Subst. for form 1449/PTO
`SUPPLEMENTAL
`INFORMATION DISCLOSURE STATEMENT BY
`
`APPLICANT
`(Use as many sheets as necessary)
`
`.
`
`.
`
`A,",'°"°at'°" N”""°e'
`Filing Date
`
`Comp|ete if Known
`“'84°'55°
`August 17, 2007
`
`EXAMlNER'S
`INITIALS
`
`cn-E
`NO.
`
`077580-0063 <VRNK-1°P3CN2>
`Docket Number
`OTHER ART (Including Author, Title, Date, Pertinent Pages, Etc.)
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog. etc.), date, page(s), volume-issue number(s), publisher,
`city andlor country where published.
`
`-- IRE, lnc., System Descriptio
`-1-
`
`C1166
`
`2000 VPN Polic ManaerS stem Descrition
`
`A
`C1167 Manaer
`IRE, Inc., SafeNeWPN Policy Manager Quick Stan‘ Guide Version 1 (1999) (SafeNet
`VPN Policy Manager)
`has not been provided]
`[Due to difficult
`locating this reference,
`Trusted Information Systems, lnc., Gauntlet lntemet Firewall, Firewall Product Functional
`Summary Jul 22, 1996 (Gauntlet Functional Summa
`Trusted Information Systems, |nc., Running the Gauntlet Internet Firewall, An
`Administratofs Guide to Gauntlet Version 3.0 (May 31, 1995) (Running the Gauntlet
`— Internet Firewall
`.
`Ted Hanrvood, Windows NT Terminal Server and Citrix Metaframe (New Riders‘ 1999)
`
`.
`
`.
`Todd W. Matehrs and Shawn P. Genoway, Windows NT Thing Client Solutions:
`lmplemetning "Terminal Server and Citrix MetaFrame (Macmillan Technial Publishing
`1999 9’ Wind6\"rii's''NT‘‘M?a‘th'éfs ’
`‘ "
`“ T‘
`=
`.
`I
`7
`~-
`.
`
`156. Finding Your'Way Through the VPN Maze (1999) ("PGP")
`Linux FreeS/\NAN Overview (1999) (Linux FreeSNVAN) Overview)
`A
`’
`Timestep, The Business Case for Secure VPNs (1998) (“TimeStep")
`nologies, Inc., WatchGuard Firebox System Powerpoint (2000)
`has not been rovided]
`’
`
`'
`
`.
`
`.
`
`._
`
`atchGuard Technologies, Inc., Request for Information, Security Services (2000)
`[Due to difficult
`locating this reference, a co - has not been provided]
`WatchGuard Technologies, Inc., Protecting the Internet Distributed Enterprise, White
`Paper (February 2000)
`Due to difficult
`locatin this reference, a cop has not been rovided]
`DATE CONSIDERED
`
`‘EXAMINER: Initial it reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation it not in confonnance and not considered.
`Include copy of this form with next communication to applicant.
`1 Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here it English language Translation is attached.
`
`New Bay Capital, LLC
`
`New Bay Capital, LLC
`Ex. 1007
`
`

`
`SUDSL iO|' IOITU 1449/PTO
`SUPPLEMENTAL
`INFORMATION DISCLOSURE STATEMENT BY
`AFPLICANT
`(Use as many sheets as necessary)
`
`-
`
`.
`
`.
`
`A"""°a"°" N”"‘b°'
`
`Complete Known
`"'84°'56°
`August 17, 2007
`
`077580-0063 (VRNK-1CP3CN2)
`Docket Number
`OTHER ART (Including Author, Title, Date, Pertinent Pages, Etc.)
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial. symposium, catalog. etc.), date, page(s), volume-issue number(s), publisher,
`city and/or country where published.
`WatchGuard Technologies, |nc., WatchGuard Livesecurity for MSS Powerpoint (Feb. 14
`
`WatchGuard Technologies. lnc., MSS Version 2.5, Add-On for WatchGuard SOHO
`Releaset Notes (July 21, 2000)
`[Due to difficulty locatin - this reference, a copy has not been provided]
`Air Force Research Laboratory, Statement of Work for Information Assurance System
`Architecture and-Integration, PR No. N-8-6106 (Contract No. F30602-98-C-0012)
`
`GTE lnternetworking & BBN Technologies DARPA Information Assurance Program
`Integrated Feasibility Demonstration (IFD) 1.2 Report, Rev. 1.0 Setember 21, 1998)
`BBN Information Assurance Contract, TIS Labs Monthly Status Report (March 16-April
`30. 1998
`’
`DARPA, Dynamic Virtual Private ‘Network (VPN) Powerpoint
`GTE lnternetworking, Contractors Program Progress Report (March 16-April 30, 1998)
`Darrell Kindred, Dynamic Virtual Private Networks (DVPN) Countermeasure
`> Characterization (Janua
`30, 2001)
`I
`.
`Virtual Private Networking Countermeasure Characterization (It/larch 30, 2000)’
`twork Demonstration (March 21, 1998)
`-
`Integrated Security Management (2000)—
`
`III
`
`‘EXAMINER: Initial if reference considered. whether or not citation is in conformance with MPEP 609. Draw line through citation it not in conformance and not considered.
