1
`
`USAA 1053
`USAA v Asghari-Kamrani
`CBM2016-00063
`CBM2016-00064
`
`

`
`‘ UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNWED STATES DFIPARTMFNT OF‘ COMMFIRCE
`United States Patent and Trademark Office
`Address CClMMISSICL\TER FCR PATENTS
`PO BOX 1450
`Alrxantlria. Virginia 22313-1450
`wvwlzuspto gov
`En<s'i' NAMED APPLICANT’
`
`A’l"1'Y. Doc1<.E'i' N0./1'l’1'l_.l:'
`
`AEELLCATLQN NUMBER
`
`b'lLL\lG ox 371(c;i DATE
`
`1 1/333,400
`
`01/ l 8/2006
`
`105857
`NOVICK, KIM & LEE, PLLC
`1604 Spring Hill Road, Suite 320
`Vienna, VA 22182
`
`Nader Asghari-Karnrani
`
`PLO831 187
`CONFIRMATION N0. 4456
`POA ACCEPTANCE LETTER
`
`iillililiilliiiillllll||1ulilllllllllllllltlglillmilllllllllllliiliiliiilli
`Date Mailed: 12/29/2015
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 12/17/2015.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`Questions about the co11tents of this notice and the
`requirements it sets forth should be directed to the Office
`of Data Management, Application Assistance Unit, at
`(571) 272-4000 or (571) 272-4200 or 1-888-786-0101.
`
`2
`
`

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`

`
`Electronic Acknowledgement Receipt
`
`EFS ID:
`
`Application Number:
`
`24390620
`
`11333400
`
`Title of Invention:
`
`DIRECT AUTHENTICATION SYSTEM AND METHOD VIA TRUSTED
`AUTHENTICATORS
`
`First Named Inventor/Applicant Name:
`
`Nader Asghari—Kamrani
`
`Customer Number:
`
`58293
`
`Attorney Docket Number:
`
`KAMR001 USO
`
`Receipt Date:
`
`Filing Date:
`
`17—DEC—201 5
`
`18-JAN-2006
`
`Application Type:
`
`Utility under 35 USC 111(a)
`
`Payment information:
`
`Document
`Number
`
`Document Description
`
`Power of Attorney
`
`PLO831 187—POA.pdf
`
`Pages
`Multi
`Part /.zip Iifappl.)
`
`File Size(Bytes)/
`Message Digest
`3392517
`
`‘.209r‘)B777Ba4l IHI IHQ4 |4(=d8Zll(=29 Irl
`I101 73
`
`5
`
`

`
`Total Files Size (in bytes)
`
`3392517
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EOI903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCTIRO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`6
`
`

`
`APPLICATION NO.
`
`11/333,400
`
`ISSUE DATE
`
`10/02/2012
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRIVIATION NO.
`
`8281129
`
`KPQ/IRO0IUSO
`
`4456
`
`UNITED STATES DEPARTMENT OF COIVLVIERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P O Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`58293
`
`7590
`
`09/12/2012
`
`FORTKORT & HOUSTON P.C.
`9442 N. CAPITAL OF TEXAS HIGHWAY
`ARBORETUM PI.A7A ONE, SUITE 500
`AUSTIN, TX 78759
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 548 day(s). Any patent to issue from the above-identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT( S) (Please see PAIR WEB site l1ttp://pair.uspt0. gov for additional applicants):
`
`Nader Asghari-Kamrani, Centreville, VA;
`Karr1ran Asghari-Kamrani, Centreville, VA;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.g ov.
`
`IR103 (Rev. 10/09)
`
`7
`
`

