0001
`
`IBG 1002
`CBM of U.S. Patent No. 7,412,416 B2
`
`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`APPLICATION NO.
`
`: 7,412,416 B2
`: 11/417522
`
`DATED
`lNVENTOR(S)
`
`: August 12, 2008
`: Richard W. Friesen et al.
`
`It is certified that error appears in the above-identified patent and that said Letters Patent is hereby corrected as shown below:
`
`Replace figures 2, 3A, 3B, 3D, 3E, 4, 6, 7, 9, and 10 with the attached replacement sheets.
`
`Column 6, line 35: please delete “$29.50” and insert --slightly less than $27.35--.
`
`Signed and Sealed this
`
`Fourteenth Day of September, 2010
`
`David J. Kappos
`Director ufllly Unit:/11' States‘ Patent and Traa'e'mar/< O/flee
`
`0002
`
`

`
`CERTIFICATE OF CORRECTION (continued)
`
`Page 2 of 9
`
`U.S. Patent
`
`Aug. 12, 2008
`
`Sheet 2 of 11
`
`7,412,416 B2
`
`,
`I
`
`SUMMARY
`INFORMATION
`AGENT
`
`MESSAGE
`SERVER
`
`REGISTRATIO
`SERVER
`
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`NSACTION
`SERVER
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`DATABASE
`
`SUMMARY
`INFORMATION
`AGENT
`REGISTRATIO
`SERVER
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`REGISTRATI
`SERVER
`
`I DATABASE
`
`0003
`
`

`
`CERTIFICATE OF CORRECTION (continued)
`
`Page 3 of 9
`
`U.S. Patent
`
`Aug. 12, 2008
`
`Sheet 3 of 11
`
`7,412,416 B2
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`
`CERTIFICATE OF CORRECTION (continued)
`
`Page 4 of 9
`
`U.S. Patent
`
`Aug. 12, 2008
`
`Sheet 4 of 11
`
`7,412,416 B2
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`CERTIFICATE OF CORRECTION (continued)
`
`Page 5 of 9
`
`U.S. Patent
`
`Aug. 12, 2008
`
`Sheet 6 of 11
`
`7,412,416 B2
`
`Value:
`
`$1435.00
`
`Expires:
`
`End ortradlngaay a
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`
`550.10
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`Sheet 7 of 11
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`7,412,416 B2
`
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`
`0007
`
`

`
`CERTIFICATE OF CORRECTION (continued)
`
`Page 7 of 9
`
`U.S. Patent
`
`Aug. 12, 2008
`
`Sheet 8 of 11
`
`7,412,416 B2
`
`RECEIVE AN
`ORDER TYPE
`
`600
`
`RECEIVE A
`QUANTITY
`SPECIFIED FOR
`ORDER
`
`GENERATE AN
`ORDER ICON
`WHOSE
`VERTICAL SIZE
`MATCHES THE
`QUANTITY
`
`I A
`RE
`PRICE FOR THE
`ORDER
`
`512
`
`DISPLAY
`ORDER
`CONFIRMATION
`WINDOW
`
`TRANSMIT
`ORDER
`INFORMATION
`
`616
`
`DOES SLOT
`CONTAIN AN
`EXISTING BID?
`
`PLACE ICON AT
`DETERMINED
`SLOT
`
`HAVE A PRICE
`LESS THAN
`REQUESTED
`BID?
`
`SHIFT ALL
`LOWER PRICED
`BIDS OVER ONE
`SLOT
`
`STACK
`REQUESTED
`BID BELOW
`EXISTING
`BIDCSI
`
`HAVE A PRICE
`EQUAL T0
`REQUESTED
`BID?
`
`DETERMINE
`NEW SLOT FOR
`REQUESTED
`BID
`
`0008
`
`