`Include copy of this form with next communication to applicant
`1 Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here if English language Translation is attached.
`
`DATECONSIDERED
`
`New Bay Capital, LLC
`
`New Bay Capital, LLC
`Ex. 1007
`
`

`
`Subst. for form 1449lPTO
`SUPPLEMENTAL
`INFORMATION DISCLOSURE STATEMENT BY
`
`.
`.
`A"p"°at'°" N”'"be'
`
`Complete if Known
`1“84°’56°
`
`(Use as many sheets as necessary)
`
`Victor Larson
`
`Examiner Name
`
`EXAMINER'S
`INITIALS
`
`Cn-E
`NO.
`
`C1198
`
`01200
`
`077530-0063 (VRNK-1°P3CN2)
`Docket Number
`OTHER ART (Including Author, Title, Date, Pertinent Pages, Etc.)
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine. journal, serial, symposium, catalog, etc.), date, page(s), volume-issue number(s), publisher.
`city andlor country where published.
`Darrell Kindred et aI., Proposed Threads for IFE 3.1 (January 13, 2000)
`IFE 3.1 Technology Dependencies (2000)
`01195
`— IFE 3.1 Topology (February 9, 2000)
`- Information Assurance, Information Assurance Integration: IFE 3.1, Hypothesis & Thread
`‘
`Development (January 10-11, 2000)
`Information Assurance/NAI Labs, Dynamic Virtual Private Networks Presentation (2000) -
`Information Assurance/NAI Labs, Dynamic Virtual Private Networks Presentation v.2
`2000
`Information Assurance/NAI Labs, Dynamic Virtual Private Networks Presentation v.3
`(2000)
`locating this reference, a cop has not been provided
`[Due to difficul
`T. Braun et aI., Virtual Private Network Architecture, Charging and Accounting
`Technolo for the Internet Auust 1, 1999 VPNA
`' Network Associates Products - PGP Total Network Security Suite, Dynamic Virtual
`Private Networks (1999)
`Microsoft Corporation,‘ Microsoft’Proxy Server 2.0 (1997) (Proxy-Server 2.0, Microsoft’---' ~
`Prior Art VPN Technolo
`’
`David Johnson et. al., A Guide To Microsoft Proxy Server 2.0 (1999) (Johnson, Microsoft
`Prior Art VPN Technolo
`’
`.
`Microsoft Corporation, Setting Server Parameters (1997 (copied from Proxy Server 2.0
`CD labeled MSFTVX00157288) (Setting Server Parameters, Microsoft Prior Art VPN
`Technolo
`Kevin Schuler, Microsoft Proxy Server 2 (1998) (SchuIer, Microsoft Prior Art VPN
`C1207 Technolo
`1
`Erik Rozell et. al., MCSE Proxy Server 2 Study Guide (1998) (Rozell, Microsoft Prior 15
`C1208 Art VPN Technolo
`EXAMINER
`
`DATE CONSIDERED
`
`‘EXAMINER: Initial if reference considered. whether or not citation is in conformance with MPEP 609. Draw line through citation it not in conformance and not considered.
`Include copy of this form with next communication to applicant.
`1 Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here it English language Translation is attached.
`
`New Bay Capital, LLC
`
`New Bay Capital, LLC
`Ex. 1007
`
`

`
`Subst. for form 1449lPTO
`SUPPLEMENTAL
`INFORMATION DISCLOSURE STATEMENT BY
`APPLICANT
`(Use as many sheets as necessary)
`
`Application Number
`
`Filing Date
`First Named inventor
`
`Art Unit
`
`Complete if Known
`1 1l840,560
`
`August 17, 2007
`Victor Larson
`
`2157
`
`VU, Kim Y.
`Examiner Name
`°7758°-0°53 lVRNK-1°P3°N2l
`D°°ket Number
`OTHER ART (Including Author, Title, Date, Pertinent Pages, Etc.)
`Include name of the author (in CAPITAL LETTERS). title of the article (when appropriate), title of the item (book,
`magazine,journal, serial, symposium, catalog, etc.), date, pagels), volume-issue number(s), publisher, city andlor
`country where published.
`
`EXAMlNER'S
`|NlTlALS
`
`CH5
`N0
`
`- M. Shane Stigler 8. Mark A Linsenbardt, IIS 4 and Proxy Server2 (1999) (Stigler, Microsoft
`c 12
`
`David G. Schaer, MCSE Test Success: Proxy Server 2 (1998) (Schaer, Microsoft Prior Art
`10 VPN Technolo
`
`C1209 Prior Art VPN Technolo
`
`2ll
`
`C1211
`
`C1212
`
`c1213
`
`c'1é14’
`
`c1'2"1'5’
`
`John Savill, The Windows NT and Windows 2000 Answer Book (1999) (Savill, Microsoft 2
`Prior Art VPN Technolo
`Network Associates Gauntlet Firewall Global Virtual Private Network Users Guide for
`
`Windows NT Version 5.0 1999) Gauntlet NT GVPN, GVPN)
`‘Network Associates Gauntlet Firewall For UNIX Global Virtual Private Network Users
`Guide Version 5.0 1999 Gauntlet Unix GVPN, GVPN
`
`File History for U.S. Application Serial No. 09/653,201, Applicant(s): Whittle Bryan, et al.,
`Filin Date 08/31/2000.
