g., Noskowiak v. Bobst Sa, Case No. 04-C-
`
`0642, 2005 U.S. Dist. LEXIS 19536, *14-15 (E.D. Wis. Sept. 2, 2005)
`
`(“Testimony based on an incorrect legal standard may confuse the jury, and may
`
`be proscribed by the Court . . . .”); Icon Health & Fitness, Inc. v. Octane Fitness,
`
`LLC, No. 09-319, 2011 U.S. Dist. LEXIS 64770, at *25 (D. Minn. June 17, 2011)
`
`(“Because it is based on an erroneous claim construction, Dr. Rasty’s opinion on
`
`this point is not admissible.”).
`
`In several instances, Dr. Wilhelm provides opinions in his declaration that
`
`are irrelevant/unfairly prejudicial to any issue and/or are irrelevant/unfairly
`
`prejudicial because they are based on an incorrect legal standard or claim
`
`construction. See Fed. R. Evid. 402; Fed. R. Evid. 403 (excluding evidence where
`
`“probative value is substantially outweighed by” e.g., “unfair prejudice,”
`
`“confusing the issues,” “undue delay,” “wasting time,” and/or “needlessly
`
`presenting cumulative evidence.”). These include the following:
`
`
`
`As stated above, the Board instituted an inter partes review as to only
`
`parts of Grounds 1, 2 and 3 and denied inter partes review as to Ground 4.
`
`Accordingly, AVS objects to those portions of Dr. Wilhelm’s declaration that
`
`relate to grounds for which no trial has been instituted. (See, e.g., Ex. 1008 at ¶¶
`
`51, 72, 74, 84, 89, 91, 93 & 95-117.) As discussed supra, AVS reserves its right to
`
`supplement its objections should Toyota later attempt to rely on any of these
`

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`14
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`
`statements in Dr. Wilhelm’s declaration or should Toyota seek reconsideration of
`
`the Board’s decision.
`
`
`
`At paragraph 24 of his declaration, Dr. Wilhelm provides opinions as
`
`to claim construction which were not adopted by the Board, e.g., for the terms
`
`“component” and “sensor.” Dr. Wilhelm’s opinions in this regard are therefore
`
`irrelevant.
`
`
`
`Numerous paragraphs of Dr. Wilhelm’s declaration are based on
`
`incorrect interpretations of the claims. Specifically, AVS respectfully maintains its
`
`position that claims at issue in this inter partes review require an on-board
`
`diagnosis or prognostic system. (See, e.g., 10/17/13 Patent Owner’s Preliminary
`
`Response (Paper No. 11) at 13-15.) AVS therefore objects to those portions of Dr.
`
`Wilhelm’s declaration that apply an erroneous interpretation of this claim
`
`language. (See, e.g., Ex. 1008 at ¶¶ 41, 46, 50, 62, 67 & 71.)
`
`
`
`Dr. Wilhelm applies another incorrect claim interpretation. AVS
`
`respectfully maintains its position that claims 1 and 4 require that the transmission
`
`to the remote location be initiated “in response to the triggering event.” (See
`
`10/17/13 Patent Owner’s Preliminary Response (Paper No. 11) at 11-13; see also
`
`Ex. 1001 at claim 1.) Dr. Wilhelm opines that this limitation is disclosed in Scholl
`
`merely because the transmission disclosed in Scholl takes place after the fault code
`
`is produced. (See Ex. 1008 at ¶ 42 & 47.) Because Dr. Wilhelm’s opinions in
`

