Exhibit 1001
`
`
`
`
`ZTE Corporation and ZTE (USA) Inc.
`
`

`
`US007523072B2
`
`(12) United States Patent
`Stefik et al.
`
`(10) Patent No.:
`
`(45) Date of Patent:
`
`US 7,523,072 B2
`*Apr. 21, 2009
`
`(54)
`
`(75)
`
`SYSTEM FOR CONTROLLING THE
`DISTRIBUTION AND USE OF DIGITAL
`WORKS
`
`Inventors: Mark J. Stefik, Portola Valley, CA (US);
`Peter L. T. Pirolli, San Francisco, CA
`(US)
`
`(73)
`
`Assignee: Contentguard Holdings, Inc.,
`Wilmington, DE (US)
`
`(*)
`
`Notice:
`
`Subject to any disclaimer, the term of this
`patent is extended or adjusted under 35
`U.S.C. 154(b) by 0 days.
`
`(56)
`
`References Cited
`U.S. PATENT DOCUMENTS
`
`3,263,158 A
`
`7/1966 Bargen et al.
`
`(Continued)
`FOREIGN PATENT DOCUMENTS
`
`BR
`
`9810967 A
`
`10/2001
`
`(Continued)
`OTHER PUBLICATIONS
`
`This patent is subject to a terminal dis-
`claimer.
`
`Henry H. Perritt, Jr, Knowbots, Permissions Headers and Contract
`Law, Apr. 30, 1993, Villanova Law School, pp. 1-24, http://www.ifla.
`org/documents/infopol/copyright/perh2 .txt. *
`
`(21)
`
`Appl. No.: 11/304,794
`
`(22)
`
`Filed:
`
`Dec. 16, 2005
`
`Prior Publication Data
`
`US 2006/0149680 A1
`
`Jul. 6, 2006
`
`(Continued)
`
`Primary Examiner—Andrew J. Fischer
`Assistant Examiner—Joshua Murdough
`(74) Attorney, Agent, or Firm—Marc S. Kaufman; Stephen
`M. Hertzler; Nixon Peabody, LLP
`
`(65)
`
`(60)
`
`Related U.S. Application Data
`
`(57)
`
`ABSTRACT
`
`Continuation of application No. 11/198,216, filed on
`Aug. 8, 2005, which is a continuation of application
`No. 10/176,608, filed on Jun. 24, 2002, now Pat. No.
`6,934,693, which is a continuation of application No.
`09/777,845, filed on Feb. 7, 2001, which is a division
`ofapplication No. 08/967,084, filed on Nov. 10, 1997,
`now Pat. No. 6,236,971, which is a continuation of
`application No. 08/344,760, filed on Nov. 23, 1994,
`now abandoned.
`
`Int. Cl.
`
`(51)
`
`(52)
`
`(58)
`
`(2006.01)
`H04K 1/00
`(2006.01)
`H04L 9/00
`U.S. Cl.
`............................. .. 705/59; 705/1; 705/50;
`705/51; 726/26; 726/27
`Field of Classification Search ................. .. 705/51,
`705/1, 50, 59; 726/26, 27
`See application file for complete search history.
`
`A method, system and software for securely rendering digital
`documents, including storing a digital document in a docu-
`ment platform; and storing a usage right associated with the
`digital document. The usage right specifies a manner of use
`indicating the manner in which the digital document can be
`rendered by the document platform. The digital document
`comprises plural parts of digital content. The usage right
`includes plural usage rights respectively associated with each
`of the plural parts of digital content. Whether one of the parts
`of the digital document may be rendered by the document
`platform is determined based a respective usage right. If the
`respective usage right allows the digital document to be ren-
`dered on the document platform, the corresponding part of the
`digital document is rendered by the document platform.
`
`25 Claims, 13 Drawing Sheets
`
`Creanur Ornate: A
`Digflal Work
`1
`Usage Righis Aiiaiiiad To
`Digital Wnrk and
`Deposired In Reposnory 1
`I
`Repository 2 lniliaias A
`Sessim Wiih Repository 1
`
`Repusiiory 2 Requesis
`Access To Dlglml Work For
`Astated Purpose
`mljj
`Reposimry 1 Cheats Usage
`Right! ofDinilal Work for
`Determined IfAmie May
`Be Granted
`Aooes Denied
`
`_,1fl1
`
`/-I02
`
`#403
`
`I104
`
`1105
`
`Rapaslrnry 1
`Terminate: Session
`with Error
`
`106
`
`1D7
`houses Granted
`Reposliury I Tiansmits
`Digiial Walk To
`Repository 2
`:;_i:1°t3_
`Repasiruiy 1 and 2 Each
`Genuaie Billing
`Ininnnation And Transmit
`To Omit Sewer
`
`ZTE Corporation and ZTE (USA) Inc.
`Exhibit 1001-00001
`
`

