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`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`Case No.
`
`IPR2013—00087
`
`Docket No. 0100157—00240
`
`----------------------------------- 2:
`
`EMC CORPORATION,
`
`Petitioner,
`
`PATENT OWNER OF 0.3. PATENT NO. 8,001,096
`
`TO FARBER ET AL.
`
`___________________________________ x
`
`September 25, 2013
`
`8:57 a.m.
`
`Deposition of ROBERT B.K. DEWAR,
`Ph.D.,
`taken by Petitioner, pursuant
`
`to
`
`16 Notice, held at the offices of Wilmer
`
`17 Cutler Pickering Hale and Dorr LLP,
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`7
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`18 World Trade Center, New York, New York,
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` 20
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`19
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`21
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`2 3
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`2 4
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`25
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`before Todd DeSimone,
`
`a Registered
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`Professional Reporter and Notary Public of
`
`the State of New York.
`
`EMC/VMware v. PersonalWeb
`1PR2013—00083
`
`EMCVMW 1074
`
`212-279—9424
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`www.veritext.com
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`212-490-3430
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`VERITEXT REPORTING COMPANY
`
`
`
`

`

`
`
`Page 2_———]
`
`A P P E A R A N C E S
`
`WILMER CUTLER PICKERING HALE AND DORR LLP
`
`60 State Street
`
`Boston, Massachusetts 02109
`
`Attorneys for EMC Corporation and
`
`VMWare,
`
`Inc.
`
`BY:
`
`PETER M. DICHIARA, ESQ.
`
`peter.dichiaraGwilmerhale.com
`
`CYNTHIA D. VREELAND, ESQ.
`
`cynthia.vreeland@wilmerhale.com
`
`NIXON & VANDERHYE P.C.
`
`‘901 North Glebe Road
`
`11th Floor
`
`'Arlington, Virginia 22203—1808
`
`Attorneys for PersonalWeb
`Technologies LLC
`
`BY:
`
`JOSEPH A. RHOA, ESQ.
`
`JAR@nixonvan.com
`I
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`VERITEXT REPORTING COMPANY
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`
`
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`212-279-9424
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`-
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`unwmhverfiextcon1
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`212—490—3430
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`Page 3
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`R 0 B E R T B.K.
`
`D E W A R, Ph.D.,
`
`called as a witness, having been first
`
`duly sworn, was examined and testified
`
`as follows:
`
`EXAMINATION BY MR. DICHIARA:
`
`Q.
`
`A.
`
`Q.
`
`Good morning, Dr. Dewar.
`
`Good morning.
`
`You understand why you are here
`
`today, correct?
`
`A.
`
`Q.
`
`I do.
`
`And that is in connection with
`
`six IPR review proceedings.
`
`They are
`
`officially labeled I
`
`think IPR 2013—82
`
`through 87 inclusive.
`
`Each one of those
`
`has a separate patent associated with it,
`and I will try today to mostly use the
`
`patent numbers.
`
`I think it is a little
`
`A.
`
`Right. Certainly to me that is
`
`true“
`
`Q.
`And you have been deposed
`before, correct?
`I
`
`A.
`
`Yes,
`
`I have.
`
`19 bit more familiar than the IPR numbers.
`
`
`
`1 2
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`3
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`74
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`5
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`6
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`i
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`25
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`And just as some basic kind of
`Q.
`
`
`212-279—9424
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`unvuhverfiextconl
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`212-490—3430
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`VERHEXTREPORTDMECONWANY
`
`,
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`

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`i
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`l
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`R. DEHLAR
`
`ground rules for the deposition, your
`
`testimony today is just like as if you
`
`were in court giving trial testimony,
`
`right?
`
`A.
`
`Q.
`
`Yes.
`
`And if I ask a question and it
`
`is in any way unclear, please let me know
`
`and I will do my best to try and rectify
`
`the situation.
`
`A.
`
`Q.
`
`Okay.
`
`And as I mentioned before, if
`
`at any point you want a break, just let me
`
`know.
`
`The only thing I'm going to ask is
`
`that it not be while there is a question
`
`pending.
`
`A.
`
`Q.
`
`Fair enough.
`
`And I'm here today to represent
`
`EMC and VMware on two of the IPRs and EMC
`
`solely on the other four,
`
`so EMC across
`
`six, VMware across the first two. With me
`
`is Cindy Vreeland as well.