`--
`
`AutoSOCKS v2.1, Datasheet,
`ihtt:l/web.archive.orlweb/19970212013409/www.aventail.comh rodlautoskds.html
`
`Ran Atkinson, Use of DNS to Distribute Keys, 7 Sept. 1993,
`:llos.ietf.or/lists/namedro ers/namedro ers.199x/ms
`FirstVPN Enterprise Networks, Overview
`’
`'
`"
`’
`A Chapter 1: Introduction to Firewall Technology, Administration Guide; 12/19/07,
`p:l/www.books24x7.ccmlbooklid_762lviewer r.asp?bookid=762&chunked=41065062
`The TLS Protocol Version 1.0; January 1999; page 65 of 71.
`»
`
`00945.html
`
`Elizabeth D. Zwicky, et al., Building Internet Firewalls, 2nd Ed.
`
`Virtual Private Networks — Assured Digital Incorporated — ADI 4500;
`http:l/web.archive.org/web/19990224050035/www.assured-
`di - ital.com/ - roductsl - rodv - nladia4500.htm
`
`Accessware — The Third Wave in Network Security, Conclave from Internet Dynamics;
`htt -:llweb.archive.orlwebl11980210013830/interd n. comlAccessware.html
`
`C1216 V
`
`C1218
`
`C1219
`
`C1220
`
`O a l\)K),0.
`
`C1223
`
`Extended System Press Release, Sept. 2, 1997; Extended VPN Uses The lntemet to
`Create Virtual Private Networks, www.extendeds stems.com
`Socks Version 5; Executive Summary;
`http:/lweb.archive.org/webl199970620031945lwww.aventail.com/educatelwhitepaper/socks
`O ... NNA é .
`.htmI
`
`O _A Mto U:
`
`C1225
`
`Internet Dynamics First to Ship Integrated Security Solutions for Enterprise Intranets and
`Extranets; Set. 15, 1997; htt:llweb.archive.orlwebl19980210014150/interd n.com
`Emails from various individuals to Linux lPsec re: DNS-LDAP Splicing
`EXAMINER
`DATE CONSIDERED
`
`‘EXAMINER: initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not considered.
`include copy of this form with next communication to applicant.
`1 Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here it English language Translation is attached.
`BST99 1620066-l,077580_0063
`
`New Bay Capital, LLC
`
`New Bay Capital, LLC
`Ex. 1007
`
`

`
`3 3.0
`
`-~
`
`_.
`
`'1
`
`Complete if Known
`
`N
`
`b
`
`A ,.
`
`.
`
`Filing Date
`
`"m e’
`p°'°at'°"
`First Named Inventor
`
`Subst. for form 1449/PTO
`SUPPLEMENTAL
`
`APPLICANT
`
`INFORMATION DISCLOSURE STATEMENT BY
`(Use as manysheets as necessa©
`
`Art Unit
`
`Au;:l':‘$_',5‘:;07
`
`Victor Larson
`
`2157
`
`Examiner Name
`D°°ket Number
`U.S. PATENT DOCUMENTS
`
`VU, Kim Y.
`077580-0053 <VRNK-1CP3°N2l
`
`EXAMlNER'S
`INITIALS
`
`°'TE
`NO.
`
`U8¢:309. Z 1:30'9.
`_
`-
`"”"‘°°’ Km" °°°°’ "*'"’“'"’
`
`""b"°‘="‘°" Dale Name of Patentee or Applicant
`MM-DD-YYYY
`.
`.
`of Cited Document
`
`Pages. Columns. Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`A1000
`A1001
`A100
`
`>>>>>—L—l—l—I_Loooooooo‘I030’!-3800
`
`08
`4 CC39
`>3> S
`0
`1011
`1012
`A1013
`..x
`0 4
`A1015
`A1016
`'"mT"A1017
`A1018
`A1019
`
`5,311,593
`5,511,122
`5,805,803
`
`5,822,434
`5,898,830
`60/134,547
`60/151,563
`5,950,195
`6,119,171
`6,937,597
`7,072,964
`09/399,753
`6,079,020
`6,173,399
`5,226,748
`6,226,751
`06,701,437
`6,055,574
`6,246,670
`
`05/10/1994
`04/23/1996
`09/08/1998
`
`5
`
`Carmi
`
`Atkinson
`Birrell et al.
`
`Caronni et al.
`10/13/1998
`04/27/1999 Wesiner, Jr. et al.
`05/17/1999
`Victor She mov
`08/31/1999
`B an Whittles
`09/07/1999
`Stockwell et al.
`09/12/2000
`Alkhatib
`08/30/2005
`Rosenberg et al.
`07/04/2006 Whittle et al.
`09/22/1998 Grai Miller et al.
