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`
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`
`BEFORE THE PATENT AND TRIAL APPEAL BOARD
`
`
`
`
`
`ORACLE CORPORATION
`Petitioner
`
`v.
`
`Patent of CLOUDING IP, LLC
`Patent Owner
`
`
`
`
`Case IPR 2013-00099 (JL)
`Patent 7,065,637
`
`
`
`
`
`
`
`
`
`
`PATENT OWNER PRELIMINARY RESPONSE TO
`PETITION FOR INTER PARTES REVIEW OF U.S. PATENT NO.
`7,065,637
`UNDER 35 USC §§ 311-319 AND 37 CFR § 42.100 ET SEQ.
`
`
`
`
`
`
`
`
`
`
`Oracle Exhibit 1012, Page 1
`
`

`

`
`
`Table of Contents
`
`1. Introduction ................................................................................................ 1
`
`2. Overview of U.S. Patent 7,065,637 ............................................................. 2
`
`  
`  
`  
`  
`  
`  
`  
`
`3. Claim Terms Requiring Construction .......................................................... 3
`
`  
`  
`
`A. Visual Construction .............................................................................. 4
`
`B. Configuration ....................................................................................... 4
`
`C. Summary of Proposed Claim Constructions. ........................................ 5
`
`4. Notice of Related Application. ..................................................................... 5
`
`5. Argument ..................................................................................................... 6
`
`A. The Petition Fails to Establish a Reasonable Likelihood that
`at Least One of Claims 1-4 and 6 is Unpatentable over Aziz in
`view of Verissimo. .................................................................................... 6
`
`6. Conclusion .................................................................................................. 9
`
`
`
`
`  
`
`
`
`ii  
`
`Oracle Exhibit 1012, Page 2
`
`

`

`
`
`Cases
`
`Table of Authorities
`
`CCS Fitness, Inc. v. Brunswick Corp., 288 F.3d 1359 (Fed. Cir. 2002) ............. 4
`
`In re Am. Acad. of Sci. Tech. Ctr., 367 F.3d 1359 (Fed. Cir. 2004) .................. 4
`
`In re Fine, 837 F.2d 1071 (Fed. Cir. 1988) ...................................................... 9
`
`In re Kahn, 441 F.3d 977, 988 (Fed. Cir. 2006) .......................................... 8, 9
`
`KSR Int’l Co v. Teleflex Inc., 550 U.S. 398 (2007) ........................................ 8, 9
`
`
`
`Regulations
`
`37 C.F.R. § 1.75(d)(1) ..................................................................................... 4
`
`37 C.F.R. § 42.108(c) ...................................................................................... 2
`
`
`
`Other Authorities
`
`157 Cong. Rec. S1375 (Mar. 8, 2011) ............................................................. 1
`
`H.R. Rep. No. 112-98 (part 1) (2011) ............................................................. 1
`
`MPEP § 2173.01 ............................................................................................. 4
`
`Office Patent Trial Practice Guide, 77 Fed. Reg. 48756 (Aug. 14, 2012) ........ 3
`
`
`
`  
`
`iii  
`
`Oracle Exhibit 1012, Page 3
`
`

`

`Pursuant to 37 C.F.R. § 42.107(a) Patent Owner, Clouding IP, LLC,
`
`submits the following preliminary response to the Petition, setting forth reasons
`
`why no inter partes review should be instituted under 35 U.S.C. § 314.
`
`1. Introduction
`
`The Board should not institute inter partes review because Petitioner,
`
`Oracle Corp., has not met the high standard1 required by Patent Office
`
`regulations to demonstrate a reasonable likelihood that at least one of the claims
`
`challenged in the petition is unpatentable. 37 C.F.R. § 42.108(c).
`
`                                                                                                                
`
`1 The “reasonable likelihood” standard was intended by Congress to be a
`substantially higher barrier to patent validity challenges that the former
`“substantial new question of patentability” test used for inter partes
`reexaminations. See H.R. Rep. No. 112-98 (part 1) at 47 (2011) (“The
`threshold for initiating an inter partes review is elevated from ‘significant new
`question of patentability’ – a standard that currently allows 95% of all requests
`to be granted – to a standard requiring petitioners to present information
`showing that their challenge has a reasonable likelihood of success.”). Thus, the
`new standard makes inter partes review available only in exceptional cases where
`serious doubts about the patent’s validity are raised and a prima facie case has
`been established. See 157 Cong. Rec. S1375 (Mar. 8, 2011) (statement of Sen.
`Kyl (D-Ariz)).
`
`  
`
`1  
`
`Oracle Exhibit 1012, Page 4
`
`