`
`MR. RHOA: Dr. Dewar,
`
`the only
`
`
`
`24
`
`time you are allowed to ask for a break
`
`25 while a question is pending is if you have
`
`
`212-279-9424
`
`unwuhverfiextcon}
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`212—490—3430
`
`I VERIT‘EXT REPORTING COMPANY
`
`
`
`

`

`
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`Page 5
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`R. DEWAR
`
`a concern that yOur answer would divulge
`
`privileged information, attorney—client
`
`privileged information, or even
`
`confidential
`
`information, something like
`
`that, you can ask for a break while a
`
`question is pending. Otherwise you can't
`
`ask for breaks.
`
`'
`
`THE WITNESS:
`
`I understand.
`
`Q.
`
`So, Dr. Dewar,
`
`just for the
`
`record, could you identify your name,
`
`I
`
`address,
`
`that kind of stuff.
`
`A.
`
`Robert Dewar, D—e—w-a-r.
`
`Do
`
`you need middle initials? It is B.K.
`
`And
`
`my address is 1591 Carpenter Hill Road,
`
`
`
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`16 Bennington, Vermont 05201. That's the
`
`17 mailing address which is I
`
`think what we
`
`18
`
`need for this.
`
`Q.
`
`And, Dr. Dewar, what is your
`
`area of expertise?
`
`A.
`
`I'm a computer scientist.
`
`My
`
`22 main areas of expertise have been
`
`
`
`
`19
`
`20
`
`21
`
`23
`
`24
`
`25
`
`
`
`operating systems, programming languages,
`
`compilers, but
`
`in 40 years of being a
`
`professor I have taught very widely, but
`
`__—E
`
`VERITEXT REPORTING COMPANY
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`212—279—9424
`
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`212—490-3430
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`
`
`

`

`
`
`
`
`
`R. DEWAR
`
`Page 6
`
`those are my main research areas. But
`I
`have publications in algorithms.-
`I have
`publications in other areas too.
`
`Then more recently I retired
`
`from the university,
`
`I guess it has got
`
`to
`
`be six years ago,
`
`so I devote all my
`
`attention to the company I
`
`founded of
`
`' which I'm still president, although no
`
`longer CEO.
`
`Q.
`
`A.
`
`And which company is that?
`
`That is AdaCore Technologies.
`
`I
`
`founded that about 20 years ago with two
`
`colleagues and we specialize in tools for
`
`
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`'15
`
`building high integrity software,
`
`
`
`16
`
`1'7
`
`18
`
`19
`
`21
`
`22
`
`23
`
`24
`
`25
`
`20 would a speaker characterize your
`
`avionics, air traffic control,
`
`that kind
`
`of thing.
`
`Q.
`
`And if you were to be
`
`introduced at a technical canference, how
`
`expertise if they were introducing you?
`
`A.
`
`I
`
`think I'm best known for
`
`compilers and programming languages in
`
`recent years, partly because of my
`
`association with the company, because
`
`
`VERJTEXT REPORTING COMPANY
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`212—279«9424
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`.
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`212—490—3430
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`
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`

`

`
`
`R” DEHWAR
`
`Page 7
`
`that's where the company's technology
`
`lies. But
`
`I would say in recent years I
`
`would often be more so introduced as an
`
`expert
`
`in safety and security because a
`
`lot of the high integrity aspects of the
`
`software we are involved with involve
`
`safety critical and security critical
`
`applications.
`
`Q.
`
`So a number of the documents we
`
`are going to use today have already been
`
`1
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`
`
`12 marked in this proceeding which I
`
`think
`
`13 will make things more smooth.
`
`So what I'm
`
`14
`
`15
`
`16
`
`17
`
`handing you now is a binder that has all
`
`of the board decisions for the six IPRs we
`
`talked about.
`
`They are tabbed.
`
`You have reviewed the board
`
`18
`
`decisions, correct?
`
`
`
`
`A.
`
`Yes.
`
`I haven't concentrated on
`
`them, but
`
`I have gone through those.
`
`19
`
`20
`
`22
`
`23
`24
`
`25
`
`21 Maybe I have seen these.
`
`
`
`Q.
`
`And so you will see that on the
`
`front page of each of the decisions they
`identify the relevant IPR.
`So if you take
`
`a look at the first tab,
`
`there is IPR
`
`212—279-9424
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`R. DEWAR
`
`2013—00082, and each one is just the next
`
`number. All right?
`
`A.
`
`Q.
`
`right?
`
`Right.
`
`You said you had reviewed them,
`
`A.
`
`Yes.
`
`It has not been a major
`
`focus.
`
`My major focus has been on the
`
`alleged prior art documents and the
`
`patents themselves.
`
`..
`
`MR. RHOA:
`
`I will say now just
`
`for the record any questions about
`
`these
`
`decisions I will probably object to as
`
`
`
`outside the scope.
