`
`
`
`SEL EXHIBIT NO. 2006
`
`
`CHI MEI INNOLUX CORP. v. PATENT OF SEMICONDUCTOR ENERGY
`LABORATORY CO., LTD.
`
`IPR2013-00038
`
`
`
`
`
`

`

`
`
`Applicant(s)/Patent Under
`Reexamination
` _ _ 12/165783 ZHANG, HONGYONG
`
`
`
`Notice of References Cited
`.
`.
`Examiner
`Art Unit
`
`Application/Control No.
`
`MIKE QI Page 1 0“ 2871
`
`U.S. PATENT DOCUMENTS
`
`
`
`__
`
`I__
`
`US-
`I-—_———
`
`*
`
`Document Number
`Country Code-Number-Kind Code
`
`Date
`MM-YYYY
`
`Country
`
`Name
`
`.
`.
`.
`Classrflcatlon
`
`FOREIGN PATENT DOCUMENTS
`
`*A copy of this reference is not being turnrshed With this Office action (See MPEP § 707.05(a)‘)
`Dates in MM-YYYY format are publication dates. Classifications may be US or foreign.
`U.S. Patent and Trademark Office
`PTO-892 (Rev. 01-2001)
`
`Notice of References Cited
`
`Part of Paper No. 20110105
`
`SEL EXHIBIT 2006
`
`PAGE 1
`
`SEL EXHIBIT 2006
`PAGE 1
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`

`

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`
`
`12165783 ~ QAU: 2871
`19153 e: 12/21/2010
`PTO/SB/OSA (08—00)
`P" . - type a plus Sign (+) inside this box —> [+]
`Approved for use through 10/31/2002. OMB 0651—0031
`'
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`US. Patent and Trademark Office: US. DEPARTMENT OF COMMERCE
`- Pan rwork Reduction Act of I995, no - [sons are re uired to res. und to a collection of information unless it contains a valid OMB control number.
`
`
`
`
`
`
`
`1, 2008
`JUl
`_ilingDate
`
`
`
`Hon. on- ZHANG
`
`(use as many sheets as necessary)
`28"
`
`
`Zhl Qiano Ql
`Examiner Name
`
`
`
`arse-8515
`
`OTHER PRIOR ART — NON PATENT LITERATURE DOCUMENTS
`
`Include name of the author (iii CAPITAL LETTERS), title of the article (when appropriate), titlc ofthc
`item (book, magazine, journal, serial, symposium, catalog, etc.)., date, page(s), volume-issue number(s),
`publisher, city and/or country where published
`
`Samsung's Opposition to SEL's Corrected Motion for Partial Summary Judgment
`with Exhibit(s) dated February 12, 2010, 219 pages, CIVIL ACTION NO. 3:09-CV-
`
`Declaration of Frank S Barrese Re: Documents Produced by international
`Business Machines Corporation with Exhibits dated February 12, 2010, 30 pages
`CIVIL ACTION NO. 3: 09-CV-00001
`
`Supplemental Declaration of Dr. Timothy J. Drabik in Support of Samsung's
`Opposition to SEL's Corrected Motion for Partial summary Judgment with
`Exhibits dated February 12, 2010, originally 90 pages, 76 pages as redacted and
`submitted herewith, CIVIL ACTION NO. 3:09—CV—00001
`Samsung's Supplemental Proposed Findings of Fact in Opposition to SEL's
`Corrected Motion for Partial Summary Judgment dated February 12, 2010, 248
`pages, CIVIL ACTION NO. 3:09-CV—00001
`Samsung's Response to SEL's Corrected Proposed Findings of Fact dated
`12,2010, 222 pages, CIVIL ACTION NO. 3: 09-CV-00001
`SEL‘s Response to Defendants‘ Motion for Summary Judgment dated February
`12, 2010, 171 pages, CIVIL ACTION NO. 3: OQ-CV-00001
`SEL's Responsive Proposed Findings of FactIn Support of Its Opposition to
`Defendants' Motion for Summary Judgment Regarding US Patent Nos.
`6,900,463, 7,413,937, 7,215,402, 7,394,516 dated February 13, 2010, originally
`125 pages, 114 pages as redacted and submitted herewith, CIVIL ACTION NO.
`3: 09-CV-00001
`
`
`
`Samsung'5 ReplyIn Support of its Corrected Motion for Summary Judgment
`dated February 22, 2010, 178 pages, CIVIL ACTION NO. 3. 09—CV—00001
`Reply to SEL's Response to Samsung' 5 Proposed Findings of Fact dated
`February 22, 2010, 812 pages, CIVIL ACTION NO. 3:09-CV-00001
`Response to SEL's Responsive Proposed Findings of Fact in Support of Its
`Opposition to Defendants' Motion for Summary Judgment Regarding US. Patent
`Nos. 6,900,463, 7,413,937, 7,215,402, 7,394,516 dated February 22, 2010,
`originally 359 pages, 328 pages as redacted and submitted herewith, CIVIL
`ACTION NO. 3:09-CV-00001
`
`SEL's Reply in Support of its Motion for Partial Summary Judgment dated
`February 22, 2010, originally 162 pages, 141 pages as redacted and submitted
`herewith, CIVIL ACTION NO. 3:09-CV-00001
`SEL's Response to Samsung's Supplemental Proposed Findings of Fact in
`Opposition to SEL's Corrected Motion for Partial Summary Judgment dated
`FebruarLZZ, 2010, 439 pages, CIVIL ACTION NO. 3:09-CV-00001
`Date
`
`Examiner
`
`Signature
`
`[/2 hi Q i]!
`
`Considered
`
`0‘1 [105/201 ‘1
`
`Initial if reference considered, whether or not citation is in conformance will] MPEP 609. Draw line through citation if not in
`*EXAMINER:
`conformance and not considered. Include copy of this form with next communication to applicant
`
`. ALI. REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
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`MQ/
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`SEL EXHIBIT 2006
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`PAGE 2
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`SEL EXHIBIT 2006
`PAGE 2
`
`

