Filed: May 7, 2014
`
` Paper ____
`Filed on behalf of: The Board of Trustees of the
`
`
`
`Leland Stanford Junior University
`
`
`
`By: R. Danny Huntington, Lead Counsel
`
`Sharon E. Crane, Ph.D., Backup Counsel
`
`Rothwell, Figg, Ernst & Manbeck, P.C.
`607 14th St., N.W., Suite 800
`
`
`Washington, DC 20005
`
`Telephone: 202-783-6040
`
`Facsimile: 202-783-6031
`
`E-mail: dhuntington@rfem.com
`
`
` scrane@rfem.com
`
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_______________
`
`SEQUENOM, INC.
`Petitioner,
`
`v.
`
`THE BOARD OF TRUSTEES OF
`THE LELAND STANFORD JUNIOR UNIVERSITY
`Patent Owner.
`_______________
`
`Case IPR2013-00390
`Patent 8,195,415
`_______________
`
`
`PATENT OWNER STANFORD’S EXHIBIT LIST
`(as of May 7, 2014)
`
`
`
`
` Paper ____
`Filed on behalf of: The Board of Trustees of the
`
`
`
`Leland Stanford Junior University
`
`
`
`By: R. Danny Huntington, Lead Counsel
`
`Sharon E. Crane, Ph.D., Backup Counsel
`
`Rothwell, Figg, Ernst & Manbeck, P.C.
`607 14th St., N.W., Suite 800
`
`
`Washington, DC 20005
`
`Telephone: 202-783-6040
`
`Facsimile: 202-783-6031
`
`E-mail: dhuntington@rfem.com
`
`
` scrane@rfem.com
`
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_______________
`
`SEQUENOM, INC.
`Petitioner,
`
`v.
`
`THE BOARD OF TRUSTEES OF
`THE LELAND STANFORD JUNIOR UNIVERSITY
`Patent Owner.
`_______________
`
`Case IPR2013-00390
`Patent 8,195,415
`_______________
`
`
`PATENT OWNER STANFORD’S EXHIBIT LIST
`(as of May 7, 2014)
`
`
`
`
`Case IPR2013-00390
`Patent 8,195,415
`Pursuant to 37 C.F.R. § 42.63(e), Patent Owner The Board of Trustees of
`
`the Leland Stanford Junior University (“Stanford”) hereby furnishes below a
`
`current listing of Stanford’s Exhibits to the Board and counsel for Petitioner
`
`Sequenom, Inc. (“Sequenom”). Patent Owner Stanford hereby certifies that copies
`
`of Stanford Exhibits 2001, 2051, 2103-2135, 2138 and 2139 have been served on
`
`counsel for Sequenom.
`
`Exhibit No.
`2001
`
`2104
`
`2105
`
`Description
`Transcript of December 20, 2013, deposition of Stacey Bolk
`Gabriel, Ph.D.
`2002 - 2050 EXHIBIT NUMBERS NOT USED
`Curriculum Vitae of John Christopher Detter, Ph.D.
`2051
`2052 - 2102 EXHIBIT NUMBERS NOT USED
`2103
`E-mail correspondence between Yair Blumenfeld, Christina Fan and
`Stephen Quake on November 20-21, 2006, regarding meeting to
`provide clinical samples for non-invasively diagnosing aneuploidy
`using fetal DNA in maternal blood.
`E-mail correspondence between Yair Blumenfeld and Stephen
`Quake on November 27, 2006, after meeting regarding providing
`clinical samples for diagnosing aneuploidy using fetal DNA in
`maternal blood.
`E-mail correspondence between Yair Blumenfeld and Stephen
`Quake on December 27, 2006, regarding having started writing IRB
`for obtaining maternal blood samples.
`E-mail correspondence between Yair Blumenfeld, Christina Fan and
`Stephen Quake on December 31, 2006, regarding obtaining equal
`numbers of samples from patients with Down Syndrome.
`E-mail correspondence between Yair Blumenfeld, Usha Chitkara,
`Louanne Hudgins and Stephen Quake on January 4, 2007, regarding
`completing preliminary IRB protocol 8412.
`Research consent form “Diagnosing Down Syndrome by Analyzing
`Maternal Blood” listing Drs. Louanne Hudgins, Usha Chitkara,
`Stephen Quake and Yair Blumenfeld.
`
`2106
`
`2107
`
`2108
`
`
`
`2
`
`
`
`Exhibit No.
`2109
`
`2110
`2111
`
`2112
`
`2113
`
`2114
`
`2115
`
`2116
`
`2117
`2118
`
`2119
`
`2120
`
`2121
`
`2122
`
`2123
`
`2124
`
`2125
`
`2126
`
`Case IPR2013-00390
`Patent 8,195,415
`
`Description
`Laboratory Notebook 3 of Christina Fan (September 2007 - March
`2008).
`Laboratory Notebook 4 of Christina Fan (April 2008 - Oct 2008).
`E-mail from Christina Fan to Stephen Quake and Yair Blumenfeld
`dated June 19, 2008, attaching draft of “noninvasive manuscript
`v1.0.doc”.
`Email correspondence between Stephen Quake, Christina Fan and
`Leonard Herzenberg dated July 1-9, 2008, and attaching second
`draft of PNAS paper.
