`______________________________________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`______________________________________________
`
`APPLE INC.,
`Petitioner
`
`v.
`
`OpenTV, Inc.,
`Patent Owner.
`
`Case No. ______
`
`
`
`DECLARATION OF STEPHEN MELVIN, Ph.D.
`IN SUPPORT OF APPLE INC.’S PETITION FOR COVERED BUSINESS
`METHOD PATENT REVIEW OF U.S. PATENT NO. 7,055,169
`
`
`
`Apple Ex. 1004
`
`
`
`I, Stephen Melvin, hereby declare as follows:
`
`U.S. Patent No. 7,055,169
`Petition for Covered Business Method Patent Review
`Declaration of Stephen Melvin, Ph.D.
`
`
`I.
`1.
`
`INTRODUCTION
`I have prepared this Declaration in connection with Apple Inc.’s Petition for
`
`Covered Business Method Patent Review of U.S. Patent No. 7,055,169 (“the ’169
`
`patent”) (Ex. 1001), which is to be filed concurrently with this Declaration.
`
`2.
`
`In the course of preparing this Declaration, I reviewed the ’169 Patent, its
`
`prosecution file history, as well as the documents discussed in this Declaration.
`
`3.
`
`I have been retained by Apple Inc. (“Apple” or “Petitioner”) as an expert in
`
`the fields of computer science, computer communications, and related
`
`technologies. I am being compensated at my normal consulting rate of $445 per
`
`hour for my time. My compensation is not dependent on and in no way affects the
`
`substance of my statements in this Declaration.
`
`4.
`
`I have no financial interest in Apple. I similarly have no financial interest in
`
`the ’169 Patent or the owner of the ’169 Patent, and I have had no contact with the
`
`named inventors of the ’169 Patent.
`
`II. QUALIFICATIONS
`5.
`I received a Ph.D. in Computer Science from the University of California at
`
`Berkeley in 1991 and a B.S. in Electrical Engineering and Computer Science from
`
`the University of California at Berkeley in 1982. I have more than 30 years of
`
`Apple Ex. 1004 – Page 1
`
`
`
`U.S. Patent No. 7,055,169
`Petition for Covered Business Method Patent Review
`Declaration of Stephen Melvin, Ph.D.
`
`experience in computer science and computer engineering. I am an inventor on
`
`over 45 patents, and I am a registered patent agent before the USPTO.
`
`6. My Ph.D. research areas included high-performance computer architecture
`
`and microarchitecture and microcode-based system performance analysis tools.
`
`From September 2001 through April 2002, I was a Visiting Scholar at the
`
`University of Texas, Austin, where I directed graduate students in research in the
`
`area of high-performance computer architecture.
`
`7.
`
`In May 2001, I co-founded and was the Chief Architect of Flowstorm, Inc., a
`
`start-up company based in Silicon Valley, where I defined and guided the overall
`
`chip architecture for a multithreaded packet processor. From March 2000 through
`
`May 2001, I worked as the Senior CPU Architect at Clearwater Networks, where I
`
`was involved in defining the architecture and microarchitecture of Clearwater’s
`
`CNP810S multithreaded network processor.
`
`8.
`
`From August 1983 to the present, I have been the President of Zytek
`
`Communications Corporation (“Zytek”). Zytek is an engineering, consulting, and
`
`small-scale manufacturing company that currently provides intellectual property
`
`consulting services as well as services related to the design, implementation, and
`
`testing of embedded systems. Zytek’s general areas of activity have included
`
`industrial control and measurement, Internet-related services, hard disk analysis
`
`and file recovery, and computer engineering research services. Through my work
`
`Apple Ex. 1004 – Page 2
`
`
`
`U.S. Patent No. 7,055,169
`Petition for Covered Business Method Patent Review
`Declaration of Stephen Melvin, Ph.D.
`
`at Zytek, I have designed numerous microprocessor-based embedded systems,
`
`including analog and digital circuit design, firmware development for embedded
`
`microcontrollers, and software development for host interfacing, product
`
`development, and debugging.
`
`9.
`
`I am a member of the following professional organizations: The Institute of
`
`Electrical and Electronics Engineers (IEEE); The Association for Computing
`
`Machinery (ACM); The American Intellectual Property Law Association (AIPLA);
`
`The Intellectual Property Owners Association (IPO); and The National Association
`
`of Patent Practitioners (NAPP).