`06/20/2000
`Liu
`’
`01/09/2001
`Gilbrech
`05/01/2001
`Bots et al.
`05/01/2001
`Arrow et al.
`03/02/2004
`Hoke etialf '
`04/25/2000
`Smorodinsk et al.
`06/12/2001
`Karlsson,‘ et al.
`
`EXAMlNER'S
`|N!T|A|-S
`
`core
`NQ_
`
`B1000
`
`1001
`
`B1002
`
`Foreign Patent Document
`Country Code:-Number4—Kind
`Codes (if known)
`
`WO 001/17775
`
`W0 00f70458
`
`W0 01/016766
`
`FOREIGN PATENT DOCUMENTS
`
`Publication Date
`MM-oo.yyw
`
`Name of Patentee or
`>1:E6.m :1.. 0-o. 9..ca0. UonC3m3...
`
`03-30-2000
`
`1 123-2000
`
`03-08-2001
`
`Science Applications
`International Corporation
`Comsec Corporation
`Science Applications
`international Co oration
`
`Pages, Columns, Lines
`Where Relevant
`Figures Appear
`
`Translation
`
`EXAMlNER
`
`DATE CONSIDERED
`
`‘EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not considered.
`Include copy of this form with next communication to applicant.
`1 Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here it English language Translation is attached.
`
`(1)
`
`New Bay Capital, LLC
`
`New Bay Capital, LLC
`Ex. 1007
`
`

`
`Subst. for form 1449/PTO
`SUPPLEMENTAL
`INFORMATION DISCLOSURE STATEMENT BY
`
`App"°at'°” N”"'be'
`
`(Use as many sheets as necessary)
`
`Com plete if Known
`
`"’84°'56°
`
`Victor Larson
`2157
`
`VU, Kim Y.
`
`EXAMINER'S
`INITIALS
`
`Cr-rE
`NQ_
`
`C998
`
`C999
`
`077580-0063 (VRNK-1CP3CN2)
`Docket Number
`OTHER ART (Including Author, Title, Date, Pertinent Pages, Etc.)
`Include name of the author (in CAPITAL LETTERS). title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium. catalog. etc.), date, page(s). volume-issue number(s), publisher.
`city andlor country where published.
`
`Microsoft Corporation's Fourth Amended Invalidity Contentions dated Jan. 5, 2009,
`VirnetX Inc. and Science A Iications International Cor. v. Microsoft Cororation,
`Appendix A of the Microsoft Corporation's Fourth Amended Invalidity Contentions dated
`Jan. 5, 2009.
`Concordance Table For the References Cited in Tables on pages 6-15, 71-80 and 116-
`124 of the Microsoft Corporation's Fourth Amended Invalidity Contentions dated Jan. 5,
`
`1. P. Mockapetris, “DNS Encoding of Network Names and Other Types," Network
`'
`,RFC1101(A‘
`DNS-related correspondence dated September 7, 1993 to September 20, 1993. (Pre KX,
`KX Records)
`V
`,
`_
`H
`H
`T
`[Due to difficult" locating this reference, a cop has not’beeh"p‘rovided]
`
`"Safe Surfing: How to Build a Secure World Wide Web Connection," IBM Technical
`.
`, WEBSITE ART .
`
`"lPSec Minutes From Montreal", IPSEC Working Group Meeting Notes,
`http://www.sandIeman.ca/ipsec/1996/08/msg00018.html (June 1996). (lPSec Minutes,
`
`J. M. Galvin, “Public Key Distribution with Secure DNS," Proceedingsfof the Sixth -
`
`USENIX UNIX Securit S moslum, San Jose, California, Jul 1996. Galvin, DNSSEC
`
`- Arnt Gulbrandsen & Paul Vixie, A DNS RR for specifying the location ofservices (DNS
`
`sRw, IETF RFC 2052 October 1996 . RFC 2052, DNS SRV
`
`C1012
`
`‘EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not considered.
`Include copy of this form with next communication to applicant.
`1 Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here if Engtish language Translation is attached.
`
`New Bay Capital, LLC
`
`New Bay Capital, LLC
`Ex. 1007
`
`

`
`Subsl. for form 1449/PTO
`SUPPLEMENTAL
`INFORMATION DISCLOSURE STATEMENT BY
`APPLICANT
`{Use as many sheets as necessary)
`
`.
`.
`AF’_”"°at'°" N”””be'
`Filing Date
`First Named Inventor
`
`Complete if Known
`“’84°’56°
`August 17, 2007
`Victor Larson
`2157
`
`VU, Kim Y.
`
`EXAMlNER'S
`INITIALS
`
`cn-E
`N0.
`
`077580-0063 (VRNK-1°P3CN2l
`D°°'<ei Number
`OTHER ART (Including Author, Title, Date, Pertinent Pages, Etc.)
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc.), date, page(s), volume-issue number(s). publisher.
`city and/or country where published.