`

`Receipt date: 32/21/2310
`Please type a plus sign (+) inside this box —) [+]
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`t2t§5783 - CAL): 2871
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`Approved for use through 10/3I/2002. OMB 0651—0031
`U.S. Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE
`ons are re- uired to res und to a collection ofinfonnation unless it contains a valid OMB control number.
`Under the Pan rwork Reduction Act of 1995, no .~
`
`Substitute for form I449A/PTO
`
`
`
`
`
`12/165,783
`
`INFORMATION DISCLOSURE
`
`
`
`
`
`July 1, 2008
`Filing Date
`STATEMENT BY APPLICANT '
`First Named Inventor
`
`
`
`Hongyong ZHANG
`(use a: many sheets a: necessary)
`
`
`
`2871
`Group An Unit
`
`En miner Na me
`Zhi Qiano Qi
`
`
`
`Attorney Docket Number
`0756-8515
`
`
`
`OTHER PRIOR ART — NON PATENT LITERATURE DOCUMENTS
`
`Include name ofthe author (in CAPITAL LETTERS), title of the article (when appropriate), title of the
`item (book, magazine, journal, serial, symposium, catalog, etc.)., date, page(s), volume-issue number(s),
`publisher, city and/or country where published.
`
`SEL's Reply to Samsung's Response to SEL's Corrected Proposed Findings of
`
`Fact1 dated February 22, 2010, 263 ooaes, CIVIL ACTION NO. 3:09-CV-00001
`SEL’s Motion for Leave to Supplement the Expert Report of Dr. Aris Silzars dated
`March 19, 2010, 4 00865, CIVIL ACTION NO. 3:09—CV—00001
`L
`Memorandum in Support of SEL's Motion for Leave to Supplement the Expert
`Report of Dr. Aris Silzars dated March 19, 2010, 8 pages, CIVIL ACTION NO.
`3:09-CV—00001
`
`
`
`Samsung's Opposition to SEL's Motion for Leave to Supplement the Expert
`Report of Dr. Aris Silzars dated March 27, 2010, 22 pages, CIVIL ACTION NO.
`3:09—CV—00001
`
`Corrected Declaration of Brian M Berliner in Support of Samsung's Brief in
`Opposition to SEL's Motion for Leave to Supplement the Expert Report of Dr. Aris
`Silzars with Exhibits dated March 29, 2010, 89 pages, CIVIL ACTION NO. 3:09-
`CV—00001
`
`Reply Brief in Support of SEL's Motion for Leave to Supplement the Expert Report
`of Dr. Aris Silzars dated March 31, 2010, 22 pages, CIVIL ACTION NO. 3:09-CV—
`00001
`
`Declaration of Jeffrey A. Koppy in Support of SEL's Reply Brief in Support of
`SEL's Motion for Leave to Supplement the Expert Report of Dr. Aris Silzars with
`
`Exhibits dated March 31, 2010, 98 pages, CIVIL ACTION NO. 3:09—CV-00001
`SEL's Motion for Leave to File a Corrected Supplemental Expert Report of Dr.
`
`Aris Silzars dated April 7, 2010, 7 pages, CIVIL ACTION NO. 3:09-CV—00001
`Declaration of Jeffrey A. Koppy in Support of SEL's Motion for Leave to File a
`Corrected Supplemental Expert Report of Dr. Aris Silzars with Exhibits dated April
`
`7, 2010, 93 pages, CIVIL ACTION NO. 3:09—CV—00001
`Samsung Electronics Co., Ltd.'s Fifth Supplemental Responses to SEL's
`Interrogatory No.3 with Exhibits dated April 13, 2010, 45 pages, CIVIL ACTION
`NO. 3:09-CV—00001
`-
`
`Samsung's Opposition to SEL's Motion for Leave to File a Corrected
`Supplemental Expert Report of Dr. Aris Silzars dated April 14, 2010, 20 pages,
`CIVIL ACTION NO. 3:09-CV-00001
`
`Second declaration of Brian M. Berliner in Support of Samsung's Brief in
`Opposition to SEL's Motion for Leave to File a Corrected Supplemental Expert
`Report of Dr. Aris Silzars dated April 14, 2010, 6 pages, CIVIL ACTION NO. 3:09-
`CV-00001
`
`Reply Brief in Support of SEL's Motion for Leave to File a Corrected
`Supplemental Expert Report of Dr. Aris Silzars dated April 26, 2010, 15 pages,
`CIVIL ACTION NO. 3:09-CV—00001
`
`Declaration of Jeffrey A. Koppy in Support of Reply Brief in Support of SEL's
`Motion for Leave to File a Corrected Supplemental Expert Report of Dr. Aris
`Silzars dated Aoril 26, 2010, 2 anaes, CIVIL ACTION NO. 3:09-CV—00001
`
`Examiner
`
`,
`
` Oi/OS/Qflii
`
`
`,
`
`'/
`
`Date
`
`Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`‘EXAMINER:
`”"f°mm%‘dltfl°i®EiFEE’FtEW$‘®Q ’ WEE‘RE‘EECEOXQEW- WH E R E i. i N E5) TH ROU G H.
`
`/'MQ/ ‘
`
`SEL EXHIBIT 2006
`
`PAGE 3
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`SEL EXHIBIT 2006
`PAGE 3
`
`

