`
`UNITED STATES PATENT AND TRADEMARK OFFIGE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`!
`OX.
`Address: COMMISSIONER FOR PATENTS
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION
`NUMBER
`
`FILING or
`371(c) DATE
`
`15/513,914
`
`03/23/2017
`
`GRP ART
`UNIT
`
`1726
`
`
`
`
`
`FIL
`
`FEE REC'D
`
`1620
`
`293
`
`3560HUNTINGTONAVE.SUITE 203
`
`ALEXANDRIA, VA 22303
`
`ATTY.DOCKET.NO
`
`19920NP
`
`ITOT CLAIMSJIND CLAIMS
`20
`1
`
`CONFIRMATION NO. 3998
`UPDATED FILING RECEIPT
`
`(OO0.842080
`
`Date Mailed: 05/31/2018
`
`Receipt is acknowledged of this non-provisional patent application. The application will be taken up for examination
`in due course. Applicant will be notified as to the results of the examination. Any correspondence concerning the
`application mustinclude the following identification information: the U.S. APPLICATION NUMBER, FILING DATE,
`NAME OF APPLICANT, and TITLE OF INVENTION. Fees transmitted by check or draft are subject to collection.
`Please verify the accuracy of the data presented on this receipt. If an error is noted on this Filing Receipt, please
`submit a written requestfor a Filing Receipt Correction. Please provide a copyofthis Filing Receipt with the
`changes noted thereon. If you received a "Notice to File Missing Parts" for this application, please submit
`any corrections to this Filing Receipt with your reply to the Notice. When the USPTO processesthe reply
`to the Notice, the USPTO will generate another Filing Receipt incorporating the requested corrections
`
`Inventor(s)
`
`Applicant(s)
`
`Brian D. ADAMS, Mitchell, CANADA;
`Dipan KUNDU, Kitchener, CANADA;
`Linda F. NAZAR, Waterloo, CANADA;
`
`UNIVERSITY OF WATERLOO, Waterloo, ON, CANADA
`
`Powerof Attorney: The patent practitioners associated with Customer Number 293
`
`Domestic Priority data as claimed by applicant
`This application is a 371 of PCT/CA2016/050613 05/31/2016
`which claims benefit of 62/230,502 06/08/2015
`
`Foreign Applications for which priority is claimed (You may beeligible to benefit from the Patent Prosecution
`Highway program at the USPTO. Please see htto://www.uspto.gov for more information.) - None.
`Foreign application information must be provided in an Application Data Sheetin order to constitute a claim to
`foreign priority. See 37 CFR 1.55 and 1.76.
`
`Permission to Access Application via Priority Document Exchange: Yes
`
`Permission to Access Search Results: Yes
`
`Applicant may provide or rescind an authorization for access using Form PTO/SB/39 or Form PTO/SB/69 as
`appropriate.
`
`If Required, Foreign Filing License Granted: 05/24/2017
`page 1 of 3
`
`UW Exhibit 1002, pg. 1
`
`UW Exhibit 1002, pg. 1
`
`

