PATENT COOPERATIONSBRATEDL,/
`7 IL-OF
`
`INVITATION TO PAY ADDITIONAL FEES
`AND, WHERE APPLICABLE, PROTEST FEE
`(PCT Article 17(3}(a) and Rule 40.1 and 40.2(e))
`
`
`
`(i
`
`considers that there are
`
`(ii)
`
`therefore considers that the international application does not comply with the requirements of unity of invention
`(Rules 13.1, 13.2 and 13.3) for the reasons indicated on an extra sheet:
`
`From the INTERNATIONAL SEARCHING AUTHORITY PCT
`
`To:
`
`
`LOWRIE, LANDO & ANASTASI LLP
`
`
`
`Attn. Donahoe, Robert V
`
`
`One Main Street
`
`
`Eleventh Floor
`
`
`Cambridge, MA 02142
`
`
`ETATS-UNIS D'AMERTQUE
`
`
`
`
`
`
`:
`Date of mailing
`a
`—_—
`.
`REGISTERED KALA (daymonthiyear)=~19/07/2009
`
`
`
`
`
`Applicant's or agent'sfile reference
`PAYMENT DUE
`hi ONE MONTH f
`within
`rom
`
`
`
`
`__
`wW0537-7013WOo
`-
`the above date of mailing
`
`
`
`
`International application No.
`Internationalfiling date
`26/02/2009
`PCT/US2009/035282
`(day/monttyyear)
`
`
`
`Applicant
`
`WELSS, Kenneth P.
`
`
`
`
`1. This International Searching Authority
`
`
`4
`(numberof) inventions claimed in the international application covered
`by the claims indicated on an extra sheet:
`
`
`
`
`(iii)
`[| will establish the international search report
`has carried out a partial international search (see Annex)
`_ on those parts of the international application which relate to the invention first mentioned in claims Nos.:
`
`
`see extra sheet
`
`
`(iv) will establish the international search report on the otherparts of the international application only if, and to the extent
`to which, additional fees are paid.
`.
`
`.
`
`
`2. Consequently, the applicant is hereby invited to pay, within the time limit indicated above, the amountindicated below:
`
`
`___EUR_1.700,00 =BUR5.100x 3
`
`
`
`Fee peradditional invention
`-
`numberof additional inventions
`currency/total amountof additional fees
`
`
`
`
`
`.3. The applicant is informed that, according to Rule 40.2(c), the payment of any additional fee may be made underprotest,
`i.e., a reasoned statementto the effect that the international application complies with the requirement of unity of invention
`
`
`or that the amountof the required additional fee is excessive, where applicable, subject to the paymentof a protestfee.
`Where the applicant pays additional fees under protest, the applicant is hereby invited, within the time limit indicated above,
`
`
`EUR. 750,00
`to pay a protestfee (Rule 40.2(e)) in the amountof
`(currency/amount)
`Where the applicant has not, within the time limit indicated above, paid the required protest fee, the protest will be considered
`
`not to have been madeandthe International Searching Authority will so declare.
`
`
`
`
`Claim(s) Nos.
`have been found to be unsearchable under
`Article 17(2)(b) because of defects under Article 17(2)(a) and therefore have not been included with any invention.
`
`
`
`
`Name and mailing address of the International Searching Authority
`Authorized officer
`European Patent Office, P.B. 5818 Patentiaan 2
`
`Eva Hehn
`NL-2280 HVRijswijk
`’ Tel. (431-70) 340-2040, Tx. 31 651 epo ni,
`‘ od
`
`Fax: (+31-70) 340-3016
`
`Form PCT/ISA/206(April 2005)
`
`1
`1
`
`Apple 1005
`Apple 1005
`
`

