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` 1 ROUGH DRAFT - SHOUP
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` 2 ---------------------------------------------
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` REALTIME AND INTERACTIVE REALTIME
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` 3 TRANSCRIPT ROUGH DRAFT DISCLAIMER
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` 4 IMPORTANT NOTICE:
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` AGREEMENT OF PARTIES
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` 5 ---------------------------------------------
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` We, the party working with realtime and rough
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` 6 draft transcripts understand that if we
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` choose to use the realtime rough draft screen
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` 7 or the printout, that we are doing so with
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` the understanding that the rough draft is a
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` 8 noncertified copy.
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` 9 We further agree not to share, give, copy,
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` scan or fax or in any way distribute this
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` 10 realtime rough draft in any form (written or
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` computerized) to any party. However, your
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` 11 own experts' cocounsel and staff may have
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`USR Exhibit 2014, page 1
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`Rough Draft_Victor Shoup.txt
` limited internal use of same with the
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` 12 understanding that we agree to destroy your
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` realtime rough draft and/or any computerized
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` 13 form, if any, and replace it with the final
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` transcript upon its completion.
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` 14 Case: Apple Inc. vs. Universal
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` Secure Registry, LLC
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` 15 Date: February 11, 2019
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` REPORTER'S NOTE:
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` 16
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` Since this deposition has been realtimed and
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` 17 is in rough draft form, please be aware that
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` there may be a discrepancy regarding page and
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` 18 line number when comparing the realtime
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` screen, the rough draft, rough draft disk,
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` 19 and the final transcript.
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` Also please be aware that the realtime screen
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` 20 and the noncertified rough draft transcript
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` may contain untranslated steno, reporter's
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` 21 notes in double parenthesis, misspelled
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` proper names, incorrect or missing Q/A
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` 22 symbols or punctuation, and/or nonsensical
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` English word combinations. All such entries
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` 23 will be correct on the final certified
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`Page 2
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`USR Exhibit 2014, page 2
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` transcript.
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`Rough Draft_Victor Shoup.txt
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` Court Reporter's Name: Michelle A. Cox
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` 25 Firm Name: First Legal Deposition
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` 2
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` 1 ROUGH DRAFT - SHOUP
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` 2 EXAMINATION BY
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` 3 MR. HEFAZI:
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` 4 Q Good morning, Dr. Shoup.
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` 5 So Dr. Shoup, I understand you've been
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` 6 deposed before most recently in another matter
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` 7 between Apple and Universal Secure Registry; is
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` 8 that correct?
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` 9 A That's correct.
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` 10 Q And have you been deposed in any other
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` 11 matters?
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` 12 A No, I have not.
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` 13 Q Okay. What did you do to prepare for
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` 14 today's deposition?
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` 15 A You mean specifically aside from writing
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` 16 my declarations and such.
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` 17 Q Correct?
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` 18 A I met with Apple counsel couple of times
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` 19 in the last week just to review things I also
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` 20 on my own reviewed my declaration medleys,
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` 21 plural and various prior art references and the
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` 22 USR patents themselves.
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` 23 Q Okay. And you mentioned the declaration
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` 24 you reviewed those and did you see anything
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` 25 that you athought was incorrect or inaccurate.
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` 3
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` 1 ROUGH DRAFT - SHOUP
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` 2 No.
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` 3 Q And you understand the opinions in your
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` 4 declaration absolutely they are my opinions.
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` 5 Q And you standby those opinion?
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` 6 A Absolutely.
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` 7 Q And you understand I guess the prior art?
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` 8 MR. SELWYN: Objection; form.
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` 9 A I I've read and review and understand the
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` 10 prior art references that are mentioned in
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` 11 medley.
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` 12 Q And you also understand the USR patents in
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` 13 these proceedings?
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` 14 A I've read and reviewed the U USR patents
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` 15 and feel competent in my understanding of them.
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` 16 Q You mentioned you met with Apple counsel a
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` 17 couple of times.
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` 18 Is that Mr. Selwyn and Ms. Grewal?
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` 19 A Yes. And Kalvin Chan and Derrick ^.
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` 20 Q Did you meet with anyone that was not an
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` 21 attorney?
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` 22 A No I did not and you mentioned that you
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` 23 started preparing or meeting with the attorneys
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` 24 a couple of weeks ago -- strike that.
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` 25 When it did you start preparing for your
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` 4
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` 1 ROUGH DRAFT - SHOUP
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` 2 deposition?
