UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`CHI MEI INNOLUX CORPORATION
`
`Petitioner
`
`V.
`
`PATENT OF SEMICONDUCTOR ENERGY LABORATORY CO., LTD.
`Patent Owner
`
`CASE lPR2013-00064
`
`PATENT 7,923,311
`
`SUBMISSION OF POWER OF ATTORNEY AND STATEMENT UNDER 37 CFR 3.73ICI
`
`Pursuant to 37 CFR § 42.10(b), a Power of Attorney is submitted herewith.
`
`Concurrently filed herewith is a Statement Under 37 CFR 3.73(C) certifying that the
`
`assignee, Semiconductor Energy Laboratory Co., Ltd., may take such action in this
`
`matter. Upon filing,
`
`the Power of Attorney appoints practitioners associated with
`
`Customer Number 31780 as attorneys in the subject matter.
`
`Respectfully submitted,
`
`Eric J. Robinson
`
`Reg. No. 38,285
`
`Robinson Intellectual Property Law Office, PC.
`3975 Fair Ridge Drive
`Suite 20 North
`
`Fairfax, Virginia 22033
`(571) 434-6789
`
`

`

`CERTIFICATE OF SERVICE
`
`I certify that the foregoing SUBMISSION OF POWER OF ATTORNEY AND
`
`STATEMENT UNDER 37 CFR 3.73(C) was served on the Petitioner by Federal
`
`Express Standard Overnight at the following addresses on December 10, 2012.
`
`Scott A. McKeown
`
`Oblon, Spivak, McClelland, Maier & Neustadt, L.L.P.
`1940 Duke Street
`
`Alexandria, VA 22314
`
`Gregory S. Cordrey
`Jeffer Mangels Butler & Mitchell LLP
`3 Park Plaza, Suite 1100
`
`Irvine, CA 92614—2592
`
`

`

`PTO/AlA/96 (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Pa-erwork Reduction Act of 1995, no nersons are re-uired to res-0nd to a collection of information unless it dis-la s a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73(c)
`
`Applicant/Patent Owner: Semiconductor Energy Laboratory Co., Ltd.
`
`Application No./Patent No.: 719231311
`.
`Filed/Issue Date: April 12- 2011
`
`Titled: ELECTRO-OPTICAL DEVICE AND THIN FILM TRANSISTOR AND METHOD FOR FORMING THE SAME
`
`Semiconductor Energy Laboratory Co., Ltd.
`
`a corporation
`
`(Name of Assignee)
`
`(Type of Assignee, e.g., corporation, partnership, university, government agency, etc.)
`
`states that, for the patent application/patent identified above, it is (choose one of options 1, 2, 3 or 4 below):
`
`1.
`
`The assignee of the entire right, title, and interest.
`
`2. I: An assignee of less than the entire right, title, and interest (check applicable box):
`
`%. Additional Statement(s) by the owners
`L] The extent (by percentage) of its ownership interest is
`holding the balance of the interest must be submitted to account for 100% of the ownership interest.
`
`E] There are unspecified percentages of ownership. The other parties, including inventors, who together own the entire
`right, title and interest are:
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`
`3. CI The assignee of an undivided interest in the entirety (a complete assignment from one of the joint inventors was made).
`The other parties, including inventors, who together own the entire right, title, and interest are:
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`
`4. I: The recipient, via a court proceeding or the like (e.g., bankruptcy, probate), of an undivided interest in the entirety (a
`complete transfer of ownership interest was made). The certified document(s) showing the transfer is attached.
`
`The interest identified in option 1, 2 or 3 above (not option 4) is evidenced by either (choose % of options A or B below):
`
`A.
`
`An assignment from the inventor(s) of the patent application/patent identified above. The assignment was recorded in
`the United States Patent and Trademark Office at Reel 006156
`, Frame 0155
`, or for which a copy
`thereof is attached.
`
`B. E] A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`To:
`
`1. From:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`, Frame
`
`Reel
`
`, or for which a copy thereof is attached.
`To:
`
`
`
`2. From:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`, Frame
`
`Reel
`
`, or for which a copy thereof is attached.
`
`[Page 1 of 2]
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.1 1 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount
`of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and Trademark
`Office, US. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES 0R COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`Ifyou need assistance in completing the form, call 1-800—PTO-9199 and select option 2.
`
`

`

`PTO/AIA/96 (08»12)
`Approved for use through 01/31/2013. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Pa-enuork Reduction Act of 1995, no -ersons are re-uired to res-ond to a collection of information unless it dis-la s a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.7310}
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`, or for which a copy thereof is attached.
`, Frame
`Reel
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`, or for which a copy thereof is attached.
`, Frame
`Reel
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`l:|
`
`Additional documents in the chain of title are listed on a supplemental sheet(s).
`
`As required by 37 CFR 3.73(c)(1)(i), the documentary evidence of the chain of title from the original owner to the
`assignee was, or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy (i.e., a true copy of the original assignment document(s)) must be submitted to Assignment
`Division in accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`
`
`
`
`,L-V“
`December 10, 2012
`
`Signature
`
`Date
`
`Eric J. Robinson
`Printed or Typed Name
`
`Reg. No. 38,285
`Title or Registration Number
`
`[Page 2 of 2]
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the
`requirements of the Act, please be advised that: (1) the general authority for the collection of this information is 35
`U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which the
`information is used by the US. Patent and Trademark Office is to process and/or examine your submission related
`to a patent application or patent.
`If you do not furnish the requested information, the US. Patent and Trademark
`Office may not be able to process and/or examine your submission, which may result in termination of proceedings
`or abandonment of the application or expiratidn of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1.
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records
`may be disclosed to the Department of Justice to determine whether disclosure of these records is
`required by the Freedom of Information Act.
`A record from this system of records may be disclosed, as a routine use, in the course of presenting
`evidence to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the
`course of settlement negotiations.
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress
`submitting a request involving an individual, to whom the record pertains, when the individual has
`requested assistance from the Member with respect to the subject matter of the record.
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency
`having need for the information in order to perform a contract. Recipients of information shall be required
`to comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of
`records may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property
`Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal agency for
`purposes of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act
`(42 U.S.C. 218(0)).
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General
`Services, or his/her designee, during an inspection of records conducted by GSA as part of that agency’s
`responsibility to recommend improvements in records management practices and programs, under
`authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA
`regulations governing} inspection of records for this purpose, and any other relevant (i.e., GSA or
`Commerce) directive. Such disclosure shall not be used to make determinations about individuals.
`A record from this system of records may be disclosed, as a routine use, to the public after either
`publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C.
`151. Further, a record may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the
`public if the record was filed in an application which became abandoned or in which the proceedings were
`terminated and which application is referenced by either a published application, an application open to
`public inspection or an issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`

