`
`I, HARUMI RUDOLPH, CERTIFY THAT:
`
`1. I am fluent in Japanese and English.
`
`2. I have been a member of the American Translator's Association (ATA)
`
`for 18 years. I passed the ATA qualification exam in 2000.
`
`3. I have 25 years of Japanese-English translation/editing experience, and
`
`focus on legal, finance, IT, and medical content.
`
`4. I am certified by TransPerfect, an ISO 9001:2008 certified company, in
`
`the areas of General Investment (Financial) and Serious Adverse Events Forms
`
`(Clinical-Technical).
`
`5. I reviewed the Japanese-language document that is attached to this
`
`certification as Attachment A. I also reviewed the English-language document that
`
`is attached to this certification as Attachment B. To the best of my knowledge, the
`
`English-language document that is attached to this certification as Attachment B is
`
`a true and accurate translation from Japanese to English of the Japanese-language
`
`document that is attached to this certification as Attachment A.
`
`6. I hereby declare that all statements made herein of my own knowledge are
`
`true and that all statements made on information and belief are believed to be true;
`
`0001
`
`IBG 1057
`IBG v. TT
`CBM2016-00087
`
`
`
`and further that these statements were made with the knowledge that willful false
`
`statements and the like so made are punishable by fine or imprisonment, or both,
`
`under Section 1001 of Title 18 of the United States Code.
`
`Executed this 14th day ofNovember, 2016 in Colleyville, Texas.
`
`0002
`
`
`
`V lN3:WHJVllV ATTACHMENT A
`
`--·-·
`
`0003
`
`0003
`
`
`
`(G)
`
`1
`
`(?z:!!Jl;'G!Jo/.1/ ::t7"V s ::..--5e~ V :AT .A 1;::00-t o IDl.IYl5::;(J) /l¥lilll& Vllll1lmi*"i!{•JI;:::. "?It'
`-c
`
`II····································································· ........................................ ······················································································· ................................•......................
`
`···································································································································································································································································II
`
`:li<JJJ<. 9 fp 9 .!l 2 9 13 <.!l > ~ 1 o .!l 2 13 <*> 0) 4 13 r.~
`
`II·····················
`
`2. :m m
`................................................................................................................................................
`
`..
`
`...
`
`..
`
`..
`
`...
`
`..
`
`....
`
`..
`
`.. .
`
`11 ........................................................................................................................................................................................................................................................................... .
`J;J. J:
`....................................... ···················· ···· ······················ ··II
`
`11········· .......................................................................................................................................
`
`······················· ··
`
`(
`
`(
`
`c·
`(_
`
`II· ···························· ·· ·································································· ······································································ ······························································ · ··························II
`
`II·················································································································································································································································· ................. .
`
`11····· ................ ··············································································································································································· .. ··············································· ......... ··········
`
`II················· ·············•··································•··········································································································· -~--!!1!
`!G
`_:f
`~ .....
`it
`······················································································································································· ··• l.Kttwn,sh\l)')f ····
`
`.........
