Exhibit List
`
`Exhibit # Reference Name
`
`1001
`
`1002
`
`1003
`
`1004
`
`1005
`
`1006
`
`1007
`
`1008
`
`1009
`
`1010
`
`1011
`
`1012
`
`1013
`
`1014
`
`1015
`
`U.S Patent No. 7,921,211
`
`File History of U.S Patent No. 7,921,211
`
`Declaration of Michael Allyn Fratto re ’211
`
`Curriculum Vitae of Michael Fratto
`
`Declaration of Chris A. Hopen re ’211
`
`Declaration of James Chester re ’211
`
`Aventail Connect v3.01/2.51 Administrator’s Guide and Aventail
`ExtraNet Server v3.0 Administrator’s Guide (UNIX and Windows
`NT) (1996-1999)
`
`U.S. Patent No. 6,557,037 to Provino
`
`U.S. Patent No. 6,496,867 to Beser
`
`Kent, S., et al., RFC 2401, “Security Architecture for the Internet
`Protocol,” November 1998
`
`U.S. Patent No. 6,182,141 to Blum
`
`U.S. Patent No. 6,701,437 to Hoke
`
`Leech, M., et al., RFC 1928, “Socks Protocol Version 5,” March 1996
`
`Reed, M., et al., “Anonymous Connections and Onion Routing,” IEEE
`Journal on Selected Areas in Communications, Vol. 16, No. 4, 482-
`494 (May 1998)
`Reed, M., et al., “Proxies for Anonymous Routing,” 12th Annual
`Computer Security Applications Conference, San Diego, CA
`(December 9-13, 1996)
`
`1016 Mockapetris, P., RFC 1034, “Domain Names – Concepts and
`Facilities,” November 1987
`
`
`
`
`
`Exhibit # Reference Name
`
`1001
`
`1002
`
`1003
`
`1004
`
`1005
`
`1006
`
`1007
`
`1008
`
`1009
`
`1010
`
`1011
`
`1012
`
`1013
`
`1014
`
`1015
`
`U.S Patent No. 7,921,211
`
`File History of U.S Patent No. 7,921,211
`
`Declaration of Michael Allyn Fratto re ’211
`
`Curriculum Vitae of Michael Fratto
`
`Declaration of Chris A. Hopen re ’211
`
`Declaration of James Chester re ’211
`
`Aventail Connect v3.01/2.51 Administrator’s Guide and Aventail
`ExtraNet Server v3.0 Administrator’s Guide (UNIX and Windows
`NT) (1996-1999)
`
`U.S. Patent No. 6,557,037 to Provino
`
`U.S. Patent No. 6,496,867 to Beser
`
`Kent, S., et al., RFC 2401, “Security Architecture for the Internet
`Protocol,” November 1998
`
`U.S. Patent No. 6,182,141 to Blum
`
`U.S. Patent No. 6,701,437 to Hoke
`
`Leech, M., et al., RFC 1928, “Socks Protocol Version 5,” March 1996
`
`Reed, M., et al., “Anonymous Connections and Onion Routing,” IEEE
`Journal on Selected Areas in Communications, Vol. 16, No. 4, 482-
`494 (May 1998)
`Reed, M., et al., “Proxies for Anonymous Routing,” 12th Annual
`Computer Security Applications Conference, San Diego, CA
`(December 9-13, 1996)
`
`1016 Mockapetris, P., RFC 1034, “Domain Names – Concepts and
`Facilities,” November 1987
`
`
`
`
`
`
`
`Exhibit # Reference Name
`
`1017 Mockapetris, P., RFC 1035, “Domain Names – Implementation and
`Specification,” November 1987
`
`1018
`
`1019
`
`Srisuresh, P., et al., RFC 2663, “IP Network Address Translator
`(NAT) Terminology and Considerations,” August 1999
`
`Tittel, E., et al., Windows NT Server 4 for Dummies, Ch. 12, pp. 191-
`210 (1999)
`
`1020 Microsoft Press, “Microsoft Windows 98 Resource Kit, The
`Professional’s Companion to Windows 98,” Ch. 9, pp. 355-396 and
`Ch. 19, pp. 849-918 (1998)
`
`1021
`
`1022
`
`1023
`
`1024
`
`1025
`
`1026
`
`1027
`
`1028
`
`1029
`
`1030
`
`Aventail AutoSOCKS v2.1 Administration and User’s Guide, 1996-
`1997
`
`Aventail Connect v3.1/v2.6 Administrator’s Guide, 1996-1999
`
`U.S. Patent No. 4,405,829 to Rivest et al.