`
`November 18, 1996 . SSL, UNDERLYING SECURITY TECHNOLOGY1-
`
`C1013
`
`M. Handley, H. Schulzrinne, E. Schooler, Internet Engineering Task Force, Internet
`Draft, (12/02/1996). (RFC 2543 Internet Draft 1)
`[Due to difficult
`locating this reference, a cop has not been provided]
`
`C1014
`
`C1016
`
`Extend Corporate Networks, Digital Technical Journal (1997 Alden, AItaVista
`
`- M.G. Reed, et al. “Proxies for Anonymous Routing," 12th Annual Computer Security
`- C1015 A Iications Conference, San Dieo, CA, Dec. 9-13, 1996. Reed, Onion Routin
`- Kenneth F. Alden & Edward P. Wobber, The Altavista Tunnel: Using the Internet to
`I Automative Industry Action Group, "ANX Release 1 Document Publication," AIAG
`
`C1017
`
`1997 . AIAG, ANX
`Automative Industry Action Group, "ANX Release 1 Draft Document Publication," AIAG '
`Publications 1997 . AIAG Release, ANX‘
`Aventail Corp., "AutoSOCKS v. 2.1 Datasheet,” available at
`htt
`://www.arChive.or /web/19970212013409/wvvw.aventaiI.com/ rod/autosk2ds.htmI
`
`-
`-'
`'
`(1997). (AutoSOCKS, Aventail)
`[Due to difficult
`locating this reference, a cop has not been provided]
`‘Aventail Corp. "Aventail VPN Data»Sheet;5=avaiIabIe.at
`htt
`://www.arChive.or /web/19970212O13043lwvvw.avenlai|.Com/ rod/v ndata.htm|
`, _(,199_7). Data Sheet, Aventail)
`A
`«
`~
`_
`Aventail Corp., “Directed VPN Vs. Tunnel," available at
`htt
`://web.archive.or /web/19970620030312lwvvw.aventai|.com/educate/directv n.htm|
`
`_
`
`[Aventail Corp., “Managing Corporate Access to the Internet,” Aventail AutoSOCKS
`. White Paper available at
`htt
`://web.archive.or /web/19970620030312/www.aventail.com/educate/white a er/i
`.html 1997. Cororate Access, Aventail
`
`Aventail Corp., “Socks Version 5," Aventail Whitepaper, available at
`htt
`://web.archive.or /web/19970620030312lwww.aventail.com/educatelwhite a er/soc
`
`kswp.html (1997). (Socks, Aventail)
`[Due to difficulty locating this reference, a copy has not been provided]
`
`EXAMINER
`
`DATE CONSIDERED
`
`‘EXAMINER: Initial it reference considered. whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not considered.
`Include copy of this form with next communication to applicant.
`1 Applicant’: unique citation designation number (optional). 2 Applicant is to place a check mark here if English language Translation is attached.
`
`New Bay Capital, LLC
`
`New Bay Capital, LLC
`Ex. 1007
`
`

`
`Subst. for fonn 1449IPTO
`SUPPLEMENTAL
`INFORMATION DISCLOSURE STATEMENT BY
`APPLICANT
`(Use as many sheets as necessary)
`
`Complete if Known
`11/840,560
`
`August 17, 2007
`Victor Larson
`
`2157
`
`VU, Kim Y.
`
`077580-0063 (VRNK-1 CP3C N2)
`
`EXAM|NER'S
`INITIALS
`
`OTHER ART (Including Author, Title, Date, Pertinent Pages, Etc.)
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc.), date, page(s), volume-issue number(s), publisher,
`city and/or country where published.
`
`crrg
`NO.
`
`- C1028
`I C1029
`
`Microsoft Corp., Installing Configuring and Using PPTP with Microsoft Clients and
`Servers 1997 . Using PPTP, Microsoft Prior Art VPN Technolog
`Microsoft Corp., IP Security for Microsoft Windows NT Server 5.0 (1997) (printed from
`1998 PDC DVD-ROM .
`IP Securit , Microsoft Prior Art VPN Technolo
`Microsoft Corp., Microsoft Windows NT Active Directory: An Introduction to the Next
`Generation Directory Services (1997) (printed from 1998 PDC DVD-ROM). (Directory,
`Microsoft Prior Art VPN Technolo
`
`Microsoft Corp., Routing and Remote Access Service for Windows NT Server
`Newopportunities Today and Looking Ahead (1997) (printed from 1998 PDC DVD-
`ROM . Routin, Microsoft Prior Art VPN Technolo
`Microsoft Corp., Understanding Point-to-Point Tunneling Protocol PPTP (1997) (printed
`from 1998 PDC DVD-ROM . Understandin PPTP, Microsoft Prior Art VPN Technolo
`J. Mark Smith et.al., Protecting a Private Network: The Altavista Firewall, Digital
`Technical Journal 1997 . Smith, Altavista
`*
`‘
`Naganand Doraswamy Implementation of Virtual Pnvate Networks (VPNs) with’
`lPSecurity, <drafi-ietf-isec-vpn-00.txt> (March 12, 1997). (Doraswamy
`M. Handley, H. Schulzrinne, E. Schooler, Internet Engineering Task Force, Internet
`- Draft-, (03/27/-1997). (-RFC--2543 Internet Draft 2)
`..