`
`MR. DICHIARA: Okay.
`
`Q.
`
`So I'm going to ask you to turn
`
`to pages, on the first one, on the IPR for
`
`the ‘791 patent, you can see that on the
`
`front page, if you can turn to pages 7
`
`through 12.
`
`A.
`
`Q.
`
`Yes.
`
`And this is where the board is
`
`discussing the Woodhill prior art patent,
`
`right?
`
` 1
` 16
`
`
`17
`
`‘18
`
`19
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`20
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`21
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`22
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`24
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`25
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`A.
`
`Yes, right.
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`212—279-9424
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`212490-3430
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`VERITEXT REPORTING COMPANY
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`R. DEWAR
`
`Q.
`
`And then if you go starting
`
`from the middle of page 12 through I
`
`think
`
`it is page 26,
`
`that‘s where the board is
`
`discussing its analysis of the claim
`
`construction, right?
`
`A.
`Right.
`Q.
`And then from 26 through 32 is
`where the board is discussing its analysis
`
`of the Woodhill prior art in View of its
`claim construction?
`
`A.
`Q,
`
`Okay.
`And I
`
`just want
`
`to start with
`
`the first portion,
`
`the 7
`
`through 12, where
`
`they are discussing Woodhill.
`
`And I
`
`just
`
`
`
`16 want
`to confirm,
`I
`think you said this
`17
`earlier, but you did consider the
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`decisions in forming your opinions in your
`
`expert report, correct?
`
`MR. RHOA: Objection, outside
`
`the scope of his declaration.
`
`I
`
`A.
`
`I More I was really asked to
`
`focus on the claims and how the prior art
`
`reflected on the claims.' My attorney did
`
`I
`
`think inform me of all the relevant
`
`
`
`
`}
`
`,
`
`212—279—9424
`
`mnnmhverfiextconl
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`
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`

`
`
`R. DEWAR
`
`mdmthMb-l
`
`9
`
`decisions that might affect that.
`
`Q.
`
`Let me ask you this: Did you
`
`consider the board's claims constructions.
`
`in forming your opinion?
`
`A.
`
`‘
`
`Yes,
`
`I did.
`
`I was aware of all
`
`the claims constructions.
`
`I
`
`think in fact
`
`most of them are quoted in my
`
`declarations.
`
`So I'was aware of those
`
`10
`
`because I understand that those are
`
`11
`
`12
`
`important.
`
`Q.
`
`And did you look at the way the
`
`13
`
`board had analyzed the claims in forming
`
`14
`
`15
`
`your opinions in your expert reports?
`
`A.
`
`I was aware of that.
`
`I didn't
`
`16
`
`analyze it closely from this document.
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`Q.
`
`Did you consider the board's
`
`analysis important
`
`in forming your
`
`opinions in —-
`
`A.
`
`I ——
`
`MR. RHOA: Objection, outside
`
`the scope of his declaration.
`
`Q.
`
`Just so that we can keep the
`
`
`
`24
`
`court reporter sane, we have to finish the
`
`25
`
`I know where you are going, but
`question.
`
`
`212—279—9424
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`Page 11
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`R. DEWAR
`
`you have to let me finish my question.
`
`A.
`
`Q.
`
`That is perfectly fine.
`
`So let me
`
`take that questiou
`
`back and start from the top.
`
`In forming your opinions that
`
`you expressed in your declarations, did
`
`you consider the board's analysis
`
`important
`
`in forming those opinions?
`
`A.
`
`I believe that my attorney had
`
`informed me of anything that would have
`
`1
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`2
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`3
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`5
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`6
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`11
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`12
`
`been relevant, but it certainly was not a
`
`13 major source.
`
`My major source for my
`
`14
`
`declarations was the patents and the
`
`15
`
`actual prior art documents.
`
`I mean,
`
`I was
`
`16
`
`asked really to give my analysis of
`
`17 whether the prior art documents really
`
`18
`
`reflected prior art with respect to the
`
`19
`
`patent claims.
`
`That was my primary task.
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Q.
`
`And was one of your
`
`tasks to
`
`consider the board's claim constructions
`
`in forming those opinions?
`
`A.
`
`Q;
`
`Not specifically, no.
`
`.Did you read the decisions
`
`before forming your opinions?
`
`
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`VERHEXTREPORTDKECOMPANY
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`R. DEWAR
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`Page 12
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`A.
`
`I can't remember, because we
`
`did discuss them, but
`
`they were not
`
`the
`
`focus certainly of my study and work. But
`
`as I say,
`
`I believe that my attorney
`
`informed me of the critical information
`
`and in particular the claim constructions
`
`which I have adhered to those claim
`
`constructions in my declarations.