`

`PTO/AlA/BO (07-12)
`Approved Ior use through 11/30/2014. OMB 0651—0035
`U.S. Patent and Trademark Office; US DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act 01 1995, no persons are required to respond to a collection at intorrnation unless it displays a valid OMB control number.
`
`POWER OF ATTORNEY TO PROSECUTE APPLICATIONS BEFORE THE USPTO
`
`
`
`
`
`
`
`
`
`
`I hereby revoke all previous powers of attorney given in the application identified in the attached statement
`under 37 CFR 3.73 c .
`
`I hereby appoint:
`Practitioners associated with Customer Number.
`
`31730
`OR
`-
`-
`Practitioner(s) named below (if more than ten patent practitioners are to be named, then a customer number must be used):
`
`El
`
`
`
`As attomey(s) or agentis) to represent the undersigned before the United States Patent and Trademark Office (USPTO) in connection with
`any and all patent applications a ssigned gnlyto the undersigned according to the USPTO assignment records or assignments docu ments
`attached to this form in accordance with 37 CFR 3.73 c .
`
`The address associated with Customer Number. 31780
`
`
`
`
`
`Please change the correspondence address forthe application identified in the attached statement under 37 CFR 3.73(c) to:
`
`
`
`
`
`OR »
`Firm or
`
`lndrvrdual Name
`
`
`
`Address
`
`
`
`City
`
`
`Telephone
`
`
`Assignee Name and Address; SEMICONDUCTOR ENERGY LABORATORY co., LTD.
`
`
`393, HASE. ATSUGl-SHI
`KANAGAWA—KEN 243-0036
`JAPAN
`
`
`A copy of this form, together with a statement under 37 CFR 3.73(c) (Form PTOISBI96 or equivalent) is required to be
`Filed in each application in which thisfonn is used. The statement under 37 CFR 3.73(c) may be completed by one of
`
`The practitioners appointed in this form, and must identify the application in which this Power of Attorney is to be filed.
`
`SIGNATURE of Assignee of Record
`
`The individual whose signature and title is supplied below is authorized to act on behalf of the assignee
`
`
`wmm. df/Z/ mm
`m.—
`
`
`
`This colledion of irrfonnation is required by 37 CFR 1.31, 1.32 and 1.33. The information is required to obtain or retain a benefit by the pubrrc which is to file (and
`by the USPTO to process) an appfication. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 3 minutes
`to complete. including gathering. preparing. and submitting the completed application term to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount at time you require to complete this lonn and/or suggestions tor reducing this burden. should be sent to the Chief Information Otticer.
`U.S. Patent and Trademark Office. U.S. Department at Commerce. PO. Box 1450. Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND To: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`if you need assistance in completing the form. all 1-800-PTO—9199 and select option 2.
`
`
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the ,
`requirements of the Act, please be advised that: (1) the general authority for the collection of this information is 35
`U.S.C. 2(b)(2); (2) furnishing of'the information solicited is voluntary; and (3)'the principal purpose for which the
`information is used by the US. Patent and Trademark Office is to process and/or examine your submission
`related to a patent application or patent. If you do not furnish the requested information, the US. Patent and
`Trademark Office may not be able to process and/or examine your submission, which may result in termination of
`proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1.
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records
`may be disclosed to the Department of Justice to determine whether disclosure of these records is
`required by the Freedom of information Act.
`
`A record from this system of records may be disclosed, as a routine use. in the course of presenting
`evidence to a court, magistrate, or administrative tn'bunal, including disclosures to opposing counsel in
`the Course of settlement negotiations.
`'
`
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress
`submitting a request involving an individual, to whom the record pertains, when the individual has
`requested assistance from the Member with respect to the subject matter of the record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency
`having need for the information in order to perform a contract. Recipients of information shall be required
`to comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 5523(m).
`
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of
`records may be disclosed, as a routine use, to the lntemational Bureau of the World Intellectual Property
`Organization, pursuant to the Patent Cooperation Treaty.
`"
`
`A record in this system of records may be disclosed, as a routine use, to another federal agency for
`purposes of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act
`(42 U.S.C. 218(c)).
`
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General
`Services, or his/her designee, during an inspection of records conducted by GSA as part of that agency’s
`responsibility to recommend improvements in records management practices and programs, under
`authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA
`regulations governing inspection of records for this purpose, and any other relevant (i.e., GSA or
`Commerce) directive. Such disclosure shall not be used to make determinations about individuals.
`
`A record from this system of records may be disclosed, as a routine use, to the public after either
`publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C.
`151. Further, a record may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the
`' public if the record was filed in an application which became abandoned or in which the proceedings were <-
`terminated and which application is referenced by either a published application, an application open to
`public inspection or an issued patent
`
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or
`regulation.
`
`