`
`10.
`
`I served as General Chair of the 45th Annual International Symposium on
`
`Microarchitecture (Micro-45), held in Vancouver in December of 2012. I also
`
`served as co-chair of the 29th Annual International Symposium on
`
`Microarchitecture (Micro-29), held in Paris in December of 1996.
`
`11. For further details regarding my employment and academic history, please
`
`refer to my curriculum vitae, attached as Ex. 1005.
`
`III. RELEVANT LAW
`12.
`I am not an attorney. For the purposes of this Declaration, I have been
`
`informed about certain aspects of the law that are relevant to my opinions. My
`
`understanding of the law is summarized below.
`
`Apple Ex. 1004 – Page 3
`
`
`
`U.S. Patent No. 7,055,169
`Petition for Covered Business Method Patent Review
`Declaration of Stephen Melvin, Ph.D.
`
`I have been informed and understand that claim construction is a matter of
`
`13.
`
`law and that the final claim constructions for this proceeding will be determined by
`
`the Patent Trial and Appeal Board.
`
`14.
`
`I have been informed and understand that in the context of a covered
`
`business method patent review, a claim of an unexpired patent must be construed
`
`according to its broadest reasonable construction in light of the specification.
`
`15.
`
`I have been informed and understand that a “technological invention” in the
`
`context of a CBM review refers to “whether the claimed subject matter as a whole
`
`recites a technological feature that is novel and unobvious over the prior art; and
`
`solves a technical problem using a technical solution.” 37 C.F.R. § 42.301(b).
`
`16.
`
`I have been informed and understand that patent-eligibility under 35 U.S.C.
`
`§ 101 is determined by a two-step analysis set forth by the United States Supreme
`
`Court in Alice Corp. Pty. Ltd. v. CLS Bank Int’l, 134 S. Ct. 2347 (2014) (the “Alice
`
`test”): (1) it is determined whether the claims at issue are directed to an abstract
`
`idea, and (2) if so, it is determined whether the claim’s elements “transform the
`
`nature of the claim” into a patent-eligible application.
`
`IV. LEVEL OF ORDINARY SKILL IN THE ART
`17. Based on my review of the ’169 Patent and my background and experience
`
`in the field of computer science, it is my opinion that one of ordinary skill in the art
`
`as of the priority date would be someone with a bachelor’s degree in computer
`
`Apple Ex. 1004 – Page 4
`
`
`
`U.S. Patent No. 7,055,169
`Petition for Covered Business Method Patent Review
`Declaration of Stephen Melvin, Ph.D.
`
`science, computer engineering, or the equivalent, plus approximately two years of
`
`experience in the field of computer engineering or software development, or an
`
`equivalent amount of relevant work and/or research experience.
`
`18.
`
`I have been informed and understand that claim construction is viewed from
`
`the perspective of a person of ordinary skill in the art in question at the time of the
`
`invention. I have been informed that the owner of the ’169 Patent claims an
`
`invention date of June 2001. I have been asked to assume that this is the proper
`
`priority date for the ’169 Patent. However, the opinions I expressed in this report
`
`would be the same if I applied a priority date of April 2002 (the provisional filing
`
`date of the ’169 Patent) or April 2003 (the actual filing date of the ’169 Patent).
`
`19. The ’169 Patent generally relates to computer content control and interactive
`
`television systems.
`
`20. Based on my education and experience, I am familiar with the level of
`
`knowledge that one of ordinary skill would have possessed during the relevant
`
`period of time.
`
`21.
`
`In reaching this opinion as to the qualifications of the hypothetical person of
`
`ordinary skill in the art, I have considered the types of problems encountered in the
`
`art, the prior art solutions to those problems, the rapidity with which innovations
`
`are made, the sophistication of the technology, and the educational level of active
`
`workers in the field.
`
`Apple Ex. 1004 – Page 5
`
`
`
`U.S. Patent No. 7,055,169
`Petition for Covered Business Method Patent Review
`Declaration of Stephen Melvin, Ph.D.
`
`22. By the priority date of the ’169 Patent, I was a person who had more than
`
`ordinary skill in the art.