`

`Annex to Form PCT/ISA/206
`
` International Application No
`COMMUNICATION RELATING TO THE RESULTS
`OF THE PARTIAL INTERNATIONAL SEARCH
`PCT/US2009/035282
`
`1.The present communication is an Annex to the invitation to pay additional fees (Form PCT/ISA/206). It shows the
`results of the intemational search éstablished on the parts of the international application which relate to the invention
`first mentionedin claims Nos.:
`?
`7
`+
`+
`+
`?
`2.Thistommc iatsq fe Reraksal klona 1pbSSthich will be established according to Article 18 andRule 43.
`1
`3.!f the applicant does not pay any additional search fees, the information appearing in this communication will be
`considered as the result of the international search and will be included as suchin the intemational search report.
`
`.
`
`.
`
`*&" document memberof the same patent family
`
`4.lf the applicant pays additional fees, the international search report will contain both the information appearing in this
`communication and the results of the intemational searchon other parts of the intemational application for which such
`fees will have been paid.
`,
`,
`
`C. DOCUMENTS CONSIDERED TO BE RELEVANT
`
`
`
`Category °|Citation of decument, with indication, where appropriate, of the relevant passages , Relevantto claim No.
`
`
`
`X
`
`(BLOCK JAMES [US] ET AL)
`US 2006/016884 Al
`26 January 2006 (2006-01-26)
`
`paragraph [0245]
`A
`paragraph [0288]-paragraph [0290]
`paragraph [0026]—paragraph [0031]
`paragraph. [0185]
`paragraph [0210]
`paragraph [0181]-paragraph [0182]
`paragraph [0230]
`figures 1,4
`paragraph [0097]-paragraph [0108]
`paragraph [0039]
`paragraph [0191]-—paragraph [0192]
`paragraph [0023]
`
`_/--
`
`Further documentsare listed in the continuation of box C.
`
`Patent family members arelisted in annex.
`
`° Special categories of cited documents:
`
`*A" documentdefining the general state of the ant which is not
`considered to be of particular relevance
`earlier document but published onorafter the international
`filing date
`document which may throw doubts onpriority claim(s) or
`whichis cited to establish the publication date of another
`citation or other special reason (as specified)
`document referring to an oral disclosure, use, exhibition or
`other means
`* document publishedpriorto the internationalfiling date but
`later than the priority date claimed
`
`"T’
`
`7
`.
`.
`.
`later document published after the internationalfiling date
`or priority date and not in conflict with the application but
`cited to understandthe principle or theory underlying the
`invention”
`*X" documentof particular relevance; the claimed invention
`cannot be considered novel or cannot be considered to
`involve an inventive step when the documentis taken alone
`"y" document of particular relevance; the claimed invention
`cannot be considered to involve an inventive step when the
`document is combined with one or more other such docu-
`ments, such combination being obvious to a person skilled
`in the art.
`
`Form PCT/ISA/206 (Annex, first sheet) (July 1992; reprint January 2004)
`
`2
`
`page 1 of 2
`
`

`

`Annex to Form PCT/ASA/206
`COMMUNICATION RELATING TO THE RESULTS
`OF THE PARTIAL INTERNATIONAL SEARCH
`C.(Continuation) DOCUMENTS CONSIDERED TO BE RELEVANT
`
`
`
`Category °|Citation of document, with indication, where appropriate, of the relevant passages Relevant to claim No.
`
` International Application No
`
`
`
`PCT/US2009/035282
`
`
`
`
`
`
`US 2007/198436 Al
`(WEISS KENNETH P [US])
`23 August 2007 (2007-08-23)
`
`
`
`
`paragraph [0027]
`
`paragraph [0015]
`paragraph [0018]
`paragraph [0197]
`paragraph [0219]
`paragraph [0143]
`paragraph [0075]
`figure 28 -
`paragraph [0096]
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`(SMART TOUCH L L C [US])
`WO 96/36934 Al
`21 November 1996 (1996-11-21)
` page 6,
`
`line 32 - page 7,
`lines 9-13
`page 8,
`
`
`
`line 9
`line 31 — page 9,
`page 8,
`line 27 — page 22,
`line 16
`page 21,
`
`
`page 38,
`lines 11-23
`
`
`page 73, lines 19-26
`
`
`US 2005/187843 Al
`(LAPSLEY PHILIP D [US]
`ET AL LAPSLEY PHILIP D [US] ET AL)
`25 August 2005 (2005-08-25 )
`paragraph [0121] — paragraph [0140]
`paragraph [0033]
`paragraph [0034]
`paragraph [0035]
`paragraph [0155] - paragraph [0156]
`
`line 19
`
`
`
`
`
`
`
`
`
`
`
` 1,15,20
`(SECURITY DYNAMICS TECHN
`WO 92/07436 Al
`LUS]) 30 April 1992 (1992-04-30)
`
`page 2,
`line 16 — page 3,
`line 13
`
`
` WO 02/14985 A2 (KERN DANIEL A [US])
`1,15,20
`
`
`
`
`
`
`21 February 2002 (2002-02-21),
`page 14,
`line 27 -— page 15,
`line 7
`page 1,
`lines 18-23
`page 4,
`lines 9-20
`claims 1,4,8
`figure 12 .
`
`
`
`Form PCT/ISA/206 (Annex, continuation sheet) (July 1992; reprint January 2004)
`
`3
`
`page 2 of 2
`
`

