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` Paper No. ___
` Date Filed: June 24, 2013
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`Filed on behalf of Intellectual Ventures
`By: George E. Quillin
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`FOLEY & LARDNER LLP
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`3000 K Street, N.W., Suite 600
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`Washington, D.C. 20007
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`Tel: (202) 672-5300
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`Fax: (202) 672-5399
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`gquillin@foley.com
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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`XILINX, INC.
` Petitioner
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`v.
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`INTELLECTUAL VENTURES I LLC
`Patent Owner
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`Case IPR2013-00029
`Patent 5,632,545
`___________
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`INTELLECTUAL VENTURES REQUEST FOR REHEARING
`(of the Board’s Order of June 17, 2013)
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`4833-4442-3188.1
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`IPR 2013-00029
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`Patent Owner Request for Rehearing
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`Patent owner Intellectual Ventures I LLC requests rehearing of the Board’s order of June
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`17, 2013 (Paper 19). Rehearing is permitted by Bd. R. 42.71(d), by the comment and response
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`of 77 Fed. Reg. at 48624 and of 77 Fed. Reg. at 48687 (Aug. 12, 2012) (“the Board’s rehearing
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`practice for proceedings under part 42 will be consistent with the . . . rehearing practice used in
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`interference proceedings”), and by the Office Patent Trial Practice Guide, 77 Fed. Reg. 48756,
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`48768 (Aug. 14, 2012).
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`The order, Paper 19, resulted from a conference call among the APJs and counsel for the
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`parties, during which counsel for patent owner sought guidance from the Board about a motion
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`to amend the patent. What the Board wrote in its order must be understood in light of what was
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`said during the call.
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`Patent owner’s patent has three claims. Dependent claims 2 and 3 each depend directly
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`from independent claim 1. Here is a graphic representation of that relationship:
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` 1
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`2 3
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`During the call, patent owner proposed a motion to amend that involved canceling
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`dependent claim 3, and adding one of two alternative dependent claims 4. See Paper 19 at 3.
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`In the first alternative, the new claim would depend from claim 2 instead of directly from
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`claim 1, and would add, say, three limitations but not the limitations of claim 3. Graphically:
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` 4
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`1
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`IPR 2013-00029
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`Patent Owner Request for Rehearing
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`In the second alternative, the substitute claim would depend directly from claim 1, and
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`would include all the limitations of claim 3 as well as the three additional limitations.
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`Graphically:
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`2 4'
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`During the call, patent owner came to understand that the Board viewed the first
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`alternative as not procedurally acceptable, at least because it would supposedly transgress the
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`requirement of 35 USC § 316(d)(3) and Bd. R. 42.121(a)(2)(ii) that an amendment must not seek
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`to enlarge “the scope of the claims of the patent.” That is, the Board’s view was a matter of
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`policy or statutory/regulatory interpretation.
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`Patent owner respectfully submits that the Board has misapprehended or overlooked the
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`law on enlarging or broadening the scope of the patent claims. As patent owner pointed out
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`during the call, the claim of the first alternative is necessarily narrower in every respect than the
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`independent claim from which it ultimately depends. In other words, there is nothing within the
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`scope of the new dependent claim 4 that would not have been within the scope of the originally
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`issued independent claim 1 or dependent claim 2.
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`In addition, patent owner submits that a Board ruling procedurally barring a claim of the
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`first alternative runs counter to the agency’s notice and comment rulemaking expressed in the
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`Trial Practice Guide. See, e.g., the “example of what may be included in a motion to amend.”
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`77 Fed. Reg. at 48767. In that example, claims 2, 3, and 4 each depended directly from claim 1.
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`2 3 4
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`2
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`IPR 2013-00029
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`Patent Owner Request for Rehearing
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`All four original claims were cancelled. Claim 5 combined the limitations of and
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`replaced claims 1-3, and claim 6 replaced claim 4. Dependent claim 7, however, did not
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`substitute or replace any previous claim. Rather, it was “a proposed new claim reciting newly
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`claimed subject matter.” Id. Claim 7 was properly dependent and did not enlarge the scope of
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`the patent claims.
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` 5
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`7 6
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`That not-enlarging property of new claim 7 would not change had the patent owner in
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`that example simply refrained from adding a claim to substitute for cancelled claim 4. In other
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`words, new claim 7 did not include and did not need to include the volume limitation of original
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`dependent claim 4.
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`So too here; patent owner respectfully submits that its first alternative claim is properly
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`dependent and does not enlarge the scope of the patent claims. Just as new claim 7 in the Federal
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`Register’s example was permissible, so too patent owner’s first alternative claim here ought to be
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`permissible.
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`The Board’s order did not expressly bar patent owner from presenting a claim of its first
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`alternative, but neither did the order expressly authorize patent owner to file it or grant patent
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`owner’s request for guidance during the call that such a claim would be permissible. To be clear,
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`patent owner does not seek “an advisory opinion on whether a motion to amend with the certain
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`proposed hypothetical claims would be granted.” (Paper 19 at 4, emphasis added) Patent
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`owner recognizes that the Board is not in a position to opine on the substantive merits of a
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`motion it has not seen. So patent owner is not seeking a ruling now on whether its motion to
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`amend would actually be granted on the merits. Rather, patent owner merely seeks a ruling that
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`IPR 2013-00029
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`Patent Owner Request for Rehearing
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`a motion to amend presenting a claim of its first alternative would not for that reason be
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`dismissed or denied.
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`Consequently, patent owner respectfully requests that the Board grant rehearing and
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`clarify that a new claim of patent owner’s first alternative is authorized and not procedurally
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`barred.
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`Date: June 24, 2013
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`Respectfully submitted,
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`/George E. Quillin/_____
`George E. Quillin
`Registration No. 32,792
`Counsel for Patent Owner
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`CERTIFICATE OF SERVICE
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`The undersigned hereby certifies that a copy of the foregoing Intellectual Ventures
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`Request for Rehearing is being served on counsel of record on June 24, 2013, by filing this
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`document through the Patent Review Processing System as well as delivering a copy via
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`commercial overnight courier directed to the counsel of record for the Petitioner at the following
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`David L. McCombs, Esq.
`Haynes and Boone, LLP
`2323 Victory Avenue, Suite 700
`Dallas, TX 75219
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`Respectfully submitted,
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`/George E. Quillin/_____
`George E. Quillin
`Registration No. 32,792
`Counsel for Patent Owner
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`address:
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`Dated: June 24, 2013
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`4833-4442-3188.1
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