`[Due to difficulty Iocatin - this reference, a cop has not been provided]
`
`Automotive Industry Action Group, “ANXO Certification Authority Service and Directory
`Service Definition for ANX Release 1," AIAG Telecommunications Project Team and
`Bellcore Ma 9, 1997. AIAG Defintion, ANX
`Automotive Industry Action Group, "ANXO Certification Process and ANX Registration
`Process Definition for ANX Release 1," AIAG Telecommunications Project Team and
`Bellcore Ma 9, 1997 .
`'
`'
`Aventail Corp., "Aventai| Announces the First VPN Solution to Assure Interoperability
`Across Emerin Securit Protocols," June 2, 1997. First VPN, Aventail
`EXAMINER
`DATE CONSIDERED
`
`‘EXAMINER; Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation it not In conformance and not considered.
`Include copy of this fonn with next communication to applicant.
`1 Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here it English language Translation is attached.
`
`New Bay Capital, LLC
`
`New Bay Capital, LLC
`Ex. 1007
`
`

`
`Subst. for form 1449/PTO
`lSNli=F(,)PIRl‘-nil:-Ix|'l€I'(‘l)1NAIl3-ISCLOSURE STATEMENT BY
`APPUCANT
`(Use as many sheets as necessary)
`
`A’°""°a”°" N"'"b°'
`
`Complete if Known
`1"84°'56°
`August 17, 2007
`Victor Larson
`2157
`
`VU, Kim Y.
`
`EXAMINER'S
`INITIALS
`
`Cn-E
`N0.
`
`077580-0063 (VRNK-1CP3CN2)
`Docket Number
`OTHER ART (Including Author, Title, Date, Pertinent Pages, Etc.)
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate). title of the item
`(book. magazine, journal. serial, symposium, catalog. etc.), date, page(s), volume-issue number(s). publisher,
`city and/or country where published.
`
`Syverson, et al. “Private Web Browsing,” Naval Research Laboratory, Center for High 8
`C1039 Assurance Comuter S stems June 2, 1997 . S erson, Onion Routin
`Bellcore, "Metrics, Criteria, and Measurement Technique Requirements for ANX Release
`1," AIAG Telecommunications Project Team and Bellcore (June 16, 1997). (AIAG
`Re uirements, ANX
`M. Handley, H. Schulzrinne, E. Schooler, Internet Engineering Task Force, Internet
`Draft, (07/31/1997). (RFC 2543 Internet Draft 3)
`Due to difficul
`this reference, a co - has not been - rovided
`
`I
`
`C1040
`
`C1041
`
`RFC 2230 November 1997 . RFC 2230, KX Records1-
`
`C1042
`
`M. Handley, H. Schulzrinne, E. Schooler, Internet Engineering Task Force. Internet
`Draft, (11/11/1997). (RFC 2543 Internet Draft 4)
`'
`‘
`[Due to difficul
`locating this reference, a co - has not been provided]
`1998 Microsoft Professional Developers Conference DVD (“1998 PDC DVD-ROM") ‘“
`(including screenshots captured therefrom and produced as MSFTVX 00018827-
`00018832). Conference, Microsoft Prior Art VPN Technolo
`
`I
`
`Microsoft Corp., Windows NT 5.0 Beta Has Public Premiere at Seattle Mini-Cam
`Seminar attendees get first look at the performance and capabilities of Windows NT 5.0
`(1998) (available at hap //www.microsoft.com/presspass/features/1998/10-
`
`Aventail Corp., "Aventail VPN V2.6 Includes Support for More Than Ten Authentication
`Methods Making Extranet VPN Development Secure and Simple,'' Press Release,
`
`H. Schulzrinne, et al, ‘'Internet Telephony Gateway Location," Proceedings of IEEE
`lNfocom ‘98, The Conference on Computer Communications, Vol. 2 ( March 29 - April 2,
`1998 . Gatewa , Schulzrinne
`
`DATE CONSIDERED
`
`‘EXAMINER: Initial it reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not considered.
`Include copy of this form with next communication to applicant.
`1 Applicant‘: unique citation designation number (optional). 2 Applicant is to place a check mark here it English language Translation is attached.
`
`New Bay Capital, LLC
`
`New Bay Capital, LLC
`Ex. 1007
`
`

`
`Subst. for form 1449lPTO
`.
`SUPPLEMENTAL
`INFORMATION DISCLOSURE STATEMENT BY
`APPLICANT
`(Use as many sheets as necessary)
`
`.
`.
`A"""°at'°" N""'b°'
`Filing Date
`First Named Inventor
`Art Unit
`
`Examiner Name
`
`Complete if Known
`1“84°'56°
`August 17, 2007
`Victor Larson
`2157
`
`VU, Kim Y.
`
`077530-0053 (VRNK-1CP3CN2)
`“ Docket Number
`OTHER ART (Including Author, Title, Date, Pertinent Pages, Etc.)
`Include name of the author (in CAPITAL LETTERS). title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc.), date, page(s), voIume—issue number(s), publisher,
`city and/or country where published.
`
`EXAMINER'S
`INITIALS
`
`Cn-E
`NO.