`

`INVITATION TO PAY ADDITIONAL FEES
`
`International application No.
`
`PCT/US2009/03528? :
`
`This International Searching Authority found multiple (groups of)
`inventions in this international application, as follows:
`
`1. claims: 1-2, 4, 6-16, 18-28, 30-31
`
`A device with biometric sensor, user interface and wireless
`communication interface which encrypts authentication
`-information setup by all entered data and sends it via
`another device to a third party system
`_ claims: 1-2, 4, 6, 15-16, 18-20, 24-28, 30-31
`
`system after biometric authentication
`
`A device with biometric sensor, user interface and wireless
`communication interface which encrypts particular
`authentication information setup by all entered data and
`sends it via another device to a third party system
`
`. claims: 7-12
`
`A device with biometric sensor, user interface and wireless
`communication interface which encrypts authentication
`information and sends it via another device to a third party
`system with local biometric verification and activation of
`the device after successful authentication —
`
`. claim: 14
`
`A portable device with biometric sensor, user interface and
`wireless communication interface which encrypts
`authentication information and sends it via another device
`to a third party system
`
`. claims: 13, 21-23
`
`A device with a special biometric sensor, user interface and
`wireless communication interface which encrypts
`authentication information and sends it via another device
`to a third party system
`
`. claim: 3
`
`A device with biometric sensor, user interface and wireless
`communication interface which encrypts authentication
`information and sends it via another device to a third party
`system and a converter device emulating magnetic stripes
`
`. Claim: 5
`
`A device with biometric sensor, user interface and wireless
`communication interface which encrypts authentication
`information and sends it via another device to a third party
`
`Form PCT/ISA/206 (extra sheet) (July 1992; reprint January 2004)
`4
`
`page 1 of 3
`
`

`

`INVITATION TO PAY ADDITIONAL FEES
`
`International application No.
`PCT/US2009/035282
`
`4. claims: 17, 29
`
`A device with biometric sensor, user interface and wireless
`communication interface which encrypts authentication —
`information and sends it via. another device to a third party
`system. The device is deactivated when user is not
`authenticated or when rules of other policies apply.
`
`third party ... the account data may include checking account number
`
`inventions mentioned under item 1, although not
`Please note that all
`necessarily linked by a common inventive concept, could ‘be searched
`without effort justifying an additional fee.
`The reasons for which the inventions are not so linked as to form a
`single general
`inventive concept, as required by Rule 13.1 PCT, are as
`follows:
`inventive. The only common
`Claims 1, 2, 15 and 20 are not new and not
`feature linking the parallel claims 3, 4, 5, 6, 7, 13, 14, 16, 17, 18,
`19, 21, 24, 25, 29 and 30 is a device with biometric sensor, user
`interface and wireless communication interface which encrypts
`authentication information setup by all entered data and sends it via
`another device to a third party system
`This is disclosed by the document US2006016884 (the references in
`parentheses applying to this document):
`A device configured to allow a user to select any one of a plurality of
`accounts associated with the user to employ in a financial
`transaction
`(fig.1 "portable terminal 14"; fig. 4; par.[0245] "a multifunction card
`o5
`can store data corresponding to plurality of accounts in its memory.
`data corresponding to a stored account can be selected ..."), comprising:
`a biometric sensor configured to receive a biometric input provided by
`the user (fig.4 "BIOMETRIC READER 47");
`"42 MANUAL INPUTS") configured to
`a user interface (fig. 4 "40 DISPLAY",
`receive a user input
`including secret information known to the user and
`identifying information concerning an account selected by the user from
`the plurality of accounts (par.[0181] "The instructions stored in memory
`on the card or the memory of the terminal may cause screens associated
`with the entry of a PIN number and/or the selection of various accounts
`to be displayed when particular accounts are selected.");
`a communication link (fig.4 "50 MODEM") configured to communicate (fig.4
`"54") with a secure registry (fig.4 "56"); and
`a processor (fig.4 "36 PROCESSOR") coupled to the biometric sensor to
`receive information concerning the biometric input,
`the user interface
`and the communication link,
`the processor configured to generate a
`non-predictable value and to generate encrypted authentication
`information from the non-predictable value,
`the identifying information,
`and at least one of the information concerning the biometric input and
`the secret information, and to communicate the encrypted authentication
`information via the communication link to the secure registry (par.[0185]
`“Appropriate encryption is provided to enhance security.";
`par.[0191]-[0192] "Data representative of the user’s signature and/or the
`user’s financial account
`information can be transmitted from the user’s
`(customer’s) portable hand-held device to the merchant’s transaction
`system.
`...
`,
`the merchant system can be operative to communicate with a
`
`Form PCT/ISA/206 (extra sheet). (July 1992; reprint January 2004)
`
`5
`5
`
`age 2 of 3
`pag
`
`

