`
`FiledO5/16/11 Page1 of 6
`
`BLACK & CHANG LLP
`
`Bradford J. Black (SBN 252031)
`bblack@blackandchang.com
`Peter H. Chang (SBN 241467)
`pchang@blackandchang.com
`333 Main Street, Suite 2A
`San Francisco, California 94105
`Telephone:
`415-369-9423
`Facsimile:
`415-520-6840
`
`DESMARAIS LLP
`
`John M. Desmarais (admitted pro hac vice)
`jdesmarais@desmaraisllp.com
`Michael P. Stadnick (admitted pro hac vice)
`mstadnick@desmaraisllp.com
`230 Park Avenue
`
`New York, NY 10169
`
`Telephone:
`Facsimile:
`
`212-351-3400
`212-351—3401
`
`Attorneys for Defendants
`
`
`
`UNITED STATES DISTRICT COURT
`
`FOR THE NORTHERN DISTRICT OF CALIFORNIA
`
`SAN FRANCISCO DIVISION
`
`XILINX, TNC.,
`
`VS.
`
`Plaintiff,
`
`INVENTION INVESTMENT FUND I LP,
`INVENTION INVESTMENT FUND II LLC,
`
`INTELLECTUAL VENTURES LLC,
`INTELLECTUAL VENTURES
`
`MANAGEMENT LLC,
`INTELLECTUAL VENTURES I LLC, and
`INTELLECTUAL VENTURES II LLC,
`
`Defendants.
`
`
`
`Case No. ll-cv-067l-SI
`
`DEFENDANTS’ CERTIFICATE OF
`INTERESTED ENTITIES OR PERSONS
`PURSUANT TO CIVIL LOCAL RULE 3-
`16 AND F.R.C.P. 7.1
`
`IVM v. Xilinx
`
`Exhibit — XLNX-2005
`
`Trial Number: |PR2012-00018
`
`XLNX—2005 - Page 1
`-1-
`
`DEFENDANTS’ CERTIFICATE OF INTERESTED ENTITIES
`CASE NO. ll-cv-067l-SI
`
`
`
`
`
`
`
`Case3:11-cv-00671-S| Document60
`
`Filed05/16/11 Page2 of6
`
`
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`Pursuant to Civil L.R. 3-16, the undersigned certifies that the following listed persons,
`
`associations of persons, firms, partnerships, corporations (including parent corporations) or other
`
`entities (i) have a financial interest in the subject matter in controversy or in a party to the proceeding,
`
`or (ii) have a non-financial interest in that subject matter or in a party that could be substantially
`
`affected by the outcome of this proceeding:
`
`0 Adobe Systems Incorporated: Financial interest in Defendant Invention Investment Fund
`II, LLC
`
`0 Allen SBH Investments LLC: Financial interest in Defendants Invention Investment Fund
`
`I, LR, and Intellectual Ventures I LLC
`
`0 Amazon.com NV Investment Holdings Inc., an affiliate of Amazon.com, Inc.: Financial
`interest in Defendants Invention Investment Fund I, LR, and Invention Investment Fund
`
`II, LLC
`
`0 American Express Travel Related Services Company, Inc.: Financial interest in
`Defendant Invention Investment Fund 1, LP.
`
`0 Apple Inc.: Financial interest in Defendants Invention Investment Fund 1, LR, Invention
`Investment Fund II, LLC, and Intellectual Ventures II LLC
`
`0 Board of Regents of The University of Texas System: Financial interest in Defendants
`Invention Investment Fund II, LLC, and Intellectual Ventures II LLC
`
`0 The Board of Trustees of the Leland Stanford Junior University: Financial interest in
`Defendants Invention Investment Fund II, LLC, and Intellectual Ventures II LLC
`
`0 Brown University: Financial interest in Defendants Invention Investment Fund II, LLC,
`and Intellectual Ventures II LLC
`
`0 Bush Foundation: Financial interest in Defendants Invention Investment Fund II, LLC,
`and Intellectual Ventures II LLC
`
`0 Certain funds of Charles River Ventures: Financial interest in Defendants Invention
`
`Investment Fund I, L.P., Invention Investment Fund II, LLC, Intellectual Ventures I LLC,
`and Intellectual Ventures II LLC
`
`0 Cisco Systems, Inc.: Financial interest in Defendants Invention Investment Fund II, LLC,
`and Intellectual Ventures II LLC
`
`
`
`0 Commonfund Capital Venture Partners VII, L.P.: Financial interest in Defendants
`
`2 XLNX—2005 — Page 2
`
`DEFENDANTS’ CERTIFICATE OF INTERESTED ENTITIES
`CASE NO. ll—cv-0671—SI
`
`
`
`Case3:11-cv-00671-S| Document60
`
`Filed05/16/11 Page3 of6
`
`Invention Investment Fund I, L.P., and Intellectual Ventures I LLC
`
`Cornell University: Financial interest in Defendants Invention Investment Fund I, L.P.