`
`U.S. PATENT DOCUMENTS
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`>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>l>>3>>>>D>>>>>>>>>>>>>D>D>D>D>D>i>>>>11>
`
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`>—->—->—-
`
`>->->->—WN9O\O\O\UIUIJ;-lk-lk-bk’)LALAIx)»->—oo\lO\O\O\O\U1UIUI-lk-lk-lkOOOKOKO\l\l\l\lC7\-lk-JkJ;-J;J>L:JbJ>—-I\JI\JOO©DoOo\lO\U1U1J>l\JI\)>—->—KOO0O0O0O0O\U1&w
`
`\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\
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`ZTE Corporation and ZTE (USA) Inc.
`Exhibit 1001-00002
`
`

`
`US 7,523,072 B2
`Page 3
`
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`
`ZTE Corporation and ZTE (USA) Inc.
`Exhibit 1001-00003
`
`

`
`US 7,523,072 B2
`Page 4
`
`JP
`JP
`JP
`JP
`JP
`JP
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`WO 96/27155 A2
`WO 97/25800 A1
`WO 97/37492 A1
`WO 97/41661 A2
`WO 97/43761 A2
`WO 97/48203
`WO 98/09209 A1
`WO 98/10561 A1
`WO 98/11690
`WO 98/11690 A1
`WO 98/19431 A1
`WO 98/42098
`WO 98/43426 A1
`WO 98/45768 A1
`WO 99/24928 A2
`WO 99/34553 A1
`WO 99/35782 A1
`WO 99/48296 A1
`WO 99/49615
`WO 99/60461 A1
`WO 99/60750 A2
`WO 00/04727 A2
`WO 00/05898 A2
`WO 00/46994 A1
`WO 00/59152 A2
`WO 00/62260 A1
`WO 00/72118 A1
`WO 00/73922 A2
`WO 01/03044 A1
`WO 01/37209 A1
`WO 01/63528
`WO 2004/034223 A2
`WO 2004/103843
`
`2/1999
`7/1999
`8/1999
`8/2000
`8/2005
`9/2005
`7/2006
`12/1983
`11/1992
`11/1992
`1/1993
`1/1993
`6/1993
`1/1994
`2/1994
`5/1996
`8/1996
`8/1996
`9/1996
`7/1997
`10/1997
`11/1997
`11/1997
`12/1997
`3/1998
`3/1998
`3/1998
`3/1998
`5/1998
`9/1998
`10/1998
`10/1998
`5/1999
`7/1999
`7/1999
`9/1999
`9/1999
`11/1999
`11/1999
`1/2000
`2/2000
`8/2000
`10/2000
`10/2000
`11/2000
`12/2000
`1/2001
`5/2001
`8/2001
`4/2004
`12/2004
`
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`et
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`ZTE Corporation and ZTE (USA) Inc.
`Exhibit 1001-00004
`
`

`
`US 7,523,072 B2
`Page 5
`
`Kahn, R., “Deposit, Registration and Recordation in an Elec-
`tronic Copyright Management System”, pp. 111-120, Jan.
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`European Application No. EP 03 015 128.6.
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`(Nov. 2, 1997) XP002239619 Retrieved from the Internet.
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`XP002233405 URL:http:/ /www.wired.con1/wired/archive/
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`tronic Copyright Management System” Technical Report,
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`workshop/kahn.html.
`Kahn et al, “The Digital Library Project, vol. 1: The World of
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`Power to Decrypt Ciphertexts,”, IEICE Trans. Fundamentals
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`ZTE Corporation and ZTE (USA) Inc.
`Exhibit 1001-00005
`
`

`
`US 7,523,072 B2
`Page 6
`
`the Range of Computing: MID-80’s Perspective: MID-80’s
`Perspective Association for Computing Machinery pp. 392-
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`
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`
`* cited by examiner
`
`ZTE Corporation and ZTE (USA) Inc.
`Exhibit 1001-00006
`
`