`

`t2165783 - SAL): 2871
`term/2:110
`Receipt date:
`PTO/SB/OXA (08—00)
`Please type a plus Sign (+) inside this box —> [+]
`Approved for use through 10/31/2002. OMB 065l—003l
`US. Patent and Trademark Office: US. DEPARTMENT OF COMMERCE
`Under the Pa rwork Reduction Act of 1995, no 1 rsons are reuired to res - nd to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449A/PTO
`
`
`-
`Complete ifKnown
`
`INFORMATION DISCLOSURE
`
`1”165.783
`Jul
`1, 2008
`Hon on ZHANG
`STATEMENT BY APPLICANT
`£8 to a
`sheet as "enema
`2871
`ry) G—roupArtUnit
`(u
`m "y
`S
`
`Examiner_ame Zhi Qian- QI
`-_—_— 0756-8515
`
`APP"““°“ N"“"’"
`Filing Date
`
`OTHER PRIOR ART — NON PATENT LITERATURE DOCUMENTS
`
`Examiner
`
`Cite
`
`Include name ofthe author (in CAPITAL LETTERS), title of the article (when appropriate), title of the
`item (book, magazine, journal, serial, symposium, catalog, etc.)., date, page(s), volume-issue numbcr(s),
`
`publisher, city and/or country where published.
`
`
`n
`
`
`
`
`
`
`Samsung's Opposition to SEL's Motion for Leave to Supplement the Expert
`Witness Report of Professor Paul A. Kohl dated April 30, 2010, 18 pages, CIVIL
`ACTION NO. 3:096V—00001
`
`Second Declaration of Brian M. Berliner in Support of Samsung's Brief in
`Opposition to SEL's Motion for Leave to Supplement the Expert Witness Report of
`Professor Paul A. Kohl with Exhibits dated April 30, 2010, 21 pages, CIVIL
`ACTION NO. 3:09-CV-00001,
`Reply Brief in Support of SEL's Motion for Leave to Supplement the Expert
`Witness Report of Professor Paul A. Kohl dated May 5, 2010, 17 pages, CIVIL
`ACTION NO. 3:09-CV-00001
`
`
`
`
`
`
`
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`
`
`
`
`
`
`
`
`
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`
`
`
`
`
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`
`
`_42 pages, CIVIL ACTION NO. 3:09-CV-00001
`
`Declaration of Jeffrey A. Koppy in Support of SEL's Reply of SEL's Motion to
`Supplement the Expert Witness Report of Professor Paul A. Kohl with Exhibits
`dated Ma 5, 2010, 10 o-aes, CIVIL ACTION NO. 3:09-CV-00001
`Supplemental Responses to Defendants' lnterrogatory Nos. 3, 5-10, 12, 16-17,
`22-24, and 27 to Plaintiff Semiconductor Energy Laboratory Co., Ltd. dated May
`7, 2010, 25 o-aes, CIVIL ACTION NO. 3:09-CV-00001
`
`Response to Defendants' Seventh Set of lnterrogatories (Nos. 29-40) to Plaintiff
`Semiconductor Energy Laboratory Co., Ltd. dated May 7, 2010, 23 pages, CIVIL
`ACTION NO. 3:09-CV-OOOO1
`
`Samsung Electronics Co., Ltd.'s Responses to SEL's First Set of Requests for
`Admissions dated May 7, 2010, 5 pages, CIVIL ACTION NO. 3:09-CV-00001
`Samsung Mobile Display 00., Ltd.'s Responses to SEL's First Set of Requests for
`Admission dated Ma 7, 2010, 5 ooaes, CIVIL ACTION NO. 3:09-CV—00001
`Samsung Electronics America, Inc's Responses to SEL's First Set of Requests for
`Admission dated Ma 7, 2010, 5 pages, CIVIL ACTION NO. 3:09-CV-00001
`Samsung Telecommunications America, LLC's Responses to SEL's First Set of
`Requests for Admission dated May 7, 2010, 5 pages, CIVIL ACTION NO. 3:09-
`CV-00001
`
`S-LCD Corporation’s Responses to SEL‘s First Set of Requests for Admission
`o-aes, CIVIL ACTION NO. 3:09-CV-00001
`Samsung Electronics Co., Ltd.'s Third Supplemental Responses to SEL's Second
`Set of lnterrogatories dated May 7, 2010, 23 pages, CIVIL ACTION N0. 3:09-CV—
`00001
`
`Samsung Electronics Co, Ltd.'s Thirteenth Supplemental Response to SEL's
`First Set of lnterrogatories dated May 7, 2010, 54 pages, CIVIL ACTION NO.
`3:09-CV-00001
`
`Docket Sheet 2010/2/6 through 2010/5/7, 59 pages, CIVIL ACTION NO. 3:09-CV-
`00001
`
`
`
`
`
`E
`
`'
`
`.,.
`.
`.
`12m or
`
`_
`
`D
`
`1
`.
`01/05/2011
`
`‘EXAMINER:
`Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`conformance and not considered.
`lnclwéoévéNaecm with next communica ion
`ALL EEFEEE
`NSIDEEED EXEEET WHERE LiNEE) THROUGH i‘v’i/Q
`
`SEL EXHIBIT 2006
`
`PAGE 4
`
`SEL EXHIBIT 2006
`PAGE 4
`
`