`

`The country code and number of your priority application, to be usedfor filing abroad under the Paris Convention,
`is US 15/513,914
`
`Projected Publication Date: Not Applicable
`
`Non-Publication Request: No
`
`Early Publication Request: No
`Title
`
`Electrode Materials For Rechargeable Zinc Cells and Batteries Produced Therefrom
`
`Preliminary Class
`
`429
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition Applications: No
`
`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
`
`Since the rights granted by a U.S. patent extend only throughout the territory of the United States and have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
`in a specific country or in regional patent offices. Applicants may wish to consider thefiling of an international
`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generally has the same
`effect as a regular national patent application in each PCT-member country. The PCT process simplifies the filing
`of patent applications on the same invention in member countries, but does notresult in a grantof "an international
`patent" and doesnoteliminate the needof applicantsto file additional documents and fees in countries where patent
`protection is desired.
`
`Almost every country has its own patent law, and a person desiring a patent in a particular country must make an
`application for patent in that country in accordancewith its particular laws. Since the laws of many countries differ
`in various respects from the patent law of the United States, applicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that in the case of inventions madein the United States, the Director of the USPTO must
`issue a license before applicants can apply for a patent in a foreign country. Thefiling of a U.S. patent application
`serves as a request for a foreign filing license. The application's filing receipt contains further information and
`guidance asto the status of applicant's license for foreign filing.
`
`Applicants may wish to consult the USPTO booklet, "General Information Concerning Patents”(specifically, the
`section entitled "Treaties and Foreign Patents") for more information on timeframes and deadlinesfor filing foreign
`patent applications. The guide is available either by contacting the USPTO Contact Center at 800-786-9199, or it
`can be viewed on the USPTO website at http://“www.uspto.gov/web/offices/pac/doc/general/index.html.
`
`For information on preventing theft of your intellectual property (patents, trademarks and copyrights), you may wish
`to consult the U.S. Government website, http:/Avww.stopfakes.gov. Part of a Department of Commerceinitiative,
`this website includes self-help "toolkits" giving innovators guidance on how to protectintellectual property in specific
`countries such as China, Korea and Mexico. For questions regarding patent enforcementissues, applicants may
`call the U.S. Governmenthotline at 1-866-999-HALT (1-866-999-4258).
`
`page 2 of 3
`
`UW Exhibit 1002, pg. 2
`
`UW Exhibit 1002, pg. 2
`
`

`

`LICENSE FOR FOREIGN FILING UNDER
`
`Title 35, United States Code, Section 184
`
`Title 37, Code of Federal Regulations, 5.11 & 5.15
`
`GRANTED
`
`if the phrase "IF REQUIRED, FOREIGN FILING
`The applicant has been granted a license under 35 U.S.C. 184,
`LICENSE GRANTED"followed by a date appears on this form. Such licenses are issuedin all applications where
`the conditions for issuance of a license have been met, regardless of whether or not a license may be required as
`set forth in 37 CFR 5.15. The scope andlimitations of this license are set forth in 37 CFR 5.15(a) unless an earlier
`license has been issued under 37 CFR 5.15(b). The license is subject to revocation upon written notification. The
`date indicatedis the effective date of the license, unless an earlier license of similar scope has been granted under
`37 CFR 5.13 or 5.14.
`
`This licenseis to be retained by the licensee and maybe usedat any time onor after the effective date thereof unless
`it is revoked. This license is automatically transferred to any related applications(s) filed under 37 CFR 1.53(d). This
`license is not retroactive.
`
`The grantof a license doesnot in any way lessen the responsibility of a licensee for the security of the subject matter
`as imposed by any Governmentcontract or the provisions of existing laws relating to espionage and the national
`security or the export of technical data. Licensees should apprise themselvesof current regulations especially with
`respect to certain countries, of other agencies, particularly the Office of Defense Trade Controls, Department of
`State (with respect to Arms, Munitions and Implements of War (22 CFR 121-128)); the Bureau of Industry and
`Security, Department of Commerce (15 CFR parts 730-774); the Office of Foreign AssetsControl, Department of
`Treasury (31 CFR Parts 500+) and the Department of Energy.
`
`NOT GRANTED
`
`No license under 35 U.S.C. 184 has been granted at this time, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" DOESNOTappear on this form. Applicant maystill petition for a license under 37 CFR 5.12,
`if a license is desired before the expiration of 6 months from thefiling date of the application. If 6 months has lapsed
`from thefiling date of this application and the licensee has not received any indication of a secrecy order under 35
`U.S.C. 181, the licensee mayforeign file the application pursuant to 37 CFR 5.15(b).
`
`
`SelectUSA
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location for
`businessinvestment, innovation, and commercialization of new technologies. The U.S. offers tremendous resources
`and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation works to
`promote andfacilitate business investment. SelectUSAprovides information assistance to the international investor
`community; serves as an ombudsmanfor existing and potential investors; advocates on behalf of U.S. cities, states,
`and regions competing for global investment; and counsels U.S. economic developmentorganizations on investment
`attraction best practices. To learn more about why the United States is the best country in the world to develop
`technology, manufacture products, deliver services, and grow your business, visit http:/Awww.SelectUSA.govor call
`+1-202-482-6800.
`
`page 3 of 3
`
`UW Exhibit 1002, pg. 3
`
`UW Exhibit 1002, pg. 3
`
`