`
`CERTIFICATE OF CORRECTION (continued)
`
`Page 8 of 9
`
`U.S. Patent
`
`Aug. 12, 2008
`
`Sheet 9 of 11
`
`7,412,416 B2
`
`TRANSMIT NEW
`ORDER
`INFORMATION TO
`CLIENT TERMINALS
`
`18
`THERE AN
`ISTING OFFER LES
`THAN OR EQUAL T0
`
`QUANTITY
`GREATER
`THAN 7“
`
`MODIFY OFFER
`INFORMATION
`TD REFLECT A
`QUANTITY
`CORRESPONDING
`To DIFFERENCE IN
`QUANTITIES
`
`SEND UPDATED
`OFFER
`INFORMATION FOR
`DISPLAY
`
`REMOVE
`QEFER
`FROM TAELE
`
`RECORD
`TRADE
`
`REMOVE OFFER FROM
`ORDER TABLE AND ADD
`BID TO ORDER TABLE
`WITH QUANTITY REDUCED
`
`0009
`
`

`
`CERTIFICATE OF CORRECTION (continued)
`
`Page 9 of 9
`
`U.S. Patent
`
`Aug. 12, 2008
`
`Sheet 10 of 11
`
`7,412,416 B2
`
`". *.'.V
`A TRADING
`P’
`
`HA8 A
`‘ REDETERMINED
`TIME PERIOD
`EXPIRED?
`
`SELECT TRADER
`ICON
`
`SELECT
`BYSTANDER
`
`S EYSTAND '
`CONNECTED?
`
`REMOVE
`ORDER
`
`REMOVE
`BYSTANDER
`ICON
`
`DETERMINE
`ACTIVITY LEVEL
`
`ARE THERE
`
`DISPLAY TRADER ucou AT 1015
`A LOCATION
`CORRESPONDING TO
`ACTIVFFY LEVEL
`
`ARE THERE
`I ORE TRADERS
`
`0010
`
`

`
`SPE ESPO SE FOR CERTIFICATE OF CORRECTIO
`
`DATE
`
`.
`
`: D"a§1"[O
`
`TO SPE or
`SUBJECT
`
`: ART UNIT
`: Request for Certificate of Correction for Appl. No.2 ‘ VA”
`
`,..
`9,3‘
`
`Patent No.: 7 1'/3
`
`.
`
`Please respond to this request for a certificate of correction within 7 days.
` = Cote
`toe
`aP~r/‘w’P‘(
`
`Please review the requested changes/corrections as shown in the COCIN document(s) in
`the IF\N application image. No new matter should be introduced, nor should the scope or
`meaning of the claims be changed.
`
`Please complete the response (see below) and fonrvard the completed response to scanning
`using document code COCX.
`-
`
`FOR PAPER FILES:
`Please review the/requested changes/corrections as shown in the attached certificate of
`correction. Please complete this form (see below) and forward it with the file to:
`
`Certificates of Correction Branch (Cof.C)
`
`Randolph Square — 9D10-A
`Palm Location 7580
`
`‘5«_i4Zgo_zg
`
`' .L'7§
`
`Qamlaéfié 39. Ste 9D62/7
`703- 755-1542‘
`
`Thank You For Your Assistance
`
`The request for issuing the above-identified correctio'h(s) is hereby:
`Note your decision on the appropriate box.
`'
`
`>4ZI<XApproved
`
`All changes apply.
`
`"Cl Approved in Part
`
`V
`
`/
`
`Specify below which changes do not apply.
`‘5
`-
`
`Cl Denied
`
`State the reasons for denial below.
`
`PTOL-306 (REV. 7103)
`
`'
`
`SPE
`
`/James Kramer]
`..
`
`3693
`T
`
`o co
`
`ART UN".
`RCE atent an
`
`ra ema
`
`0011
`
`

