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`
`
`
`Paper 46
`Entered: March 28, 2014
`
`
`
`
`
`Trials@uspto.gov
`Tel: 571-272-7822
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_______________
`
`NUVASIVE, INC.
`Petitioner
`
`v.
`
`WARSAW ORTHOPEDIC, INC.
`Patent Owner
`_______________
`
`Cases IPR2013-00206 (Patent 8,251,997 B2)
`IPR2013-00208 (Patent 8,251,997 B2)1
`_______________
`
`
`
`Before SALLY C. MEDLEY, LORA M. GREEN, and STEPHEN C. SIU,
`Administrative Patent Judges.
`
`MEDLEY, Administrative Patent Judge.
`
`
`
`ORDER
`Conduct of the Proceeding
`37 C.F.R. § 42.5
`
`
`1 This order addresses issues that are generally the same in both cases. Therefore,
`we exercise discretion to issue one order to be filed in each of case. The parties,
`however, are not authorized to use this style heading in subsequent papers since
`doing so may cause confusion.
`
`

`

`IPR2013-00206 and -00208
`Patent 8,251,997 B2
`
`
`
`On March 25, 2014, a conference call was held involving counsel for the
`
`respective parties and Judges Medley, Green, and Siu. The purpose of the
`
`conference call was for Patent Owner to request that the Board dismiss without
`
`prejudice Petitioner’s reply (IPR2013-00206, Paper 43 and IPR2013-00208, Paper
`
`40). Petitioner opposed the request.
`
`According to Patent Owner, Petitioner’s reply, in each case, fails to comply
`
`with several provisions, including (1) improper incorporation by reference under 37
`
`C.F.R. § 42.6(a)(3); (2) exceeding the scope of the reply under 37 C.F.R. §
`
`42.23(b); and (3) exceeding the scope of prior art available in an inter partes review
`
`under 35 U.S.C. § 311. Patent Owner requested that the Petitioner’s replies be
`
`dismissed and re-filed. Petitioner disagrees that the replies fail to comply with the
`
`provisions outlined by Patent Owner.
`
`The request to dismiss the replies is denied. As explained during the call,
`
`whether a reply contains arguments or evidence that is outside the scope of a proper
`
`reply under 37 C.F.R. § 42.23(b) is left to the determination of the Board.
`
`Specifically, the Board will determine whether a reply and evidence are outside the
`
`scope of a proper reply and evidence when the Board reviews all of the parties’
`
`briefs and prepares the final written decision. If there are improper arguments and
`
`evidence presented with a reply, the Board may exclude the reply and related
`
`evidence, for example. Moreover, if a party improperly incorporates by reference
`
`material into another paper, the party runs the risk that such incorporated material
`
`will not be considered. For all of these reasons, the Board will take under
`
`
`
`2
`
`

`

`IPR2013-00206 and -00208
`Patent 8,251,997 B2
`
`consideration any alleged violations in due course, upon considering the record at
`
`the end of the trial.
`
`As further discussed, Patent Owner is permitted to cross-examine reply
`
`declarants, and if necessary, Patent Owner may file a motion for observation
`
`regarding cross-examination of a reply witness during DUE DATE 4. As noted, in
`
`the Scheduling Order (IPR2013-00206, Paper 18; IPR2013-00208, Paper 17), a
`
`motion for observation on cross-examination is a mechanism to draw the Board’s
`
`attention to relevant cross-examination testimony of a reply witness. The
`
`observation must be a concise statement of the relevance of precisely identified
`
`testimony to a precisely identified argument or portion of an exhibit (including
`
`another part of the same testimony). An observation is not an opportunity to raise
`
`new issues, to re-argue issues, or to pursue objections. Each observation should be
`
`in the following form:
`
`In exhibit ___, on page ___, lines ___, the witness testified ___. That
`testimony is relevant to the ____ [stated or argued] on page ___, lines
`___ of ___. The testimony is relevant because ___.
`
`
`Each observation should not exceed one short paragraph, and the entirety of
`
`the observations is limited to five pages. The Board may decline consideration or
`
`entry of argumentative observations.
`
`It is
`
`ORDERED that Patent Owner’s request for the Board to dismiss without
`
`prejudice Petitioner’s reply in each case is denied; and
`
`
`
`
`
`3
`
`

`

`IPR2013-00206 and -00208
`Patent 8,251,997 B2
`
`
`FURTHER ORDERED that Patent Owner is authorized to file a motion for
`
`observation on cross-examination by DUE DATE 4.
`
`
`
`
`
`
`
`PETITIONER:
`
`Stephen Schaefer
`schaefer@fr.com
`
`Michael Hawkins
`hawkins@fr.com
`
`Todd Miller
`miller@fr.com
`
`
`
`4
`
`PATENT OWNER:
`
`Thomas Martin
`tmartin@martinferraro.com
`
`Wesley Meinerding
`wmeinerding@martinferraro.com
`
`Nimalka Wickramasekera
`nwickramasekera@kirkland.com
`
`
`
`
`
`

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