`
`U.S. Patent Application No. 11/333,400
`Attorney Docket No. KAMR00lUSO
`
`Certification Under 37 C.F.R. S 1.8
`
`Ihereby certify that on August 13, 2012 this correspondence is being: (a) deposited with the
`United States Postal Service in an envelope addressed to Commissioner for Patents, P.O. Box
`1450, Alexandria, Virginia 22313-1450; or (b) transmitted via facsimile to facsimile number
`571-273-8300; or (C) electronically filed with the U.S. Patent Office.
`
`Date: August 13, 2012
`
`Signature:
`
`/Michael P. Fortkort/
`Michael P. Fortkort
`(Reg. No. 35,141)
`
`IN THE UNITED STATES PATENT & TRADEMARK OFFICE
`
`APPLICANT: NADER ASGHARI—KAMRANI and KAMRAN ASGHARI—KAMRANI
`
`SERIAL NO.: 11/333,400
`
`FILING DATE: January 18, 2006
`
`EXAMINER: Mr. Abdulhakim Nobahar
`
`ART UNIT: 2432
`
`TITLE: DIRECT AUTHENTICATION SYSTEM AND METHOD VIA TRUSTED
`AUTHENTICATORS
`
`ATTORNEY DOCKET: KAMR001USO
`
`CONFIRMATION NO.: 4456
`
`VIA ELECTRONIC FILING SYSTEM
`ASSISTANT COMMISSIONER FOR PATENTS
`
`WASHINGTON, D.C. 20231
`
`AMENDMENT UNDER 37 C.F.R. § 1.312
`
`In response to the Notice of Allowance mailed May 17, 2012, the Applicants hereby
`
`respectfully submit the following amendments and remarks:
`
`Amendments to the Claims begin on page 2.
`
`R
`
`k b
`'
`emar s eginonpage3
`
`.
`
`OK to enter.
`/a.n./ O8/28/2012
`
`8
`
`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COIVINIERCE
`United States Patent and Trzulenlark O|TiL'e
`Address: COMMISSIONER FOR PATENTS
`P 0 BOX l430
`Alexandria Virginia 22313-1450
`WWW IISPIO g0V
`
`APPLICATION NO.
`
`FILING DATE
`
`F {ST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`11/333,400
`
`01/18/2006
`
`Nader Asgha.ri—Kamrani
`
`KAMROOIUSO
`
`4456
`
`53293
`7590
`09/04/2012
`FORTKORT&HOUSTONP.C.
`9442 N. CAPITAL OF TEXAS HIGHWAY
`ARBORETUM PI A7A ONE, SUITE 500
`AUSTIN, TX 73759
`
`NOBAHAK ABDULHAKIM
`
`M32
`
`N()'l'lb'l(LA l'l()N D/\'l E
`
`DELIVERY MODE
`
`09/04/20] 2
`
`ETIEOTROVIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on aboVe—indicated "Notification Date" to the
`following e—mail address(es):
`5 8293 @ f0h0laW.c01n
`rbcmfcld @foh0law.c0m
`
`PTOL—90A (Rev. 04/07)
`
`9
`
`

`
`Response to Rule 312 Communication
`
`Application No.
`
`Applicant(s)
`
`11/333,400
`Examiner
`
`ABDULHAKIM NOBAHAR
`
`ASGHARI-KAMRANI ET AL.
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address —
`
`1. IX The amendment filed on 13August2012 under 37 CFR 1.312 has been considered, and has been:
`entered.
`
`entered as directed to matters of form not affecting the scope of the invention.
`
`disapproved because the amendment was filed after the payment of the issue fee.
`
`Any amendment filed after the date the issue fee is paid must be accompanied by a petition under 37 CFR 1.313(c)(1)
`
`and the required fee to withdraw the application from issue.
`
`disapproved. See explanation below.
`
`entered in part. See explanation below.
`
`/Gilberto Barron Jr./
`
`Supervisory Patent Examiner, Art Unit 2432
`
`/Abdulhakim Nobahar/
`
`Examiner, Art Unit 2432
`
`U.S. Patent and Trademark Office
`PTOL-271 (Rev. 04-01)
`
`Reponse to Rule 312 Communication
`
`Part of Paper No. 20120828
`
`10
`
`

`
`PRINTER RUSH
`
`(PTO ASSISTANCE)
`
`Application:
`
`11333400
`
`Examiner: Nobahar
`
`GAU:
`
`2432
`
`From: Floyd Brown
`
`Locatio11: RTFM
`
`Creation Date:
`
`08/17/2012
`
`DOC CODE
`
`DOC DATE
`
`MISCELLANEOUS
`
`Tracking #: Week Date:
`
`Continuing Data
`
`Foreign Priority
`
`Document Legibility
`
`Fees
`
`Petition (TC)
`
`Other
`
`08/13/2012
`
`1449
`
`IDS
`
`CLM
`
`IIFW/FWCLM
`
`SRFW
`
`DRW
`
`OATH
`
`312
`
`SPEC
`
`[RUSH] Message:
`
`Please respond to the 8-13-12 ANA.
`
`Thanks,
`FB
`
`[XRUSH] Response:
`
`Amendments to the claims do not a’ ‘ect the scope 0::
`See the attachment.
`
`the claims. Please ente.
`
`Examiner: PURS contacts - For DESIGNS: Don Fairchild, 703-756-1566;1°or AU. OTHER files: Bernadette Queen, 703-7564 565.
`NOTE: This form will be included as part ofthe official USPTO record with the response document coded as XRUSH.
`REV: Oct 11
`
`O 8 / 2 8 / 2 O 1 2
`
`11
`
`