`
`IT
`
`No'-. __ _
`
`0004
`
`
`
`% ~ y A 7 A ~ ~ N ~ *
`:ili' {f *
`
`~1iffif.li/&;tlf&.Jl&i'JI~~J! YA 7 Al&i'Jij!{~*
`~yj;::t7"Y3 :Yl&i'JI~~YA7Al&i'JI'JAi~* 4Hli:
`!Jt. % 'I'! Y A 7 A l& 51
`f1l'
`
`JRtJE~YA~86~
`'JZP!t 9 <¥- 9 Jl
`i'l
`
`JIO¥- iliE Y¥ l& 5 I m
`~~YATAJ'i~~
`n:ti
`~ rlJ
`
`(
`
`(
`
`c
`(
`
`'Jlil'ii;J:, ;;!;;i!lf~~ YA 7 A(l)l!J!JlliC.*I\Jjlj(l)fJic!iHtl \?, ~ < lo!*Lifl GJ:I:l'*i"•
`~ -c_ ;;!;;i!lfi;J:, 'JZP.Jt 8 '¥- 4 Jl (l)lf:{f~J!Il'!jl:~;!;::;lO~'ci$:\lN~ ;lt.t.:;;!;;i'ft~~ YA 7 A (7) Y 7"
`v-AUii~Hc.;!;l;-:5~, C)(;ltll;tlf&.J/::t7"Y3:Y~~YA7AIC.-?~'c, 'JZP!t1 0'¥'¥:9<;(7):ffl(
`!llll~ 1'1 ~~;:~{; a-i!l!li?c:lO \? *i"i.>!, :: (7)J1>:, tlfy A 7 A (l);fljt~,& 1P&l"Jf(l)AQ- y "- -;v
`<~l t.>!;J:: 1:: ;~:: \? * Gt.:(l)~, riltl(l) l'l 'm~~llll~a-llllflli-t .o:: 1:: 1:: G * Gt;::.
`0 f! ;t VCI;J:, imllll ~(I) lllllllHC. 0 ~ '-c :llt'i'±(l) lllliti" o 11~!/H.::JliH:~ t., -c H't it: < !:: !:: t 1.::,
`~:1'.!'1.~*(7)1:±:\Jmlc. -?f!iWi5cli < tt: t5 o J:. ? J:. ;st.,< :lOWJl~'~'t.: t-'*i"·
`
`1. llllll!Hl ll#
`2. m m
`?iii
`3. i*J
`4. 1:±:\Jm.A.IJ&
`
`'JZ~9'¥9Jl2 913 (fj) 'F~41l#~51l#3 0:5)-
`JRJi\tJE!Jt.l&i'Jim
`;;t;;Mi 2 MJ1
`WJIUiE>t--;t--~
`C)(Jlll9t;lf&.J/::t::t'Y 3 :Y""1'i: VA 7 A(l);jljt~l.::-?v 'c
`4~bl.i*J (l~!J~*¥3\?)
`
`t~:lO, i!Jl.'-'l~I;J:~t)}(l)'ll!li;-J:, 9 Jl 2 9 i'l c 3 o i'l (7) 2 i'l fJH.::?TitcJJIHlll G'ii"i.>l, i!Jl.
`'-'JI;J:iliil'i c t r.J-I*J?iii~i-. :±IJmMilcl.:: -?fl 'i t., ci;J:~t)}(l)IIJ(?i;I:.A.IJ&(l)B!iff-i.>' GJ:ii'C(l) c
`:lO \? 1 ~!J~:tl-~ t.: \? 4 :tbl. r c e; -~t-cv 't:.t:: f! 1t 1-(7)~, ~:i\':.& 1PiitY¥Mitl111~·Prij~l!J!l~
`(7)? *-iW:±I$~ 't.: tt: f! ;Jo-t J:. ? :13!9Jl~ '~ 't:. t., ;Jo 1-. ;10 t.:, ~ l'll<IJ:±IJ,f,~ ,t.: it: Itt~~ ,~.g. !;J:
`~#~i1Htv ,t.: t., * i-(l)~rli'C. * ~itk41 t., -c < tt: t5 v '·
`
`JRJi\~iEY¥1& 5 li'Ji
`11[
`~i'i
`
`•a:.--A7AB ~Jlll;tlf&.J/::t7"VB:Y%aVA7AS!
`
`(f-1:;:£<) 3 6 6 6 - 0 1 4 1 (I*J~ 3 0 3 6) ~ *
`(ii1l:ii!D 3 8 o 8 - 2 5 7 4
`
`0005
`
`
`
`• ~ ~ A ~ A • R • ~ •
`:tJ~<1iffim~stiJo/Jl!it51~3'E~~A7 Al!it51:1'i~•
`:fJI<!/3':>.f:1'~ 3 :YJ!it519'1i~ ~A 7 AJ!it':JI~{f:. 1!-{l'l:
`j!{ ff: •
`~ !.13' 7il M ~ A 7 A l!it 51
`
`Jrt~
`}jl] 7$.