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` 3 A For this particular deposition.
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` 4 A Correct.
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` 5 Q I don't know that I know the exact date.
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`USR Exhibit 2014, page 7
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` 6 Sometime after my last deposition.
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` 7 Q Okay. I guess approximately how many
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` 8 hours would you say you spent reviewing these
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` 9 materials and preparing it for this deposition?
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` 10 A Maybe 30 to 40 hours.
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` 11 Q And other than your declarations the prior
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` 12 art sited in the prior declarations are there
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` 13 any other documents that you reviewed in
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` 14 preparation for youring it deposition today?
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` 15 A Well I reviewed other documents in
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` 16 preparing medley, but.
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` 17 Q My question is focused just on your
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` 18 deposition?
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` 19 A Deposition. I don't believe so.
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` 20 Q Did you review your deposition transcript
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` 21 from are the prior deposition?
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` 22 A Yes, I did.
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` 23 Q And did you see anything inaccurate in
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` 24 that deposition transcript?
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` 25 A There were a couple of of typos there that
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` 5
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` 1 ROUGH DRAFT - SHOUP
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` 2 I I did submit a what's it called an errata a
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` 3 couple of typos.
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`USR Exhibit 2014, page 9
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` 4 Q And?
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` 5 A There was one point which I felt kind of
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` 6 silly. I did -- there was a question regarding
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` 7 my interaction with any referral expert witness
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` 8 referral services and I mentioned one but there
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` 9 were couple of extra others I actually wasn't
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` 10 thinking for at the time I didn't mention I ask
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` 11 tell them to you now I guess.
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` 12 Q Sure.
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` 13 The think you mentioned was with Avi
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` 14 Rubin, Harvard Labs?
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` 15 A That's correct. I couldn't remember the
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`USR Exhibit 2014, page 10
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` 16 names at the time. And the two others are, I
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` 17 did review that since that time to make sure I
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` 18 got the names right, GLG Group and Forensis
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` 19 Group.
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` 20 Q Okay. But other than on your testimony in
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` 21 your pursue prior deposition you haven't
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` 22 submitted any other testimony in the form of a
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` 23 deposition or declaration or?
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` 24 A Regarding these proceedings.
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` 25 Q Just generally?
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`USR Exhibit 2014, page 11
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` 2 A No.
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` 3 MR. HEFAZI: Let me mark as Exhibit 1,.
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` 4 MR. HEFAZI: Counsel I have two copies of
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` 5 this I might not have two copies of each. So
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` 6 this is Exhibit 1US patent No. 885-6539.
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` 7 (Exhibit Type Exhibit
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` 8 No , Description ,
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` 9 marked for identification as of this date.)
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` 10 Q Okay. So this is Shoup Exhibit 1US patent
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` 11 No. 885-6539. And you've seen this document
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` 12 before?
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` 13 A Yes, I have.
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`USR Exhibit 2014, page 12
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` 14 Q And I'm going to call this the 539 patent
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` 15 you'll understand that I'm referring to this
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` 16 exhibit here, correct?
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` 17 A Yes.
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` 18 Q And you've read all of the 539 patent,
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` 19 correct?
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` 20 A Yes, I have.
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` 21 Q And when was the raft time that you read
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` 22 the 539 patent?
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` 23 A You mean when is with is the last time I
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` 24 read it from front to back.
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` 25 Q Let's start there?
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`USR Exhibit 2014, page 13
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` 1 ROUGH DRAFT - SHOUP
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` 2 A That might have been a while certainly
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` 3 during the preparation of medley read through
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` 4 it several times. I don't know that during my
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` 5 preparation for this deposition I may have
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` 6 focused more on the claims and relevant
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` 7 portions of the specification as they pertained
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` 8 to electricity claims.
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` 9 Q But you did review this patent as it it
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` 10 pertains to your deposition?
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` 11 A Mainly focusing on the claims themselves
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`USR Exhibit 2014, page 14
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` 12 and the relevant parts of the specification.
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` 13 Q Okay. And you understand the claims of
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` 14 this patent?
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` 15 A Yes.
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` 16 Q Okay. And how long would you say you
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` 17 spent looking and reviewing this '539 Patent
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` 18 during your preparation for your deposition
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` 19 today?
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` 20 A It's hard to attach a particular number.
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` 21 Q Just an approximate ballpark?
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` 22 MR. SELWYN: Objection; form.