`
`E ESPO SE FOR CERTIFICATE OF CORRECTION
`
`DATE
`
`.
`
`Z
`
`PaperNo.:___
`
`TO spa or
`SUBJECT
`
`.
`
`: ART UNIT _;L9_‘l[L
`: Request for Certificate ofCorrection for Appl. No.2 I I/L//
`
`A
`/_
`9)‘
`
`Patent No.: 7 Ha
`
`_
`
`Please respond to this request for a certificate of correction within 7 days.
`3/xoxllllt Co +2
`be
`aperw/4
`
`Please review the requested changeslcorrections as shown in the COCIN document(s) in
`the |F\N application image. No new matter should be introduced, nor should the scope or
`meaning of the claims be changed.
`
`Please complete the response (see below) and fonlvard the completed response to scanning
`using document code COCX.
`A
`
`FOR PAPER FILES:
`Please review thefrequested changes/corrections as shown in the attached certificate of
`correction. Please complete this form (see below) and fon/vard it with the file to:
`
`Certificates of Correction Branch (Cof.C)
`
`-
`
`Randolph Square — 9D10-A
`Palm Location 7580
`
`gem,
`
`' mg
`
`zmaw 5g. Ste 92962,»?
`703-756-1542‘
`
`Thank You For Your Assistance
`
`The request for issuing the above-identified correctio?1(s) is hereby:
`Note your decision on the appropriate box.
`'
`
`El Approved
`
`All changes apply.
`
`Cl Approved in Part
`
`A
`
`I
`
`Specity below which changes do not apply.
`‘,
`-
`
`CI Denied
`
`State the reasons for denial below.
`
`ART UNIT
`I;~xn2maiilr|Errr(-1i(oro‘r"a:(-1'=|= .
`_- nt an ra - ema
`
`o
`
`Ice
`
`0012
`
`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`(Attorney Docket No. 03-1106-Z)
`
`IN THE APPLICATION OF:
`
`Friesen, et al.
`
`Serial No.:
`
`11/417,522
`
`Examiner:
`
`Jason Borlinghaus
`
`Filed:
`
`May 3, 2006
`
`Group Art Unit:
`
`3693
`
`U.S. Patent:
`
`Title:
`
`issued August
`
`7,412,416
`2008
`User Interface for an Electronic
`
`12,
`
`Conf.No.:
`
`8225
`
`Trading System
`
`REQUEST FOR CERTIFICATE OF CORRECTION
`PURSUANT TO 37 C.F.R.
`1.323
`
`Attn: Certificate of Correction Branch
`Commissioner for Patents
`P.O. Box 1450
`
`Alexandria, Virginia 22313-1450
`
`Sir:
`
`Pursuant
`
`to 37 C.F.R. §1.323,
`
`the Assignee of Record, Trading Technologies
`
`International, |nc., requests issuance of a Certificate of Correction to correct mistakes of clerical,
`
`typographical nature and of minor character in the above—identified Patent. The correction is as
`
`follows:
`
`Column 6, line 35: please delete “$29.50” and insert --slightly less than $27.35--.
`
`Please replace Figures 2, 3A, 3B, 3D, 3E, 4, 6, 7, 9, and 10 with the attached
`
`Replacement Sheets. The Assignee submits that no new matter would be added by the
`
`requested replacement of these Figures, in that all of the changes are supported by the
`
`original application as filed.
`
`For clarity,
`
`the Assignee points out that some of the
`
`changes to the Figures correct errors that were made during the preparation and filing of
`
`Formal Drawings.
`
`In other cases, the Figures are being amended for consistency with
`
`the specification.
`
`Such changes include typographical errors, arrow directions, and
`
`incorrect reference numbers, as examples. For the Office's convenience, the Assignee
`
`0013
`
`

`
`is providing herewith a set of Annotated Sheets, which point out each correction being
`
`made in the Replacement Sheets.
`
`As stated above, the Assignee respectfully submits that the requested corrections would
`
`not add new matter, nor would they require substantive examination of the file.
`
`Consideration of
`
`this Request and issuance of
`
`the Certificate of Correction are
`
`respectfully requested. The Assignee submits herewith a completed Certificate of Correction
`
`Form (PTO/SB/44), as well as the fee set forth in 37 C.F.R. §1.20(a). No additional fees are
`
`believed due in connection with this Request; however, the Assignee hereby authorizes the
`
`Patent Office to charge any underpayment, and to credit any overpayment, to Deposit Account
`
`No. 13-2490.
`
`lfthere are any questions or comments regarding this request, the Examiner is
`
`encouraged to contact the undersigned attorney as indicated below.
`
`Respectfully submitted,
`
`By: /Jori R. Fu||er/
`Jori R. Fuller
`
`Reg. No. 57,628
`
`Date: June 16, 2010
`
`McDonnell Boehnen
`
`Hulbert & Berghoff LLP
`300 South Wacker Drive
`
`Chicago, IL 60606
`Telephone: 312-913-0001
`Facsimile: 312-913-0002
`
`McDonnell Boehnen Hulbert & Berghoff LLP
`300 South Wacker Drive
`Chicago, Illinois 60606
`312-913-0001
`
`0014
`
`

