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Trials@uspto.gov Paper No. 50
`571-272-7822 Date Entered: 4 November 2013
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`ABB INC.
`Petitioner,
`
`v.
`
`ROY-G-BIV CORPORATION
`Patent Owner
`____________
`
`Case IPR2013-00062
`Case IPR2013-00282
`Patent 6,516,236 B1
`____________
`
`
`
`
`Before, THOMAS L. GIANNETTI, BRYAN F. MOORE, and
`JENNIFER S. BISK, Administrative Patent Judges.
`
`GIANNETTI, Administrative Patent Judge.
`
`
`
`DECISION
`Motion to Seal
`37 C.F.R. §§ 42.1 and 42.54
`
`

`
`Case IPR2013-00062
`Case IPR2013-00282
`Patent 6,516,236 B1
`
`
`Petitioner, ABB Inc., has filed a motion to seal certain documents produced
`
`by Patent Owner, Roy-G-Biv Corporation. Paper 43 (“Motion”). The documents
`
`consist of a deposition transcript (Ex. 1129) of Patent Owner’s founder and
`
`chairman, David W. Brown, Mr. Brown’s weekly status reports from 1994 and
`
`1995 (Exs. 1110-16, 1122-26), an additional set of time records for EMC Project
`
`containing time entries (Ex. 1128), and agenda materials from a June 1995 officer
`
`meeting attended by Mr. Brown (Ex. 1120). For the reasons that follow, we deny
`
`Petitioner’s motion.
`
`DISCUSSION
`
`The Board’s standards for granting motions to seal are discussed in Garmin
`
`International v. Cuozzo Speed Technologies, LLC, IPR2012-00001 (Paper 34,
`
`March 14, 2013). In summary, there is a strong public policy for making all
`
`information filed in inter partes review proceedings open to the public. Id. The
`
`standard for granting a motion to seal is “good cause.” 37 C.F.R. § 42.54. The
`
`moving party bears the burden of showing that the relief requested should be
`
`granted. 37 C.F.R. § 42.20(c). This includes showing that the information is truly
`
`confidential, and that such confidentiality outweighs the strong public interest in
`
`having an open record. In addition, a motion to seal is required to include a
`
`certification that the moving party has in good faith conferred, or attempted to
`
`confer, with the opposing party in an effort to come to an agreement on the scope
`
`of the protection sought. Garmin, supra at 3.
`
`Petitioner, as the moving party, has failed to carry this burden. The issue of
`
`Mr. Brown’s diligence in 1994-95 was injected into this proceeding by Patent
`
`Owner, to overcome certain references relied on by Petitioner. In support,
`
`Petitioner submitted Mr. Brown’s declaration (Ex. 2010) and, as corroboration, his
`
`
`
`2
`
`

`
`Case IPR2013-00062
`Case IPR2013-00282
`Patent 6,516,236 B1
`
`1994-95 time records (Exs. 2010-3 – 2010-6). Neither Mr. Brown’s declaration
`
`nor the related documents were sealed. The documents that are the subject of this
`
`motion relate to the activities of Mr. Brown in that same period. Motion 2.
`
`Petitioner relies on them to rebut Patent Owner’s allegation of diligence. Neither
`
`Petitioner, nor Patent Owner, explain why some documents concerning Mr.
`
`Brown’s activities from that period should be sealed, when others are not.
`
`Upon reviewing the documents, it is difficult to see how summary
`
`descriptions of Mr. Brown’s activities from seventeen years ago are confidential
`
`today. There is no proof in the record that the information contained in the
`
`documents is confidential, only the fact that they were designated confidential in
`
`the district court proceeding. That is not sufficient, especially when weighed
`
`against the public’s access rights to the evidence relied on by the parties.
`
`
`
` Finally, there is no indication that the parties have conferred to reach
`
`agreement on the scope of the protection, if any, that is necessary to protect any
`
`confidential information. See 37 C.F.R. § 42.54. The certification provided by
`
`Petitioner indicates only that Patent Owner does not oppose the motion.
`
`
`
`The parties are, therefore, directed to meet and confer on the issues raised by
`
`this decision, particularly, whether there is a need to seal the documents relied on
`
`by Petitioner when other, similar documents relied on by Patent Owner are not
`
`sealed.
`
`In view of the foregoing, it is therefore
`
`ORDERED that Petitioner’s Motion to Seal is denied;
`
`FURTHER ORDERED that Exhibits 1110-16, 1120, and 1122-26, and 1128
`
`submitted under seal, shall be made public in ten business days from the date of
`
`this order;
`
`
`
`3
`
`

`
`Case IPR2013-00062
`Case IPR2013-00282
`Patent 6,516,236 B1
`
`
`FURTHER ORDERED that within five business days from the date of this
`
`order the parties shall meet and confer (in person or by telephone) to discuss in
`
`good faith the maintenance by Patent Owner of its confidentiality claim for the
`
`documents identified above. The results of this conference shall be reported to
`
`Board, promptly, by email.
`
`
`
`
`PETITIONER:
`
`Richard D. McLeod
`Michael D. Jones
`Klarquist Sparkman LLP
`rick.mcleod@klarquist.com
`michael.jones@klarquist.com
`
`
`
`PATENT OWNER:
`
`Richard T. Black
`Joel B. Ard
`Foster Pepper PLLC
`blacr@foster.com
`ardjo@foster.com
`
`
`
`
`4

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