`
`-I C. Huitema, 45 al. “Simple Gateway Control Protocol," Version 1.0 (May 5, 1998).
`D3113 DISN Networks, DISN Transmission Services Ma 8, 1998 . DISA, SIPRNET:-
`
`C1051
`
`SGCP
`
`C1052
`
`C1053
`
`C1054
`
`M. Handley, H. Schulzrinne, E. Schooler, Internet Engineering Task Force, Internet
`Draft, (05/14/1998). (RFC 2543 Internet Draft 5)
`[Due to difficul
`Iocatin this reference, a cop has not been rovided]
`M. Handley, H. Schulzrinne, E. Schooler, Internet Engineering Task Force, Internet
`Draft, (06/17/1998). (RFC 2543 Internet Draft 6)
`[Due to difficul
`locating this reference, a cop has not been provided]
`D. McDonald, et al. "PF_KEY Key Management API, Version 2," Network Working
`C1055 Grou, RFC 2367 Jul 1998. RFC 2367
`M. Handley, H. Schulzrinne, E. Schooler, Internet Engineering Task Force, Internet
`Draft, (07/16/1998). (RFC 2543 Internet Draft 7)
`"
`V
`Due to difficul
`Iocatin this reference, a cop has not been rovided]
`M. Handley, H. Schulzrinne, E. Schooler, Internet Engineering Task Force, Internet
`Draft, (08/07/1998). (RFC 2543 Internet Draft 8)
`[Due to difficul
`Iocating.this reference, a copy has not been Provided]
`Microsoft Corp., Company Focuses on Quality and Customer Feedback (August 18,
`1998). (Focus, Microsoft Prior Art VPN Technolo
`M. Handley, H. Schulzrinne, E. Schooler, Internet Engineering Task Force, Internet“
`Draft, (09/18/1998). (RFC 2543 Internet Draft 9)
`[Due to difficul
`Iocatingthis reference, a cop has not been provided]
`Atkinson, et al. "Security Architecture for the Internet Protocol," Network Working Group,
`RFC 2401 November 1998 . RFC 2401, UNDERLYING SECURITY TECHNOLOGIES
`
`C1056
`
`C1059
`
`C1060
`
`M. Handley, H. Schulzrinne, E. Schooler, Internet Engineering Task Force, Internet
`Draft, (11/12/1998). (RFC 2543 Internet Draft 10) 9
`Due to difficult
`locating this reference, a cop has not been provided]
`onald Eastlake, Domain Name System Security Extensions, IETF DNS Security
`C1052 Workin Grou December 1998 . DNSSEC—7
`
`C1061
`
`M. Handley, H. Schulzrinne, E. Schooler, Internet Engineering Task Force, Internet
`Draft, (12/15/1998). (RFC 2543 Internet Draft 11)
`Due to difficul
`Iocatin this reference, a co has not been - rovided]
`EXAMINER
`DATE CONSIDERED
`
`‘EXAMINER: Initial if reterence considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not considered.
`Include copy of this form with next communication to applicant.
`1 Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here it English language Translation is attached.
`
`New Bay Capital, LLC
`
`New Bay Capital, LLC
`Ex. 1007
`
`

`
`Subst. for form 1449/PTO
`SUPPLEMENTAL
`INFORMATION DISCLOSURE STATEMENT BY
`APPLICANT
`(Use as many sheets as necessary)
`
`Application Number
`
`Filing Date
`First Named Inventor
`
`Art Unit
`
`Examiner Name
`
`Complete if Known
`11/840,560
`
`August 17, 2007
`Victor Larson
`
`2157
`
`VU, Kim Y.
`
`077580-0063 (VRNK-1CP3CN2)
`“ Docket Number
`OTHER ART (Including Author, Title, Date, Pertinent Pages, Etc.)
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc.), date, page(s), vo|ume—issue number(s), publisher,
`city and/or country where published.
`
`EXAMINER'S
`INITIALS
`
`cm;
`No_
`
`C1064
`
`-
`
`Aventail Corp., “Aventail Connect 3.1/2.6Administrator's Guide," (1999). (Aventail
`Administrator 3.1, Aventail)
`[Due to difficul
`locatin this reference, a co has not been provided]
`Aventail Corp., “AventaiI Connect 3.1/2.6 User's Guide," (1999). (Aventail User 3.1,
`Aventail)
`Due to difficul
`
`locatin this reference, a co has not been provided]
`
`Aventail Corp., “Aventail Extraweb Server v3.2 Administrator's Guide,” (1999). (Aventail
`ExtraWeb 3.2, Aventail)
`[Due to difficul
`locatin this reference, a co has not been provided]
`
`C1066
`
`-- Kaufman et al, “Implementing lPsec," (Copyright 1999). (Implementing IPSEC, VPN
`-: Network Solutions, Inc. "EnabIing SSL," NSI Registry (1999). (Enabling SSL,
`Z
`I C1070"
`i C1071
`--‘Draft, (01/15/1999). (RFC 2543 Internet Draft 12)
`
`locating this reference, a copy has not been provided]
`[Due to difficult
`Goldschlag, et al., "Onion Routing for Anonymous and Private Internet Connections,"
`Naval Research Laboratory, Center for High Assurance Computer Systems (January 28,
`1999 . Goldschla Ill, Onion Routin
`H. Schulzrinne, "Internet Telephony: architecture and protocols — an IETF perspective,”
`uter Networks, Vol. 31, No. 3 Februa
`1999 . Telehon , Schulzrinne
`M. Handley, et al. “SlP: Session Initiation Protocol," Network Working Group, RFC 2543
`and Internet Drafts 12/96-3/99 . Handle , RFC 2543
`
`FreeSNVAN Project, Linux Frees/WAN Compatibility Guide (March 4, 1999).