`

`
`
`Applicant(s)/Patent Under
`Reexamination
` . . 12/155,783 ZHANG, HONGYONG
`
`
`
`Notice of References Cited
`.
`.
`Examiner
`Art Unit
`
`Application/Control No.
`
`MIKE Ql P833610“ 2871
`
`U.S. PATENT DOCUMENTS
`
`
`
`.
`.
`.
`Date
`Document Number
`
`Country Code-Number—Kind Code
`MM_YYYY
`CIaSSIfIcatIOn
`US—5,285,300 A
`02—1994
`349/187
`
`Suzuki et al.
`
`*
`
`Document Number
`Country Code-Number—Kind Code
`
`Date
`MM—YYYY
`
`country
`
`Name
`
`.
`.
`.
`CIaSSIfIcation
`
`--—_———
`
`FOREIGN PATENT DOCU MENTS
`
`
`
`
`
`NON-PATENT DOCUMENTS
`
`Include as applicable: Author, Title Date, Publisher, Edition or Volume, Pertinent Pages)
`
`‘A copy of this reference is not being furnished with this Office action. (See MPEP § 707.05(a).)
`Dates in MM-YYYY format are publication dates. Classifications may be US or foreign.
`U.S. Patent and Trademark Office
`PTO—892 (Rev. 01—2001)
`
`Notice of References Cited
`
`Part of Paper No. 20100914
`
`SEL EXHIBIT 2006
`
`PAGE 5
`
`SEL EXHIBIT 2006
`PAGE 5
`
`

`

`
`
`Receipt gag
`
`d
`
`Un '-
`
`'3 21P$§3E§€A “(0%ng : 2871
`I
`Approved for use through 10/31/2002. OMB 0651-0031
`US. Patent and Trademark Office: US. DEPARTMENT OF COMMERCE
`
`‘
`
`
`: e a pgsggn/(gQtsidgthis box —> [+]‘ .
`
`
`
`
`
`INFORMATION DISCLOSURE
`
`
`STATEMENT BY APPLICANT
`
`
`(use as many sheets as necessary)
`
`
`
`
`Examiner Name
`
`Attorney Docket Number
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`
`Name of Patmtce or Applicant ofCitcd
`0mm”
`Kind Code2
`Number
`nflmwn/
`
`
`Date ofPublication ofCited
`Document
`MLM-DD-YYYY
`
`Pages, Columns, Lines, Where Relevant
`Passages or Relevant Figures Appear
`
`U1
`
`7
`
`lzumi
`
`08/05/1997
`
`5,654,781
`5,513,023
`5.202.778
`5,278,682
`5,076,667
`5,559,525 ”—
`5,644,373
`Furuskima et al.
`07/01/1997
`5,365,357
`Ohgawara et al.
`11/15/1994
`5,659,379
`Morimoto
`08/19/1997
`5,488,498
`Fu'ii et al.
`01/30/1996
`5,285,300
`Susuki et al.
`02/08/1994
`5,406.398
`Susuki et al.
`04/11/1995
`
`|
`|
`
`FOREIGN PATENT DOCUMENTS
`
`
`Foreign Patent Document
`Date ofPublication nt‘Citcd
`Pages, Columns, Lines,
`
`Kind Code
`W-DD»YYYY
`or Relevam Figures
`,
`(if/mm)
`App“,
`
`figs
`
`on‘iceJ
`
`Number‘
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`
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`Document
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`WhereRelevantPassages -
`
`
`1"
`
`
`
`0
`
`
`
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`10/27/1995
`_- JP
`
`07281197
`10/27/1995
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`09/26/1990
`—- JP
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`IIIIIIII
`
`22
`JP
`06-250224
`09/09/1994
`
`23
`JP
`05072540
`03/26/1993
`24
`JP
`06-258661
`09/16/1994
`
`Full
`03/25/1994
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`IIIIIIII
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`
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`
`’ ./
`
`Date
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`=IHI_——
`
`
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`
`05/18/1994 —-
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`5mm
`0903/2010
`‘EXAMINER:
`Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
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`ALL E’EEEEENSES CONSiDERED EXCEPT WHERE LiNED THROUGH.
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`/'MQ/
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`SEL EXHIBIT 2006
`
`PAGE 6
`
`SEL EXHIBIT 2006
`PAGE 6
`
`