`
`V. OVERVIEW OF THE ’169 PATENT
`23. The ’169 Patent, entitled “Supporting Common Interactive Television
`
`Functionality Through Presentation Engine Syntax,” was filed on April 21, 2003,
`
`and issued on May 30, 2006. See Ex. 1001 at Cover.
`
`24. The ’169 Patent discloses methods and systems for handling the presentation
`
`of audio, video, or graphic presentations that require a set of resources. See Ex.
`
`1001 at Abstract, 2:33-57, 46:54-47:10, claims 1, 22, and 23.
`
`25. Specifically, the ’169 Patent discloses systems and methods that receive
`
`“directives” indicating an audio, video, or graphic presentation that requires a set
`
`of resources. Id.
`
`26.
`
` The method or system claimed by the ’169 Patent determines whether any
`
`of the received directives are a “prerequisite directive.” Id. at claims 1, 22, and 23.
`
`27.
`
`If the directives include a “prerequisite directive,” then the method or system
`
`prohibits the presenting or initiation of the presentation until the “prerequisite”
`
`resources are acquired. Id. If the directives do not include a “prerequisite
`
`directive” indicating that there are resources that must be acquired before
`
`initiation, then the presentation is initiated. Id.
`
`Apple Ex. 1004 – Page 6
`
`
`
`U.S. Patent No. 7,055,169
`Petition for Covered Business Method Patent Review
`Declaration of Stephen Melvin, Ph.D.
`
`In one embodiment, the directives can be comprised of a markup language, a
`
`28.
`
`scripting language, and/or a style sheet. Id. at 46:54-47:10, claim 2.
`
`29.
`
`In one embodiment, the prohibiting step is in further response to detecting a
`
`corresponding time for expiration has not yet expired and the method for handling
`
`the presentation further comprises allowing the presenting of the presentation in
`
`response to detecting the time for expiration has expired. Id. at 21:53-22:10, claim
`
`12.
`
`30. The concept behind the system and method disclosed by the ’169 Patent—
`
`ensuring that resources deemed to be necessary are available before commencing a
`
`presentation—is well-known and has been used in many other contexts.
`
`31. The idea of ensuring that resources deemed to be necessary are available
`
`before commencing a presentation is not technology-specific, but applies to
`
`situations where a person wants to ensure that he or she has resources deemed to be
`
`necessary before starting a presentation.
`
`32.
`
`It is my opinion that the claimed subject matter as a whole does not recite a
`
`technological feature that is novel and unobvious over the prior art, and does not
`
`solve a technical problem using a technical solution.
`
`33. The ’169 Patent specification acknowledges that various interactive
`
`television standards—including the “DVB MPH 1.1 specification” (Digital Video
`
`Broadcasting - Multimedia Home Platform) and the “DAVIC 1.4.1” (Digital Audio
`
`Apple Ex. 1004 – Page 7
`
`
`
`U.S. Patent No. 7,055,169
`Petition for Covered Business Method Patent Review
`Declaration of Stephen Melvin, Ph.D.
`
`Video Council)—already existed by the priority date of the ’169 Patent. Id. at
`
`2:16-25. These specifications provided “mechanisms to handle … resources,”
`
`including mechanisms to ensure that resources are available for presentations. See
`
`id.
`
`34. The ’169 Patent includes 23 claims. I have been asked to analyze claims 1,
`
`2, 12, 22, and 23.
`
`35.
`
`Independent claim 1 recites:
`
`1. A method comprising:
`[a] receiving one or more directives, wherein said directives are
`indicative of an audio, video and/or graphic presentation which
`requires a set of resources;
`[b] determining whether said one or more directives includes a
`prerequisite directive which indicates that acciuisition [sic] of a
`subset of said set of resources is a prerequisite for initiating the
`presentation;
`[c] initiating said presentation, in response to determining the
`one or more directives do not include said prerequisite directive;
`and
`[d] prohibiting initiation of said presentation until said subset of
`resources are acquired, in response to determining the one or
`more directives include said prerequisite directive.
`
`36. Claim 1 is a method claim that recites a method for handling a presentation.
`
`The claimed method is not tied to any hardware elements or specific application.
`
`Apple Ex. 1004 – Page 8
`
`
`
`U.S. Patent No. 7,055,169
`Petition for Covered Business Method Patent Review
`Declaration of Stephen Melvin, Ph.D.
`
`37. Claims 2 and 12 depend from independent claim 1.