`
`W:iliE~~All'l8 6-§(cid:173)
`'JL!ih 9 <¥ 9 jJ
`13
`
`JIOlOiE !.13' l!it 51 m
`~*~A~Atm~
`rll
`jil!i
`~Ji
`
`(
`
`(
`
`l:JZ~W:, :>$:m9'1lJ'l ~A 7 AO)J!I!flliL:*JliJO)!f<ll\ll:Htl f?, ~ < 1J1i:tL~ L..J:.If£To
`~ "(, ;;$:Bjl';):, l:JZ!ih 8 "f. 4 jJ O);<E{91J'f!!F!IJ:,g;l;::j3~'"C*W~ ;h,)'t;<j;;:Bj-~ ~A 7 AO) !J :1'
`v-A~tilliiiL:i!i\i--::5;!'1, /kWJ;tiJo/J/:>.f:1'~3:Y%J'l~;<.7AIL:-?~'""C, l:JZ!ihl O"f."f-~0)~
`!lliJ ~ 01 :j;i!HL: i1!!ffll ~ill! llb "( :l3 f? £ T 7l;, ::. 0) 13[ , m ~ ;;<. 7 A O)j!lilJ! & ()1&)-qJt 0) ;;<. 7 ~ "- - Jv
`(~) 7Ji':JU:: £ !:1 £ L..t::.O)-c', "f&\0) 13 '1§-c>\mijij,g;:a:-IJililliT ?.'> ::. i:: i:: L.. £ L.. t::.o
`-?~ £ L.. -c 1';):, tliljlj,g;O)IJIJ{ll!IL:-?~'-c:l!t:t±O)IMJ~T ?.'>lt~!il-IL:)\1i);;~ L.. n 't::.t::: < i:: i:: tIL:,
`%1i!~*O)i:l:lffl\IL:-?~i<llllcl\ll: < t!:~ ?.'> J; 5 J; 0 L.. < :l3lllli~'~'t::.L.. £To
`
`1. rJfl ill! 13 ~If
`2. :t£· m
`3. I*J ~
`4. l±lffl\A~
`
`l:JZP!e 9 <¥ 9 JJ 3 o s C:kl 'F1it 4 ai}'~ 5 ~ 3 o :51
`:Jil:Jl;;iiE!f3'l!it51m
`;<f;;:fti!21l'i\'
`W:lliiiE:&<-;v~
`/kWJ;tiJo/J/:>.t-:1'~ 3 :Y?\0~ ~ ;;<. 7 AO)j!JtilJ!IL: -?v'""C
`4,:!;J21,1*J ( 1 $1J0*1!l !:1)
`
`c
`
`f,t;td, tliljlj,g;I;J:,g;~0)~1i'J:., 9jj 2 9 S i:: 3 0 f;i0)2 SFdliL::5Jf:J·-ciJilill<L..£'t-7ll, lm
`ljlji;J:iili S i:: t IRJ-i*J~"t'To l±llm Ail& I::-::>~£ L.. -c I;J:,g;~O)JjJ{~A~O)rJlli-'1\iH, HcO) i::
`:!3 IJ 1 $1JO-~ t::.IJ 4 ,:!;J21, T i:: ~ 1t"CH::.tC: ~ £ -j-O)l', :jji<;;\';& Vl-wt!/3'rl!lill!l1~'itF•9"t'lill!l&'