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` 23 A Much of the time I spent reviewing this
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`USR Exhibit 2014, page 15
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` 24 was in conjunction with reviewing the
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` 25 declarations that medley pertaining to the '539
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` 1 ROUGH DRAFT - SHOUP
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` 2 Patent. So it's hard to say how much time I
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` 3 spent on each one of those.
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` 4 Q Okay. In combination reviewing the
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` 5 declaration and the '539 Patent, how many hours
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` 6 would you say you spent?
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` 7 A Well I said I spent 20 to 30 hours in
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` 8 total. Let's say, 15.
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` 9 Q Okay.
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`USR Exhibit 2014, page 16
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` 10 A Ten to 15 and that's a ballpark estimate
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` 11 as you call it.
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` 12 MR. HEFAZI: Let me know mark asShoup
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` 13 Exhibit 2 patent No. 593-0767 to WEBER lieu
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` 14 with us the at he will.
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` 15 (Exhibit Type Exhibit
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` 16 No , Description ,
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` 17 marked for identification as of this date.).
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` 18 And if you it don't mind can we just call this
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` 19 REBER.
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` 20 Q Certainly certainly.
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` 21 (Exhibit Type Exhibit
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`USR Exhibit 2014, page 17
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` 22 No , Description ,
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` 23 marked for identification as of this date.)
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` 24 Q Okay. And the REBER this is one of the
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` 25 references you're relying on in challenge the
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` 1 ROUGH DRAFT - SHOUP
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` 2 '539 Patent, right?
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` 3 A Yes.
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` 4 Q Okay. And you've read all of the REBER?
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` 5 A Oh, yes.
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` 6 Q And when was the last time you reviewed
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` 7 REBER?
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` 8 A Saturday.
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` 9 Q And how long you spend reviewing REBER?
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` 10 A On Saturday,.
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` 11 A Four hours.
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` 12 Q And how long in total course both in
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` 13 \repeat\reaping your declaration and preparing
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` 14 nor this deposition have you spent reviewing
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` 15 Reber?
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` 16 A I can't give a specific number to that.
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` 17 Q Would have it have been more or less than
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` 18 ten hours?
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` 19 A Let's say more than ten.
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`USR Exhibit 2014, page 19
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` 20 Q More than 20 hours?
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` 21 A I'm not sure.
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` 22 Q You've reviewed it sufficiently such that
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` 23 you believe you understand Reber, correct?
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` 24 A I have a good understanding of Reber.
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` 25 Q Okay. Let's turn to figure one of Reber.
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` 1 ROUGH DRAFT - SHOUP
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` 2 Okay. And figure one is a block diagram
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` 3 of Reber's transaction system; is that right?
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` 4 A That's correct.
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` 5 Q And in figure one there's an end user 26.
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` 6 Do you see that?
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` 7 A Yes, I do.
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` 8 Q And there's a dashed box around a number
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` 9 of the items in figure one.
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` 10 Does that represent the end users
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` 11 location?
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` 12 A Yeah. The last time I remember reviewing
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` 13 this and reading through references and user
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` 14 location 24. And I to be to be honest I don't
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` 15 know if it's a bug in the diagram but I
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` 16 couldn't find a anything labeled 24.
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` 17 Q Okay. But as a person ever skill in the
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` 18 art do you understand Figure 1 that the dashed
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` 19 box surrounding certain elements to represent
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` 20 the user's location?
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` 21 MR. SELWYN: Objection; form.
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` 22 A Since it wasn't specified in this the
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` 23 diagram I haven't really I don't have an
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` 24 opinion on what the dashed box represents. I
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` 25 just certainly can took the words user location
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` 11
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` 1 ROUGH DRAFT - SHOUP
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` 2 in the specific to mean what they ordinarily
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` 3 mean.
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` 4 Q So I guess you don't have an opinion as to
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` 5 whether the dashed box surrounding certain
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` 6 items in figure one is the user location?
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` 7 MR. SELWYN: Objection; form.
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` 8 A Since the dashed box isn't labeled, and
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` 9 since I did not to the best of my knowledge I
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` 10 don't remember reading audition like the dashed
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` 11 box represents such and such, I don't really
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` 12 have an opinion.
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` 13 Q Okay. So it's your opinion that once
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` 14 skilled in the art looking at figure one and
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` 15 reading the the specification wouldn't be
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` 16 unable to determine whether or not the dashed
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` 17 box represents user location?
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` 18 MR. SELWYN: Objection; form.
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` 19 A All I can say is my first impression that
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` 20 may be reasonable but I withhold an opinion.