`
`PTO/SB/44 (09-07)
`Approved for use through 08/31/2010. OMB 0651~0033
`US. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information uniess it displays a valid OMB control number.
`Aiso Form PTO-1050
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`
`: 7,412,416 B2
`
`APPLICATION NO.: 11/417,522
`
`ISSUE DATE
`
`= August 12, 2003
`
`INVENTONS)
`
`I Richard W. Friesen, et ai.
`
`it is certified that an error appears or errors appear in the above—identified patent and that said Letters Patent
`is hereby corrected as shown below:
`
`Column 6, line 35: please delete “$29.50” and insert «slightly less than $27.35-- .
`
`MAILING ADDRESS OF SENDER (Please do not use customer number below):
`
`McDonnell Boehnen Hulbert & Berghoff LLP
`300 South Wacker Drive
`
`Chicago, iL 60606
`This collection of information is required by 37 CPR 1.322, 1.323, and 1.324. The information is required to obtain or retain a benefit by the public which is to tile
`(and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 1.0 hour to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, shouid be sent to the Chief information Officer,
`US. Patent and Trademark Office, US. Department of Commerce, PO. Box 1450, Alexandria. VA 22313-1450, DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Attention Certificate of Corrections Branch, Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 2231 3-1450.
`
`If you need assistance in completing the form, call 1-800-PTO—9199 and select option 2.
`
`0015
`
`

`
`PTO/SB/44 (09-07)
`Approved for use through 08/31/2010. OMB 0651-0033
`U.S. Patent and Trademark Oftice: U.S. DEPARTMENT OF COMMERCE
`Under the Papenivork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`
`: 7,412,416 B2
`
`APPLICATION NO.: 11/417,522
`
`ISSUE DATE
`
`1 August 12, 2008
`
`"“VE”T°R<S’
`
`Richard w. Friesen et at.
`
`it is certified that an error appears or errors appear in the above-identified patent and that said Letters Patent
`is hereby corrected as shown below:
`
`220(1)-Vl
`
`MESSAGE
`
`INFORMATION
`SUMMARY ERVER
`2°09’
`AGENT
`TRANSACTI
`REGISTRATIO
`ON
`SERVER
`SERVER
`
`MESSAGE
`SERVER
`
`215(3)
`224
`SUMMARY
`INFORMATION
`AGENT
`REGISTRATION I
`SERVER
`
`T
`
`RANSACTION
`SERVER
`
`MAILING ADDRESS OF SENDER (Please do not use customer number below):
`
`McDonnell Boehnen Huibert & Berghoff LLP
`300 South Wacker Drive
`
`Chicago, iL 60606
`This collection of information is required by 37 CFR 1.322, 1.323, and 1.324. The information is required to obtain or retain a benefit by the public which is to file
`(and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 1.0 hour to
`complete. including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form ancilor suggestions for reducing this burden, should be sent to the Chief Information Officer.
`U.S. Patent and Trademark Otiice, U.S. Department of Commerce. PO. Box 1450, Alexandria. VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND To: Attention Certificate of Corrections Branch, Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 2231 3-1450.
`
`If you need assistance in completing the form, call 1-800—PTO—9199 and select option 2.
`
`0016
`
`