`o)? .:t1J1il±lffl\v 't::t::: ~ £-t- J; 5 :tdlllliii'V't:: L.. £-9 o £ t::, ~ s ii!iltl:lffliv't::tC:ftt.tH~1i'I;J:,
`:Lit liSf :a:-:!3 i!([ G L.. £ T 0) -c> T &\ £ -c>ill! Ml G -c < t!: ~ v 'o
`
`~JI.Ij)j ,g; IL: rl!l-J- 0 Po9i5'1t;t
`:Jil:Jl;;1iiE!/3'1&51i'Ji ~l'#~A~Alt~ /k:JIJI9cfPJ/:>.f:1'~3 :Y%lJ!i~A~At!!s
`'ill:
`~l.i
`
`({"(;${) 3 6 6 6- 0 1 4 1 (i*J~ 3 0 3 6) ~ *
`
`(jj[ifii) 3 8 0 8 - 2 5 7 4
`
`---··-
`
`0006
`
`
`
`OO~iil:~Hil*.JJ!i( 5! ~%ll'i 'i!!ff:'f
`;flRfalim~%!10 Jlj( 5 t ~Jij( 51 j!fff:'f
`;flR~:t7"v" :rl&511&51J!!ff:'f
`
`'IHll:
`
`:J!>:tiEmv.Am8 6%
`13
`'¥~9~9Jl
`
`.*JiOiE~J& 51 m
`~i%v.A7Af!ll~
`~ WJ
`
`lrlll
`
`(
`
`(
`
`c
`
`(
`
`'¥*1:1:, /.fi:ffl%~ V.A 7 A(I)J!!!Jil!C.{t)JIJQ)l!iamtH~ f?, ~ < l"P*L~ L,J:ff"£t-.
`1! -c, /.fi:mt:t, '¥~ s ~4 Jl mE:1911J11!'!ll=~!Ua<'<:*~·1!nt.::/.fi:m%ll!i:v.A7 A (I) Y :7"
`v- .A~tii!liiC.Ji-:5~, ~J!Ij)t/fWJ/;J-:7"V 3 :r%:1i(v.A7AIC.-?i,''C, '¥~ 1 0~~~(1)~
`!lill~ ~ ~IC.lj!!1li\ ~J1!HIJ""C:I3 f? '£Till, :: (l)iJ!', jllj'V.A 7A(I)-Iil'!'llf:&.lt~:[£t(I).A 7 V "'- -Jv
`
`<~l 7ll£ c * f? * U:.(l)'t\ nw 13 '1¥.-z>imiJil~H~fll<t- 7.>:: c c c * cr-:.
`-:>~ il: c <: f;J:, miJil~(I)IJiilfilHc.-:><''C:l'l:t±(I)IJiilil-t 7.>flB!ii;::JlliJ;;p t., -cY'Itt: < c c t tc.,
`'*:f.ll.Mi'f(l)t±JJii'it;::-:>~l.llllli2mt< t-:1! r.; J::? J::~ c< :to!l'fi<'''r-: cil:t-.
`
`IJllflHI Pi\'
`L
`i'Ji
`2. ;!!'}
`3. Ji<J
`?(;.
`
`"JZ~ 9 ~ 1 0 jJ 1 S (7]<) ~W: 4 a/f~ 5 Hi\' 3 0 :51
`.*Jii:iiiE~l&51i'Ji *~ 21\W
`W.*iiE*-Jv~
`~WJ)t*.J/;J-:1'v 3 :---~'1!( v.A 7 A(l)jll!~l;::-:>1,'<:"
`44f,W.r'<l < 1 ~1.m'f~ f?)
