UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`Page 1 of 112
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`WVINVJJSPID.gov
`
`APPLICATION
`NUMBER
`
`FILING or
`371(c) DATE
`
`GRP ART
`UNIT
`
`
`
`
`
`F
`
`61/031,529
`
`02/26/2008
`
`FEE REC'D
`
`105
`
`ATTY.DOCKET.NO
`
`W0537-701300
`
`TOT CLAIIVIS IND CLAIMS
`
`37462
`LOWRIE, LANDO & ANASTASI, LLP
`ONE MAIN STREET, SUITE 1100
`CAMBRIDGE, MA 02142
`
`CONFIRMATION NO. 4036
`
`FILING RECEIPT
`
`IIIIIllllIllIllIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIII
`
`Date Mailed: 03/11/2008
`
`It will not be examined for patentability and will
`Receipt is acknowledged of this provisional patent application.
`become abandoned not later than twelve months after its filing date. Any correspondence concerning the application
`must include the following identification information: the US. APPLICATION NUMBER, FILING DATE, NAME OF
`APPLICANT, and TITLE OF INVENTION. Fees transmitted by check or draft are subject to collection. Please verify
`the accuracy of the data presented on this receipt. If an error is noted on this Filing Receipt, please write to the
`Office of Initial Patent Examination's Filing Receipt Corrections. Please provide a copy of this Filing Receipt
`with the changes noted thereon. If you received a "Notice to File Missing Parts" for this application, please
`submit any corrections to this Filing Receipt with your reply to the Notice. When the USPTO processes the
`reply to the Notice, the USPTO will generate another Filing Receipt incorporating the requested corrections
`
`Applicant(s)
`
`Kenneth P. Weiss, Newton, MA;
`
`Power of Attorney:
`Robert Donahoe--46667
`
`If Required, Foreign Filing License Granted: 03/07/2008
`
`The country code and number of your priority application, to be used for filing abroad under the Paris Convention,
`is US 61/031 ,529
`
`Projected Publication Date: None, application is not eligible for pre-grant publication
`
`Non-Publication Request: No
`
`Early Publication Request: No
`** SMALL ENTITY **
`Title
`
`UNIVERSAL SECURE REGISTRY
`
`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
`
`Since the rights granted by a US. patent extend only throughout the territory of the United States and have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
`in a specific country or in regional patent offices. Applicants may wish to consider the filing of an international
`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generally has the same
`effect as a regular national patent application in each PCT-member country. The PCT process simplifies the filing
`of patent applications on the same invention in member countries, but does not result in a grant of "an international
`page 1 of 3
`
`VISA - EXHIBIT 1223
`
`Page 1 of 112
`
`VISA - EXHIBIT 1223
`
`

