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`Paper 46
`Entered: March 28, 2014
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`Trials@uspto.gov
`Tel: 571-272-7822
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`_______________
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_______________
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`NUVASIVE, INC.
`Petitioner
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`v.
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`WARSAW ORTHOPEDIC, INC.
`Patent Owner
`_______________
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`Cases IPR2013-00206 (Patent 8,251,997 B2)
`IPR2013-00208 (Patent 8,251,997 B2)1
`_______________
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`
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`Before SALLY C. MEDLEY, LORA M. GREEN, and STEPHEN C. SIU,
`Administrative Patent Judges.
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`MEDLEY, Administrative Patent Judge.
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`
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`ORDER
`Conduct of the Proceeding
`37 C.F.R. § 42.5
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`1 This order addresses issues that are generally the same in both cases. Therefore,
`we exercise discretion to issue one order to be filed in each of case. The parties,
`however, are not authorized to use this style heading in subsequent papers since
`doing so may cause confusion.
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`
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`IPR2013-00206 and -00208
`Patent 8,251,997 B2
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`On March 25, 2014, a conference call was held involving counsel for the
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`respective parties and Judges Medley, Green, and Siu. The purpose of the
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`conference call was for Patent Owner to request that the Board dismiss without
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`prejudice Petitioner’s reply (IPR2013-00206, Paper 43 and IPR2013-00208, Paper
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`40). Petitioner opposed the request.
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`According to Patent Owner, Petitioner’s reply, in each case, fails to comply
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`with several provisions, including (1) improper incorporation by reference under 37
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`C.F.R. § 42.6(a)(3); (2) exceeding the scope of the reply under 37 C.F.R. §
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`42.23(b); and (3) exceeding the scope of prior art available in an inter partes review
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`under 35 U.S.C. § 311. Patent Owner requested that the Petitioner’s replies be
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`dismissed and re-filed. Petitioner disagrees that the replies fail to comply with the
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`provisions outlined by Patent Owner.
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`The request to dismiss the replies is denied. As explained during the call,
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`whether a reply contains arguments or evidence that is outside the scope of a proper
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`reply under 37 C.F.R. § 42.23(b) is left to the determination of the Board.
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`Specifically, the Board will determine whether a reply and evidence are outside the
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`scope of a proper reply and evidence when the Board reviews all of the parties’
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`briefs and prepares the final written decision. If there are improper arguments and
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`evidence presented with a reply, the Board may exclude the reply and related
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`evidence, for example. Moreover, if a party improperly incorporates by reference
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`material into another paper, the party runs the risk that such incorporated material
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`will not be considered. For all of these reasons, the Board will take under
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`2
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`IPR2013-00206 and -00208
`Patent 8,251,997 B2
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`consideration any alleged violations in due course, upon considering the record at
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`the end of the trial.
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`As further discussed, Patent Owner is permitted to cross-examine reply
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`declarants, and if necessary, Patent Owner may file a motion for observation
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`regarding cross-examination of a reply witness during DUE DATE 4. As noted, in
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`the Scheduling Order (IPR2013-00206, Paper 18; IPR2013-00208, Paper 17), a
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`motion for observation on cross-examination is a mechanism to draw the Board’s
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`attention to relevant cross-examination testimony of a reply witness. The
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`observation must be a concise statement of the relevance of precisely identified
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`testimony to a precisely identified argument or portion of an exhibit (including
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`another part of the same testimony). An observation is not an opportunity to raise
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`new issues, to re-argue issues, or to pursue objections. Each observation should be
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`in the following form:
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`In exhibit ___, on page ___, lines ___, the witness testified ___. That
`testimony is relevant to the ____ [stated or argued] on page ___, lines
`___ of ___. The testimony is relevant because ___.
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`Each observation should not exceed one short paragraph, and the entirety of
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`the observations is limited to five pages. The Board may decline consideration or
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`entry of argumentative observations.
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`It is
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`ORDERED that Patent Owner’s request for the Board to dismiss without
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`prejudice Petitioner’s reply in each case is denied; and
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`3
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`IPR2013-00206 and -00208
`Patent 8,251,997 B2
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`FURTHER ORDERED that Patent Owner is authorized to file a motion for
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`observation on cross-examination by DUE DATE 4.
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`PETITIONER:
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`Stephen Schaefer
`schaefer@fr.com
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`Michael Hawkins
`hawkins@fr.com
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`Todd Miller
`miller@fr.com
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`4
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`PATENT OWNER:
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`Thomas Martin
`tmartin@martinferraro.com
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`Wesley Meinerding
`wmeinerding@martinferraro.com
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`Nimalka Wickramasekera
`nwickramasekera@kirkland.com
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