`
`Q.
`
`So in forming your opinions, as
`
`you expressed them in your declarations,
`
`I
`
`take it,
`
`then, you didn‘t try and identify
`
`1
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`
`13 whether the board had analyzed --
`
`14
`
`15
`
`16
`
`Il?‘
`
`technically analyzed Woodhill correctly or
`
`not?
`
`A.
`
`Q.
`
`important?
`
`No.
`
`You didn't think that was
`
`A.
`
`I was asked to really directly
`
`look at Woodhill and the claims and give
`
`my independent objective opinion on how
`
`Q.
`
`So you have no opinion whether
`
`the board analyzed Woodhill correctly or
`
`just so I'm
`incorrectly? And by that,
`
`
`
`
`18
`
`19
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`20
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`21
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`23
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`24
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`25
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`22 Woodhill reflected on those claims.
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`
`
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`212-279—9424
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`
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`R. DEWAR
`
`Page 13
`
`thanme
`004mm
`
`10
`
`ll
`
`12
`
`13
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`
`
`clear,
`
`I'm talking about pages 7
`
`through
`
`'12,
`
`just their understanding of the facts
`
`of Woodhill, not
`
`the analysis with the
`
`claims just yet.
`
`A.
`
`Q.
`
`No, not specifically, no.
`
`So let's turn to the next
`
`section which was the claim construction
`
`section starting on page 12, and you might
`
`want
`
`to spend just a minute or two just
`
`seeing the kind of claims that they did
`
`construe,
`
`the claim terms they did
`
`construe, and let me know when you've had
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`a chance to take a look at that.
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`(Witness perusing document.)
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`A.
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`All this is familiar to me or
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`makes sense.
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`Do you have a specific
`
`question?
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`Q.
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`Yes.
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`The first question is,
`
`are these the claim constructions you
`
`considered in forming your opinions
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`22
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`contained ——
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`23
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`24
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`A.
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`Q.
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`the Q&A.
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`Yes,
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`they are.
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`Again, we just have to finish
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`.Page 14
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`de'llwaH
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`A.
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`.
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`If I can add to that,
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`I believe
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`there are one or two cases,
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`in fact there
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`are one or two cases in my declarations
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`where I addressed specifically claim
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`construction issues and say if the claim
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`construction says this, if it said that,
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`then I would have a different opinion.
`
`But that‘s very clear in the declarations.
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`Q.
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`We will get
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`to that.
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`So just focusing on the IPR for
`
`the moment that‘s in front of you for the
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`
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`'791 patent, were the board's
`
`constructions wrong?‘
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`MR. RHOA: Objection, beyond
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`the scope of the declarations.
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`A.
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`The only iSsue I see with the
`
`claim constructions is the claim
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`construction of true name, and we did
`
`discuss this,
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`so this is a familiar issue
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`to me,
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`that we are working, as I
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`understand it, with a construction that
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`ignores point
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`4
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`in the patent
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`specification, which relates to it being
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`cryptographic, nonreversible hash.
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`Page 15
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`Q.'
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`Where are you pointing to so I
`
`can follow where you are at?
`
`I
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`A.
`
`I'm really looking at true name
`
`data —-
`
`I'm looking at the construction of
`
`true name on page 16.
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`Q.
`
`So other than that, do you
`
`think the board's constructions were
`
`correct?
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`MR. RHOA: Objection, beyond
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`the scope of his declarations.
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`A.
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`Q.
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`-
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`As far as I can tell, yes.
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`And for all of the
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`constructions,
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`including the construction
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`of true name, which I understand from what
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`18 with their construction, do you think the
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`you just said you have some dispute with,
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`and realizing that you have a disagreement
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`board's constructions were reasonable?
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`MR. RHOA: Objection, beyond
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`the scope of the declarations.
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`A.
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`I'm not sure what "reasonable"
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`
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`23 means.
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`Q.
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`Reasoned.
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`MR. RHOA:
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`Same objection.
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`Q.
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`Two people can have reasonable
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`views on a matter and disagree about
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`the
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`outcome, can't they?
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`A.
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`Well,
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`there isn't any dispute,
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`question, or confusion over whether ——
`
`over the meaning of true name in the '791
`patent.
`It is important that it be a
`
`cryptographic hash and it definitely must
`
`be a cryptographic hash for the approach
`
`to fully work of that particular patent.
`
`But
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`I understand -— my attorney
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`explained to me that the board attempts to
`
`
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`interpret terms as broadly as possible.
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`So I don't have a big problem with the
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`fact that they say well, we would like to
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`extend the notion of true name to
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`non-cryptographic hashes.
