`Tel: 571-272-7822
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`Paper 21
`Entered: June 25, 2013
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
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`XILINX, INC.
`Petitioner
`
`v.
`
`INTELLECTUAL VENTURES I LLC
`Patent Owner
`____________
`
`Case IPR2013-00029 (SCM)
`Patent 5,632,545
`
`
`Before SALLY C. MEDLEY, KARL D. EASTHOM, and
`JUSTIN T. ARBES, Administrative Patent Judges.
`
`MEDLEY, Administrative Patent Judge.
`
`
`DECISION
`Request for Rehearing
`37 C.F.R. § 42.71(d)
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`Case IPR2013-00029
`Patent 5,632,545
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`A conference call was held on June 13, 2013 with counsel for the
`respective parties and a panel of administrative patent judges. The purpose
`of the conference call was for Intellectual Ventures I, LLC (IV) to seek
`guidance regarding a motion to amend. The Board entered an order into the
`record memorializing the conference call. Paper 19; “Order.” IV seeks
`rehearing of the Order. Paper 20.1
`
`
`Analysis
` IV requests “that the Board grant rehearing and clarify that a new
`claim of patent owner’s first alternative” of a set of proposed claims “is
`authorized and not procedurally barred.” Paper 20. The Order is a
`memorialization of a discussion which transpired during the conference call
`and does not include a decision or ruling made by the Board that a proposed
`claim, discussed during the call, would be procedurally barred. Indeed, the
`Board specifically avoided making any such ruling. The Order provides
`that:
`
` Various hypothetical proposed substitute claims were
`discussed. The Board discussed such hypothetical proposed
`substitute claims as best it could without providing an advisory
`opinion on whether a motion to amend with the certain
`proposed hypothetical claims would be granted. Providing such
`an advisory opinion at this juncture would be premature and
`possibly could prejudice Xilinx.
`Order at 3.
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`1 The parties are reminded of the general format requirements set forth in 37
`C.F.R. § 42.6(a). The text of IV’s rehearing request appears to be smaller
`than 14-point.
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`2
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`Case IPR2013-00029
`Patent 5,632,545
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`IV appears to recognize that no such decision was made, but suggests
`that the Board made a ruling or decision during the call that was not
`included per the Order. Specifically, IV recalls that the Board ruled that a
`certain hypothetical proposed claim would not be “procedurally acceptable.”
`Paper 20 at 2.
`The Board does not recall making an oral ruling or decision. The
`Board’s recollection is consistent with the Order which also makes no such
`ruling or decision. Since there was no “decision” made by the Board2 that a
`proposed hypothetical claim would be “procedurally barred,” there is
`nothing for us to reconsider and therefore IV’s request for rehearing is
`dismissed.
`
`The Board, however, exercises its discretion to provide the following
`guidance regarding “a new claim of patent owner’s first alternative” and
`whether such claim would be “procedurally barred.” Paper 20 at 4.
`IV proposes, per its hypothetical first alternative, canceling dependent
`claim 3 and adding a new claim 4 that would depend from original claim 2.
`Paper 20 at 1. The new claim 4 would include “three limitations but not the
`limitations of [original] claim 3.” Id. As we did during the conference call,
`the Board directs attention to IPR2012-00027, Paper 26 at 5-6, which
`provides the following:
`Specifically, with regard to 37 C.F.R. § 42.121(a)2)(i), a
`proposed substitute claim is not responsive to an alleged ground
`of unpatentability of a challenged claim if it does not either
`include or narrow each feature of the challenged claim being
`replaced. A patent owner may not seek to broaden a challenged
`claim in any respect, in the name of responding to an alleged
`
`2 A party dissatisfied with a decision may file a request for rehearing,
`without prior authorization from the Board. 37 C.F.R. § 42.71(d).
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`3
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`ground of unpatentability. A proper substitute claim under 37
`C.F.R. § 42.12(a)(2)(i) must only narrow the scope of the
`challenged claim it replaces. Similarly, under 37 C.F.R. §
`42.121(a)2)(ii), a substitute claim may not enlarge the scope of
`the challenged claim it replaces by eliminating any feature.
`IPR2013-00027, Paper 26 at 5-6 (emphasis added).
`Based on the above paragraph of the IPR2013-00027 decision, and
`with regard to rule 37 C.F.R. § 42.121(a)(2)(i), a patent owner may not
`broaden a challenged claim in any respect, for example by eliminating any
`feature.
`However, as also provided for in the IPR2013-00027 decision, an
`amendment that appears to be beyond what is contemplated by rule 37
`C.F.R. § 42.121(a)(2)(i), would not be “procedurally barred” per se provided
`that the patent owner shows that such an amendment is justified by special
`circumstances. Id.
`For the above reasons, it is
`ORDERED that IV’s Request for Rehearing is dismissed.
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`4
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`Case IPR2013-00029
`Patent 5,632,545
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`PETITIONER:
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`David L. McCombs
`Thomas B. King
`HAYNES AND BOONE, LLP
`2323 Victory Avenue, Suite 700
`Dallas, TX 75219
`david.mccombs@haynesboone.com
`thomas.king@haynesboone.com
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`PATENT OWNER:
`
`George E. Quillin
`Paul S. Hunter
`FOLEY & LARDNER LLP
`3000 K Street, N.W., Suite 600
`Washington, DC 20007-5109
`gquillin@foley.com
`phunter@foley.com
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`5
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