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`15
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`
`paragraphs 42 and 47 are based on an incorrect claim interpretation, they are
`
`inadmissible.
`
`
`
`In paragraphs 42 and 47, Dr. Wilhelm also misapplies the doctrine of
`
`inherency. As discussed above, Dr. Wilhelm opines that “Scholl first ‘detect[s]
`
`fault’ and ‘produce[s] fault code’ (the triggering event) and then as a result
`
`‘transmit[s] fault code to remote location . . . .” (Ex. 1008 at ¶ 47 (emphasis
`
`added); see also id. at ¶ 42.) Dr. Wilhelm does not invoke the inherency doctrine
`
`by name. He nevertheless purportedly applies it, however, when he assumes
`
`without any express disclosure in Scholl that both Scholl “transmit[s] a fault code
`
`to remote location” “as a result” of Scholl “produc[ing] the fault.” (Id.; see also
`
`supra at Sec. IV.B.) To show anticipation, however, Dr. Wilhelm must show that
`
`Scholl “necessarily” disclose the claimed transmission to the remote location. See
`
`Atofina v. Great Lakes Chem. Corp., 441 F.3d 991, 1000 (Fed. Cir. 2006)
`
`(“anticipation by inherent disclosure is appropriate only when the reference
`
`discloses prior art that must necessarily include the unstated limitation”) (emphasis
`
`added); Agilent Techs., Inc. v. Affymetrix, Inc., 567 F.3d 1366, 1383 (Fed. Cir.
`
`2009) (“The very essence of inherency is that one of ordinary skill in the art would
`
`recognize that a reference unavoidably teaches the property in question.”)
`
`(emphasis added). Because Dr. Wilhelm has not provided the required support to
`
`show that Scholl “necessarily” discloses the claimed transmission to the remote
`

`
`16
`
`

`


`
`location, Dr. Wilhelm’s opinions in this regard are irrelevant.
`
`Accordingly, AVS objects to such testimony because it is based on incorrect
`
`legal standards or claim constructions, and such testimony is unreliable, unhelpful,
`
`irrelevant, and unfairly prejudicial. 
`
`INADMISSIBLE ATTORNEY ARGUMENT IN PETITION
`
`5.
`Finally, AVS also objects pursuant to Fed. R. Evid. 402, 403, 702, 802 and
`
`901 to any arguments, statements, or references in the Petition or subsequent
`
`papers filed by Petitioner, based on any of the above-discussed inadmissible
`
`evidence. For example, should the Board exclude any or all of Dr. Wilhelm’s
`
`opinions, or the Fry or Ishihara references, AVS also objects to any attorney
`
`argument offering similar statements.
`

`
`
`
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`
`
`DATE: January 27, 2014
`
`
`
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`
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`
`
`Respectfully submitted,
`
` /Thomas J. Wimbiscus/
`
`
`
`
`
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`
`
`
`
`
`
`
`
`
`
`Thomas J. Wimbiscus
`Registration No. 36,059
`
`
`
`
`
`
`
`
`
`
`MCANDREWS HELD & MALLOY, LTD.
`500 West Madison, 34th Floor
`Chicago, IL 60661
`Telephone: (312) 775-8000
`Facsimile: (312) 775-8100
`
`
`CUSTOMER NUMBER: 23446
`
`
`

`
`17
`
`

`


`
`CERTIFICATE OF SERVICE
`
`I hereby certify that the Patent Owner’s Objections to Evidence Submitted by
`
`Toyota Motor Corporation in connection with Inter Partes Review Case IPR2013-
`
`00417 was served on this 27th day of January by electronic mail to the following:
`
`
`A. Antony Pfeffer
`apfeffer@kenyon.com
`Thomas R. Makin
`tmakin@kenyon.com
`ptab@kenyon.com
`Kenyon & Kenyon LLP
`One Broadway
`New York, NY 10004
`Tel: 212-425-7200
`


`MCANDREWS HELD & MALLOY, LTD.
`
`
`
`
`
`
`
`Telephone: 312-775-8000
`
`
`
`Facsimile: 312-775-8100
`
`
`
`
`
`
`CUSTOMER NUMBER: 23446
`
`Date: January 27, 2014
`
`
`/Thomas J. Wimbiscus/
`Thomas J. Wimbiscus
`Registration No. 36,059
`
`
`
`
`
`
`
`

`
`18
`
`

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