`
`38. Claim 22 recites “a client device in an interactive television system”
`
`comprising “a receiver configured to receive signals …” and a “processing unit
`
`coupled to said receiver.” These components are “configured to” perform a
`
`process similar to the method recited by claim 1.
`
`39. Claim 23 recites a “computer readable medium comprising program
`
`instructions executable by a computer” that performs a method for controlling a
`
`presentation.
`
`VI. CLAIM CONSTRUCTION ANALYSIS
`40.
`I have been asked to opine on the following claim limitations: “directive”
`
`(claims 1, 2, 22, and 23).
`
`41. The ’169 Patent describes “directives,” stating: “[T]he declarations or other
`
`statements used in the creation and/or manipulation of resources and content in this
`
`document may be generally referred to as ‘directives.’” Ex. 1001 at 47:7-10.
`
`42. The ’169 Patent also explains: “In one embodiment, a device in an
`
`interactive television system is configured to receive one or more directives
`
`provided by a content author which describe or otherwise indicate an audio and/or
`
`video presentation.” Id. at 2:39-42.
`
`43. Further, The American Heritage College Dictionary defines “directive” as:
`
`“An order or instruction, esp. one from a central authority.” Ex. 1007 at 393. The
`
`Apple Ex. 1004 – Page 9
`
`
`
`U.S. Patent No. 7,055,169
`Petition for Covered Business Method Patent Review
`Declaration of Stephen Melvin, Ph.D.
`
`New Shorter Oxford English Dictionary defines “directive” as: “Something that
`
`directs; spec. a general instruction for procedure or action given to a subordinate.”
`
`Ex. 1008 at 680.
`
`44. Accordingly, it is my opinion that, in the context of the ’169 Patent, a person
`
`of ordinary skill in the art would have understood “directive” to mean “declaration
`
`or instruction.”
`
`VII. CLAIMS 1, 2, 12, 22, AND 23 ARE DIRECTED TO AN ABSTRACT
`IDEA
`45. Claims 1, 2, 12, 22, and 23 attempt to patent the idea of ensuring that
`
`resources deemed to be necessary are available before commencing a presentation.
`
`See, e.g., Ex. 1001 at claims 1, 22, and 23; 47:57-48:3 (“If the client does not have
`
`these resources, the client may then take any actions necessary to prefetch the
`
`prerequisite resources …. Once the client has obtained the prerequisite resources
`
`(decision block 514), presentation of the content corresponding to the prerequisite
`
`resources is permitted.”).
`
`46.
`
`Independent claims 1, 22, and 23 recite a method, a device, and a computer
`
`readable medium that perform the process of receiving “directives” indicative of a
`
`presentation, determining whether these “directives” include “a prerequisite
`
`directive” indicating that certain resources are required either “for initiating the
`
`presentation” or “for the presentation,” and “initiating said presentation” and
`
`Apple Ex. 1004 – Page 10
`
`
`
`U.S. Patent No. 7,055,169
`Petition for Covered Business Method Patent Review
`Declaration of Stephen Melvin, Ph.D.
`
`“prohibiting said presentation” based on the “prerequisite directive” and
`
`availability of its indicated resources. Id. at claims 1, 22, and 23.
`
`47. The concept behind the system and method disclosed by claims 1, 22, and
`
`23—ensuring that resources deemed to be necessary are available before
`
`commencing a presentation—is an idea that is well-known and has been used in
`
`many other contexts. For example, these claims are based on the same concept as
`
`ensuring that a presidential candidate has a written script in hand before
`
`commencing a stump speech or that lawyers have a PowerPoint presentation
`
`available before starting an examination. The concept is merely that certain
`
`resources are deemed to be necessary, and a presentation does not commence until
`
`those resources are available.
`
`48. Each of the claimed steps—“receiving,” “determining,” “initiating,” and
`
`“prohibiting”—can be manually performed by a person. For example, the
`
`“receiving,” “initiating,” and “prohibiting” steps can all be performed by verbal
`
`and/or non-verbal communication, and a person can perform the “determining”
`
`step in his or her mind.
`
`49. Thus, independent claims 1, 22, and 23 are directed to the abstract idea of
`
`ensuring that resources deemed to be necessary are available before commencing a
`
`presentation.