`

`PATENT APPLICATION FEE DETERMINATION RECORD
`Substitute for Form PTO-875
`
`Application or Docket Number
`15/513,914
`
`APPLICATION AS FILED - PART|
`(Column 1)
`(Column 2)
`
`SMALL ENTITY
`
`OTHER THAN
`SMALL ENTITY
`
`BASIC FEE
`(37 CFR 1.16(a), (b), or (c))
`SEARCH FEE
`(37 CFR 1.16(K), (i), or (m))
`SCNas en
`(37 CFR 1.16(0
`
`If the specification and drawings exceed 100
`APPLICATION SIZE_|sheets of paper, the application size fee due is
`FEE
`$310 ($155 for small entity) for each additional
`(37 CFR 1.16(s))
`50 sheetsor fraction thereof. See 35 U.S.C.
`41(a)(1)(G) and 37 CFR 1.16(s).
`
`MULTIPLE DEPENDENT CLAIM PRESENT(37 CFR 1.16(j))
`
`* If the difference in column 1 is less than zero, enter "0" in column 2.
`
`TOTAL
`
`The "Highest Number Previously Paid For" (Total or Independent) is the highest found in the appropriate box in column 1.
`
`is less than the entry in column 2, write "0" in column 3.
`* |f the entry in column 1
`* If the "Highest Number Previously Paid For” IN THIS SPACE is less than 20, enter "20".
`** If the "Highest Number Previously Paid For” IN THIS SPACE is less than 3, enter "3".
`
`APPLICATION AS AMENDED - PARTII
`
`(Column 1)
`CLAIMS
`REMAINING
`AFTER
`AMENDMENT
`
`(Column 3)
`
`(Column 2)
`HIGHEST
`NUMBER
`PREVIOUSLY
`PAID FOR
`
`Total
`(37 CFR 1.16(i))
`Independent
`(37 CFR 1.16(h))
`
`Application Size Fee (37 CFR 1.16(s))
`
`FIRST PRESENTATION OF MULTIPLE DEPENDENTCLAIM (37 CFR 1.16(j))
`
`(Column 1)
`CLAIMS
`REMAINING
`AFTER
`AMENDMENT
`
`(Column 2)
`HIGHEST
`NUMBER
`PREVIOUSLY
`PAID FOR
`
`(Column 3)
`
`PRESENT
`EXTRA
`
`Total
`(37 CFR 1.16(i))
`Independent
`(37 CFR 1.16(h))
`Application Size Fee (37 CFR 1.16(s))
`
`FIRST PRESENTATION OF MULTIPLE DEPENDENTCLAIM (37 CFR 1.16(j))
`
`AMENDMENTA
`
`AMENDMENTB
`
`OTHER THAN
`
`SMALL ENTITY
`ADDITIONAL
`FEE($)
`
`ADDITIONAL
`FEE($)
`
`UW Exhibit 1002, pg. 4
`
`UW Exhibit 1002, pg. 4
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFIGE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`!
`OX.
`Address: COMMISSIONER FOR PATENTS
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`U.S. APPLICATION NUMBERNO.
`
`FIRST NAMED INVENTOR
`
`ATTY. DOCKET NO.
`
`15/513,914
`
`Brian D. ADAMS
`
`19920NP
`
`293
`DOWELL & DOWELL, P.C.
`2560 HUNTINGTON AVE, SUITE 203
`ALEXANDRIA, VA 22803
`
`PCT/CA2016/050613
`
`CONFIRMATION NO. 3998
`371 ACCEPTANCE LETTER
`
`00000000
`
`NOTICE OF ACCEPTANCE OF APPLICATION UNDER 35 U.S.C 371 AND 37 CFR 1.495
`
`The applicant is hereby advised that the United States Patent and TrademarkOffice, in its capacity as a
`Designated / Elected Office (37 CFR 1.495), has ACCEPTED the aboveidentified international application for
`national patentability examination in the United States Patent and TrademarkOffice.
`
`The United States Application Number assigned to the application is shown above. A Filing Receiptwill be
`issued for the present application in due course. THE DATE APPEARING ON THE FILING RECEIPT AS THE
`“FILING DATEor 371(c) DATE” IS THE DATE ON WHICH THE LASTOF THE 35 U.S.C. 371 (c)(1) and (c)(2)
`REQUIREMENTS HAS BEEN RECEIVED IN THE OFFICE. THIS DATE IS SHOWN BELOW.Thefiling date of
`the above identified application is the internationalfiling date of the international application (Article 11(3) and 35
`U.S.C. 363)
`
`03/23/2017
`DATE OF RECEIPT OF 35 U.S.C.
`
`371(c)(1) and (c)(2) REQUIREMENTS
`
`The following items have been received:
`
`* Copy of the International Application filed on 03/23/2017
`* Copy of the International Search Reportfiled on 03/23/2017
`* Preliminary Amendmentsfiled on 08/29/2017
`¢ Information Disclosure Statements filed on 08/30/2017
`¢ Inventor's Oath or Declaration filed on 12/06/2017
`¢U.S. Basic National Fees filed on 03/23/2017
`¢ Authorize Access to Search Results filed on 03/23/2017
`¢ Priority Documentsfiled on 03/23/2017
`« Power of Attorneyfiled on 12/06/2017
`« Authorization to Permit Accessfiled on 03/23/2017
`* Application Data Sheet (87 CFR 1.76)filed on 03/23/2017
`
`FORM PCT/DO/EO/903 (371 Acceptance Notice)
`
`page 1 of 2
`
`UW Exhibit 1002, pg. 5
`
`UW Exhibit 1002, pg. 5
`
`