`

`Page 2 of 112
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`patent" and does not eliminate the need of applicants to file additional documents and fees in countries where patent
`protection is desired.
`
`Almost every country has its own patent law, and a person desiring a patent in a particular country must make an
`application for patent in that country in accordance with its particular laws. Since the laws of many countries differ
`in various respects from the patent law of the United States, applicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that in the case of inventions made in the United States, the Director of the USPTO must
`issue a license before applicants can apply for a patent in a foreign country. The filing of a US. patent application
`serves as a request for a foreign filing license. The application's filing receipt contains further information and
`guidance as to the status of applicant's license for foreign filing.
`
`Applicants may wish to consult the USPTO booklet, "General Information Concerning Patents" (specifically, the
`section entitled "Treaties and Foreign Patents") for more information on timeframes and deadlines for filing foreign
`patent applications. The guide is available either by contacting the USPTO Contact Center at 800-786-9199, or it
`can be viewed on the USPTO website at http://www.uspto.gov/web/offices/pac/doc/general/index.html.
`
`For information on preventing theft of your intellectual property (patents, trademarks and copyrights), you may wish
`to consult the US. Government website, http://www.stopfakes.gov. Part of a Department of Commerce initiative,
`this website includes self-help "toolkits" giving innovators guidance on how to protect intellectual property in specific
`countries such as China, Korea and Mexico. For questions regarding patent enforcement issues, applicants may
`call the US. Government hotline at 1-866-999-HALT (1-866-999-4158).
`
`LICENSE FOR FOREIGN FILING UNDER
`
`Title 35, United States Code, Section 184
`
`Title 37, Code of Federal Regulations, 5.11 & 5.15
`
`GRANTED
`
`if the phrase "IF REQUIRED, FOREIGN FILING
`The applicant has been granted a license under 35 U.S.C. 184,
`LICENSE GRANTED" followed by a date appears on this form. Such licenses are issued in all applications where
`the conditions for issuance of a license have been met, regardless of whether or not a license may be required as
`set forth in 37 CFR 5.15. The scope and limitations of this license are set forth in 37 CFR 5.15(a) unless an earlier
`license has been issued under 37 CFR 5.15(b). The license is subject to revocation upon written notification. The
`date indicated is the effective date of the license, unless an earlier license of similar scope has been granted under
`37 CFR 5.13 or 5.14.
`
`This license is to be retained by the licensee and may be used at any time on or after the effective date thereof unless
`it is revoked. This license is automatically transferred to any related applications(s) filed under 37 CFR 1.53(d). This
`license is not retroactive.
`
`The grant of a license does not in any way lessen the responsibility of a licensee for the security of the subject matter
`as imposed by any Government contract or the provisions of existing laws relating to espionage and the national
`security or the export of technical data. Licensees should apprise themselves of current regulations especially with
`respect to certain countries, of other agencies, particularly the Office of Defense Trade Controls, Department of
`State (with respect to Arms, Munitions and Implements of War (22 CFR 121-128)); the Bureau of Industry and
`page 2 of 3
`
`Page 2 of 112
`
`

`

`Page 3 of 112
`
`Security, Department of Commerce (15 CFR parts 730-774); the Office of Foreign AssetsControl, Department of
`Treasury (31 CFR Parts 500+) and the Department of Energy.
`
`NOT GRANTED
`
`No license under 35 U.S.C. 184 has been granted at this time, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" DOES NOT appear on this form. Applicant may still petition for a license under 37 CFR 5.12,
`if a license is desired before the expiration of 6 months from the filing date of the application. If 6 months has lapsed
`from the filing date of this application and the licensee has not received any indication of a secrecy order under 35
`U.S.C. 181, the licensee may foreign file the application pursuant to 37 CFR 5.15(b).
`
`page 3 of 3
`
`Page 3 of 112
`
`

`

`12
`
`X/jlq
`
`20 \ 22\
`
`Page 4 of 112
`
`/10
`
`RAM
`
`ROM
`
`78
`
`User
`Interface
`
`USR
`Software
`
`Comm.
`Port
`
`Wide
`Area
`Network
`
`76
`
`74
`
`24
`
`Universal Secure
`
`Registry
`
`.
`
`Person No. n
`
`FIG.
`
`1
`
`Page 4 of 112
`
`

`

`Page 5 of 112
`
`a/zq
`
`
`
`70
`
` Computer Computer Computer
`
`Module
`
`Module
`
`Module
`
`Module
`Wide Area Network
`
`USR System
`
`Computer Computer Computer
`Module
`Module
`
`27
`
`Interface
`Center
`
`Interface
`Center
`
`27
`
`Interface
`Center
`
`Interface
`Center
`
`27
`
`27
`
`F7C2.
`
`2?
`
`27
`
`Interface
`Center
`
`Interface
`Center
`
`27
`
`Page 5 of 112
`
`

`

`Page 6 of 112
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`
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`

`

`Page 7 of 112
`
`
`
`
` Tax
`Information
`
`
`Interface
`
`Centers
`
`
`
`Job Application
`Information
`Interface
`Centers
`
`Financial
`.
`.
`Information Information Information
`
`Computer Computer Computer
`Module
`Module
`Module
`
`USR System
`
`.
`WIde Area Network
`
`Tax
`Job
`Address
`Information Application Information
`Computer Computer Computer
`Module
`Module
`Module
`
`
`
`
`
`Centers
`
`Financial
`Information
`Interface
`Centers
`
`Address
`Information
`[nterface
`
`FIG. 4
`
`Public
`Information
`Interface
`Centers
`
`Medical
`Information
`Interface
`Centers
`
`
`
`
`
`
`
`
`
`
`
`
`
`Page 7 of 112
`
`