`
`PTOISB/44 (09-07)
`Approved for use through 06/31/2010. OMB 0651-0033
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`Also Form PTO-1050
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`CERTIFICATE OF CORRECTION
`
`: 7,412,416 B2
`PATENT NO:
`APPLICATION NO.: 11/417,522
`
`ISSUE DATE
`
`I August 12, 2008
`
`INVENTORIS)
`
`Richard W. Friesen et at.
`
`it is certified that an error appears or errors appear in the above—identified patent and that said Letters Patent
`is hereby corrected as shown below:
`
`‘laceOf!
`
`Tatai:IIExpires:EndoftracingdayYI
`
`
`
`BUYHPrice:$0.00Quantity:
`
`0
`
`328
`
`
`
`ViewActionsTastin
`
`File
`
`MAILING ADDRESS OF SENDER (Please do not use customer number below):
`
`McDonnell Boehnen Huibert & Berghoff LLP
`300 South Wacker Drive
`Chicago, iL 60606
`This collection of information is required by 37 CFR 1.322. 1.323, and 1.324. The information is required to obtain or retain a benefit by the public which is to tile
`(and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 1.0 hour to
`complete. including gathering. preparing. and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this fonn and/or suggestions for reducing this burden, should be sent to the Chief infonnation Officer.
`U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria. VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND To: Attention Certificate of Corrections Branch, Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800—PTO—9199 and select option 2.
`
`0017
`
`

`
`PTOISB/44 (09-07)
`Approved for use through 08/31/2010. OMB 0651-0033
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to a coiiection of infonnation unless it displays a valid OMB controi number.
`Also Form PTO-1050
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`
`: 7,412,416 B2
`
`APPLICATION NO.:
`
`1 1/417,522
`
`ISSUE DATE
`
`I August 12, 2008
`
`"WENTORISI
`
`Richard W. Friesen et at.
`
`it is certified that an error appears or errors appear in the above-identified patent and that said Letters Patent
`is hereby corrected as shown below:
`
`$2178.00
`
`5357500
`
`“CW3FIG.3B
`
`
`
`1i300i'i5i350“5)SDUI1-ti30Ci(‘i3)3D0(‘i2)
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`
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`
`324,31e:1!51‘:311” .31
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`
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`
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`
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`
`I
`
`"Jill
`
`MAILING ADDRESS OF SENDER (Please do not use customer number below):
`
`McDonnell Boehnen Huibert & Berghoff LLP
`300 South Wacker Drive
`Chicago, iL 60606
`This collection of information is required by 37 CPR 1.322, 1.323, and 1.324. The information is required to obtain or retain a benefit by the public which is to file
`(and by the USPTO to process) an appiication. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This cotiection is estimated to take 1.0 hour to
`complete, including gathering, preparing. and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to compiete this form and/or suggestions tor reducing this burden, should be sent to the Chief information Officer,
`U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria. VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND To: Attention Certificate of Corrections Branch, Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800—PTO-9199 and select option 2.
`
`0018
`
`

`
`PTO/SB/44 (O9-O7)
`Approved for use through 08/31/2010. OMB 0651-0033
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of1995, no persons are required to respond to a collection of Information unless it displays a valid OMB control number.
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`
`: 7,412,416 B2
`
`APPLICATION NO.: 11/417,522
`
`ISSUE DATE
`
`1 August 12, 2008
`
`INVENTORISI
`
`Richard W. Friesen et ai.
`
`it is certified that an error appears or errors appear in the above-identified patent and that said Letters Patent
`is hereby corrected as shown below:
`
`Price:
`
`$35.90
`
`Quantity:
`Value:
`
`I 40
`$1436.00
`
`Expires:
`End oitradingday
`..
`
`MAILING ADDRESS OF SENDER (Please do not use customer number below):
`
`McDonnell Boehnen Hulbert & Berghofi LLP
`300 South Waoker Drive
`Chicago, IL 60606
`This collection of Information is required by 37 CFR 1.322, 1.323, and 1.324. The information is required to obtain or retain a benefit by the public which is to tile
`(and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and‘37 CFR 1.14. This collection is estimated to take 1.0 hour to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer,
`U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450. Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Attention Certificate of Corrections Branch, Commissioner for Patents, PO. Box 1450, Alexandria,
`VA 2313-1450.
`
`Ifyou need assistance in completing the farm, call 1-800«PTO-9199 and select option 2.
`
`0019
`
`