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`-Q.
`
`.
`
`I guess that's the point I'm
`
`trying to get at is you might have a
`
`reasoned view about why it means
`
`cryptographic and the board might have a
`
`view that their interpretation is within
`
`the broadest reasOnable construction, and
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`
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`
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`you understand that, right? —j
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`\ERHEXTRHTRUNGCOMRM“7
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`R. DEWAR
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`MR. RHOA: Objection, beyond
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`the scope of the declaration.
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`A.
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`Q.
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`I understand that.
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`And when you were doing your
`
`analysis, did you consider the board‘s
`
`constructions or only your own?
`
`A.
`
`Only the board‘s constructions.
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`If I could just repeat,
`
`to clarify that,
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`I
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`used the board's constructions only, and
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`this doesn't apply to the true name
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`situation, but only in certain cases did I
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`comment if the construction had been
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`differently,
`then my opinion would have
`15 Ibeen affected in a different way. But
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`I
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`used the board's constructions,
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`I didn't
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`25 within the broadest reasonable
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`invent my own.
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`Q.
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`That is exactly the point I'm
`
`getting at.
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`A.
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`I used the board's
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`constructions.
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`Q.
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`And just to confirm, when
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`talking about
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`the '791, you thought that
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`the board's constructions were at least
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`construction?
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`MR. RHOA: Objection, beyond
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`the scope of the declarations.
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`A.
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`Q.
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`I did, yes.
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`And then if you focus on the
`
`IPR starting at page 26 through 32, it is
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`the analysis section -—
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`A.
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`Can I add a little bit of
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`clarification to the previous thing?
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`Q.
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`Yes, sir.
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`A.
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`My source of information on the
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`board's constructions were what my
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`attorney told me
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`the board constructions
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`I've looked through this and as far
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`16
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`as I can tell, you know, without wasting a
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`17
`lot of our time studying it in great
`18‘ detail,
`the constructions I see here
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` 15 were.
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`correspond to what
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`I was
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`told.
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`So as far
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`aslI know, and consistent with looking
`
`through this material right now,
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`I believe
`
`that I followed the board's constructions
`
`at all points.
`
`Q.
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`And then for the portion of the
`
`that's
`IPR starting at page 26 through 32,
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`
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` 4
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`UNH
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`R. DEWAR
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`the portion of the decision where the
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`board analyzes Woodhill
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`in view of their
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`construction, right?
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`MR. RHOA: Objection, beyond
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`the scope of the-declarations.
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`A.
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`Q.
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`Yes.
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`Do you have any opinion one way
`
`
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`or the other whether the board's analysis
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`was correct or incorrect?
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`MR. RHOA: Objection,
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`form,
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`also beyond the scope of the declarations.
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`A.
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`Q.
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`No.
`
`So we are going to go through
`
`this,
`
`I apologize, but we have to go
`
`through each of the IPRs,
`
`so if you go to
`
`the next
`
`tab.
`
`So did you read this decisiou
`
`in forming your opinions that you provided
`
`in your expert declarations?
`
`A.
`
`Q.
`
`A.
`
`Ask that again}
`
`So we are now looking __
`
`Because you broke it down into
`
`sections before and now you are asking
`
`the whole document.
`about
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`R. DEWAR
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`Page 20
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`Q.
`
`One of the things I'm going to
`
`try and establish is what were the
`
`materials you considered in forming your
`
`declarations, because that sort of goes to
`
`whether you considered whatever materials
`
`in forming your decisions,
`
`so I can ask
`
`you the basis for your opinions that you
`
`put
`
`in your declaration.
`
`Do you
`
`understand that?
`
`A.
`
`Q.
`
`I understand that.
`
`So I just need to confirm on
`
`the record whether you have considered at
`
`all, not at all,
`
`some level, for each of
`
`the IPRs as we dive into the prior art and
`
`so forth.
`
`Just so you know why I'm going
`
`through this.
`
`It is not meant
`
`to he -—
`
`A.
`Q.
`
`-I understand completely.
`So for this second IPR which is
`
`for the '280 patent, have you read this
`
`before?
`
`A.
`
`I believe I've looked thrOugh
`
`it, but it certainly wasn't
`
`the focus of
`
`my declarations or the work I did on the
`
`
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`declarations.
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`R. DEWAR
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`It is the same as you mentioned
`
`The same as I mentioned before,
`
`So like the situation before,
`
`Q.
`before?
`
`yes.
`
`A.
`
`Q.
`
`there is a section in here starting at
`
`page 9 and going forward that deals with
`
`the claim construction, it goes to the
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`10 middle of page 11 I believe.