`

`Receipt gatetegfingI/g fittings“ [+1
`
`flififilfitfi (OEIIIUS 287i
`Approved for use through 10/310002. OMB 0651-0031
`U.S. Patent and Trademark Office: US. DEPARTMENT OF COMMERCE
`Under the Pa- rwork Reduction Act of I995, no . rsons are reuuired to res: md to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449A/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(use as many sheets as necessary)
`
`Complete ifKnown
`A: Ilication Number
`12/165,783
`Jul
`1 2008
`Filing ate
`I
`Hon. on ZHANG
`2871
`ZhI Qian- QI
`
`—_-__ 0756-8515
`
`—xaminerName
`
`OTHER PRIOR ART — NON PATENT LITERATURE DOCUMENTS
`
`Examiner
`Initials
`
`Cite
`No.
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the
`item (book, magazine, journal, sen‘al, symposium, catalog, etc.)., date, page(s), volume-issue number(s),
`publisher, city and/or country where published.
`
`Response to Defendants’ First Set of Interrogatories to Plaintiff Semiconductor
`Energy Laboratory Co., Ltd., dated May 29, 2009, 102 pages (Appendix A-E),
`CIVIL ACTION NO. 3:09-CV-00001
`
`
`—-'k
`
`
`
`(,0J:
`
`(.00'1
`
`(A)0.)(.000(O(D\IO7
`
`Defendants' Answer, Defenses, and Counterclaims to Plaintiff’s First Amended
`Complaint, dated Jul 14, 2009, 33 pages, CIVIL ACTION NO. 3:09-CV-00001
`Samsung Electronics Co., Ltd.’s Second Supplemental Responses to SEL’s First
`Set of Interrogatories, dated July 14, 2009,73 pages, CIVIL ACTION NO. 3:09-
`CV-00001
`
`Response to Defendants’ Second Set of Interrogatories to Plaintiff Semiconductor
`Energy Laboratory Co, Ltd., dated July 27, 2009, 38 pages (Appendix A-B),
`CIVIL ACTION NO. 3:09-CV-00001
`Plaintiff and Counterclaim Defendant SEL's Answer to Defendants‘
`
`Counterclaims, dated July 28, 2009, 14 pages, CIVIL ACTION NO. 3:09-CV-
`00001
`
`Motion to Dismiss and/or Strike Certain Counterclaims and Defenses, dated July
`28, 2009, 2 pages, CIVIL ACTION NO. 3:09-CV-00001
`SEL‘s Memorandum in Support of its Motion to Dismiss and/or Strike Certain
`Counterclaims and Defenses, dated July 28, 2009, 15 pages, CIVIL ACTION NO.
`3:09-CV-00001
`
`Motion for Leave to File lnstanter (1) Amended motion to dismiss and/or strike
`inequitable conduct allegations based on New Federal Circuit Authority; and (2)
`amended answer to counterclaim, dated August 11, 2009, 5 pages, CIVIL
`ACTION NO. 3:09-CV—00001
`
`a
`
`SEL‘s Motion and Memorandum in Support of its Amended Motion to Dismiss
`and/or Strike Inequitable Conduct Allegations, dated August 11, 2009, 30 pages,
`CIVIL ACTION NO. 3:09-CV—00001
`Plaintiff and Counterclaim Defendant SEL's amended answer to Defendants'
`
`Counterclaims, dated August 11, 2009, 15 pages, CIVIL ACTION NO. 3:09-CV—
`00001
`
`Plaintiff and Counterclaim Defendant SEL's amended answer to Defendants'
`
`Counterclaims, dated August 13, 2009, 14 pages, CIVIL ACTION NO. 3:09-CV-
`00001
`
`SEL's Motion and Memorandum in Support of its Amended Motion to Dismiss
`and/or Strike Inequitable Conduct Allegations, dated August 13, 2009, 30 pages,
`CIVIL ACTION NO. 3:09-CV-00001
`
`Examiner
`
`
`
`Date
`
`
`
`Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`'EXAMINER:
`conformance and not considered. Include copy of this form with next communication to applicant
`
`ALI. REEERENSES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/
`
`MQ/
`
`SEL EXHIBIT 2006
`
`PAGE 7
`
`SEL EXHIBIT 2006
`PAGE 7
`
`

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`RECEEpt géaas'tegyl’pe figuzsrgg'ég Qiside this box —> [+]
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`Under the P . ' rwork Reduction Act of 1995, no r
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`'3 21$C§$§g EOE—‘05:“; : 2871
`Approved for use through 10/31/2002. OMB 065 l—0031
`US. Patent and Trademark Office: US. DEPARTMENT OF COMMERCE
`ons are rcuired to res nd to a collection of information unless it contains a valid OMB control number,
`
`Complete ifKnown
`
`12/165,783
`Jul
`1. 2008
`Hon on- ZHANG
`
`2871
`Zhl Qian D
`0756-8515
`
`Group Art Unit
`Examiner Name
`Attorney Docket Number
`
`OTHER PRIOR ART -— NON PATENT LITERATURE DOCUMENTS
`
`
`
`Examiner
`Cite
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title ofthe
`
` publisher, city and/or country where published
`Lnitials'
`No.l
`item (book, magazine, journal, serial, symposium, catalog, etc.)., date, page(s), volume-issue numbcr(s),
`
`
` Samsung Electronics Co., Ltd.'s Fourth Supplemental Responses to SEL's First
`I 45
`Set of lnterrogatories (Exhibit A-D), dated August 28, 2009, 83 pages, CIVIL
`
`
`
`ACTION NO. 3:09-CV-00001
` First Supplemental and Revised Response to Defendants' lnterrogatory No. 5 to
`
`.I
`
`Plaintiff Semiconductor Energy Laboratory Co., Ltd. (Appendix A-H), dated
`
`August 28, 2009, 161 pages, CIVIL ACTION NO. 3:09-CV-00001
`
`
`
`
`
`Plaintiff Semiconductor Energy Laboratory Co., Ltd's list of proposed claim terms
`and proposed claim construction, dated August 31, 2009, 3 pages, CIVIL ACTION
`
`
`
`NO. 3:09-CV—00001
`
`
`
`Defendants' disclosure of claim terms to be construed and proposed
`constructions, dated August 31, 2009, 4 pages, CIVIL ACTION NO. 3:09-CV-
`48
`
`
`
`00001
`
`
`
` Docket Sheet 2009/1/2 through 2009/9/3, 9 pages, CIVlL ACTION NO. 3:09-CV—
`
`
`00001
` Defendants' first amended answer, defenses, and counterclaims to plaintiff's first
`amended complaint, dated September 10, 2009, 55 pages, CIVIL ACTION NO.
`3:09-CV-00001
`
`
`Second Supplemental response to defendants' interrogatory No.5 to plaintiff
`
`Semiconductor Energy Laboratory Co., Ltd., dated September 14, 2009, originally
`
`50 pages, 45 pages as redacted and submitted herewith, CIVIL ACTION NO.
`
`3:09-CV-00001
`
` Plaintiff Semiconductor Energy Laboratory Co., Ltd.'s response to defendants'
`disclosure of claim terms to be construed and proposed constructions, dated
`53
`
`
`September 14, 2009, 5 pages, CIVIL ACTION NO. 3:09—CV—00001
`
`
`
`Defendant's Response to SEL's Proposed Constructions, dated September 14,
`2009, 3 pages, CIVIL ACTION NO. 3:09-CV-00001
`
`47
`
`
`
`
`
`‘
`
`
`
`Examiner
`
`,
`
`K
`
`.4
`
`Date
`
`
`
`
`
`initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`"EXAMTNER:
`conformance and not considered. Include copy of this form with next communication to applicant
`
`ALI. REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/'MQ/
`
`SEL EXHIBIT 2006
`
`PAGE 8
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`SEL EXHIBIT 2006
`PAGE 8
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`