`

`2. Overview of U.S. Patent 7,065,637
`
`
`
`U.S. Patent 7,065,637 (the “’637 Patent”) (Oracle Ex. 1001) describes a
`
`user interface for creating a dynamic computing environment. Ex. 1001 at
`
`Abstract. The user interface assists users with their selection, allocation and
`
`configuration of computing resources, such as processors, storage devices,
`
`routing hardware, networks and software. Id. at col. 1, ll. 18-23 and col. 4, ll.
`
`15-30. More specifically, the user interface may provide the user with graphical
`
`representations of specially configured computing resources (i.e., computing
`
`resources configured according to a stored configuration). Id. at col. 6, ll. 49-
`
`50. A user may select one or more of these specially configured computing
`
`resources, id. at col. 6, ll. 51-54, and activate the selected computing resource
`
`in his/her computing environment. Id. at col. 7, ll. 10-15. Computing
`
`resources may further be linked to one other in the computing environment.
`
`Id. at Fig. 11.
`
`Even though many users may share the same pool of resources, security
`
`mechanisms are provided so that one user is not aware of how another user may
`
`be using the computing resources. Id. at col. 5, ll. 27-35. Further, resources
`
`may be time-shared among a plurality of users, such that the same resources
`
`may be allocated to one user at a certain time, and to another user at another
`
`  
`
`2  
`
`Oracle Exhibit 1012, Page 5
`
`

`

`time. Id. at col. 4, ll. 43-57. The computing environment may be virtually
`
`hosted, meaning that users may create and interact with their respective
`
`computing environments remotely via a web-based interface. Id. at col. 4, ll.
`
`58-67 and col. 5, ll. 50-56.
`
`
`
`
`
`
`
`3. Claim Terms Requiring Construction
`
`
`
` Consistent with the statute and legislative history of the America Invents
`
`Act, when considering whether to institute a patent trial the Board has
`
`indicated that it will interpret the claims of a challenged patent using a
`
`“broadest reasonable construction” approach. Office Patent Trial Practice
`
`Guide, 77 Fed. Reg. 48756, 48766 (Aug. 14, 2012). In applying such a
`
`standard, it is important to recognize that the broadest reasonable construction
`
`of claim language is not one that permits any reading thereof. Instead, it is one
`
`that must be made “in light of the specification as it would be interpreted by
`
`one of ordinary skill in the art.” In re Am. Acad. of Sci. Tech. Ctr., 367 F.3d
`
`1359, 1364 (Fed. Cir. 2004). Further, unless the patentee has clearly
`
`demonstrated an intention to stray, there is a “heavy presumption” that a claim
`
`term carries its ordinary and customary meaning. CCS Fitness, Inc. v. Brunswick
`
`  
`
`3  
`
`Oracle Exhibit 1012, Page 6
`
`

`

`Corp., 288 F.3d 1359, 1366 (Fed. Cir. 2002). Of course, patent claims must
`
`“conform to the invention as set forth in the remainder of the specification and
`
`the terms and phrases used in the claims must find clear support or antecedent
`
`basis in the description so that the meaning of the terms in the claims may be
`
`ascertainable by reference to the description.” 37 C.F.R. § 1.75(d)(1).
`
`
`
`A.
`
`Visual Construction
`
`Consistent with the requirement to adopt the broadest reasonable
`
`construction, the term virtual construction should be construed as including
`
`“textual and/or graphical representations of a network”. Such a construction is
`
`consistent with the disclosure of the ‘637 Patent. See, e.g., Ex. 1001 at Fig. 5
`
`(web page 3 showing graphical representations 95, 98, etc.); Figs. 7 and 11, etc.
`
`(showing textual and graphical representations). The best source for
`
`determining the meaning of a claim is the specification. MPEP § 2173.01.
`
`
`
`B.
`
`Configuration
`
`The Patent Owner agrees with the Petitioner that the term configuration
`
`should be construed as including any software or hardware related settings.
`
`
`
`
`  
`
`4  
`
`Oracle Exhibit 1012, Page 7
`
`