`

`INVITATION TO PAY ADDITIONAL FEES
`
`‘PCT/US2009/035282
`
`;
`
`International application No.
`
`(and/or bank routing number), check number, name, address, phone number,
`bank name, or combinations thereof.").
`
`1.2, 1.3).
`
`The 6 groups of inventions are directed towards the solution of different
`technical problems and are not
`linked by a common or corrresponding
`special
`technical feature, problem or effect, which would contribute to
`the prior art.
`Claims 1, 2, 4, 6, 15, 16, 18 to 20, 24 to 28, 30, 31 are directed
`towards a device for-entering authentication data and generating
`encrypted authentication information to be communicated to a third party.
`The problem to be solved by these features can be construed as to
`.
`protecting the secrecy of data authorizing financial
`transactions.
`Claims 7 to 12 are directed towards authenticating the authorized user of
`the device locally. Claim 14 is directed towards a portable
`authentication device. The problem to be solved by these features can be
`construed as to improve the availability of the protected authentication.
`Hence two solutions form a common inventive concept.
`Claims 13, 21, 22, 23 are directed towards biometric sensors. The problem
`
`to be solved by these features can be construed as to increase
`
`convenience for the user.
`Claim 3 is directed towards a device for emulating magnetic stripes. The
`problem to be solved by these features can be construed as to improve the
`interoperability with existing authentication systems.
`Claim 5 is directed towards sending biometric information to a third
`party before authenticating the financial
`transaction. The problem to be
`solved by these features can be construed as to improve the secrecy of
`the authentication process.
`Claim 17 and 29 are directed towards restricting the usage of the device.
`The problem to be solved by these features can be construed as to protect
`the integrity of the device against unauthorized use.
`In conclusion,
`the groups of claims define 6 different inventions not
`linked by a single general
`inventive concept.
`The search has covered the first 4 groups of inventions (groups 1, 1.1,
`
`.
`
`Form PCT/ISA/206 (extra sheet) (July 1992; reprint January 2004)
`6
`6
`
`age 3 of 3
`pag
`
`