`

`RECEEpt geasegyrp%pe a pGEE;(% Qisidefithis box —>[+]
`
`'3 2 R%%Zfié§ ("08%;“) : 2871
`Approved for use through 10/31/2002. OMB 0651-0031
`US. Patent and Trademark Office: US. DEPARTMENT OF COMMERCE
`Under the Pa rwork Reduction Act of I995, no - rsons are re- uired to re - -nd to a collection of information unless it contains a valid OMB control number.
`
`
`Substitute for form 1449AIPTO
` Complete ifKnown
`
`121165.783
`
`
`Jul
`1. 2008
`Ham on- ZHANG
`
`
`2871
`
`
`
`Examiner Name
`Zhi Qiang Qi
`
`Attorney Docket Number
`0756-8515
`OTHER PRIOR ART — NON PATENT LITERATURE DOCUMENTS
`
`
`
`
`
`
`Examiner
`Initials.
`
`Cite
`No.l
`
`l ERS), title of the article (when appropriate), title of the
`Include name of the author (in CAPITAL LE I
`item (book, magazine, jotunal, serial, symposium, catalog, etc.)., date, page(s), volume-issue number(s),
`publisher, city and/or country where published.
`
`Plaintiff and Counterclaim Defendant SEL's answer to Defendants' first amended
`counterclaims, dated September 24, 2009, 14 pages, CIVIL ACTION NO. 3:09-
`CV-00001
`
`
`SEL's Memorandum in support of Motion to Dismiss and/or Strike Inequitable
`, Conduct Allegations in Samsung‘s Amended Answer, dated September 24, 2009,
`34 pages, CIVIL ACTION NO. 3:09-CV-00001
`
`Proposed Order, filed September 24, 2009, 1 page, CIVIL ACTION NO. 3:09-CV—
`00001
`
`Motion to Dismiss and/or Strike Inequitable Conduct Allegations in Samsung’s
`Amended Answer, dated September 24, 2009, 2 pages, CIVIL ACTION NO. 3:09-
`
`CV-00001-BBC
`
`
`
`
`
`Defendants' First Amended Response to SEL’s Proposed Constructions, dated
`October 5, 2009, 3 pages, CIVIL ACTION NO. 3:09-CV-00001
`Defendants‘ First Amended Disclosure of Claim Terms to be Construed and
`
`Proposed Constructions, dated October 5, 2009, 4 pages, CIVIL ACTION NO.
`
`3:09—CV—00001
`Defendants’ Corrected First Amended Disclosure of Claim Terms to be Construed
`
`and Proposed Constructions, dated October 6, 2009, 4 pages, CIVIL ACTION
`NO. 3:09-CV-00001
`
`Plaintiff Semiconductor Energy Laboratory Co., Ltd's Opening Claim Construction
`Brief, dated October 7, 2009, 85 pages, CIVIL ACTION NO. 3:09-CV-00001—BBC
`SEL'S Motion requesting Claim Construction and Hearing, dated October 7, 2009, »
`4 uoaes, CIVIL ACTION NO. 3:09—CV-00001-BBC
`
`Samsung'5 Opening Claim Construction Brief, dated October 7,2009, 83 pages,
`CIVIL ACTION NO 3: 09—CV—00001
`Declaration of Nicholas J Whilt in support of Samsung'3 opening Claim
`Construction Brief, dated October 7, 2009, 912 pages, CIVIL ACTION NO. 3:09-
`CV-00001
`
`Samsung's opposition to SEL's motion to dismiss and/or strike inequitable
`conduct allegations in Samsung's amended'answer, dated October 15, 2009, 50
`ooaes, CIVIL ACTION NO. 3:09—CV—00001
`
`
`
`Initial if reference considered, whether or not citation is in conformance with MPEP 609, Draw line through citation if not in
`‘EXAMINER:
`confom'iance and not considered. Include copy of this form with next communication to applicant
`
`l
`
`l
`
`
`
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/'MQ/
`
`SEL EXHIBIT 2006
`
`PAGE 9
`
`SEL EXHIBIT 2006
`PAGE 9
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`