`

`Applicant is reminded that any communications to the United States Patent and Trademark Office must be mailed
`to the address given in the heading andinclude the U.S. application no. shown above (37 CFR 1.5)
`
`INDIA L EVANS
`
`
`Telephone: (571) 272-9085
`
`FORM PCT/DO/EO/903 (371 Acceptance Notice)
`
`page 2 of 2
`
`UW Exhibit 1002, pg. 6
`
`UW Exhibit 1002, pg. 6
`
`

`

`Doc Cade: PA..
`Document Description: Power of Attorney
`
`POWER OF ATTORNEY BY APPLICANT
`
`‘| hereby revokeall previous powers of attorney given in the application identified in either the attached transmittal letter or
`the boxes below.
`
`15/513,914 fe
`
`(Note: The boxes above maybeleft blankif information Is provided on form PTO/ALA/B2A.)
`| hereby appoint the Patent Practitioner{s) associated with the following Customer Number as my/our attorney(s) or agent{s), and
`to transact all business in tha United States Patent and Trademark Office connected therewith for the application referenced in
`
`PYOIAIA/82B (07-43)
`Approved for use through 41/30/2014. OMB 0651-0051
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persone are required to respond to a collection of Information unless it displays 4 valid OMB contro] number
`
`attached transmittal letter (form PTO/AIA/82A)or identified above. (Nota: Complete form PTO/AIA/82C.}
`
`the attached transmittal letter (form PTO/AIA/82A) oridentified above: [iS
`
`OR
`
`thereby appoint Practitioner(s) named in the attachedlist (form PTO/AIA/82C) as my/our attorney({s) or agent{s), and to transact
`all business In tha United States Patent and Trademark Office connected therewith for the patent application referenced in the
`
`Please recognize or change the correspondence address for the application identified in the attached transmittal
`letter or the boxes above to:
`
`[] The address associated with the above-mentioned Customer Number
`Theaddress associated with Customer Number:[3sidOR
`
`OR
`
`Individual Name
`
`Jam the Applicant (if the Applicantis a juristic entity, list the Applicant namein the box}:
`
`University of Waterloo
`[j Inventor or Joint Invantor(title not raquired below}
`C] Legai Representative of a Deceased or Legally Incapacitated Inventor(title not required below)
`Assignee or Person to Whom the Inventor is Under an Obligation to Assign (provide signer’s title if applicantis a juristic entity)
`CI Person Who Otherwise Shows Sufficient Proprietary Interest (6.g., a petition under 37 CFR 1.46(b)(2) was granted in the
`application or is concurrently being filed with this document)
`(pravide signer’stitle if applicantis a jurlstic ent
`SIGNATUREof Applicant for Patent
`The undersigned (whosetitle Is suppliad below} Is authorized to act on behalf of the applicant {e.g., where the applicantis a juristic entity).
`
`PsignsuredeWa, LeSSSCSC~diC aetoned) Ma
`
`|
`
`re x.
`é
`NOTE: Signature - This form mustbe signed by the applicantin accordance with 37 CFR 1.33. See 37\CFR 1.4 for signature requirements
`and certifications. If more than one applicant, use multiple forms.
`
`forms are submitted.
`
`This cellection of Information is required by 37 SFR 1.134, 1.32, and 1.33. The information is required to obtain or retain a Denefit by the public which Is lo file {and by the
`USPTOto process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collectian is estimated to take 3 minuias to complete,
`induding gathering, preparing, and submitting the completed application form te the USPTO. Time will vary depending upon the individual case. Any comments on the amount
`of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S.
`Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner
`for Patente, P.O. Box 1450, Alexandria, VA 22513-1450.
`you need assistance in completing the form, calf 1-800-PTO-9789 and select option 2.
`
`UW Exhibit 1002, pg. 7
`
`UW Exhibit 1002, pg. 7
`
`