`
`U.S. Patent
`
`Apr. 21, 2009
`
`Sheet 1 of 13
`
`US 7,523,072 B2
`
`FIG. 1
`
`Creator Creates A
`Digital Work
`
`
`
`Usage Rights Attached To
`Digital Work and
`Deposited ln Repository 1
`
`Repository 2 Initiates A
`Session With Repository 1
`
`101
`
`102
`
`103
`
`Repository 2 Requests
`Access To Digital Work For
`A Stated Purpose
`
`Determined If Acoess May
`Be Granted
`
`‘"4
`
`105
`
`Access Denied
`
`Access Granted
`
`107
`
`Repository 1 Checks Usage Rights of Digital Work for
`To Credit Server
`
`Repository 1
`Terminates Session
`
`106
`
`with Error Repository 2
`
`Repository 1 Transmits
`Digital Work To
`
`Repository 1 and 2 Each
`Generate Billing
`Infonnation And Transmit
`
`ZTE Corporation and ZTE (USA) Inc.
`Exhibit 1001-00007
`
`

`
`U.S. Patent
`
`Apr. 21, 2009
`
`Sheet 2 of 13
`
`US 7,523,072 B2
`
`Authorization
`Repository
`
`Rendering
`Repository
`
`Billing
`
`L _ __ _ _ _ _ _ _ _ _ _ _ _ _.l
`
`ZTE Corporation and ZTE (USA) Inc.
`Exhibit 1001-00008
`
`

`
`U.S. Patent
`
`Apr. 21, 2009
`
`Sheet 3 of 13
`
`US 7,523,072 B2
`
`FIG. 4A
`
`
`
`Repository
`
`
`
`ZTE Corporation and ZTE (USA) Inc.
`Exhibit 1001-00009
`
`

`
`U.S. Patent
`
`Apr. 21, 2009
`
`Sheet 4 of 13
`
`US 7,523,072 B2
`
`ZTE Corporation and ZTE (USA) Inc.
`Exhibit 1001-00010
`
`

`
`U.S. Patent
`
`Apr. 21, 2009
`
`Sheet 5 of 13
`
`US 7,523,072 B2
`
`701
`
`702
`
`703
`
`704
`
`705
`
`706
`
`I
`
`
`
`
`u
`1
`
`Rights Portion
`
`_
`Parent Pointer
`
`_
`_
`Child Pointer
`
`
`
`I
`I
`
`'
`
`700
`Q
`
`Child Pointer
`
`70
`
`820
`
`6
`
`
`d-block
`
`821
`
`(Story A)
`
`
`
`928
`
`d-block
`
`(Sidebar)
`
`
`
`
`d-block
` 925
`(Text)
`
`927
`
`ZTE Corporation and ZTE (USA) Inc.
`Exhibit 1001-00011
`
`

`
`U.S. Patent
`
`Apr. 21, 2009
`
`Sheet 6 of 13
`
`US 7,523,072 B2
`
`FIG. 10
`
`
`
`1050
`
`1052
`
`FIG. 14
`
`W 1450
`
`Transactional
`Component
`
`1451
`
`
`
`Specification
`Component
`
`1452
`
`1453
`
`1455
`
`1457
`
`1454
`
`FeesIIncentives
`
`1456
`
`ZTE Corporation and ZTE (USA) Inc.
`Exhibit 1001-00012
`
`

`
`U.S. Patent
`
`Apr. 21, 2009
`
`Sheet 7 of 13
`
`US 7,523,072 B2
`
`Identifier (Magazine)
`
`Starting Address (0)
`
`Length (100,000)
`
`Rights Portion
`(PRINT, VIEW)
`
`Parent Pointer
`
`Child Pointers
`
`dgrgtck
`
`1101
`_/
`
`Identifier (Article 1)
`
`Starting Address (0)
`
`Length (25,000)
`
`Rights Portion
`
`(PRINT, VIEW)
`
`Parent Pointer
`
`Child Pointers
`
`d-block
`
`L 1102
`
`Identifier (Article 2)
`
`Starting Address (25,001)
`
`Length (25,000)
`
`Rights Portion
`
`(PRINT, VIEW)
`
`Parent Pointer
`
`Child Pointers
`
`d-block
`
`1105 J
`
`Identifier (Article 3)
`
`Identifier (Article 4)
`
`Starting Address (50,001)
`
`Starting Address (75,001)
`
`Length (25,000)
`
`Length (25,000)
`
`Rights Portion
`
`(VIEW)
`
`Rights Portion
`
`(PRINT (Fee))
`
`Child Pointers
`
`Child Pointers
`
`d-block
`
`1103
`
`d-block
`
`1104 J
`
`ZTE Corporation and ZTE (USA) Inc.
`Exhibit 1001-00013
`
`