`
`Apple Ex. 1004 – Page 11
`
`
`
`U.S. Patent No. 7,055,169
`Petition for Covered Business Method Patent Review
`Declaration of Stephen Melvin, Ph.D.
`
`50. Dependent claims 2 and 12 do not add any limitations that affect this
`
`determination.
`
`51. Claim 2, which depends from claim 1, limits the “prerequisite directive” to
`
`one of “a markup language, a scripting language, and a style sheet.” Id. at claim 2.
`
`This limitation does not alter the underlying abstract idea of claim 1. Instead, it
`
`only serves to specify the format of the “prerequisite directive.”
`
`52. Claim 12 depends from claim 1 and adds a step of “detecting a
`
`corresponding time for expiration has not yet expired.” Id. at claim 12. This
`
`limitation does not alter the underlying abstract idea of claim 1 because the step of
`
`“detecting a corresponding time for expiration has not yet expired” can be
`
`manually performed by a person. Using an expiration time to trigger an event is an
`
`abstract idea that has long existed before the invention of computers.
`
`53. The problem addressed by claims 1, 2, 12, 22, and 23—ensuring that
`
`resources deemed to be necessary are available before commencing a
`
`presentation—exists in virtually all domains. It is not a technological problem;
`
`ensuring that resources deemed to be necessary are available before commencing a
`
`presentation is not a problem necessarily rooted in technology. Further, there is
`
`nothing unique about this problem in the context of interactive television systems.
`
`54. Even if claims 1, 2, 12, 22, and 23 are construed to be limited to computer
`
`technology (or interactive television systems), they are still abstract. In the context
`
`Apple Ex. 1004 – Page 12
`
`
`
`U.S. Patent No. 7,055,169
`Petition for Covered Business Method Patent Review
`Declaration of Stephen Melvin, Ph.D.
`
`of computer systems, setting a threshold requiring the receipt of a certain amount
`
`of data—e.g., all, some, or none of the resources for a website or interactive
`
`television application—is still based on the abstract idea of ensuring that resources
`
`deemed to be necessary are available before beginning a presentation.
`
`55.
`
`In addition, the ’169 Patent’s proffered solution to the problem—using
`
`“directives” to ensure that resources deemed to be necessary are available before
`
`commencing a presentation—is not a technical solution.
`
`VIII. CLAIMS 1, 2, 12, 22, AND 23 USE ONLY CONVENTIONAL
`TECHNOLOGY
`56. Claims 1, 2, and 12 are directed to an abstract idea and are not tied to any
`
`technology. Claims 22 and 23 offer no meaningful limitation beyond generally
`
`linking an abstract idea to conventional technology.
`
`57. The limitations of claims 1, 2, and 12 are not tied to a particular machine or
`
`apparatus, but instead generally recite method steps that can be performed
`
`manually by a person or on a generic computer.
`
`58. The limitations of claims 1, 2, and 12 also do not transform an article into a
`
`different state or thing.
`
`59. Claim 22 recites a “client device in an interactive television system”
`
`comprising a “receiver” and a “processing unit.” Both receivers and processing
`
`Apple Ex. 1004 – Page 13
`
`
`
`U.S. Patent No. 7,055,169
`Petition for Covered Business Method Patent Review
`Declaration of Stephen Melvin, Ph.D.
`
`units are conventional, generic computer components that existed long before the
`
`priority date of the ’169 Patent.
`
`60.
`
`Indeed, the ’169 Patent describes the “client” device as a standard “set top
`
`box.” Id. at 5:15-22. It further describes the “client” device as using “ordinary
`
`general purpose” computer components such as microprocessor and RAM
`
`memory. Id. at 5:25-35 (“Client 1012 includes a control unit 1030, front end 1026,
`
`return channel 1038, transport stage 1028, and AV stage 1034. Also represented in
`
`FIG. 3 is a memory 1080 which includes OS and/or middleware 1044, message
`
`processing engine 1036, and applications 1042. Also shown is an I/O interface
`
`1040 and conditional access (CA) module(s) 1032. I/O interface 1040 may be
`
`configured to detect user interaction via a remote control, keyboard, or other
`
`device. Control unit 1030 may comprise a microprocessor, memory (e.g., RAM),
`
`and other components which are necessary to perform ordinary general purpose
`
`computing.”).