`
`~:la,RIJil~~~·(I)•&J:, 10Y.I1Sc213(1)2131lll~:51~<:1JiilMCil:t-~,miJil
`f:tjilij S c t lliJ- Ji<J?f;.-z>t-. t±llii'i.A.~Ic. -:>~ £ t., <: l:l:~a(I)IIJ<?f;..A.1if<(I)IJiilfii\7l>l::>H'W c :l3
`f? 1 ~im'f~ t:: 11 445 w. "f c 1! -tt-c< 't::tc ~ * T(I)"C\ fllll!!!illl!il'·r.!l-z>lii!llll'E(I)? ;ti.IIJt±llii'i<,
`t.:t:: ~ il: 1- J:: ? M'fi< '''It C il:T. '£ t::, ~ S 1.1111±\lli'io 'It t:t-J· ttH·~&I:t, ~if:f=a:::l3~ c
`c "£ "\1-(1)-z>"fic ;t -z>l!!!;:g c -c < tf: 1! < '•
`
`i'JtiJil ~ IC.IJ!JT 7.> r"~&-tt%
`Jll:Jii:~iEYl'~k':Jii'Ji ~IH#v .A 7 Aflll 17-:Wl%4fu/ ;J-:1'v 3 :r?tllfl V .A 7 MH1
`({-\:;*) 3 6 6 6-0141 (fl-1~3 0 3 6)
`1li; gjli
`(iill:ii!i) 3 8 0 8 - 2 5 7 4
`
`J:JX *
`
`0007
`
`
`
`....
`
`@!1{\!{lfiE!/l>S'GijW,)J& 51 ~7il )l(! ~{:f:'i'f
`1*1iffi:fi;iW;;tljW,)J&51~!&511t1:f:'i't %ill:
`1*!/l>:>J-7'~ 3 ~I& 51!& 51 Ji(i:f:'i'f
`
`*ID1~~.A1:\38 6%
`13
`'JZ~9&¥9A
`
`.JIOil: lfiE !ll> I& 51 m
`~~V.A 'T AilB*
`lilll
`ID
`~:R
`
`:qt;{>H;t, ;;J;:m5fll'i: V .A 'T A<Dl!l!.llltc:1§Jl1J<D~2!\U:Jm I?, J!i! < !Jll!tLfll L,l:lf£T,
`~ "t", ;;Ji:F.Jft;l:, :qt~ 8&¥ 4A <Dtf:~Jllll'!ll=~tc::IO~'"t";i/(\l'&~nt::;;J;:m5fl~V.A 'T A<D Y 7'
`v-.A ~tooilc:£-:i'to, ~J!IjS\_;IjW,)/7.1'7'V 3 ~7il)l(!'l.A 7 A IU:J~'"t", 'JZ~ 1 0 &¥&¥:k:<Dl!i!
`!lib:>: I'J;jj;'Hc:l'j!!ilQ :>:):!!l!O"t":IOI? £t"7l!, ::: <DIJ£,
`l\li"V.A 7A <D;j!!!Jll!&. {ft~:j&<D.A-7 Y "--Jv
`(~) 7l!£ 1:: £ I?£ t.,~<D\.\ r1iE<D 13 f.ll"t'fJI.Illl~HIIill!T 7.l::: 1:: 1:: t., £ t.,~,
`-0;': £ t., "t" t;t, Ill.llll~<D/lll{ll!IC:-0~'"t":lltt±<D~i!l!T 7.llW¥Hc:)li]~o t., "t"H:::t.: < 1:: 1:: 'b tc:,
`%'1El~'i't<Di±l!mt;: -0i':~i52!i: < t.: ~ 7,;, J: ? J: b L, < :IOIM~'~'t:: L, £T,
`
`1. llliHlli 131li\'
`2. m
`i'fi
`3. P'l
`?(;
`4. !±',!mAW:
`
`(;;j;;) -'F'i&41li\'~51li\'3 0?1
`'JZ~9&¥ 1 OA 213
`;;J;:flii 21l'i\' W*iiE*-MI
`*:JRID:E!Il>l&51m
`~J!Il;tljW,)/~7'v 3 ~3'e:l!i: ;;..-;< 'T A<Dmill!tc:-0~''
`4 4'. J;,( P'l ( 1 $;i]Q'i'f ~ I? )
`
`tJ::I<l, tll.llllSJ<tiSJ<m<Dtii*J:, 1 oA 1131:: 213<7)2 sr.!ltc:?ttt-z-OOJllit.,£t-7l!, mllll
`t;tii!ii s 1:: 'b /ilJ-P'l$-c'T, i±llli'JAW:t;: -0;': £ t., -z- ti~m<DAA$AW;<D~iii\7l> ~ J:ll2<D 1:: :10
`\'J 1 $1JP'i't~~ \'J 44'.J;(r 1:: ~-itn't::t.::i'o £T<DC', ~i!l!llB!lH.Il"t'1V!l!W:<D? *.1~1±1Jii'i"'
`t:: t:: i': * 1- J: ; :tomti~, ~ ,~ ~.., * 1-, * t::, ~ 131~'*~ 't:: t.:: tt tJ:~ ,m.g-t:t, 'lit$1:>: :101M ~.., ~..,