`
`Ferguson, P. and Huston, G., What Is a VPN? – Part II,” The Internet
`Protocol Journal, Vol. 1, No. 2 (September, 1998)
`
`Braden, R., RFC 1123, “Requirements for Internet Hosts – Application
`and Support,” October 1989
`
`Fielding, R., et al., RFC 2068, “Hypertext Transfer Protocol –
`HTTP/1.1,” January 1997
`
`Socolofsky, T., et al., RFC 1180, “A TCP/IP Tutorial,” January 1991
`
`RFC 791, “Internet Protocol – DARPA Internet Program Protocol
`Specification,” September 1981
`
`Rescorla, E., et al., RFC 2660, “The Secure HyperText Transfer
`Protocol,” August 1999
`
`Lloyd, B., et al., RFC 1334, “PPP Authentication Protocols,” October
`1992
`
`
`
`2
`
`
`
`
`
`Exhibit # Reference Name
`
`1031
`
`1032
`
`1033
`
`Simpson, W., RFC 1994, “PPP Challenge Handshake Authentication
`Protocol (CHAP),” August 1996
`
`Dierks, T., et al., RFC 2246, “The TLS Protocol – Version 1.0,”
`January 1999
`
`Simpson, W., RFC 1661, “The Point-to-Point Protocol (PPP),” July
`1994
`
`1034 Meyer, G., RFC 1968, “The PPP Encryption Control Protocol (ECP),”
`June 1996
`
`1035
`
`1036
`
`1037
`
`1038
`
`1039
`
`1040
`
`1041
`
`1042
`
`Kummert, H., RFC 2420, “The PPP Triple-DES Encryption Protocol
`(3DESE),” September 1998
`
`Pall, G., RFC 2118, “Microsoft Point-To-Point Compression (MPPC)
`Protocol,” March 1997
`
`Gross, G., et al., RFC 2364, “PPP Over AAL5,” July 1998
`
`Townsley, W.M., et al., RFC 2661, “Layer Two Tunneling Protocol
`‘L2TP’,” August 1999
`
`Heinanen, J., RFC 1483, “Multiprotocol Encapsulation over ATM
`Adaptation Layer 5,” July 1993
`
`Adams, C., et al., RFC 2510, “Internet X.509 Public Key
`Infrastructure Certificate Management Protocols,” March 1999
`
`Bradner, S., RFC 2026, “The Internet Standards Process – Revision
`3,” October 1996
`
`Record of publication of Reed et al. (Ex. 1015) on IEEE Xplore
`(available at
`http://ieeexplore.ieee.org/xpl/articleDetails.jsp?tp=&arnumber=56967
`8&queryText%3Dgoldschlag+reed+syverson).
`
`
`
`3
`
`
`
`
`
`Exhibit # Reference Name
`
`1043
`
`Record of publication of Reed et al. (Ex. 1015) on ACM Digital
`Library (available at
`http://dl.acm.org/citation.cfm?id=784588.784596&coll=DL&dl=GUI
`DE&CFID=334755788&CFTOKEN=79391000).
`1044 Record of publication of Reed, et al. (Ex.1015) on ACSAC 12th
`Annual Conference (available at
`http://www.acsac.org/pastconf/1996/wed.html)
`
`1045 Memorandum Opinion in VirnetX, Inc. v. Microsoft Corporation,
`6:07-CV-80 (7/30/09) (EDTX)
`
`1046
`
`1047
`
`1048
`
`VirnetX’s Opening Claim Construction Brief in VirnetX Inc. v. Cisco
`Systems, Inc., et al., 6:10-CV-417 (11/4/11) (EDTX)
`
`Defendants’ Responsive Claim Construction Brief in VirnetX Inc. v.