`

`Patent Family Annex
`Information on patent family members
`
` Internationai Application No
`
`
`PCT/US2009/035282
`
`Patent document
`cited in search report
`
`Publication
`_ date
`
`Patent family
`member(s)
`
`Publication
`date
`
`.
`
`
`
`
`
`
`
`
`
`
`
`
`NONE
`26-01-2006
`Al
`US 2006016884
`
`
`~ 13-12-2007
`
`2007289000
`
` 13-12-2007
`2007288758
`
`
`
` 15-11-2003
`21-11-1996
`254315
`5922696
`AU
`29-11-1996
`
`
`BR
`9608580
`05-01-1999
`21-11-1996
`CA
`2221321
`
`19-08-1998
`CN
`1191027
`CN
`1542680
`03-11-2004
`DE
`69630713
`18-12-2003
`DE
`69630713
`02-12-2004
`DK
`0912959
`15-03-2004
`EP
`0912959
`06-05-1999
`ES
`2213774
`01-09-2004
`HK
`1069655
`25-01-2008
`uP
`11511882
`12-10-1999
`4097040
`uP
`04-06-2008
`
`2006155628
`JP
`15-06-2006
`08-06-2006
`2006146945
`JP
`2007293878
`JP
`
`08-11-2007
`2009087379
`JP
`23-04-2009
`
`912959
`31-05-2004
`
`
`
`
` 12-05-1994
`
`WO 9207436
`Al
`649190
`30-04-1992
`20-05-1992
`AU
`7981691
`
`20-04-1992
`CA
`2094026
`
`01-08-2002
`DE
`69133047
`DE
`69133047
`14-11-2002
`DE
`555219
`28-11-1996
`EP
`0555219
`18-08-1993
`11-08-1994
`
`
`
`
`
`6507277
` 21-02-2002
` 25-02-2002
`
`8344701
`0113462
`BR
`30-12-2003
`
`
`2419566
`CA
`21-02-2002
`1459068
`CN
`26-11-2003
`1323011
`EP
`02-07-2003
`
`2004506973
`JP
`04-03-2004
`
`PA0Q3001461
`
`A2
`
`T A
`
`13-12-2004 Form PCT/ISA/206 (patent family annex) (July 1992; reprint January 2004)
`
`7
`
`

`

`PATENT COOPERATION TREATY
`
`WW 0377 oo7l 3
`
`(day/month/year)
`
`Authority have been established and are transmittedherewith.
`Filing of amendments and statement underArticle 19:
`The applicantis entitled, if he so wishes, to amend the claims of the International Application (see Rule 46):
`When? The timelimit for filing such amendments is normally two months from the date of transmittal of the
`International Search Report.
`
`
`
`
`
`From the INTERNATIONAL SEARCHING AUTHORITY PCT
`
` To:
` NOTIFICATION OF TRANSMITTAL OF
`LOWRIE, LANDO & ANASTASI, LLP
`THE INTERNATIONAL SEARCH REPORT AND
`
`
`Attn. Donahoe, Robert Vv.
`THE WRITTEN OPINION OF THE INTERNATIONAL
`One Main Street Suite 1100
`SEARCHING AUTHORITY, OR THE DECLARATION
`
`
`Cambridge, MA 02142
`
`ETATS-UNIS D’ AMERIQUE
`
`
`(PCT Rule 44.1) Date of mailing
`
`
`
`
` 27/11/2007
`
`
`
`Applicant's or agent'sfile reference
` FOR FURTHER ACTION
`W0537-7009WO
`See paragraphs 1 and 4 below
`
`
`
`International application No.
`Internationalfiling date
`(day/month/year)
`
`
`
`PCT /US2007/004646
`
`
`Applicant
`
` WEISS, Kenneth P.
`
`
`
` The applicantis hereby notified that the international search report and the written opinion of the International Searching
`
`
`
`
`
`
`
`
`
`Where? Directly to the international Bureau of WIPO, 34 chemin des Colombettes
`1211 Geneva 20, Switzerland, Fascimile No.: (41-22) 338.82.70
`
`
`For more detailed instructions, see the notes on the accompanying sheet.
`
` 2.[] The applicant is hereby notified that no international search report will be established and that the declaration under
`Article 17(2}(a) to that effect and the written opinion of the international Searching Authority are transmitted herewith.
`
`With regard to the protest against payment of (an) additional fee(s) under Rute 40.2, the applicantis notified that:
`
` the protest together with the decision thereon has been transmitted to the International Bureau togetherwith the
`applicant's request to forward the texts of both the protest and the decision thereon to the designated Offices.
`
`no decision has been made yet on the protest; the applicant will be notified as soon as a decision is made.
`
` 4. Reminders
`
`
`Shortly after the expiration of 18 months from thepriority date, the international application will be published by the
`International Bureau. If the applicant wishes to avoid or postpone publication, a notice of withdrawalof the international
`application, or of the priority claim, must reach the International Bureau as provided in Rules 9Q0bis.1 and 9Obis.3, respectively,
`
`
`before the completion of the technical preparations for international publication.
`The applicant may submit comments on an informal basis on the written opinion of the international Searching Authority to the
`International Bureau. The International Bureau will send a copy of such commentsto all designated Offices unless an
`international preliminary examination report has been oris to be established. These comments would also be made available to
`the public but not before the expiration of 30 months from the priority date.
`Within 19 monthsfrom the priority date, but only in respect of some designated Offices, a demandforinternational preliminary
`examination mustbe filed if the applicant wishes to postponethe entry into the national phase until 30 months from the priority
`date (in some Offices evenlater); otherwise, the applicant must, within 20 months from thepriority date, perform the prescribed
`acts for entry into the national phase before those designated Offices.
`In respectof other designated Offices, the time limit of 30 months (orlater) will apply even if no demandis filed within 19
`months.
`
`Name and mailing addressof the International Searching Authority
`~“am, European Patent Office, P.B. 5818 Patentlaan 2
`
`)) NL-2280 HV Rijswijk
`
`Tel. (+31-70) 340-2040, Tx. 31 651 epo ni,
`
`Authorized officer
`.
`
`Katrin Sommermeyer
`
`Form PCT/ISA/220 (October 2005)
`
`8
`8
`
`(See notes on accompanying sheet)
`
`
`
`
`
`
`
`
`
`Guide, Volume Il, National Chapters and the WIPO Internetsite.
`
`
`
`
`
`
`
`
`
` See the Annex to Form PCT/IB/301 and, for details about the applicable time limits, Office by Office, see the PCT Applicant’s
`
`Fax: (431-70) 340-3016
`
`