`
`U.S. Patent
`
`Apr. 21, 2009
`
`Sheet 8 of 13
`
`US 7,523,072 B2
`
`Interface
`
`1 304
`
`
`
`Repository Specific
`Software
`
`Function I Services
`
`
`
`
` Usage Transaction
`Handlers 1303
`
`
`
`1306
`Identification
`
`
`Certificates
`
`
`
`Core Repository
`Services I Transaction
`
`Handling
`
`
`
`ZTE Corporation and ZTE (USA) Inc.
`Exhibit 1001-00014
`
`

`
`U.S. Patent
`
`Apr. 21, 2009
`
`Sheet 9 of 13
`
`US 7,523,072 B2
`
`FIG. 15
`
`1501 xx» Digital Work Rights: = (Rights*)
`1502 ’\x Right: = (Right-Code {Copy-Count} {Control-Spec} {fime-Spec}
`
`{Access-Spec} {Fee-Spec})
`1503 ’'~-- Right-Code: = Render-Code| Transport-Code | File-Management-
`
`Code Derivative-Works-Code| Configuration-Code
`1504 ’\—- Render-Code: = [Playz {Playen Player-lD}| Print: {Printen Printer—lD}]
`1 505 ’\x Transport-Code: = [Copy | Transfer 1 Loan {Remaining-Rights:
`Next-Set-of-Rights}].{(Next-Copy-Rights: Next-Set-of-Rights)}
`1506 ’\x File-Management-Code:
`= Backup {Back-Up-Copy-Rights:
`
`1507 x\x Derivative-Works-Code:
`
`Next-Set-of-Rights}| Restore| Delete | Folder
`
`| Directory {Name: Hide-Local| Hide-Remote}
`
`{Partsz Hide-Local 1 Hide-Remote}
`= [Extract | Embed | Edit {Process:
`
`Process-lD}] {Next-Copy-Rights:
`
`Next-Set-of Rights}
`1 508 ’\’ Configuration-Code: = Install 1 Uninstall
`1509 ’\’ Next-Set-of-Rights: = {(Add: Set-of-Rights)} {(De|ete:
`
`Set-of-Rights)} {(Rep|ace: Set-of-Rights)} {(Keep: Set-of-Rights)}
`1 51 0 ’\— Copy-Count: = (copieszpositive-integer | 0 | Unlimited)
`1511 xxxcontroi-spec: = (Control: {Restrictable| Unrestrictable}
`{Unchargeab|e| Chargeab|e})
`
`1512 xx» Time-Spec: = ({Fixed-Interval 1 Sliding-Interval | Meter-1'ime}
`Until: Expiration-Date)
`1513 xx» Fixed-Interval: = From: Start-Time
`
`1514 xx.» Sliding-Interval: = Interval : Use-Duration
`
`1515 xx.» Meter-lime: = Time-Remaining: Remaining-Use
`1 51 6 A» Access-Spec: = ({SC: Security-Class} {Authorizationz Authorization-lD'}
`{Other-Authorization: Authotization-ID’) {Toketz 1icket-lD})
`
`1517 xx.» Fee-Spec: = {Scheduled-Discount} Regular-Fee—Spec | Scheduled-Fee-Spec1
`
`Markup-Spec
`
`1513 xx.» Scheduled-Disoount:= Scheduled-Discount: (Scheduled-Discount:
`
`('|'|me-Spec Peroentage)")
`
`1519 xx.» Regular-Fee—Spec: = ({Fee:|
`
`lnoentivez} [Per-Use-Spec| Metered-Rate-
`
`Spec | Best-Price-Spec | Call-For-Price-Spec]
`
`{Minz Money-Unit Pen Time-Spec} {Maxz
`
`Money-Unit Pei". 1‘Ime-Spec} To: Aooount-ID)
`1520 x-x» Per-Use-Spec: = Per-Use: Money-Unit
`
`1521 xx» Metered-Rate-Spec: = Metered: Money-Unit Pen Time-Spec
`
`1522 xx» Best-Price-Spec: = Best-Price: Money-unit Max: Money-Unit
`
`1523 xx» Call-For-Price-Spec: = Call-For-Prioe
`
`1524 xx.» Scheduled-Fee-Spec: = (Schedule: (Time-Spec Regular-Fee-Spec)')
`
`1525 xx» Markup-Spec: = Markup: penoentage To: Aooount-ID
`
`ZTE Corporation and ZTE (USA) Inc.
`Exhibit 1001-00015
`
`