`June 19, 2008 draft of Fan, H.C., et al., "Noninvasive diagnosis of
`fetal aneuploidy by shotgun sequencing DNA from maternal blood".
`Deposition Transcript of Dr. Stacey Bolk Gabriel taken on March
`31, 2014, in IPR2013-00390.
`Declaration of Dr. Stacey Bolk Gabriel, dated November 26, 2013,
`filed in Interference No. 105,922.
`Decision on Motions in Interference No. 105,922, filed April 7,
`2014.
`Declaration of Dr. J. Christopher Detter, dated May 7, 2014.
`E-mail correspondence between Arend Sidow and Stephen Quake
`on January 2-3, 2008.
`E-mail correspondence among Stephen Quake, Christina Fan and
`Joseph DeRisi on January 9 and January 29, 2008.
`E-mail correspondence among Stephen Quake, Christina Fan and
`Joseph DeRisi on April 4-8, 2008.
`E-mail correspondence among Stephen Quake, Christina Fan and
`Clement Chu on January 29, 2008.
`E-mail correspondence among Christina Fan and Clement Chu on
`January 29, 2008.
`E-mail correspondence among Stephen Quake, Christina Fan and
`Clement Chu on April 4-5, 2008.
`Email correspondence between Christina Fan and Clement Chu on
`April 11 and 17, 2008.
`E-mail correspondence between Christina Fan and Kael Fischer on
`May 20, 2008.
`E-mail correspondence between Christina Fan and Kael Fischer on
`May 26, 2008.
`
`
`
`3
`
`
`
`Exhibit No.
`2127
`
`2128
`
`2129
`
`2130
`
`2131
`
`2132
`2133
`2134
`2135
`2136
`2137
`2138
`2139
`
`Case IPR2013-00390
`Patent 8,195,415
`
`Description
`E-mail correspondence among Christina Fan, Yair Blumenfeld and
`Stephen Quake on May 28, 2008, attaching graph of preliminary
`analysis of full sequencing run on four trisomy patients and 3
`normal samples.
`E-mail correspondence between Christina Fan and Kael Fischer on
`September 7-8, 2008.
`E-mail, dated July 1, 2008, from Christina Fan to Stephen Quake
`and Yair Blumenfeld attaching graph with new data points.
`E-mail correspondence, dated July 1, 2008, between Christina Fan
`and Stephen Quake regarding third Solexa run.
`E-mail correspondence, dated July 7, 2008, among Christina Fan,
`Yair Blumenfeld and Stephen Quake regarding latest version of
`PNAS draft.
`Declaration of Hei-Mun Christina Fan, Ph.D., dated May 7, 2014.
`Declaration of Stephen Quake, Ph.D., dated May 7, 2014.
`Declaration of Yair Blumenfeld, M.D., dated May 7, 2014.
`Declaration of Joseph DeRisi, Ph.D., dated May 7, 2014.
`EXHIBIT NUMBERS NOT USED
`EXHIBIT NUMBERS NOT USED
`Second Declaration of Dr. J. Christopher Detter, dated May 7, 2014.
`Fan, H.C., et al., "Noninvasive diagnosis of fetal aneuploidy by
`shotgun sequencing DNA from maternal blood," Proc. Natl. Acad.
`Sci. USA, 105(42):16266–16271 (October 21, 2008).
`
`
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`Date: May 7, 2014
`
`
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`Respectfully submitted,
`
`By:
`
`
`
`
`
`/s/ R. Danny Huntington
`R. Danny Huntington, Reg. No. 27,903
`Sharon E. Crane, Ph.D., Reg. No. 36,113
`Rothwell, Figg, Ernst & Manbeck, P.C.
`607 14th Street, N.W., Suite 800
`Washington, DC 20005
`
`
`
`
`
`
`
`Counsel for Patent Holder
`The Board of Trustees of the Leland
`Stanford Junior University
`
`
`
`
`
`
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`4
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`
`
`Case IPR2013-00390
`Patent 8,195,415
`
`CERTIFICATE OF SERVICE
`
`I hereby certify that on this 7th day of May, 2014, a true and correct copy of
`
`
`
`
`
`the foregoing PATENT OWNER STANFORD’S EXHIBIT LIST was served by
`
`electronic mail, upon the following lead and backup counsel of record for
`
`Petitioner Sequenom, Inc.:
`
`
`
`
`
`
`
`
`
`Steven P. O’Connor – Lead Counsel
`Michele C. Bosch – Backup Counsel
`Finnegan, Henderson, Farabow, Garrett & Dunner, L.L.P.
`901 New York Avenue, N.W.
`Washington, DC 20001-4413
`Ph: 202-408-4000
`Fx: 202-408-4400
`Service E-mails:
`steven.oconnor@finnegan.com
`Michele.bosch@finnegan.com
`
`
`Michael J. Malecek – Backup Counsel
`Kaye Scholer LLP
`Two Palo Alto Square
`3000 El Camino Real, Suite 400
`Palo Alto, CA 94306-2112
`Ph: 650-319-4508
`Fx: 650-319-4700
`Service E-mail:
`michael.malecek@kayescholer.com
`
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`/s/ Erik van Leeuwen
`Erik van Leeuwen
`Litigation Operations Coordinator
`Rothwell, Figg, Ernst & Manbeck, P.C.
`
`
`
`
`
`
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