`
`61. The ’169 Patent does not disclose a new hardware design. As acknowledged
`
`by the ’169 Patent specification, microprocessors, RAM memory, I/O interfaces,
`
`OS and/or middleware, and other components described by the ’169 Patent were
`
`conventional and well-known long before the priority date of the ’169 Patent. See
`
`id. at 5:15-35. I designed, built, and used these software and hardware components
`
`Apple Ex. 1004 – Page 14
`
`
`
`U.S. Patent No. 7,055,169
`Petition for Covered Business Method Patent Review
`Declaration of Stephen Melvin, Ph.D.
`
`during my graduate studies in the late 1980s, more than 10 years before the priority
`
`date of the ’169 Patent.
`
`62. Claim 23 recites a “computer readable medium comprising program
`
`instructions executable by a computer” that performs steps similar to those recited
`
`in claim 1. A computer readable medium comprising program instructions
`
`executable by a computer is conventional, generic computer technology.
`
`63. The use of “directives” to indicate that certain resources are necessary was
`
`well-known long before the priority date of the ’169 Patent, and is not specific to
`
`the computer industry. As explained above, the term “directive” refers to
`
`“declaration or instruction.” People have long used declarations or instructions to
`
`communicate that certain resources are required.
`
`64.
`
`I understand that in the related district court litigation between Petitioner and
`
`Patent Owner, Patent Owner argues that “directive” should be narrowly construed
`
`as “a declaration or other statement that is formed using a computer language (e.g.,
`
`HTML, Javascript, CSS, etc.) used in the creation and/or manipulation of resources
`
`and content.” Ex. 1011 at 7.
`
`65. The ’169 Patent, along with Patent Owner’s narrow construction of
`
`“directive,” do not purport to have invented a new computer language. Instead, the
`
`’169 Patent explains that it aims to apply its solution using conventional,
`
`“commonly used” computer programming techniques. Ex. 1001 at 47:5-7 (“In one
`
`Apple Ex. 1004 – Page 15
`
`
`
`U.S. Patent No. 7,055,169
`Petition for Covered Business Method Patent Review
`Declaration of Stephen Melvin, Ph.D.
`
`embodiment, languages and constructs which are commonly used in creating and
`
`manipulating Web content are contemplated.”) (emphasis added).
`
`66.
`
`Indeed, the programming languages identified in Patent Owner’s
`
`construction—HTML, Javascript, and CSS—were conventional and commonly
`
`used to manipulate interactive content, such as web pages, long before the priority
`
`date of the ’169 Patent. HTML, or Hypertext Markup Language, was first used
`
`around 1990, and, as it has evolved through multiple generations, has served as the
`
`standard language for web pages since then. Javascript was developed around
`
`1995 and has become widely used in Web applications, starting at least as early as
`
`the late-1990s. CSS, or Cascading Style Sheets, was first introduced around 1996
`
`and also has become a common technique for setting the visual style of web pages,
`
`starting at least as early as the late-1990s. I was familiar with these languages and
`
`techniques long before the priority date of the ’169 Patent.
`
`IX. CONCLUSION
`67.
`In signing this Declaration, I recognize that the Declaration will be filed as
`
`evidence in a contested case before the Patent Trial and Appeal Board of the
`
`United States Patent and Trademark Office. I also recognize that I may be called
`
`upon to testify in deposition or before the Patent Trial and Appeal Board. If called
`
`upon to testify, I would testify truthfully and competently to all matters stated in
`
`this Declaration.
`
`Apple Ex. 1004 – Page 16
`
`
`
`U.S. Patent No. 7,055,169
`Petition for Covered Business Method Patent Review .
`
`Declaration of Stephen Melvin, Ph.D.
`
`68.
`
`I reserve the right to supplement my opinions in the future to respond to any
`
`arguments that Patent Owner raises and to take into account new information as it
`
`becomes available to me.
`
`69.
`
`I hereby declare that all statements made herein of my own knowledge are
`
`true, and that all statements made on information and belief are believed to be true
`
`and that such statements are made with the knowledge that willful false statements
`
`and the like are punishable by fine or imprisonment, or both, under Section 1001 of
`
`Title 18 of the United States Code.
`
`Date: April 26, 2016
`
`
`
`Stephen Melvin, Ph.D.
`
`Apple Ex. 1004 — Page 17