`

`NOTES TO FORM PCT/ISA/220
`
`These Notes are intended to give the basic instructions concerning the filing of amendments underarticle 19. The
`Notes are based on the requirements of the Patent Cooperation Treaty, the Regulations and the Administrative Instructions
`underthat Treaty. In case of discrepancy between these Notes and those requirements, the latter are applicable. For more
`detailed information, see also the PCT Applicant’s Guide, a publication of WIPO.
`
`In these Notes, "Article", “Rule”, and "Section" refer to the provisions of the PCT, the PCT Regulations and the PCT
`Administrative Instructions, respectively.
`
`INSTRUCTIONS CONCERNING AMENDMENTS UNDER ARTICLE 19
`
`The attention of the applicant is drawn to the fact that amendments to the claims under Article 19 are not allowed where
`the International Searching Authority has declared, under Article 17(2), that no international search report would be
`established (see PCT Applicant’s Guide, Volume I/A, paragraph 296).
`
`What parts of the international application may be amended?
`
`UnderArticle 19, only the claims may be amended.
`
`During the international phase, the claims may also be amended(or further amended) under Article 34 before the
`International Preliminary Examining Authority. The description and drawings may only be amended under
`Article 34 before the International Examining Authority.
`
`Upon entry into the national phase,ali parts of the international application may be amended under Article 28 or,
`where applicable, Article 41.
`
`Within 2 months from the date of transmittal of the international search report or 16 months from the priority date,
`whichevertime limit expireslater. It should be noted, however, that the amendmentswill be considered as having
`been received on time if they are received by the International Bureau after the expiration of the applicable time
`limit but before the completion of the technical preparations for international publication (Rule 46.1).
`
`Wherenotto file the amendments?
`
`The amendments mayonly befiled with the International Bureau and not with the receiving Office or the
`International Searching Authority (Rule 46.2).
`
`Where a demandfor international preliminary examination has been/is filed, see below.
`
`The applicant has, after having received the international search report and the written opinion of the International
`Searching Authority, one opportunity to amendthe claims of the international application. lt should however be emphasized
`that, since all parts of the international application (claims,description and drawings) may be amended during the
`international preliminary examination procedure, there is usually no needto file amendments of the claims under Article 19
`except where, e.g. the applicant wants the latter to be published for the purposes of provisional protection or has another
`reason for amending the claims before international publication. Furthermore, it should be emphasizedthat provisional
`protection is available in some States only (see PCT Applicant’s Guide, Volume IVA, Annexes B1 and B2).
`
`is French, the letter must be in French.
`
`Either by cancelling one or more entire claims, by adding one or more new claims or by amending the text of one
`or more of the claims asfiled.
`
`A replacement sheet must be submitted for each sheet of the claims which, on account of an amendmentor
`amendments,differs from the sheetoriginally filed.
`
`All the claims appearing on a replacement sheet must be numberedin Arabic numerals. Where a claim is
`cancelied, no renumbering of the other claims is required. In all cases where claims are renumbered, they must be
`renumbered consecutively (Section 205(b)).
`
`The amendments must be madein the languagein which the international application is to be published.
`
`What documents must/may accompany the amendments?
`
`Letter (Section 205(b)):
`The amendments must be submitted with a letter.
`
`The letter will not be published with the international application and the amendedclaims. It should not be
`confused with the "Statement under Article 19(1)” (see below, under "Statement underArticle 19(1)").
`
`The letter must be in English or French, at the choice of the applicant. However,if the languageof the
`international application is English, the letter must be in English; if the languageofthe international application
`
`Notes to Form PCT/ISA/220(first sheet) (October 2005)
`
`9
`9
`
`