`

`C.
`
`Summary of Proposed Claim Constructions.
`
`For the convenience of the Board, below is presented a summary of the
`
`Patent Owner’s proposed claim constructions.
`
`
`
`Claims in which Term
`Appears
`1
`
`Claim Term for
`Construction
`visual construction
`
`1, 4
`
`configuration
`
`Proposed Construction
`
`textual and/or graphical
`representations of the
`network
`
`including any software
`or hardware related
`settings
`
`
`
`
`4. Notice of Related Application.
`
`U.S. Patent Application 12/946,448 is a pending continuation of the
`
`application which led to the ‘637 Patent.
`
`
`
`
`  
`
`5  
`
`Oracle Exhibit 1012, Page 8
`
`

`

`5. Argument
`
`A. The Petition Fails to Establish a Reasonable Likelihood that at
`Least One of Claims 1-4 and 6 is Unpatentable over Aziz in view of
`Verissimo.
`
`The Petition alleges that claims 1-4 and 6 are obvious under 35 U.S.C. §
`
`103 when the teachings of Aziz et al., U.S. Patent 6,779,016 (Oracle Ex. 1005)
`
`are considered in combination with those of Verissimo et al., U.S. Patent
`
`5,841,654 (Oracle Ex. 1006). See, e.g., Petition at pp. 30 et seq. In setting forth
`
`this proposed rejection, the Petition relies on Aziz for teaching all of the
`
`features of claim 1,2 except:
`
`the user interface is configured to accept a
`signal which enables the user to request a copy a
`device configuration,
`the system is configured to make the copy of
`the device configuration and save the copy of the
`device configuration in storage
`
`Ex. 1001, claim 1 at col. 7, l. 65 – col. 8, l. 3 (emphasis added). Petitioner
`
`looks to Verissimo to supply these missing elements.
`
`
`
`More specifically, at p. 35 the Petition relies upon Verissimo for
`
`permitting a “user to create and save a configuration file”. Even if this is so, no
`
`copy of a configuration file is requested, made and saved in Verissimo. Indeed,
`
`                                                                                                                
`  
`
`2 Petition at pp. 31 et seq.
`
`6  
`
`Oracle Exhibit 1012, Page 9
`
`

`

`the Petition admits as much and seeks to rely on statements made by
`
`Petitioner’s declarant, Professor Bederson, to fill in the gaps:
`
`Professor Bederson explains in his declaration that a
`skilled artisan would have appreciated that the
`configuration file could be saved under a new
`filename to create a copy of the file and further
`explains the applicability of the combination of Aziz
`and Verissimo. (Ex. 1009 at ¶¶ 23-25).
`
`Petition at p. 35. Upon referring to Professor Bederson’s declaration, however,
`
`one finds that Professor Bederson’s “explanation” is nothing more than a
`
`conclusory statement that the claimed feature is obvious: “Of course, as would
`
`be obvious to one of ordinary skill in the art at the time of the invention, a
`
`configuration file could be saved under a new filename thereby creating a copy
`
`of the configuration file”. Ex. 1009 at ¶ 23.
`
`Rather than explaining the rationale for the allegations of obviousness
`
`advanced in the Petition, Professor Bederson has merely restated the conclusion
`
`of obviousness as the premise for finding the same. Conclusory statements of
`
`this kind, which are devoid of any reasoning in support thereof, are wholly
`
`insufficient grounds for rejecting a claim for obviousness. KSR Int’l Co v.
`
`Teleflex Inc., 550 U.S. 398 (2007) (holding that the key to supporting any
`
`rejection under 35 U.S.C. 103 is the clear articulation of the reason(s) why
`
`  
`
`7  
`
`Oracle Exhibit 1012, Page 10
`
`