`
`PTO/SB/44 (09-07)
`Approved for use through 08/31/2010. OMB 0651-0033
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Papenivork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`UNITED STATES PATENTAAND TRADEMARK OFFICE
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`
`: 7,412,416 B2
`
`APPLlCATlON NO.: 11/417,522
`
`ISSUE DATE
`
`3 August 12, 2008
`
`INVE-"”°R‘S>
`
`Richard w. Friesen et at.
`
`it is certified that an error appears or errors appear in the above-identified patent and that said Letters Patent
`is hereby corrected as shown below:
`
`Alulull. ‘Him’;
`
`I‘?
`
`
`
`
`
`IBC—OrderBook-Price!Quantity\fiew5139
`
`MAILING ADDRESS OF SENDER (Please do not use customer number below):
`
`McDonnell Boehnen Huibert & Berghoff LLP
`300 South Wacker Drive
`Chicago, iL 60606
`This collection of information is required by 87 CFR 1.322. 1.323, and 1.324. The information is required to obtain or retain a benefit by the public which is to file
`(and by the USPTO to process) an application. Confldentlality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 1.0 hour to
`complete. including gathering. preparing. and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer,
`U.S. Patent and Trademark Office, U.S. Department of Commerce. F'.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Attention Certificate of Corrections Branch, Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`If you need assistance in completing the form, call 1—800-PTO~9199 and select option 2.
`
`0020
`
`

`
`PTO/SB/44 (09-07)
`Approved for use through 08/31/2010. OMB 0651-0033
`US. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection oflnforrnatlon unless it displays a valid OMB control number.
`Also Form PTO-1050
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`
`I 7,412,415 B2
`
`APPLICATION NO.: 11/417,522
`
`ISSUE DATE
`
`3 August 12, 2008
`
`INVENTORISI
`
`Richard W. Friesen et at.
`
`it is certified that an error appears or errors appear in the above-identified patent and that said Letters Patent
`is hereby corrected as shown below:
`600
`RECEIVE AN
`ORDER TYPE V
`
`RECENE A
`QUANTITY
`SPECIFIED FOR
`ORDER
`
`GENERATE AN
`ORDER ICON
`WHOSE
`VERTICAL SIZE
`MATCHES THE
`QUANTITY
`
`RECEIVE A
`PRICE FOR THE '\J612
`ORDER
`
`DISPLAY
`ORDER
`CONFIRMATION
`WINDOW
`
`ORDER
`TRANSMIT
`INFORMATION
`
`616
`
`noes SLOT
`CONTAIN AN
`EXISTING BID?
`
`PLACE ICON AT
`DETERMINED
`SLOT
`
`HAVE A PRICE
`LESS THAN
`REQUESTED
`BID?
`
`SHIFT ALL
`LOWER PRICED
`BIDS OVER ONE
`SLOT
`
`STACK
`REQUESTED
`BID BELOW
`
`HAVE A PRICE
`EQUAL TO
`REQUESTED
`BID?
`
`DETERMINE
`NEW SLOT FOR
`REQUESTED
`BID
`
`MAILING ADDRESS OF SENDER (Please do not use customer number below):
`
`McDonnell Boehnen Huibert & Bergholt LLP
`300 South Waoker Drive
`Chicago, iL 60606
`This collection of information is required by 37 CFR 1.322, 1.323, and 1.324. The information is required to obtain or retain a benefit by the public which is to tile
`(and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 1.0 hour to
`complete. including gathering. preparing. and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden. should be sent to the Chief Information Offlcer,
`U.S. Patent and Trademark Office, US. Department of Commerce, P.O. Box 1450. Alexandria. VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND To: Attention Certificate of Corrections Branch, Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800—PTO—9199 and select option 2.
`
`0021
`
`