`

`PATENT COOPERATION TREATY
`
`PCT
`
`INTERNATIONAL SEARCH REPORT
`
`(PCT Article 18 and Rules 43 and 44)
`see Form PCT/ISA/220
`FOR FURTHER
`as well as, where applicable, item 5 below.
`ACTION
`International filing date (day/month/year)
`(Earliest) Priority Date (day/month/year)
`
`21/02/2007
`
`21/02/2006
`
`li
`,
`ts
`fil
`f
`Applicant's or agent's file reference
`W0537-7009WO
`International application No.
`
`PCT /US2007/004646
`Applicant
`
`WEISS, Kenneth P.
`
`This international search report has been preparedbythis International Searching Authority and is transmitted to the applicant
`according to Article 18. A copy is being transmitted to the International Bureau.
`
`This international search report consists of a total of
`
`6
`
`sheets.
`
`It is also accompanied by a copy of each prior art documentcited in this report.
`
`Basis of the report
`a. With regard to the language,the international search was carried out on the basis of:
`
`[|
`
`the international application in the language in whichit wasfiled
`, which is the language
`a translation of the international application into
`of a translation furnished for the purposes of international search (Rules 12.3(a} and 23.1(b))
`With regard to any nucleotide and/or amino acid sequencedisclosedin the international application, see Box No.|.
`
`b. L]
`
`L]
`
`Certain claims were found unsearchable (See Box No.Ii)
`
`Unity of invention is lacking (see Box No Hl)
`
`With regardto thetitle,
`
`the text is approved as submitted by the applicant
`the text has been established by this Authority to read as follows:
`
`[|
`
`b.[| none ofthe figures is to be published with the abstract
`
`the figure of the drawingsto be published with the abstract is Figure No.
`[_]
`as suggestedby the applicant
`[}as selected by this Authority, because the applicant failed to suggest a figure
`as selected by this Authority, becausethis figure better characterizes the invention
`
`With regard to the abstract,
`
`[|
`
`the text is approved as submitted by the applicant
`the text has been established, according to Rule 38.2(b), by this Authority as it appears in Box No. iV. The applicant
`may, within one month from the date of mailing of this international search report, submit commentsto this Authority
`
`With regard to the drawings,
`
`a.
`
`Form PCT/ISA/210 (first sheet) (April 2005)
`
`10
`10
`
`_1
`
`