`

`the claimed invention would have been obvious.) In order for there to be a
`
`“clear articulation” of any such reasons, the analysis supporting a rejection of
`
`this nature must be made explicit. Id. and see In re Kahn, 441 F.3d 977, 988
`
`(Fed. Cir. 2006). Professor Bederson’s single line conclusion fails to meet this
`
`requirement.
`
`A prima facie case of obviousness requires, at a minimum, that the
`
`Petitioner articulate the reasons why the claimed invention would be obvious to
`
`the person of ordinary skill in the art. KSR, supra, 550 U.S. at 419. Mere
`
`conclusory statements without any supporting rationale are wholly insufficient
`
`for this purpose. In re Kahn, supra, 441 F.3d at 988. Here, Petitioner has failed
`
`to meet this burden because no explanation is offered as to why a person of
`
`ordinary skill in the art would modify the proposed Aziz-Verissimo combination
`
`to accommodate requesting, copying and saving a configuration file in the
`
`manner recited in the present claims. Hence, claim 1 should be deemed
`
`patentable over Aziz-Verissimo.
`
`If an independent claim is nonobvious under 35 U.S.C. 103, then any
`
`claim depending therefrom is nonobvious. In re Fine, 837 F.2d 1071 (Fed. Cir.
`
`1988). Claims 2-4 and 6 each depend directly or indirectly from claim 1.
`
`Because the Petitioner’s proposed rejection of claim 1 for obviousness fails to
`
`  
`
`8  
`
`Oracle Exhibit 1012, Page 11
`
`

`

`meet the requires for a prima facie case, there is no reasonable likelihood that
`
`the Petitioner will prevail its assertion that claims 1-4 and 6 are unpatentable
`
`over Aziz in view of Verissimo under 35 U.S.C. § 103(a).
`
`For at least the foregoing reasons, Petitioner has failed to demonstrate a
`
`reasonable likelihood that it will prevail as to the challenged claims and this
`
`proposed ground for institution of inter partes review proceedings should be
`
`denied.
`
`
`
`6. Conclusion
`
`
`
`For at least the foregoing reasons, the Board should not institute inter
`
`partes review of the ’637 Patent on the grounds proposed by Petitioner.
`
`
`
`
`
`
`
`
`
`Date: March 26, 2013
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Respectfully submitted,
`
` by:
`
`
`
`
`
` /Tarek N. Fahmi/
`Tarek N. Fahmi, Reg. No. 41,402
`
`
`
`Fahmi, Sellers, Embert & Davitz
`84 W. Santa Clara St.
`Suite 550
`San Jose, CA 95113-1812
`1 866 877 4883
`
`  
`
`9  
`
`Oracle Exhibit 1012, Page 12
`
`

`

`
`
`
`
`
`
`CERTIFICATE OF SERVICE
`
`The undersigned hereby certifies that a copy of the foregoing
`
`PATENT OWNER PRELIMINARY RESPONSE
`
`was served on March 26, 2013, by filing this document though the Patent
`
`Review Processing System as well as delivering a copy via EXPRESS MAIL
`
`directed to the attorneys of record for the Petitioner at the following address:
`
`Greg Gardella
`Oblon Spivak
`1940 Duke Street
`Alexandria, VA 22314
`
`
`
`Date: March 26, 2013
`
`
`
`
`
`
`
`
`
`
`
`
` by:
`
`
`
`
`
` /Tarek N. Fahmi/
`Tarek N. Fahmi, Reg. No. 41,402
`
`
`
`Fahmi, Sellers, Embert & Davitz
`84 W. Santa Clara St.
`Suite 550
`San Jose, CA 95113-1812
`1 866 877 4883
`
`  
`
`  
`
`Oracle Exhibit 1012, Page 13
`
`

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