`

`Receipt ta;”negates
`
`meant; teat-3: 2871
`Approved for use through [0/3 |f2002. OMB 0651-0031
`U.S. Patent and Trademark Offim: US. DEPARTMENT OF COMMERCE
`Under the Pan rwork Reduction Act of I995, no n rsons are renuned to res nnd to a collection of information unless it contains a valid OMB control number.
`
`Substitute for rum 1449A/P'I‘0
`
`
`Complete ifKnown
`
`INFORMATION DISCLOSURE ‘ Application Number
`
`STATEMENT BY APPLICANT _F""lg”"3
`I”’”“"""’"‘”””‘"””“"”
`
`J12l/1165,27080133
`u
`.
`Hono on ZHANG
`2871
`ZhI Qian ' QI
`_xamineanme
`-|-nl__ 0756-8515
`
`OTHER PRIOR ART — NON PATENT LITERATURE DOCUMENTS
`
`Examiner
`Initials'
`
`Cite
`No.I
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title ofthe
`item (book, magazine, journal, serial, symposium, catalog, etc.),, date, page(s), volume—issue numbcr(s),
`publisher, city and/or country where published.
`
`SEL's reply in support of its motion to dismiss and/or strike inequitable conduct
`allegations in Samsung's amended answer, dated October 26, 2009, 34 pages,
`
`CIVIL ACTION NO. 3:09-CV-00001
`
`
`
`SEL's response to Samsung's opening claim construction brief, dated October 28,
`2009, 83 nnaes, CIVIL ACTION NO. 3:09-CV-00001-BBC
`Samsung's responsive claim construction brief, dated October 28, 2009, 62
`pages, CIVIL ACTION NO. 3:09—CV-00001
`Third Supplemental Response to Defendants' Interrogatory No. 5 to Plaintiff
`Semiconductor Energy Laboratory Co., Ltd., dated November 2, 2009, 9 pages,
`CIVIL ACTION NO. 3:09—CV—00001—BBC
`
`SEL's Supplemental Response to Defendants' Interrogatory No. 16, dated
`November 20, 2009, 21 anaes, CIVIL ACTION NO. 3:09-CV-00001-BBC
`Samsung Electronics Co., Ltd.'s fifth supplemental responses to SEL's first set of
`interrogatories, dated December 9, 2009, 184 pages, CIVIL ACTION NO. 3:09-
`CV—00001
`
`Expert Report of Dr. Aris Silzars, dated December 15, 2009, originally 103 pages,
`97 pages as redacted and submitted herewith, CIVIL ACTION NO. 3:09-CV-
`00001
`
`Expert report of Dr. Timothy J, Drabik regarding invalidity of US Patent Nos.
`7,215,402 and 7,394,516, dated December 15, 2009, 656 pages, CIVIL ACTION
`NO. 3:09-CV-00001
`
`Defendants' third amended answer, defenses, and counterclaims to plaintiff‘s first
`amended complaint, dated December 28, 2009, 63 pages, CIVIL ACTION NO.
`3:09—CV—00001
`
`
`
`Samsung Electronics Co., Ltd's second supplemental responses to SEL‘s second
`set of interrogatories, dated December 31, 2009, 16 pages, CIVIL ACTION NO.
`
`3:09-CV-00001
`
`Samsung Electronics Co., Ltd.'s seventh supplemental responses to SEL's first
`set of interrogatories, dated December 31, 2009, 26 pages, CIVIL ACTION NO.
`3: 09-CV-00001
`
`Opinion and order, dated January 5, 2010 36 pages, CIVIL ACTION NO. 3. 09-
`CV—00001-BBC
`SEL'5 Supplemental Response to Defendants' Interrogatory No 12, dated
`January 12 2010, 9 noaes, CIVIL ACTION NO. 3: 09-CV-00001 -BBC
`
`Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`*EXAMINER:
`conformance and not considered. Include copy of this form with next communication to applicant
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/'MQ/
`
`SEL EXHIBIT 2006
`
`PAGE 10
`
`SEL EXHIBIT 2006
`PAGE 10
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`