`

`A. CLASSIFICATION OF SUBJECT MATTER
`INV.
`GO06F21/00
`
`According to International Patent Classification (IPC) or to both national classification and IPC
`B. FIELDS SEARCHED
`Minimum documentation searched (classification system followed byclassification symbols)
`GO6F
`GO07C
`
`PCT/US2007/004646
`
`Documentation searched other than minimum documentation to the extent that such documents are included in the fields searched
`
`Electronic data base consulted during the international search (name of data base and, wherepractical, search terms used)
`
`EPO-Internal
`
`Cc. DOCUMENTS CONSIDERED TO BE RELEVANT
`
`Category”
`
`Citation of document, with indication, where appropriate, of the relevant passages
`
`Relevant to claim No.
`
`INTERNATIONAL SEARCH REPORT International application No
`
`°A°® documentdefining the general state of the art which is not
`considered to be of particular relevance
`earlier document but published on orafter the international
`filing date
`document which may throw doubts cn priority claim(s) or
`which is cited to establish the publication date of another
`citation or other special reason (as specified)
`documentreferring to an oral Gisclosure, use, exhibition or
`other means
`document publishedpriorto the international filing date but
`later thanthe priority date claimed
`
`GB 2 382 006 A (IBM [US])
`14 May 2003 (2003-05-14)
`figure 3
`page 4,
`page 17,
`page 18,
`
`line 29 - line 34
`line 10 - line 27
`line 5 - line 24
`
`(DOUGHTY RALPH O [US] ET
`US 2005/001711 Al
`AL) 6 January 2005 (2005-01-06)
`
`paragraph [0012]
`paragraph [0061]
`
`[] Further documentsarelisted in the continuation of Box C. See patent family annex.
`
`*
`Special categories of cited documents:
`|
`.
`.
`a
`later document published after the internationalfiling date
`or priority date and not in conflict with the application bui
`cited to understand the principle or theory underlying the
`invention
`documentof particular relevance; the claimed invention
`cannot be considered novel or cannot be considered to
`involve an inventive step when the document is taken alone
`documentof particular relevance; the claimed invention
`cannot be considered to involve an inventive step when the
`documentis combined with one or more other such docu—
`ments, such combination being obvious to a person skilled
`in the art.
`*&* document memberof the same patent family
`
`Date of the actual completion of the international search
`
`Date of mailing of the international search report
`
`13 November 2007
`
`Name and mailing address of the ISA/
`European Patent Office, P.B. 5818 Patentlaan 2
`NL -— 2280 HV Rijswijk
`Tel. (431-70) 340-2040, Tx. 31 651 eponi,
`Fax: (+31-70) 340-3016
`
`27/11/2007
`
`Authorized officer
`
`Chabot, Pedro
`
`Form PCT/ISA/210 (second sheet) (April 2005)
`
`11
`1 1
`
`

`

`INTERNATIONAL SEARCH REPORT
`
`
`international application No.
`
`PCT/US2007/004646
`
`Box H Observations where certain claims were found unsearchable (Continuation of item 2 of first sheet)
`
`
`
`
`
`This international Search Report has not been established in respectof certain claims under Article 17(2)(a) for the following reasons:
`
`Claims Nos.:
`
`because they relate to subject matter not required to be searchedby this Authority, namely:
`
`
`Claims Nos.:
`
`becausethey relate to parts of the International Application that do not comply with the prescribed requirements to such
`
`an extent that no meaningful International Search can be carried out, specifically:
`
`
`
`
`Claims Nos.:
`because they are dependent claims and are not drafted in accordance with the second and third sentences of Rule 6.4(a).
`
`
`Box II] Observations where unity of invention is lacking (Continuation of item 3 of first sheet)
`
`
`This international Searching Authority found multiple inventions in this international application, as follows:
`
`
`see additional sheet
`
`
`
`Asali required additional search fees were timely paid by the applicant, this International Search Report coversall
`searchable claims.
`
`
`
`
` Asall searchable claims could be searched withouteffort justifying an additional fee, this Authority did not invite payment
`of any additional fee.
`
`
`
`3.
`
`As only someof the required additional search fees were timely paid by the applicant, this International Search Report
`covers only those claims for which fees were paid, specifically claims Nos.:
`
`1-9 ,13-14 , 20-22 ,63-84
`
`
` No required additional search fees were timely paid by the applicant. Consequently, this International Search Report is
`restricted to the invention first mentioned in the claims;it is covered by claims Nos.:
`
`Remark on Protest
`
`[| The additional search fees were accompanied by the applicant’s protest.
`
` No protest accompanied the payment of additional search fees.
`
`Form PCT/ISA/210 (continuation of first sheet (2)) (January 2004)
`
`12
`12
`
`

`

`International Application No. PCT/US2007 /004646
`
`FURTHER INFORMATION CONTINUED FROM PCTASA/ 210
`
`This International Searching Authority found multiple (groups of)
`inventions in this international application, as follows:
`
`1. claims: 1,63
`
`Giving authorization for an operation to a second device by
`a third device depending on information given by a first
`device.
`
`. Claims: 2-9, 20-22, 13-14,64-84
`
`Emulating a credit card and providing the services
`associated to the credit card.
`
`. Claims: 10-12, 38-41,46,47, 100-103, 108-109
`
`secure communications between th