`
`£t-<D-c>rll2£-c>i!l!~t.,-z-< t.::~~',
`
`i'&.iJJl~t;:tliJT 7.J Po~.g--tt:;t
`:$:Jli:~iEY¥ol&iJii'Jr ~j%~7-'TAiill IJ;:WJJ'CijW,J/~7'-:/3 ~5fll:'iV.A'TAfE!~
`m g11
`< f~*l 3 6 6 6 - o 1 4 1 < P'.J;jljl 3 o 3 6 l
`(ii[illi) 3 8 0 8 - 2 5 7 4
`
`t& *
`
`(
`
`c
`
`(
`
`----
`
`0008
`
`
`
`HlN3:WH:JVllV ATTACHMENT B
`
`0009
`
`0009
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Serial Number 78
`
`Dept.
`(Office)
`Manager
`[Seal:
`Suyama]
`Deputy Manager
`
`
`[Seal:] Sugimoto
`
`Consult
`ation
`
`
`
`Futures Business
`Stock / OP Dept.
`Office
`
`[Seal:] Arai
`[Seal:] Iwasaki
`Investigation
`Section
`Officer
`Manager
`
`
`[Seal:] Sakamoto
`[Seal: Illegible]
`
`Section Manager
`
`Systems Division
`
`[Seal:] Sekiguchi
`
`Information Systems
`
`[Seal:] Oguro
`(representative)
`Section (Office)
`Member
`
`[Seal:]Kawashima]
`
`Section
`Manager
`Representative
`
`Proposed
`September 11, 1997
`Approved
`September [stamp:]
`11, 1997
`
`(Second)
`
`
`Approval
`
`Drafters
`
`Matter
`
`Business
`Systems
`Department
`Section (Office)
`TEL (3036)
`Regarding the holding of a briefing on the futures / options trading system update, as well as the
`issuance of convocation notices.
`
`
`With regard to the briefing on the futures / options trading system update as below, a briefing shall be held for TSE
`members and special participants, who shall be notified as per the annex.
`
`
`1. Date and Time
`2. Location
`3. Subject
`
`
`
`
`
`Details
`
`Over a period of 4 days between September 29 (Mon) – October 2 (Thurs), 1997
`2F Main Building (TSE Hall)
`Overview of the futures / options trading system update
`
`End
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Tokyo Stock Exchange
`
`No. ______________
`
`0010
`
`
`
`Attn.
`Trading Systems Trading Manager
`Trading Representative for Share Index Future Transactions, Etc., Trading Systems
`Trading Representative for Share Option Transactions Trading Systems
`Trading Representative for Bond Transactions
`
`
`[handwritten]TSE Members
` [stamp:] Annex
`
`TSE Business Systems No. 86
`September , 1997
`
`Tokyo Stock Exchange
`Business Systems Manager
`Mitsuru Suyama
`
`
`Holding of Briefing on Futures / Options Trading System Update
`
` Thank you for your continued interest in TSE trading systems.