`

`RECElpt gease:ype amg:51gn/(%msupthis box —> [+]
`
`'3 2 jpfiéggfig EOQEU: 2871
`Approved for use through 10/31/2002. OMB 0651-0031
`U. S. Patent. and Trademark Office: U.S. DEPARI‘MENT OF COMMERCE
`
`
`
`12/165,783
`Jul
`1. 2008
`
`
`
`Ham on ZHANG
`
`
`
`2871
`
`_roupArt Unit
`
`Examiner Name
`Zhl Qiang Ql
`
`Attorney Docket Number
`0756-8515
`
`Examiner
`Initials.
`
`'
`
`.
`
`Include name of the author (in CAPITAL LETTERS), title ofthe article (when appropriate), title of the
`item (book, magazine, journal, serial, symposium, catalog, etc )., date, page(s), volume—issue number(s),
`publisher, city and/or country where published.
`
`Defendants' second amended answer, defenses, and counterclaims to plaintiff‘s
`first amended complaint, dated January 15, 2010, 56 pages, CIVIL ACTION NO.
`3:09-CV-00001
`,
`Expert report of Dr. Aris Silzars in opposition to the Expert report of Timothy J.
`Drabik regarding invalidity of US. Patent Nos. 7,394,516 and the Expert report of
`_ Dr. Richard B. Fair regarding invalidity of US. patent No. 7,413,937, dated
`January 20, 2010, 577 pages, CIVIL ACTION NO. 3:09-CV—00001
`
`' 83
`
`Expert report of Nicholas P. Godici, dated January 20, 2010, 89 pages, CIVIL
`ACTION NO. 3: 09-CV—00001
`
`84
`
`85
`
`Expert report of Dr. Timothy J. Drabik regarding non-infringement of US patent
`nos. 7,215,402 and 7,394,516, dated January 20, 2010, 63 pages, CIVIL
`ACTION NO. 3:09-CV-00001
`
`Supplemental responses to Defendants' interrogatory Nos. 1, 2—3, 5-6, 8-9, 11-12,
`and 16-18 to Plaintiff Semiconductor Energy Laboratory co., ltd., dated January
`21,2010, 29 anaes, CIVIL ACTION NO. 3:09-CV—00001-BBC
`Plaintiff‘s motion for partial summary judgment, dated January 22, 2010, 4 pages,
`CIVIL ACTION NO. 3:09-CV-00001-BBC
`
`
`
`
`. Declaration of Jeffrey A. Koppy in support of partial summaryjudgment, dated
`
`January 22, 2010, 2558 pages, CIVIL ACTION NO. 3:09-CV-00001-BBC
`Defendant Samsung's Motion for Summary Judgment Regarding US. Patent
`Nos. 6,900,463, 7,413,937, 7,215,402, and 7,394,516, dated January 22, 2010, 4
`pages, CIVIL ACTION NO. 3:09-CV-00001
`Proposed findings of fact in support of Samsung's motion for summary judgment
`regarding US. patent Nos. 6,900,463,7,413,937,7,215,402, and 7,394,516, dated
`Janua
`22, 2010, 208
`es, CIVIL ACTION NO. 3:09-CV—00001
`
`
`
`00100
`
`00/10/2010
`
`-
`
`
`
`Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`*EXAMINER:
`conformance and not considered. Include copy of this form with next communication to applicant.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LlNED THROUGH.
`
`/'MQ/
`
`SEL EXHIBIT 2006
`
`PAGE 11
`
`SEL EXHIBIT 2006
`PAGE 11
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`

`

`RECEEpt gigs???pus/Siggt/wgmmde this box —> [+]
`
`'3 2 WERE; (“OgifiU : 2871
`Approved for use through 10/31/2002. 0MB 0651-0031
`US. Patent and Trademark Office: US. DEPARTMENT OF COMMERCE
`Under the Pa- mark Reduction Act of 1995, no - rsons are re uired to re - und to a collection of information unless it contains a valid OMB control number.
`
`
`Substitute for form l449A/1’TO
`
`12/165,783
`
`INFORMATION DISCLOSURE
`
`
`JUI
`1, 2008
`
`
`
`Hon on ZHANG
`STATEMENT BY APPLICANT
`
`
`
`2871
`(use as many sheets a: necessary)
`
`
`
`Examiner Name
`Zhi Qiang QI
`
`Attorney Docket Number
`0756-8515
`
`OTHER PRIOR ART — NON PATENT LITERATURE DOCUMENTS
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the
`item (book, magazine, journal, serial, symposium, catalog, etc.)., date, page(s), volume-issue number(s),
`publisher, city and/or country where published
`
`N
`
`Declaration of Ryan K. Yagura in support of Samsung‘s motion for summary
`judgment, dated January 22, 2010, 3805 pages, CIVIL ACTION NO. 3:09-CV—
`0000L
`
`Defendants' third amended answer defenses, and counterclaims to plaintiff's first
`._ amended complaint, dated January 22, 2010, 62 pages, CIVIL ACTION NO. 3: 09-
`' CV—00001
`
`Declaration of Dr. Timothy J. DrabikIn support of Samsung' 5 Motion for Summary
`Judgment, dated January 22, 2010, 152 pages, CIVIL ACTION NO. 3:09-CV—
`
`00001
`
`Corrected SEL's memorandum of law in support of its motion for partial summary
`judgment, dated January 26, 2010, originally 134 pages, 108 pages as redacted
`and submitted herewith, CIVIL ACTION NO. 3:09-CV-00001-BBC
`Corrected proposed findings Of fact, dated January 26, 2010, originally 84 pages,
`55 pages as redacted and submitted herewith, CIVIL ACTION NO. 3:09-CV-
`
`00001-BBC
`
`
`
`Corrected proposed finding of facts in support of Samsung's motion for summary
`judgment regarding US. Patent Nos. 6,900,463, 7,413,937, 7,215,402, and
`7,394,516, dated January 29, 2010, 208 pages, CIVIL ACTION NO. 3:09-CV—
`00001
`
`Corrected brief in support of Samsung's motion for summary judgment regarding
`US. Patent Nos. 6,900,463, 7,413,937, 7,215,402, and 7,394,516, dated January
`29, 2010, 157 o-aes, CIVIL ACTION NO. 3:09—CV-00001
`Samsung's Corrected Exhibits to Declaration of Motion for Summary Judgment,
`dated January 29, 2010, 50 pages, CIVIL ACTION NO. 3:09-CV-00001-BBC
`Plaintiff and counterdefendant SEL's Answer to Defenda