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`MR. RHOA: Objection, beyond
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`the scope of the declarations.
`
`A.
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`I'm turning to my declaration
`
`now because in every case my declaration
`
`gives a very complete statement of the
`
`claim constructions that I depended on.
`
`Q.
`
`A.
`
`Okay.
`
`So if you want
`
`to ask what
`
`claim constructions did I depend on,
`
`they
`
`are explicitly in the declarations.
`
`Q'.
`
`But just so that we are clear,
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`provided or not?
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`A.
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`My understanding is that they
`
`22 were they the constructions that the board
`
`25 were the constructions the board provided.
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`Page 22
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`R. DEWAR
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`Q.
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`And,
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`like the former question
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`that I asked in connection with the '791
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`patent, were the boardfls claim
`
`constructions within the broadest
`
`reasonable construction in your opinion or
`
`not?
`
`MR. RHOA: Objection, beyond
`
`the scope of the declarations.
`
`A.
`
`You are asking me
`
`to look
`
`specifically at data file? That's the
`
`only one I see here.
`
`Q.
`
`A.
`
`yes.
`
`‘
`
`I
`
`think that's correct.
`
`The answer to your question is
`
`Q.
`And I have to ask,
`though I
`think I know the answer, on pages 11
`
`through the end where they analyze the
`
`claims in View of the construction and in
`
`view of the prior art, you don't have any
`
`opinion whether that analysis was correct
`
`or incorrect?
`
`MR. RHOA:
`
`objection, beyond
`
`the scope of the declarations,
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`form also.
`
`
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`25
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`trying
`I guess I would answer,
`A.
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`R. DEWAR
`
`Page 23
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`to be as complete as possible with my
`
`answer here,
`
`I don't really know because I
`
`addressed many issues in my declaration.
`
`Some of the issues were obvious just by
`
`the form of the situation. Many of the
`
`issues were things my attorney asked me
`
`to
`
`address.
`
`So it may well be that the
`
`declarations do in that sense consider
`
`this material.
`
`Q.
`
`Maybe we can group some of the
`
`stuff together to move things along. But
`
`is it fair to say you read each of the
`
`decisions in expressing your opinions in
`
`your declarations?
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`MR. RHOA: Objection, beyond
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`the scope of the declaration.
`
`A.
`
`Q.
`
`I‘m sorry, say that again.
`
`For your declarations,
`
`for each
`
`of the declarations for each of the
`
`patents, did you read the decisions in
`
`forming your opinions?
`
`A.
`
`No.
`
`These decisions were not a
`
`primary source of forming my Opinions.
`
`Q.
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`But
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`the question was a little
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`R. DEWAR
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`Page 24
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`simpler. Did you just read them?
`
`A.
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`I mean,
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`the reason I'm
`
`hesitating is early on there was huge,
`
`giant piles of stuff, and so I can tell
`
`you what
`
`I studied carefully for the
`
`declaration, and with respect
`
`to that the
`
`answer would be no.
`
`Did I read through them at some
`
`point?
`
`I‘m not sure. Because certainly
`
`in our discussions,
`
`in our discussions
`
`with my attorney,
`
`these issues came up
`
`sometime.
`
`My attorney would say well,
`
`the
`
`board said this. That's why I used
`
`"directly" in my response.
`
`Q.
`
`Is it the situation that you
`
`didn't consider the decisions particularly
`
`important
`
`in forming your opinions?
`
`A.
`
`I presume that if there were
`
`important points in the decisions which I
`
`needed to address, my attorney requested
`
`that I address those.
`
`Q;
`
`So your focus was whatever -—
`
`
`
`by your attorney,
`
`I‘m assuming you mean
`
`Mr. Rhoa?
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`A.
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`Q.
`
`A.
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`R. DEWIAR
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`Yes, and the firm.
`
`And his firm?
`
`And Brian Siritzky too.
`
`So I was asked to look at,
`
`for
`
`my declarations,
`
`I was asked to look at
`
`the question of whether these patents were
`
`valid with respect to the prior art
`
`documents and, you know, we discussed many
`
`specific points in that, as discussing in
`
`preparation for those declarations. But
`
`I
`
`didn't specifically inform the
`
`declarations independently myself by
`
`reading this material.
`
`Q.
`
`So you relied on Mr. Rhoa and
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`16 Mr. Siritzky to point you to relevant
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`portions?
`
`A.
`
`No. We never sat down and said
`
`look at this section of this document.
`
`Q.
`
`I
`
`And that's your memory.for all
`
`six of the ——
`
`A.
`them, yes.
`
`That's my memory for all of
`I
`
`‘Q.