` Based on the TSE trading system replacement plan approved at the Regular Board of Directors Meeting of April
`1996, the preparations for the update of the futures / options system are proceeding with a target of operation in the
`middle of 1998. On this occasion, we have brought together an overview of the new system as well as a (tentative)
`future schedule, and so are holding a briefing on this; please refer to the details below.
` We would be grateful if you could bring this briefing to the attention of your company’s departments, as well as to
`each individual representative.
`
`
`Schedule
`
`
`September 29, 1997 (Mon), 04:00 p.m. – 05:30 p.m.
`1. Date and Time
`Tokyo Stock Exchange: 2F Main Building (TSE Hall)
`2. Location
`
`Overview of the futures / options trading system update
`3. Subject
`
`4. Number of Attendees Up to 4 (per participant)
`
`
`
` It should be noted that due to the circumstances of the venue, the briefing will be held on two days, September 29th
`and 30th, however the briefing will be of the same content on both days. Due to the capacity of the venue we are only
`able to accept up to four attendees per participant, so please ensure that your departments responsible for stocks and
`bonds make arrangements regarding attendees. In addition, if your representatives are unable to attend, we are able
`to send the documents, so please contact us at the address indicated below.
`
`
`
`Inquiries Regarding this Briefing
`
`Futures / Options Trading System Update Representative, Business Systems Department, Tokyo Stock Exchange
`Sakamoto
`Tel.
`(Switchboard) 3666-0141 (ext. 3036)
`
`
`
`(Direct) 3808-2574
`
`
`
`End
`
`0011
`
`
`
`Attn.
`Trading Systems Trading Manager
`Trading Representative for Share Index Future Transactions, Etc., Trading Systems
`Trading Representative for Share Option Transactions Trading Systems
`Trading Representative for Bond Transactions
`
`
`[handwritten]TSE Members
`[stamp:] Annex
`
`TSE Business Systems No. 86
`September , 1997
`
`Tokyo Stock Exchange
`Business Systems Manager
`Mitsuru Suyama
`
`
`Holding of Briefing on Futures / Options Trading System Update
`
` Thank you for your continued interest in TSE trading systems.
` Based on the TSE trading system replacement plan approved at the Regular Board of Directors Meeting of April
`1996, the preparations for the update of the futures / options system are proceeding with a target of operation in the
`middle of 1998. On this occasion, we have brought together an overview of the new system as well as a (tentative)
`future schedule, and so are holding a briefing on this; please refer to the details below.
` We would be grateful if you could bring this briefing to the attention of your company’s departments, as well as to
`each individual representative.
`
`
`Schedule
`
`
`September 30, 1997 (Tues), 04:00 p.m. – 05:30 p.m.
`1. Date and Time
`Tokyo Stock Exchange: 2F Main Building (TSE Hall)
`2. Location
`
`Overview of the futures / options trading system update
`3. Subject
`
`4. Number of Attendees Up to 4 (per participant)
`
`
`
` It should be noted that due to the circumstances of the venue, the briefing will be held on two days, September 29th
`and 30th, however the briefing will be of the same content on both days. Due to the capacity of the venue we are only
`able to accept up to four attendees per participant, so please ensure that your departments responsible for stocks and
`bonds make arrangements regarding attendees. In addition, if your representatives are unable to attend, we are able
`to send the documents, so please contact us at the address indicated below.
`
`
`
`Inquiries Regarding this Briefing
`
`Futures / Options Trading System Update Representative, Business Systems Department, Tokyo Stock Exchange
`Sakamoto
`Tel.
`(Switchboard) 3666-0141 (ext. 3036)
`
`
`
`(Direct) 3808-2574
`
`
`
`End
`
`0012
`
`
`
`[handwritten]Special Participants
`[stamp:] Annex
`
`TSE Business Systems No. 86
`September , 1997
`
`Attn.
`Trading Representative for Government Bond Future Transactions, Etc.