`Frees/WAN Comatibilit Guide, Frees/WAN
`Telcordia Technologies, "ANX Release 1 Document Corrections,” AIAG (May 11, 1999).
`Telcordia, ANX
`Ken Hornstein & Jeffrey Altman, Distributing Kerberos KDC and Realm /nforrnation with
`
`_ DNS <draft-eitf-cat-krb—dns-locate—oo.txt> June 21, 1999 . Hornstein, DNS SRV
`
`‘EXAMINER: Initial it reference considered. whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not considered.
`Include copy of this form with next communication to applicant.
`1 Applicants unlque citation designation number (optional). 2 Applicant is to place a check mark here it English language Translation is attached.
`
`New Bay Capital, LLC
`
`01072
`
`I11Z1
`
`C1057 REFERENCES
`
`C1068 UNDERLYING SECURITY TECHNOLOGIES
`
`‘
`
`Check Point Software Technologies Ltd. (1999) (Check Point, Checkpoint FW)
`[Due to difficult
`locatin this reference, a cop has not been provided]
`Arnt Gulbrandsen & Paul Vixie, A DNS RR for specifying the location of services (DNS
`1999 . Gulbrandsen 99, DNS SRV)
`
`‘
`
`I
`
`..V
`
`New Bay Capital, LLC
`Ex. 1007
`
`

`
`Subst. for form 1449lPTO
`SUPPLEMENTAL
`INFORMATION DISCLOSURE STATEMENT BY
`APPLICANT
`(Use as many sheets as necessary)
`
`A"p"°a"°" N”'“b°'
`Filing Date
`First Named Inventor
`Art Unit
`
`Examiner Name
`
`Complete if Known
`1"84°'56°
`August 17, 2007
`Victor Larson
`2157
`
`VU, Kim Y.
`
`077580-0063 (VRNK-1CP3CN2)
`Sheet“ Docket Number
`OTHER ART (Including Author, Title, Date, Pertinent Pages, Etc.)
`
`INITIALS
`
`I Include name oftheauthor(inCAPITALLETTERS),titleofthe article(when appropriate),titleofthe item
`
`CITE
`N0_
`
`(book, magazine, journal, serial, symposium. catalog. etc.), date, page(s), volume-issue number(s), publisher,
`city and/or country where published.
`
`Bhattacharya et. al. “An LDAP Schema for Configuration and Administration of lPSec
`Based Virtual Private Networks (VPNs)”, IETF Internet Draft (October 1999).
`Bhattcha a LDAP VPN
`.
`B. Patel, et al. “DHCP Configuration of IPSEC Tunnel Mode," IPSEC Working Group,
`Internet Draft 02 10/15/1999 . Patel
`Goncalves, et al. Check Point Firewall -1 Administration Guide, McGraw-Hill Companies
`(2000). (Goncalves, Checkpoint FW)
`[Due to difficul
`locating this reference, a cop has not been
`"Building a Microsoft VPN: A Comprehensive Collection of Microsoft Resources,”
`FirstVPN, Jan 2000 . FirstVPN Microsoft
`Gulbrandsen, Vixie, & Esibov, A DNS RR for specifying the location of services (DNS
`SRV, IETF RFC 2782 Februa
`2000). (RFC 2782, DNS SR
`‘
`MITRE Organization, “Technical Description," Collaborative Operations in Joint
`Exeditiona Force Exeriment JEFX 99 Februa
`2000 . MITRE,‘ SIPRNET
`H. Schulzrinne, et al. "Application-Layer Mobility Using SIP,” Mobile Computing and
`Communications Review, Vol. 4, No. 3. an 47-57 Jul 2000 . A lication, SIP
`Kindred et al, "Dynamic VPN Communities: Implementation and Experience," DARPA
`Information Survivability Conference and Exposition ll (June 2001). (DARPA, VPN
`
`‘
`
`C1079
`
`C1080
`
`C1086
`
`C1087 ANX 101: Basic ANX Service Outline. (Outline, ANX)
`C1088 ANX 201: Advanced ANX Service. (Advanced, ANX)
`- Appendix Arcerlirioate Profile for ANX |Psec Certificates. (Appendix, ANX)
`-- Assured Digital Products. (Assured Digital)
`
`C1090
`
`locating this reference, a cop has not been provided]
`[Due to difficult
`Aventail Corp., "Aventail AutoSOCKS the Client Key to Network Security," Aventail
`C1091 Cororation White Pa
`. Network Securit
`,Aventail
`Ci