LKQ CORPORATION EX. 1021
`LKQ CORPORATION v. CLEARLAMP, LLC
`Trial IPR2013-00020
`
`1
`
`

`

`IDS
`
`November 16, 2007
`Serial No: llx’3ll,852
`
`The Commissioner is hereby authorized to charge any additional fee associated with this
`
`Communication to Deposit Account No. 50-0852.
`
`Respectfully submitted,
`
`W D
`
`avid J. Simonelli, (Reg. No. 36,680)
`Reising, Ethington, Barnes, Kisselle, P.C.
`PO. Box 4390
`
`Troy, MI 48099-4390
`(248) 689-3500
`
`Date: November 16, 2007
`
`

`

`PTOtSBIDSA (11-0?i
`Approved for use through 11t30t2007. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the PaIerwork Reduction Act of 1995. no Iersons are reIuired to resIond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449rPTO
`
`INFORMATION DISCLOSURE
`
`oomph“? If Know"
`1 1:31 1 ,852
`
`““"903‘9
`12-19-2005
`First Named Inventor
`Alexander Krause-Heringer
`Art Unit
`1752
`STATEMENT BY APPLICANT
`Fletcher ”I! William P
`{Use as manysheets as necessary)
`‘aIrsI—_ Attorney Docket Number—
`
`
`
`
`No.
`lnitlals'
`Pages. Columns, Lines, Where
`Name of Paterrtee or
`Publication Date
`Document Number
`Cite1
`Examiner
`Relevant Passages or Relevant
`Applicant of Cited Document
`MM-DD-WW
`
`Figures Appear
`Number-Kind Codea film”
`
`U. S. PATENT DOCUMENTS
`
`11r1 7n 981
`US11,301 ,193
`03f16f1993 ——
`-- ”5' 5.194.293
`—_———
`—_———
`—_———
`—_———
`—_———
`US-
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Examiner
`
`Foreign Patent Document
`
`FOREIGN PATENT DOCUMENTS
`Pages, Columns, Lines,
`Publication
`Name of Patentee or
`Where Relevant Passages
`Date
`Applicant of Cited Document
`No.1
`
`MM—DD—YYYY 0r Relevant Figures Appear
`
`
`
`Date
`Examiner
`Considered
`Signature
`“EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP BDQ. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant.
`'Appllcant‘s unique citation designation number (optional). 2See Kinds Codes of
`USPTO Patent Documents at wwwusgtcgcv or l'v'IPEP 901.04.
`3 Enter Office that issued the document. by the two-letter code (WIPO Standard 8T3). ‘1 For
`Japanese patent documents. the indication of the year of the reign of the Emperor must precede the serial number of the patent document. E'Kind of document by
`the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible.
`fiApplicant is to place a check mark here it English language
`Translation Is attached.
`This collection of information is required by 3'." CFR 1.9TIr and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by the
`USPTO to process} an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete.
`including gathering, preparing. and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments
`on the amount of time you require to complete this form andtor suggestions for reducing this burden. should be sent to the Chief Information Officer. US. Patent
`and Trademark Office, PO. Box 1450‘ Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria. VA 22313-1450.
`tfyrou need assistance in completing the form, cat! t—BOO—PTO—Q‘t 99 {1—800—7869 199) and select option 2.
`
`3
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b}(2}; (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process andi’or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the US. Patent and Trademark Office may not be able to
`process andl'or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom of Information Act.
`A record from this system of records may be disclosed. as a routine use. in the course of
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`A record in this system of records may be disclosed, as a routine use, to a Member of
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or hisiher designee, during an inspection of records conducted by GSA as
`part of that agency's responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`
`A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 3?
`CFR 1.14, as a routine use, to the public if the record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`4
`
`