`

`No morethan ten (10) patent practitionerstotal maybeappointed as setforth belowby name and registration number.
`This page need notbe submitted Ifappointing the PatentPractitioner(s) associatedwith a CustomerNumber(seeform
`
`PTO/AIA/82B):
`
`ii
`
`es
`oa
`oo
`es
`
`ees”
`
`RALPH A, DOWELL
`
`UW Exhibit 1002, pg. 8
`
`UW Exhibit 1002, pg. 8
`
`

`

`Electronic AcknowledgementReceipt
`
`Application Number:
`
`15513914
`
`International Application Number:
`
`Confirmation Number:
`
`3998
`
`
`
`Title of Invention:
`
`Electrode Materials For Rechargeable Zinc Cells and Batteries Produced
`Therefrom
`
`ee
`
`Paymentinformation:
`
`Submitted with Payment
`
`File Listing:
`
`Document
`
`sigs
`
`UW Exhibit 1002, pg. 9
`
`
`
`Pages|"Number"|__PeewnentDesaition|FileName MessageDigest (ifappl.)
`
`File Size(Bytes)/
`
`Multi
`
`Oath or Declaration filed
`
`19920decs_substat.pdf
`
`3179159
`
`a959a82e4d61 Yada 1e2c3c0a1 €958637594|
`£4335
`
`Warnings:
`
`UW Exhibit 1002, pg. 9
`
`

`

`Information:
`
`Information:
`
`Information:
`
`Transmittal Letter
`
`19920poa_dec_trans.pdf
`
`3182715691 55cdbda0b394dc798670286e7|
`Oba80
`
`Power of Attorney
`
`19920poa.pdf
`
`751975
`
`£c315946761135008d3bf3b70fc549f5 165e
`2653
`
`2
`
`2
`
`the application.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`AcknowledgementReceiptwill establish the filing date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptanceof the application as a
`national stage submission under35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shownon this AcknowledgementReceiptwill establish the international filing date of
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`UW Exhibit 1002, pg. 10
`
`UW Exhibit 1002, pg. 10
`
`

`

`
`Unaterite Papert Ris
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`
`SECLARATION (37 GFR 1.68) FOR UTIUTY OR DESIGN APPL:IGATION USING AN
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`UW Exhibit 1002, pg. 11
`
`UW Exhibit 1002, pg. 11
`
`