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` 21 Q Okay. Okay. So within the dashed box
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` 22 there's a box labeled 34. That's the display
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` 23 device, correct?
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` 24 A Box labeled 34., that's correct.
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` 25 Q And that would be like a computer monitor;
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` 2 is that right?
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` 3 A Let's -- well for example in figure eight
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` 4 of the Reber patent, 34 is identified as that
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` 5 embodiment is identified as a computer monitor.
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` 6 Q Okay. And that computer monitor would be
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` 7 at the he's location?
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` 8 A That seems reasonable.
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` 9 Q At box 32 there's a network access
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` 10 apparatus, that connection connects to the
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` 11 electronic network?
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` 12 A Yes.
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` 13 Q And that network access apparatus would it
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` 14 be fair to say that's also at the user
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` 15 location?
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` 16 A Right.
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` 17 So I think it's helpful to look at
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` 18 Figure 8 in conjunction with the discussion of
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` 19 Figure 8 at Column 10 of Reber at Line 9, where
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` 20 it says, Figure 8 is an illustration of an
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` 21 example of the data reader 30 and the network
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` 22 access apparatus 32 at the user location.
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` 23 So that is consistent with the assertion
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` 24 that's at the user location.
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` 25 And then it continues to say, in this
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` 1 ROUGH DRAFT - SHOUP
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` 2 example, the network apparatus 32 comprises a
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` 3 personal computer network 140, which you can
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` 4 see labeled in Figure 8.
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` 5 Q There's also a data reader in figure one
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` 6 labeled 30 I I guess that also appears in
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` 7 Figure 8 as item 30?
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` 8 A That's correct.
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` 9 Q And that would also be at user location at
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` 10 the end users location?
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` 11 A In some embodiments, yes.
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` 12 Q Does Reber disclose any embodiments where
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` 13 it's not at the user location?
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` 14 A Yes.
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` 15 Q Can you show me where that is?
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` 16 A So for example, as Reber discloses the
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` 17 second data so I'm looking at column four, line
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` 18 21. Where it says alternatively the second
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` 19 data element is generated in the second network
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` 20 access apparatus 32 in this case the second
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` 21 data element would be prestored in the network
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` 22 access apparatus 32 or it can be generate bid a
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` 23 code generator associated with the network
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` 24 access apparatus 32 preferable the second data
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` 25 almost which say time itinerary varying now the
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` 1 ROUGH DRAFT - SHOUP
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` 2 second dashed box element is something chosed
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` 3 earlier is something that can be read by the
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` 4 data reader, also the other thing that can be
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` 5 read by the decade reader we can look at
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` 6 references and citations is the first data
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` 7 element and later on column four alternatively
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` 8 the first data element in response to a user
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` 9 input device of the net this network access
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` 10 apparatus 32 in this case at end user 26 it
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` 11 initiate a transaction based upon second
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` 12 viewable delayed by pit display device 34.
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` 13 Q So let's break that down a bit.
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` 14 Network network access apparatus 32 is in?
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` 15 A Anarchy.
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` 16 Q Where in this disclosure does it teach
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` 17 that the data reader 30 is not within the user
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` 18 location?
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` 19 A Well, it's my opinion and understanding of
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` 20 the Reber patents the embodiment of which a
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` 21 data reader is present is to read the first and
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` 22 second data elements required for the
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` 23 transaction, and that's one embodiment, maybe
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` 24 even a preferred embodiment.
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` 25 However, the Reber patent also discloses
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` 1 ROUGH DRAFT - SHOUP
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` 2 in the points that I've cited at Column 4, line
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` 3 21 and Column 4, line 50 that there are other
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` 4 embodiments which the first and second data
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` 5 elements are generated without the use of.
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` 6 Q Okay. So you're not saying --
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` 7 MR. SELWYN: I don't think he finished his
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` 8 answer.
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` 9 Q I'm sorry, could you --
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` 10 A I think I did finish.
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` 11 Q Okay. So you're not saying the data
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` 12 reader would be located somewhere else, you're
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` 13 just saying that in certain embodiments there
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` 14 might not be a data reader; is that what
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` 15 you're --
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` 16 MR. SELWYN: Objection., form.
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` 17 A I think a person of ordinary skill in the
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` 18 art would see the various embodiments presented
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` 19 in Reber and come to the conclusion that the
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` 20 data reader is used where needed and not used
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` 21 where needed depending on the goals and
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` 22 engineering constraintsf building a particular
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` 23 embodiment.