`Cisco Systems, Inc., et al., 6:10-CV-417 (12/7/11) (EDTX)
`
`VirnetX’s Reply Claim Construction Brief in VirnetX Inc. v. Cisco
`Systems, Inc., et al. , 6:10-CV-417 (12/19/11) (EDTX)
`
`1049 Memorandum Opinion and Order in VirnetX Inc. v. Cisco Systems,
`Inc., et al., 6:10-CV-417 (4/25/12) (EDTX)
`
`1050
`
`1051
`
`1052
`
`1053
`
`1054
`
`VirnetX Inc.’s and Science Applications International Corporation’s
`Original Complaint and Summons in VirnetX Inc., et al. v. Apple Inc.,
`6:12-CV-855 (11/6/2012) (EDTX)
`
`Declaration of Jason Nieh, Ph.D., Inter Partes Reexamination
`Proceeding, Control No. 95/001,269 (April 15, 2010) (USPTO)
`
`Declaration of Angelos D. Keromytis, Ph.D., Inter Partes
`Reexamination Proceeding, Control No. 95/001,789 (April 17, 2012)
`(USPTO)
`
`Declaration of Robert Dunham Short III, Inter Partes Reexamination
`Proceeding, Control No. 95/001,789 (April 16, 2012) (USPTO)
`
`Goldschlag, D., et al., “Hiding Routing Information,” Workshop on
`Information Hiding, Cambridge, UK, May 1996
`
`
`
`4
`
`
`
`
`
`Exhibit # Reference Name
`
`1055
`
`1056
`
`1057
`
`1058
`
`1059
`
`1060
`
`1061
`
`1062
`
`Office Action in Inter Partes Reexamination - Non-Final Office
`Action, Control No. 95/001,789, January 18, 2012 (USPTO)
`
`Patent Owner's Response to Office Action of January 18, 2012,
`Control No. 95/001,789, April 18, 2012 (USPTO)
`
`Curriculum Vitae of Chris Hopen
`
`“Aventail Ships the First Standards-Based Virtual Private Network
`Software Solution,” PR Newswire, PR Newswire Association LLC,
`May 2, 1997
`
`Szeto, L., “Aventail delivers highly secure, flexible VPN solution,”
`InfoWorld Media Group, June 23, 1997
`
`“Aventail Introduces the First Extranet-Ready Platform; Aventail
`Previews its Latest Solution, Aventail ExtraNet Center, at
`Networld+Interop in Atlanta,” PR Newswire, PR Newswire
`Association LLC, October 12, 1998
`
`“Intranet Applications: Briefs,” Network World, October 19, 1998
`
`Curriculum Vitae of James Chester
`
`1063 Malkin, G., RFC 2453, “RIP Version 2,” November 1998
`
`1064 Moy, J., RFC 2328, “OSPF Version 2,” April 1998
`
`1065
`
`N. Yeager & R. McGrath, Web Server Technology, Ch. 8, pp. 319-370
`(1996)
`
`1066 Microsoft Press, “Microsoft Internet Explorer 5 Resource Kit, IT
`Professional,” Ch. 9, pp. 143-161 (1999)
`
`1067
`
`Comments by Third Party Requester Pursuant to 37 C.F.R. § 1.947,
`Inter Partes Reeexam, Control No. 95/001,789, August 6, 2012
`(USPTO)
`
`1068
`
`Office Action in Inter Partes Reexamination – Action Closing
`Prosecution, Control No. 95/001,789, September 26, 2012 (USPTO)
`
`
`
`5
`
`
`
`
`
`Exhibit # Reference Name
`
`1069
`
`1070
`
`1071
`
`1072
`
`Patent Owner's Response to Office Action of September 26, 2012,
`Control No. 95/001,789, December 26, 2012 (USPTO)
`
`Comments by Third Party Requester Pursuant to 37 C.F.R. § 1.947,
`Inter Partes Reeexam, Control No. 95/001,789, January 23, 2013
`(USPTO)
`
`Final Office Action in Inter Partes Reexamination – Right of Appeal
`Notice, Control No. 95/001,789, June 28, 2013 (USPTO)
`
`Final Office Action in Inter Partes Reexamination – Right of Appeal
`Notice, Control No. 95/001,856, June 25, 2013 (USPTO)
`
`1073 Response/Amendment “B” to April 8, 2010 Final Office Action in
`Inter Partes Reexamination, Application No. 11/679,416, October 8,
`2010 (USPTO)
`
`1074
`
`Action Closing Prosecution, Control No. 95/001,270, June 16, 2010
`(USPTO)
`
`
`
`
`
`6
`
`
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