`

` Wed to Gehno OOO
`DECLARATION (37 CFR 1.63) FOR UTILITY OR DESIGN APPLICATION USING AN
`APPLICATION DATA SHEET (97 Cre V8}
`SS ——
`cons
`SOG
`x
`SESS
`x
`
`
`PELECTRODE MATERIALS FOR RECHARGEARLE ZING CELLS AND BATTERIES
`Titer
`invention FPROOUCED THEREFROM
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`Ag Ihe below named inventor, | hereby declare thar:
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`This deck
` The attached agplication,.ct
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`ig irected fp:
`i Gnled Sigies application or PCT intarnational application aumber a SSTS,914
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`i The above-identiied apnication was made or gutheized to be made by rng.
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`\ Liealiewe that arn the original inventor or 34 original joint Invertior of 9 clairned invention in the Apoiisation.
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`Pherehy acknow! dye that any willid faze
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`statement mada in this declaration is sunishable under 48 U.S. 1
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`runeat ah ant more ihanfive ($3 Year, or Hoth,
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`WARNING:
`| PelNonerfappiigant is cautionedto aveid submifiing pergorial information in documents Med in a potent application that rasy
`f contribute to idaniity inet. Persenal information suck as socal senurity misnbers, bank account MuMbers, or dredd card nurnbers ;
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`jother thar @ check or credit card authorization foo FTO-2038 submitted for payment purposes) is never required by the USPTO}
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`tO Suppon @ petifion or an analication, Minis type of personal information is included in tonuments submitted to the USPTO.
`t pedtioners/aoplicanis should consider redaciing such persanal information soar the dacumants below submitiag fem to ihe
`USPTO. Petiionervapplinant is advised that fhe record of @ patent apgiogtion ic.avalable to the public ater publication of me
`application (uniess anon-pulblicatian requeasl in compliance with AF CER 1.24 S{a) is rade in the application} of issuance of a
`pater’. Furtharmare, the record from an sbandoned application may also be available to ge public i the. application is
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`LEGAL NAME OF INVENTOR
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`Date (Optional A OS!04 ?
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`THIS ADDRESS. SEND Toh: Commiagioner for Patents, FG. Rox 1486, Alezaridvia, VA 22249-4485.
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`HyOu need assistance ion:
`INGENthe Anneal BOPPOORISE ann seiner option 2
`UW Exhibit 1002, pg. 12
`
`UW Exhibit 1002, pg. 12
`
`

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`Lihaer the &
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`SF
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` ANY
`- SUBSTITUTE STATEMENT IN LIEU OF AN OATH OR DECLARATION FOR UTILITY
`OR DESIGN PATENT APPLICATION (35 U.S.C. 178id) AND 37 CER 1.44)
` SSS a
`pens
`
`ELECTRODE MATERIAL FOR RECHARGEABLE ZINC CELLS ANDBATTERIES
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`rite of
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`invention|PRODUCED THEREFROM
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`This clatementis dinached to:
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`SOLAAIEER
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`

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`PTOVSEAIAO? fOF-135
`Approved Peruse Tiros SE &, OME Sosd0002
`U.S. Batantand Traders G8iog: US. GREBSATMENT OF COMMERCE
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`Under te Papenwork Reacuslen Ag at TORS, NO ROHSONS Nie paquiredte respondtee colendion of nfenration untae t dlapieye.a valid CMS comsital number.
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`SUESTITUTE STATEMENT
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`37 GFR 488.
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`Siroumsateross penning axeaaion of thie subsiluie stalament:
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`ifthere are joint inventors, plagse checkthe Spproprste box heknw:
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`ca Arnapplication data sheet under SF OFRK. 178 (PTOMAMANS of aquivelant) naming tha andre inventive entity Naehear
`of is curently submitted,
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`" Stotement Supplemental1 Sheet(PTOAIA Ofegulvelan® naming the entire inventive entity and praviding invertor
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`information ib atiachad. Sax 37 CER <‘“8atb)
`WARNING:
`Pelonervagplicant is cautioned to avoid submiltiag personal informationin documents Ged in 2 patent explication thet may
`joortiviindste identity the. Personal information such a3 soda seourlly sumbers, bank account surmnbers, or credcard nurthers
`other than a checkor oredii card authorization fonn PYO-2058 submitiad for payment purposes) }iS Hever roquifad by the USSTO 4
`Be supsiords pelitionor an apotication. H this type of personal infermationia included it desuments submitiedfo the USPTO,
`ihellioners/apmicanshould covisister nedacting such personal information doers the documents before submitting diam fo the
`YSPC. Fetionarapniicacand is advised that te record of a patent apslicalion is available to ine public affar gutdination of the
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`appllcaiion furilees a nonsnublication request in compliance with SF CER 4#438) is roads in the apolinadon) ar issuance ofa
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`patent, Furthermore, the ecard fram an abenconed application may sise be avaliable to the publicublic Fthe anpiination }is
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`UW Exhibit 1002, pg. 14
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`

`

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