`
`And in terms of doing your
`
`declarations, who did you work with
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`besides Mr. Rhoa and Mr. Siritzky? Were
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`there any other attorneys, any others that
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`you remember?
`
`A.
`
`I'm not 100 percent sure, but
`
`those were my two primary contacts for
`
`sure.
`
`Q.
`
`Did you work with Mr. Rhoa more
`
`or less than Mr. Siritzky?
`
`A.
`
`Q.
`
`-More I would say overall.
`
`Did each one of those gentlemen
`
`have like specific patents or specific
`
`roles that you think?
`
`MR. RHOA: Objection,
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`relevance,
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`form.
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`A.
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`No.
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`_ Q.
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`Then just to confirm, for each
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`of the six IPRs,
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`the board's claim
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`construction you did consider, correct?
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`A.
`
`Q.
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`‘ Yes.
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`And you thought it was within
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`the broadest reasonable construction,
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`correct?
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`MR. RHOA: Objection, beyond
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`the scope of the declarations.
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`212-279-9424
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`unwuhverfiextconl
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`R. DEWAR
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`A.'-
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`My attorney gave me
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`the claim
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`constructions to follow.
`
`He did not ask
`
`me
`
`to give an opinion on whether they were
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`reasonable or consistent.
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`They were
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`6 material
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`that was given to me as a
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`7
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`8
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`9
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`starting point for my declarations.
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`I
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`don't think there is any point at which
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`there was a problem with them from my
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`point of View. but that‘s what
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`I worked
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`11 with.
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`12
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`, Q.
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`We will get
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`to that.
`
`I
`
`think
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`there may have been a couple that showed
`
`up in the declarations which we can talk
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`about.
`
`So I'm handing you a binder.
`
`17 Here is one that should have the patents
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` 18
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`
`
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`
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`
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`that are being challenged.
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`These have all
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`been marked in the proceedings. Usually
`
`you will see it down in the lower right
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`corner,
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`there is some kind of marking.
`
`But
`
`I
`
`think it will be saner if we just
`
`refer to it by the patent number.
`
`If we
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`go to the '791 patent to begin with.
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`19
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`I‘m turning to my copy of it
`A.
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`212-279-9424
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`VERITEXT REPORTING COMPANY
`www.veritext.com
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`R. DEWAR
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`here“
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`Q.
`
`Okay.
`
`Just so the record is
`
`clear, and I have no objection to it, but
`
`those are Dr. Dewar's broad binder full
`
`of —— and maybe you can describe what's in
`
`the binder.
`
`A.
`
`What's in my binder here is my
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`declarations,
`
`the patents, and the
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`following documents, Woodhill, Kantor,
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`Langer, Satyanarayanan and Fischer.
`
`And
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`the ZIP standard,
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`the C910 standard,
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`the
`
`TAR standard, and I believe that is a
`
`complete list.
`
`Q.
`
`A.
`
`No notes of any sort?
`
`There are some notes on some of
`
`the -— there are minimal number of notes
`
`in a couple of places tabbed for easy
`
`reference.
`
`Q.
`
`Let's focus on the '791 patent.
`
`You certainly reviewed the '791 patent in
`
`forming your opinions, right?
`
`A.
`
`Q.
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`Yes.
`
`Did you understand the subject
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`(AMP
`m-Jmmuh
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`matter of the '791 patent?
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`Page 29
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`
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` whether the subject matter of the '791
`
`A.
`
`Q.
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`R. DEWAR
`
`Yes.
`
`Was
`
`there any part that you
`
`didn't understand?
`
`A.
`
`I'm very familiar with the ‘791
`
`patent.
`
`Q.
`
`Do you have an opinion about
`
`sIIONU'IIwaI-J
`
`no
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`10
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`11
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`patent works?
`
`MR. RHOA: Objection, beyond
`
`the scope of the declarations.
`
`A.
`
`Works? What exactly does that
`
`13
`
`mean?
`
`Q.
`
`Does the system work?
`
`MR. RHOA: Objection,
`
`form.
`
`Also beyond the scope of the declarations.
`
`A.
`
`Well, it is an invention that
`
`can be used in the construction of a
`
`system.
`
`It is not a system itself. Most
`
`certainly there are systems around that
`
`successfully use the invention of this
`
`patent.
`
`
`
`Q.
`
`And so the reason I'm asking
`
`this question is, or I should say one of
`
`the reasons I'm asking this question, when
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`VERITEXT REPORTING COMPANY
`212-279—9424 212—490~3430 unvuhverfiextconl
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`R. DEWAR
`
`I ask you about
`
`the patent,
`
`I'm going to
`
`ask you to just focus on the patent
`itself, not on whether you have any
`
`independent knowledge of whether
`
`
`
`OD-dO‘nUluh-wNH
`
`Mr. Farber and company had some software
`
`product you might be familiar with or any
`
`third—party products or anything like
`
`that.