`

`Page 8 of 112
`
`500
`
`5/2q
`
`Train the Database
`
`Identification
`
`Validate Person’s
`
`502
`
`
` No
`
`Does
`Person Have Rights to
`
`Enter Data
`?
`
`Enable Person to Enter
`Basic Personal Data
`
`
`
`to
`Person Have Right
`Enter Additional Data
`
`
`
`
`Yes
`
`508
`
`Enable Person to Enter
`
`Advanced Personal Data
`/570
`
`Enable Person to Specify Access
`to Advanced Personal Data
`
`512
`
`FIG. 5
`
`Page 8 of 112
`
`

`

`Page 9 of 112
`
`6/2q
`
`600
`
`Enable Access to
`Basic Personal Data
`
`
`
`
` Is
`
`No
`Additional Information
`
`
`Requested
`
`?
`
`
`
`
`
`ls Person
`Does Requestor
`Participating in
`Have Rights to Access
`
`
`Transaction
`Type of Requested
`
`
`
`Data ?
`
`
`
`
`
`Validate Person’s
`Identity
`
`
`
`
`
`Enable Person to
`Change Access
`Rights to Data
`
`606
`
`Have Rights to Access
`Type of Requested
`Data ?
`
`
` Does Requestor
`
`
`
`
` Cause USR to Enable
` 610
`
`Access to Type of
`Requested Data
`
`
`
`F7C2.
`
`63
`
`Page 9 of 112
`
`

`

`Page 10 of 112
`
`700
`
`702
`
`704
`
`706
`
`708
`
`710
`
`772
`
`7/29
`
`User Initiates Purchase
`
`User Enters Secret Code
`in Secure ID
`
`Merchant Transmits to Credit
`Card Company
`
`
`
`(1) Code from Secure ID
`(2) Store Number
`(3) Amount of Purchase
`
`Credit Card Company
`Sends Code to USR
`
`USR Determines if Code is Valid, and if
`Valid Accesses User’s Credit Card
`Information and Transmits Credit Card
`
`
`
`Number to Credit Card Company
`
`Credit Card Company Checks
`Credit Worthiness and Declines
`
`to Merchant’s Account
`
`Card or Debits User’s Account and
`Transfers iii
`
`CCC Notifies Merchant of
`Result of Transaction
`
`FIG. 7
`
`Page 10 of 112
`
`

`

`Page 11 of 112
`
`802
`
`804
`
`806
`
`808
`
`870
`
`812
`
`814
`
`User Initiates Purchase
`
`User Enters Secret Code
`in Secure ID
`
`Merchant Transmits to USR
`
`
`
`(1) Code from Secure ID
`(2) Store Number
`(3) Amount of Purchase
`
`USR Determines if Code is Valid
`
`USR Accesses User’s Credit Card
`
`Information and Transmits to C00
`
`(1) Credit Card Number
`(2) Store Number
`(3) Amount of Purchase
`
`to Merchant's Account
`
`CCC Checks Credit Worthiness and
`
`Declines Card or Debits User's Account
`
`and Transfers ii;
`
`CCC Notifies USR of
`Result of Transaction
`
`USR Notifies Merchant of
`Result of Transaction
`
`FIG. 8
`
`Page 11 of 112
`
`

`

`Page 12 of 112
`
`900
`
`902
`
`904
`
`906
`
`908
`
`970
`
`972
`
`974
`
`C] /2Ci
`
`User Initiates Purchase and
`Writes Check to Merchant
`
`User Enters Secret Code
`in Secure ID
`
`Merchant Transmits to USR
`
`
`
`(1) Code from Secure ID
`(2) Store Number
`(3) Amount of Purchase
`
`USR Determines if Code is Valid
`
`USR Accesses User’s Bank
`
`Information and Transmits to Bank
`
`
`
`(1) Bank Account Number
`(2) Store Number
`(3) Amount of Purchase
`
`Bank Checks Account Balance to Verify Availability of Funds
`
`Bank Notifies USR of
`Result of Verification
`
`USR Notifies Merchant of
`Result of Verification
`
`FIG.
`
`.9
`
`Page 12 of 112
`
`