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` 24 Q I'm just talking about Reber's disclosures
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` 25 in figure one there's a data reader shown I'm
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` 1 ROUGH DRAFT - SHOUP
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` 2 asking you in the embodiment of figure one?
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` 3 A Mm-hmm.
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` 4 Q Is the data reader at the users location?
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` 5 MR. SELWYN: Objection; form.
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` 6 A Be in the embodiment of figure one there
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` 7 is a data at users location as the
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` 8 alternatively embodiment disused emwhere in the
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` 9 Reber item column one fours alternatively
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` 10 embodiment which do not especially entail a
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` 11 data reader.
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` 12 Q Okay. But in the embodimentless that are
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` 13 shown with the data reader the data reader is
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` 14 at the users location, right?
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` 15 MR. SELWYN: Objection; form.
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` 16 A All I can say that the embodiment shown in
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` 17 figure one shows a data reader.
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` 18 Q Okay. And you don't see any embodiment
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` 19 that shows a data reader at a location other
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` 20 than the end users location?
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` 21 MR. SELWYN: Objection; form.
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` 22 A Can you real estate the question, please.
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` 23 MR. HEFAZI: You don't see any embodiment
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` 24 that shows a data reader at a location other
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` 25 than the user location.
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` 1 ROUGH DRAFT - SHOUP
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` 2 MR. SELWYN: Objection to form.
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` 3 A That's a question that I wasn't at the top
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` 4 of my whether or not there was a data reader
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` 5 present at any other locations, was not a issue
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` 6 that I considered in preparing medley and
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` 7 preparing my mappings.
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` 8 Q Okay?
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` 9 A To the best of my knowledge I don't recall
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` 10 one as I said that wasn't a top priority for
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` 11 analyzing.
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` 12 Q And you mentioned you know first data
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` 13 element and a second data element let's discuss
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` 14 that for a second.
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` 15 There's a device here labeled device 40.
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` 16 Do you see that this is figure one?
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` 17 A Yes.
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` 18 Q And device 40 that's used -- well, strike
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` 19 that.
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` 20 There's also a device in figure one
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` 21 showing device 52.
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` 22 Do you see that?
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` 23 A Just a moment. Fifty-two, yes.
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` 24 Q Okay. And device 40 examples cuff device
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` 25 40 are -- strike that.
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` 18
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` 2 Examples of the device 40 in figure one
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` 3 are shown as figures two through four reader;
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` 4 is that right?
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` 5 A Those are some examples, yes.
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` 6 Q Okay. And some examples of device 52 are
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` 7 also shown in figure five through seven of
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` 8 Reber, correct?
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` 9 A Those are some examples, yes.
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` 10 Q Okay. Now, to initiate a transaction, the
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` 11 end user needs to generate two types of data a
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` 12 first data element and a second data element;
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` 13 is that right?
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` 14 A That's correct and the for the record and
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` 15 second data element are generated at the users
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` 16 location, correct.
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` 17 A I believe that's correct.
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` 18 Q And to generate the second data element,
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` 19 the user can scan machine readable on device
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` 20 40; is that correct.
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` 21 A Repeat the question.
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` 22 Q So to generate the second data element the
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` 23 user can scan the machine readable data labeled
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` 24 36 in figure one within device 40?
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` 25 A That's one possible embodiment. As I also
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` 19
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` 2 already mentioned at Column 4, Line 1, Reber
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` 3 says alternatively, the second data element is
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` 4 generated within the network access apparatus
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` 5 32. I won't read the rest of it.
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` 6 Q Okay. So the network apparatus is another
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` 7 way, in your opinion, to generate the second
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` 8 data element, right?
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` 9 A That's correct.
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` 10 Q Okay. And to generate the first data
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` 11 element, the user can scan the machine readable
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` 12 50 on device 52?
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` 13 Q That's one possible embodiment. As I
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` 14 already mentioned another embodiment disclosed
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` 15 at Column 4, line 50, is that alternatively the
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` 16 first data elements is generated in response to
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` 17 a user initiated user event, you see device of
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` 18 the network access apparatus 32.
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` 19 Q You mentioned embodiment a couple of
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` 20 times.
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` 21 You agree that Reber discloses multiple
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` 22 embodiments?
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` 23 A Okay, yes.
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` 24 Q Do you agree there's multiple of
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` 25 embodiment in discussed in the Reber patent?
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` 2 A Yes.
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`