`
`U.S. Patent
`
`Apr. 21, 2009
`
`Sheet 10 of 13
`
`US 7,523,072 B2
`
`FIG. 16
`
`REPOSITORY-1
`
`REPOSITORY-2
`
`
`
`Decrypt Registration
`Message
`
`Save Encrypted
`Repository-1
`Registration Identifier
`
`
`
`Extract Repository-1
`Identifier
`
`Generate Registration
`Identifier
`
`Generate Registration
`Message
`
`Transmit Registration
`Message
`
`1601
`
`1602
`
`1603
`
`161 1
`
`Decrypt Performance
`
`Message
`
`
`
`Repository
`Names O.K. ?
`
`No
`
`
`
`
`
`1613
`
`
`
`Registration
`Identifier Same
`
`As One Sent?
`
`No
`
`Generate Perfonnance
`
`Message
`
`Transmit Performance
`
`Message
`
`Yes
`
`1615
`
`16
`
`17
`
`Nonce Same
`
`
`
`
`
`
`Repository-2
`Terminate Transaction
`
`
`1616
`
`ZTE Corporation and ZTE (USA) Inc.
`Exhibit 1001-00016
`
`
`
`Repository-1
`Temtinate Transaction
`
`

`
`U.S. Patent
`
`Apr. 21, 2009
`
`Sheet 11 of 13
`
`US 7,523,072 B2
`
`REPOSITORY-1
`
`REPOSITORY-2
`
`FIG. 17
`
`1701
`
`1702
`
`1703
`
`1707
`
`Create a Session Key Pair
`
`Encrypt Second Key Using
`Public Key of Repository-2
`
`Transmit Encrypted Second
`Key To Repository-2
`
`Generate Timestamp
`Message
`
`Decrypt Second Key
`
`.
`
`Generate Timestamp
`Exchange Message
`
`
`
`Transmit Timestamp
`Exchange Message
`To Repository-1
`
`Transmit Timestamp
`Message To Repository-2
`
`.
`N°te C””e”t 1-‘me
`
`Save Time From Repository-1
`
`Compare Current Time With
`Time From Repository-1
`
`1704
`
`1705
`
`1706
`
`1710
`
`1711
`
`_
`1712
`
`Time
`No
`
`Difference Exceed
`
`Tolerance ?
`
`
`
`
`
`Terminate Transaction
`
`Compute Adjusted
`Time Delta
`
`
`
`ZTE Corporation and ZTE (USA) Inc.
`Exhibit 1001-00017
`
`

`
`U.S. Patent
`
`Apr. 21, 2009
`
`Sheet 12 of 13
`
`US 7,523,072 B2
`
`FIG. 18
`
`REQUESTER
`
`SERVER
`
`1301
`
`
`Requester
`Perfonns General
`
`Tests
`
`1302
`
`1 803
`
`Server Generates
`Transaction Identifier
`
`Tests Passed
`
`Yes
`
`G R192; 9
`rant
`'
`
`1304
`No
`
`
`
`1806
`
`Time
`Based Conditions
`
`Y
`as
`
`
`
`
`
`Tests Failed
`Do Not Initiate
`Transaction
`
`Y
`es
`
`1808
`
`Copy Count = 0 ?
`
`1 81 0
`
`No
`
`Decrement Copy
`Count For Right
`
`Access Conditions
`S t‘ fi d ?
`a is e
`
`1 809
`
`No
`
`@9195 in use F°'
`R'9ht > C°pV C°“”t
`Of Request?
`
`
`
`
`3 iof
`'
`D t
`‘.3
`9 e”,“'_"°
`Remaining Rights
`
`1812
`
`Yes
`
`181 1
`
`
`
`L
`°a”
`R" ht Attach d
`[$0 walk ._,e
`
`
`
`All Copies
`L°a"ed out 7
`
` Right in
`Remaining Set
`of Rights ?
`
`Tenninate Transaction
`
`
`
`Decrement Copies In Use For
`Right By Number In Request
`
`1817
`
`1818
`
`
`
`For Metered Use, Subtract
`
`Elapsed Time From Remaining
`
`Use Time For Right
`
`
`
`ZTE Corporation and ZTE (USA) Inc.
`Exhibit 1001-00018
`
`1815
`
`1816
`
`1 81 9
`
`__
`
`
`yes
`Perform Usage
`Transaction Steps
`
`_
`
`,
`
`'TT;':;:(?fi';‘:I'tCoh€:'(§3:fifr::"é%:‘a£;
`
`

`
`U.S. Patent
`
`Apr. 21, 2009
`
`Sheet 13 of 13
`
`US 7,523,072 B2
`
`FIG. 19
`
`SERVER
`
`New
`
`Transaction
`
`ZTE Corporation and ZTE (USA)