`Invention Investment Fund II, LLC, Intellectual Ventures I LLC, and Intellectual Ventures
`II LLC
`
`Detelle Relay KG, LLC: Non—financial interest in the outcome of the litigation
`
`Detkin, Peter: Financial and/or non—financial interest in Defendants Invention Investment
`
`Fund I, L.P., Invention Investment Fund II, LLC, Intellectual Ventures I LLC, Intellectual
`
`Ventures II LLC, and Intellectual Ventures Management, LLC
`
`Dobkin, Eric: Financial interest in Defendants Invention Investment Fund I, L.P.,
`
`Invention Investment Fund II, LLC, Intellectual Ventures I LLC, and Intellectual Ventures
`II LLC
`
`Dore Capital, L.P., and affiliate of The Vanderbilt University: Financial interest in
`Defendants Invention Investment Fund I, L.P., and Intellectual Ventures I LLC
`
`eBay Inc.: Financial interest in Defendants Invention Investment Fund I, L.P., and
`Invention Investment Fund II, LLC
`
`Fields, Richard: Financial interest in Defendants Invention Investment Fund I, L.P.,
`
`Invention Investment Fund II, LLC, Intellectual Ventures I LLC, and Intellectual Ventures
`II LLC
`
`Flag Capital: Financial interest in Defendants Invention Investment Fund II, LLC, and
`Intellectual Ventures II LLC
`
`The Flora Family Foundation: Financial interest in Defendants Invention Investment
`Fund II, LLC, and Intellectual Ventures II LLC
`
`Google Inc.: Financial interest in Defendant Invention Investment Fund I, L.P.
`
`Gorder, Gregory: Financial and/or non-financial interest in Defendants Invention
`Investment Fund I, L.P., Invention Investment Fund II, LLC, Intellectual Ventures I LLC,
`
`Intellectual Ventures II LLC, and Intellectual Ventures Management, LLC
`
`Gould, Paul: Financial interest in Defendants Invention Investment Fund I, L.P., and
`Intellectual Ventures I LLC
`
`Grinnell College: Financial interest in Defendants Invention Investment Fund II, LLC,
`and Intellectual Ventures II LLC
`
`Holiber, Adam: Financial interest in Defendants Invention Investment Fund II, LLC, and
`Intellectual Ventures II LLC
`
`
`
`
`
`
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`3 XLNX—2005 — Page 3
`
`DEFENDANTS’ CERTIFICATE OF INTERESTED ENTITIES
`CASE NO. ll—cv-067l—SI
`
`
`
`Case3:11-cv-00671-S| Document60
`
`Filed05/16/11 Page4 of6
`
`Howard Hughes Medical Institute: Financial interest in Defendants Invention Investment
`Fund I, L.P., Invention Investment Fund II, LLC, Intellectual Ventures I LLC, and
`Intellectual Ventures II LLC
`
`Intel Corporation: Financial interest in Defendants Invention Investment Fund 1, LP, and
`Invention Investment Fund II, LLC
`
`Intellectual Venture Funding LLC: Non—financial interest in the outcome of the litigation
`
`International Bank for Reconstruction and Development, as trustee: Financial interest in
`Defendants Invention Investment Fund II, LLC, and Intellectual Ventures II LLC
`
`JP Morgan Chase Bank, N.A., as trustee for White Plaza Group Trust: Financial interest
`in Defendants Invention Investment Fund 1, LP, and Intellectual Ventures I LLC
`
`Jung, Edward: Financial and/or non—financial interest in Defendants Invention Investment
`Fund I, L.P., Invention Investment Fund II, LLC, Intellectual Ventures I LLC, Intellectual
`
`Ventures II, LLC, Intellectual Ventures Management, LLC and Intellectual Ventures,
`LLC
`
`Latrosse Technologies, LLC: Non-financial interest in the outcome of the litigation
`
`Legacy Ventures: Financial interest in Defendants Invention Investment Fund II, LLC,
`and Intellectual Ventures II LLC
`
`Mayo Clinic and Mayo Foundation Master Retirement Trust: Financial interest in
`Defendants Invention Investment Fund I, L.P., Invention Investment Fund II, LLC,
`
`Intellectual Ventures I LLC, and Intellectual Ventures II LLC
`
`Certain funds of McKinsey and Company, Inc.: Financial interest in Defendants
`Invention Investment Fund II, LLC, and Intellectual Ventures II LLC
`
`Microsoft Corporation: Financial interest in Defendants Invention Investment Fund, I
`L.P., Invention Investment Fund II, LLC, Intellectual Ventures I LLC, and Intellectual
`Ventures II LLC
`
`Myhrvold, Nathan: Financial and non—financial interest in Defendants Invention
`Investment Fund I, L.P., Invention Investment Fund II, LLC, Intellectual Ventures I LLC,
`
`Intellectual Ventures II LLC, Intellectual Ventures Management, LLC, and Intellectual