`Trading Representative for Share Index Future Transactions, Etc., Trading Systems
`Trading Representative for Share Option Transactions Trading Systems
`
`
`Tokyo Stock Exchange
`Business Systems Manager
`Mitsuru Suyama
`
`
`Holding of Briefing on Futures / Options Trading System Update
`
` Thank you for your continued interest in TSE trading systems.
` Based on the TSE trading system replacement plan approved at the Regular Board of Directors Meeting of April
`1996, the preparations for the update of the futures / options system are proceeding with a target of operation in the
`middle of 1998. On this occasion, we have brought together an overview of the new system as well as a (tentative)
`future schedule, and so are holding a briefing on this; please refer to the details below.
` We would be grateful if you could bring this briefing to the attention of your company’s departments, as well as to
`each individual representative.
`
`
`Schedule
`
`
`October 1, 1997 (Wed), 04:00 p.m. – 05:30 p.m.
`1. Date and Time
`Tokyo Stock Exchange: 2F Main Building (TSE Hall)
`2. Location
`
`Overview of the futures / options trading system update
`3. Subject
`
`4. Number of Attendees Up to 4 (per participant)
`
`
`
` It should be noted that due to the circumstances of the venue, the briefing will be held on two days, October 1st and
`2nd, however the briefing will be of the same content on both days. Due to the capacity of the venue we are only able
`to accept up to four attendees per participant, so please ensure that your departments responsible for stocks and
`bonds make arrangements regarding attendees. In addition, if your representatives are unable to attend, we are able
`to send the documents, so please contact us at the address indicated below.
`
`
`
`Inquiries Regarding this Briefing
`
`Futures / Options Trading System Update Representative, Business Systems Department, Tokyo Stock Exchange
`Sakamoto
`Tel.
`(Switchboard) 3666-0141 (ext. 3036)
`
`
`
`(Direct) 3808-2574
`
`
`
`End
`
`0013
`
`
`
`[handwritten]Special Participants
`[stamp:] Annex
`
`TSE Business Systems No. 86
`September , 1997
`
`Attn.
`Trading Representative for Government Bond Future Transactions, Etc.
`Trading Representative for Share Index Future Transactions, Etc., Trading Systems
`Trading Representative for Share Option Transactions Trading Systems
`
`
`Tokyo Stock Exchange
`Business Systems Manager
`Mitsuru Suyama
`
`
`Holding of Briefing on Futures / Options Trading System Update
`
` Thank you for your continued interest in TSE trading systems.
` Based on the TSE trading system replacement plan approved at the Regular Board of Directors Meeting of April
`1996, the preparations for the update of the futures / options system are proceeding with a target of operation in the
`middle of 1998. On this occasion, we have brought together an overview of the new system as well as a (tentative)
`future schedule, and so are holding a briefing on this; please refer to the details below.
` We would be grateful if you could bring this briefing to the attention of your company’s departments, as well as to
`each individual representative.
`
`
`Schedule
`
`
`October 2, 1997 (Thurs), 04:00 p.m. – 05:30 p.m.
`1. Date and Time
`Tokyo Stock Exchange: 2F Main Building (TSE Hall)
`2. Location
`
`Overview of the futures / options trading system update
`3. Subject
`
`4. Number of Attendees Up to 4 (per participant)
`
`
`
` It should be noted that due to the circumstances of the venue, the briefing will be held on two days, October 1st and
`2nd, however the briefing will be of the same content on both days. Due to the capacity of the venue we are only able
`to accept up to four attendees per participant, so please ensure that your departments responsible for stocks and
`bonds make arrangements regarding attendees. In addition, if your representatives are unable to attend, we are able
`to send the documents, so please contact us at the address indicated below.
`
`
`
`Inquiries Regarding this Briefing
`
`Futures / Options Trading System Update Representative, Business Systems Department, Tokyo Stock Exchange
`Sakamoto
`Tel.
`(Switchboard) 3666-0141 (ext. 3036)
`
`
`
`(Direct) 3808-2574
`
`
`End
`
`0014
`
`