`
`It is just going to be about
`
`the
`
`patent.
`
`Is that fair?
`
`A.
`
`That is completely fair.
`
`That's why your first question surprised
`
`me.
`
`Q.
`
`I have to admit, sometimes
`
`people —— there is a product associated_
`
`with it and understanding bleeds between
`the two and I'm going to focus on the
`
`actual
`
`text, okay?
`
`A.
`
`Q.
`
`That won‘t be a problem here.
`
`So in talking about Woodhill,
`
`I
`
`want
`
`to start out with hopefully what is a
`
`simple example. Assume that you,
`
`Dr. Dewar, have a really short CV and that
`
`10
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`the only thing it says is "I live in j
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`VERITEXT REPORTING COMPANY
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`212-490—3430
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`R. DEWAR
`
`
`
`otom~JmLnhI»A:H
`
`11
`
`12
`
`13-
`
`14
`
`15
`
`Vermont and I have extensive experience in
`
`the Ada programming language."
`
`So far,
`
`so
`
`good?
`
`A.
`
`Q.
`
`A.
`
`Q.
`
`Okay.
`
`That is your short CV.
`
`Okay.
`
`Assume that that file, as luck
`
`would have it, that it would fit into what
`
`the patent calls a simple data item.
`
`Do
`
`you-understand that so far?
`
`A.
`
`Q.
`
`Yes.
`
`Because the patent talks about
`
`simple data items and compound data items.
`
`I
`
`just want
`
`to focus on the simple for the
`
`16 moment.
`
`17
`
`18
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`19
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`20
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`21
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`22
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`23
`
`24
`
`A.
`
`I would like to correct a
`
`possible misimpression you put on the
`
`table that it is something to do with
`
`size.
`
`It is something to do with
`
`structure, not size.
`
`Q.
`
`Let"s assume that the size of
`
`the file and the structure of the system
`
`is such that that CV fits in a simple data
`
`
`
`
`
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`VERITEXT REPORTING COMPANY
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`251
`item.
`-.
`v|
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`
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`212—279-9424
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`unvunverfiextconl
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`
`—‘1
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`Page 32
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`1
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`14 _
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`R. DEWAR
`
`'
`
`Okay.
`
`Let's just also assume that
`
`A.
`
`Q.
`
`your CV is unique,
`
`that no one else in the
`
`system that is using the ‘791 technology
`
`has the same CV as you do.
`
`A.
`
`Q.
`
`right?
`
`A.
`
`Q.
`
`Okay.
`
`That's a fair assumption,
`
`That's a fair assumption.
`
`In fact,
`
`in file systems there
`
`is a lot of unique files, right?
`
`A.
`
`Q.
`
`Yes.
`
`There could be some that are
`
`15
`
`duplicates and there could be some that
`
`
`
`
`are unique?
`
`A.
`
`Q.
`
`-
`
`Yes.
`
`So we are talking about a
`
`unique file, your CV, short form, right?
`
`A.
`
`I mean,
`
`I don't think I could
`
`guarantee it is unique.
`
`For
`
`instance,
`
`I
`
`16
`
`17
`
`18
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`19
`
`20
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`21
`
`24
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`25
`
`
`
`22! have multiple copies of my CV that are
`23
`absolutely identical on my PC, if you were
`
`to bring it here, under different file
`
`I don't
`names and different directories.
`
`
`212‘279—9424
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`unwuhverfiextconl
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`212-490—3430
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`VERITEXT REPORTING COMPANY
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`

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`
`
`R. DEWAR
`
`Page 33
`
`think I can presume uniqueness of the
`
`file.
`
`Q.
`
`For this assumption,
`
`let‘s just
`
`presume it is.
`
`A.
`
`Q.
`
`We will presume it is unique.
`
`Your first version of it.
`
`So just so that we have
`
`something concrete,
`
`if you could write
`
`whateyer you want that short CV to be.
`
`I
`
`like the idea of "I live in Vermont and I
`
`specialize in Ada," but just so that we
`
`can refer back to it.
`
`A.
`
`To clarify, you have no
`
`interest in whether this is accurate or
`
`not?
`
`Q.
`
`Right.
`
`This is what we call a
`
`hypothetical.
`
`A.
`
`There is a small file sitting
`
`in front of me, okay.
`
`Q.
`
`This is so we have a concrete
`
`example and so we can refer back to it.
`
`For purposes of this hypothetical, we will
`
`talk about
`

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