`Ventures, LLC
`
`Next Generation Partners V, L.P.: Financial interest in Defendants Invention Investment
`
`Fund I, LP, and Intellectual Ventures I LLC
`
`Nokia Corporation: Financial interest in Defendants Invention Investment Fund I, L.P.,
`Invention Investment Fund II, LLC, Intellectual Ventures I LLC, and Intellectual Ventures
`II LLC
`
`4 XLNX—2005 — Page 4
`
`DEFENDANTS’ CERTIFICATE OF INTERESTED ENTITIES
`CASE NO. ll—cv-0671—SI
`
`
`
`
`
`
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`
`
`Case3:11-cv-00671-S| Document60
`
`Filed05/16/11 Page5 of6
`
`Noregin Assets N.V., L.L.C.: Financial interest in the outcome of the litigation
`
`Northwestern University: Financial interest in Defendants Invention Investment Fund 1,
`LP, Invention Investment Fund II, LLC, Intellectual Ventures I LLC, and Intellectual
`Ventures II LLC
`
`Nvidia International Holdings, Inc., an affiliate of Nvidia Corporation: Financial interest
`in Defendants Invention Investment Fund 1, LP, and Invention Investment Fund II, LLC
`
`OC Applications Research LLC: Financial interest in the outcome of the litigation
`
`Peretsman, Nancy: Financial interest in Defendants Invention Investment Fund 1, LR,
`Invention Investment Fund II, LLC, Intellectual Ventures I LLC, and Intellectual Ventures
`II LLC
`
`Reading Hospital: Financial interest in Defendants Invention Investment Fund II, LLC,
`and Intellectual Ventures II LLC
`
`Roldan Block NY, LLC: Financial interest in the outcome of the litigation
`
`SAP America, Inc.: Financial interest in Defendants Invention Investment Fund I, LR,
`
`and Invention Investment Fund II, LLC
`
`Sequoia Holdings, LLC: Financial interest in Defendants Invention Investment Fund 1,
`LP, and Intellectual Ventures I LLC
`
`Sony Corporation: Financial interest in Defendants Invention Investment Fund 1, LP,
`Invention Investment Fund II, LLC, Intellectual Ventures I LLC, and Intellectual Ventures
`II LLC
`
`Taichi Holdings, LLC: Non-financial interest in the outcome of the litigation
`
`The Rockefeller Foundation: Financial interest in Defendant Invention Investment Fund
`
`1, LP, and Intellectual Ventures I LLC
`
`Skillman Foundation: Financial interest in Defendants Invention Investment Fund II,
`
`LLC, and Intellectual Ventures II LLC
`
`Sohn Partners: Financial interest in Defendants Invention Investment Fund II, LLC, and
`Intellectual Ventures II LLC
`
`Certain funds of TIFF Private Equity Partners: Financial interest in Defendants Invention
`Investment Fund 1, LP, Invention Investment Fund II, LLC, Intellectual Ventures I LLC,
`and Intellectual Ventures II LLC
`
`
`
`TR Technologies Foundation LLC: Non-financial interest in the outcome of the litigation
`
`5 XLNX—2005 — Page 5
`
`DEFENDANTS’ CERTIFICATE OF INTERESTED ENTITIES
`CASE NO. ll—cv-0671—SI
`
`
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`
`
`Case3:11-cv-00671-S| Document60
`
`Filed05/16/11 Page6 of6
`
`Trustees of the University of Pennsylvania: Financial interest in Defendants Invention
`Investment Fund II, LLC, and Intellectual Ventures II LLC
`
`University of Southern California: Financial interest in Defendants Invention Investment
`Fund II, LLC, and Intellectual Ventures II LLC
`
`University of Minnesota: Financial interest in Defendants Invention Investment Fund II,
`LLC, and Intellectual Ventures II LLC
`
`Verizon Corporate Services Group Inc., an affiliate of Verizon Communications Inc.:
`Financial interest in Defendants Invention Investment Fund II, LLC, and Intellectual
`Ventures II LLC
`
`The William and Flora Hewlett Foundation: Financial interest in Defendants Invention
`
`Investment Fund II, LLC, and Intellectual Ventures II LLC
`
`Xilinx, Inc.: Financial interest in Defendants Invention Investment Fund I, L.P., and
`
`Invention Investment Fund II, LLC
`
`Yahoo! Inc.: Financial interest in Defendants Invention Investment Fund I, L.P., and
`
`Invention Investment Fund II, LLC
`
`Date: May 16, 2011
`
`Respectfully submitted,
`
`BLACK & CHANG LLP
`
`Bradford J. Black
`
`Peter H. Chang
`
`DESMARAIS LLP
`
`John M. Desmarais
`
`Michael P. Stadnick
`
`By:
`
`
`Bradford J. Black /S/
`Bradford J. Black
`
`Attorneys for Defendants
`
`
`
`
`
`
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`6 XLNX—2005 — Page 6
`
`DEFENDANTS’ CERTIFICATE OF INTERESTED ENTITIES
`CASE NO. ll—cv-0671—SI
`
`