`

`User Initiates Anonymous Purchase
`by Entering Secret Code in Secure
`ID and Transmitting Result
`to
`
`On—Line Merchant
`
`
`
`Merchant Transmits to USR
`
`1) Code from Secure lD
`2) Store Number
`(3) Amount of Purchase
`
`USR Determines if Code is Valid
`
`USR Accesses User’s Credit Card
`Information and Transmits to C00:
`
`(1) Credit Card Number
`(2) Store Number
`(3) Amount of Purchase
`
`
`
`CCC Checks Credit Worthiness and
`
`Declines Card or Debits User's Account
`and Transfers $ to Merchant's Account
`
`CCC Notifies USR
`of Result of Transaction
`
`Page 13 of 112
`
`1000
`
`1 002
`
`1004
`
`1006
`
`1008
`
`1010
`
`1014
`
`If Credit Declined,
`USR Notifies Merchant
`
`with Address Code 1012
`
`lf Credit Accepted, USR
`Accesses Address Code
`
`and Provides Merchant
`
`1016
`
`Merchant Labels Package
`with Address Code and Ships
`
`FIG. 10
`
`Page 13 of 112
`
`

`

`l l/ZCT
`
`User Provides Address
`Code on Public Area
`
`User Provides Address Information
`in Address Area of USR
`
`Person Places Public Code
`on Parcel
`to be Mailed
`
`Post Office Accesses USR
`to Retrieve Address Information
`
`Page 14 of 112
`
`1700
`
`1102
`
`1104
`
`1106
`
`1108
`
`1110
`
`to
`Post Office Delivers Parcel
`Address in Address Area of USR
`
`Post Office Prints Bar Code
`on Parcel
`to Automate
`Delivery of Parcel
`to Address
`in Address Area of USR
`
`
`
`FIG.
`
`11
`
`1200
`
`User Provides Telephone
`Code on Public Area
`
`User Provides Telephone Information
`in Telephone Area of USR
`
`
`
`1204
`
`Person Dials USR Phone Number and
`
`Enters Telephone Code for User
`
`1202
` 1206
`
`
`
`
`
`USR Connects Person to Telephone
`Number Without Providing User
`Person with Telephone Number
`
`
`
`
`
`FIG. 12
`
`Page 14 of 112
`
`

`

`GO:
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`Page 15 of 112
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`

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`Page 16 of 112
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`Page 16 of 112
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`

`

`Page 17 of 112
`
`(4/2?
`
`10
`
`
`
`USR System
`
`Computer
`
`
`
`
`Electronic
`
`Device
`
`Automobile
`
`FIG. 77
`
`Page 17 of 112
`
`

`

`Page 18 of 112
`
`Is/ch
`7802
`
`
`7802
`
`7500
`
`/
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`r4 {-4
`E Device E
`i Device E
`
`| Access |
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`1 Access |
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`7802
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`1801
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`USR System
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`
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`7804
`
`1804
`
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`1804
`1804
`
`FIG. 18A
`
`_ ——/ 1802
`
`1802
`
`1804
`
`———————————
`
`1804
`
` USR System
`
`FIG. 785’
`
`Page 18 of 112
`
`

`

`7900\
`
`1902
`
`l6 / 1C1
`
`Page 19 of 112
`
`Entity Initiates Access Request
`
`
`
`Entity Supplies
`1) Authentication Info
`2) Computer Network ID
`
`USR Receives Access
`
`Request Including
`
`1) Authentication Info
`2) Computer Network ID
`
`1974
`
`Provide Indication that
`
`Entity is Denied Access
`
`
`
`
`Is
`
`Auth.
`Info Valid
`
`for a User
`
`I?
`
`
`
`
`
`
`
`
`
`ls Entity Authorized
`
`to Access the Computer Network
`
`identified by the ID
`
`
`
`
`
`7912
`
`
`
`
`
`Allow Communications Between
`the Entity and Secure System
`
`FIG. 19
`
`Page 19 of 112
`
`