`
`PTOISB/44 (09-07)
`Approved for use through 08/31/2010. OMB 0651-0033
`US. Patent and Trademark Otfice; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of Information unless it displays a valid OMB control number.
`Also Form PTO-1050
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`
`: 7,412,411 6 B2
`
`APPLICATION NO.: 11/417,522
`
`ISSUE DATE
`
`1 August 12, 2008
`
`INVENTORISI
`
`Richard W. Friesen et at.
`
`It is certified that an error appears or errors appear in the above-identified patent and that said Letters Patent
`is hereby corrected as shown below:
`
`TRANSMIT NEW
`ORDER
`INFORMATION TO
`CLIENT TERMINALS
`
`IS
`THERE AN
`ISTING OFFER LES ‘
`THAN OR EQUAL T0
`
`QUANTITY
`GREATER
`
`HAVE A QUANTITY
`ESS THAN BID‘?
`
`REMOVE OFFER FROM
`ORDER TABLE AND ADD
`BID TO ORDER TABLE
`WITH QUANTITY REDUCED
`
`MODIFY OFFER
`INFORMATION
`TO REFLECT A
`QUANTITY
`CORRESPONDING
`To DIFFERENCE IN
`QUANTITIES
`
`SEND UPDATED
`OFFER
`INFORMATION FOR
`DISPLAY
`
`REMOVE
`OFFER
`FROM TABLE
`
`RECORD
`TRADE
`
`MAILING ADDRESS OF SENDER (Please do not use customer number below):
`
`McDonnell Boehnen Hulbert & Berghoff LLP
`300 South Wacker Drive
`Chicago, IL 60606
`This collection of information Is required by 37 CFR 1.322, 1.323, and 1.324. The information is required to obtain or retain a benefit by the public which Is to file
`(and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 1.0 hour to
`complete. Including gathering, preparing. and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer,
`U.S. Patent and Trademark Office, U.S. Department of Commerce. P.O. Box 1450. Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND To: Attention Certificate of Corrections Branch, Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 223'! 3-1450.
`
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`0022
`
`

`
`PTO/S B/44 (09-D7)
`Approved for use through 08/31/2010. OMB 0551-0033
`U.S. Patent and Trademark Ofiice: U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`Also Form PTO-1050
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`
`: 7,412,416 B2
`
`APPLICATION NO.: 11 /417,522
`
`ISSUE DATE
`
`= August 12, 2008
`
`INVENTORISI
`
`Richard W. Friesen et at.
`
`It is certified that an error appears or errors appear in the above-identified patent and that said Letters Patent
`is hereby corrected as shown below:
`3 '2 V
`A TRADING
`PIT
`
`HAS A
`REDETERMINED
`TIME PERIOD
`EXPIRED?
`
`ARE THERE
`YSTANDERS
`
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`
`REMOVE
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`
`ARE THERE
`
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`
`DISPLAY TRADER ICON AT
`A LOCATION
`CORRESPONDING TO
`ACTIVITY LEVEL
`
`ARE THERE
`ORE TRADERS’?
`
`MAILING ADDRESS OF SENDER (Please do not use customer number below):
`
`McDonnell Boehnen Hulbert & Berghoff LLP
`300 South Wacker Drive
`Chicago, IL 60606
`This collection of information is required by 37 CFR 1.322, 1.323, and 1.324. The Information is required to obtain or retain a benefit by the public which is to file
`(and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 1.0 hour to
`complete. including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form andlor suggestions for reducing this burden, should be sent to the Chief iniormatlon Officer,
`U.S. Patent and Trademark Ofiice. U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND To: Attention Certificate of Corrections Branch, Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`If you need assistance in completing the form, ca/I 1-800-PTO—9199 and select option 2.
`
`0023
`
`

`
`Replacement Sheet
`7,412,416
`Art Unit 3693
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`
`Replacement Sheet
`7,412,416
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`
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`7,412,416
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`
`

`
`Annotated Sheet
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`7,412,416
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`
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`
`0039
`
`

`
`Electronic Patent Application Fee Transmittal
`
`Filing Date:
`
`03-May-2006
`
`