`

`2000 \ 17/2°I
`
`Entity Initiates Access Request
`
`
`
`Entity Supplies
`Authentication Information
`
`
`
`Secure System Receives
`Authentication Information
`
`
`
`Secure System Communicates
`Authentication Information to USR
`
`
`
`USR Validates
`Authentication Information
`
`Secure System Receives
`Indication from USR
`
`
`
`
`
`
`
`
`
`
`
`
`
`Page 20 of 112
`
`2002
`
`2004
`
`2006
`
`2008
`
`2010
`
`2014
`
`2016
`
`
`
`Secure System Grants or
`Denies Access Based
`on the Indication
`
`FIG. 20
`
`Page 20 of 112
`
`

`

`Page 21 of 112
`
`Responder
`
`
`2752\7 ——————— ‘1|
`Interface
`
`I 59 / 2°I
`
`Challenger /
`
`2700
`
`21.36
`;:>x____1
`: Biometric :
`Sensor
`
`2148
`
`2718
`
`T R
`
`/
`
`
`
`
`273:
`
`
`
`
`2742\
`_‘
`| Addititional
`II
`LJNJEel‘iSiIZFEJ
`
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`
`2124
`
`2740
`
`Secure
`Database
`2146
`
`—____4:1___
`
`2744
`2154\
`rTn—t—ea—CTE—e-H Addititionai
`'
`|_ ______ _l| Wireless T/R i
`I_ __________ _I
`
`
`FIG. 27
`
`Page 21 of 112
`
`

`

`Page 22 of 112
`
`/
`Periodically WNOI
`{—
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`.
`|
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`___________/ :—
`
`202
`
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`Page 23 of 112
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`Page 26 of 112
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`Page 27 of 112
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`Page 27 of 112
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`Page 28 of 112
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`Page 33 of 112
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`PTO/SB/14 (07-07)
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`Attorney Docket Number W0537-701300
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`Application Number
`
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`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
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`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
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`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
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`A r ,DD 1can t I f f n orma 10n:
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`Aoolicant 1
`Applicant Authority (!)Inventor I QLegal Representative
`under 35 U.S.C. 117 I QParty of Interest
`under 35 U.S.C. 118
`Prefix Given Name
`Middle Name
`Family Name
`Suffix
`P.
`Kenneth
`Weiss
`
`
`Residence Information (Select One) (!) US Residency 0 Non US Residency O Active
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`City Newton
`State/Province
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`i I US
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`Citizenship under 37 CFR 1.41(b)
`i us
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`Mailing Address of Applicant:
`Address 1
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`59 Sargent Street
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`Customer Number 37462
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`Approved for use through 06/30/2010. 0MB 0651-0032
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`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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`PROVISIONAL APPLICATION COVER SHEET
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`This is a request for filing a PROVISIONAL APPLICATION under 37 CFR 1.53(c).
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`DOCKET NUMBER: W0537-701300
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`INVENTOR(S)/APPLICANT(S)
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`Given Name (first and middle [if any]) Family Name or Surname
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`Kenneth P.
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`Weiss
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`Residence (City and either State or
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`Foreign Country)
`Newton, MA
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`sheet attached hereto. [ ] Additional inventors are being named on the separately numbered
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`TITLE OF THE INVENTION (500 characters max)
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`UNIVERSAL SECURE REGISTRY
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`CORRESPONDENCE ADDRESS
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`CUSTOMER NUMBER: 37462
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`ENCLOSED APPLICATION PARTS (check
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`all that apply)
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`[X]Specification
`Number of Pages .lL
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`[X]Drawing(s) Number of Sheets �
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`[X]Application Data Sheet, See 37 CFR 1.76
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`[ ] Return receipt postcard
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`[ ] Other (specify)
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`The invention was made by an agency of