`
`U.S. Patent Application No. 11/333,400
`Attorney Docket No. KAMR001USO
`
`Certification Under 37 C.F.R. S 1.8
`
`Ihereby certify that on August 13, 2012 this correspondence is being: (a) deposited with the
`United States Postal Service in an envelope addressed to Commissioner for Patents, P.O. Box
`1450, Alexandria, Virginia 22313-1450; or (b) transmitted via facsimile to facsimile number
`571-273-8300; or (c) electronically filed with the U.S. Patent Office.
`
`Date: August 13, 2012
`
`Signature:
`
`/Michael P. Fortkort/
`Michael P. Fortkort
`(Reg. No. 35,141)
`
`IN THE UNITED STATES PATENT & TRADEMARK OFFICE
`
`APPLICANT: NADER ASGHARI-KAMRANI and KAMRAN ASGHARI-KAMRANI
`
`SERIAL NO.: 11/333,400
`
`FILING DATE: January 18, 2006
`
`EXAMINER: Mr. Abdulhakim Nobahar
`
`ART UNIT: 2432
`
`TITLE: DIRECT AUTHENTICATION SYSTEM AND METHOD VIA TRUSTED
`AU THEN TICATORS
`
`ATTORNEY DOCKET: KAMR001USO
`
`CONFIRMATION NO.: 4456
`
`VIA ELECTRONIC FILING SYSTEM
`ASSISTANT COMMISSIONER FOR PATENTS
`
`WASHINGTON, D.C. 20231
`
`AMENDMENT UNDER 37 C.F.R. § 1.312
`
`In response to the Notice of Allowance mailed May 17, 2012, the Applicants hereby
`
`respectfully submit the following amendments and remarks:
`
`Amendments to the Claims begin on page 2.
`
`Remarks begin on page 3.
`
`12
`
`

`
`U.S. Patent Application No. 11/333,400
`Attorney Docket No. KAMR00lUSO
`
`In the Claims:
`
`Please amend claim 21 only to correct a typographical error in the last line.
`
`21. (Currently Amended) A computer implemented method to authenticate an
`
`individual in communication with an entity over a communication network during a
`
`communication between the entity and the individual, the computer implemented method
`
`comprising:
`
`receiving electronically a request for a dynamic code for the individual, which
`
`request is received from the individual by a trusted—authenticator’ s computer during an
`
`authentication of the individual by the entity;
`
`calculating by the tru sted—authenticator’s computer the dynamic code for the
`
`individual in response to the request during the authentication of the individual by the
`
`entity, wherein the dynamic code is valid for a predefined time and becomes invalid after
`
`being used;
`
`sending by the trusted—authenticator’s computer electronically the dynamic code to
`
`the individual during the authentication of the individual by the entity;
`
`receiving by the trusted—authenticator’s computer electronically an authentication
`
`request from the entity to authenticate the individual based on a user information and the
`
`dynamic code included in the authentication request, wherein the entity receives the user
`
`information and the dynamic code from the individual; and
`
`authenticating by the trusted—authenticator’ s computer an identity of the individual
`
`based on the user information and the dynamic code included in the authentication
`
`request, wherein the result of the authentication is % provided to the entity.
`
`13
`
`

`
`U.S. Patent Application No. 11/333,400
`Attorney Docket No. KAMR00lUSO
`
`REMARKS
`
`The Applicants gratefully acknowledge the Examiner’ s issuance of a notice of allowance.
`
`In accordance with 37 C.F.R. § 1.312, the Applicants respectfully request entiy of the
`
`amendment to claim 21 to correct a typographical error, which could not have been corrected
`
`prior to the notice of allowance as the typographical error was noted in the examiner’s
`
`amendment that accompanied the notice of allowance. While the Applicants understand that
`
`such amendments are a matter of grace with the Patent Office and the Examiner, the Applicants
`
`respectfully request the exercise of the Examiner’s grace and discretion to enter the proposed
`
`amendment.
`
`Although not believed necessary, the Office is hereby authorized to charge any fees
`
`required under 37 C.F.R. § 1.16 or § 1.17 or credit any overpayments to the deposit account of
`
`MICHAEL P FORTKORT PC, Deposit Account No. 50-3776. In the event the prosecution of
`
`this Application can be efficiently advanced by a phone discussion, it is requested that the
`
`undersigned attomey be called at (703) 435-9390.
`
`Respectfully submitted,
`
`By
`
`/Michael P. Fortkortl
`Michael P. Fortkoit
`
`(Reg. No. 35,141)
`
`Date: August 13, 2012
`
`MICHAEL P FORTKORT PC
`The International Law Center
`
`13164 Lazy Glen Lane
`Oak Hill, Virginia 20171
`Please direct telephone calls to:
`Michael P. Fortkort
`703-435-9390
`
`703-435-8857 (facsimile)
`
`14
`
`

`
`Electronic Acknowledgement Receipt
`
`EFS ID:
`
`Application Number:
`
`13481450
`
`11333400
`
`Title of Invention:
`
`DIRECT AUTHENTICATION SYSTEM AND METHOD VIA TRUSTED
`AUTHENTICATORS
`
`First Named Inventor/Applicant Name:
`
`Nader Asghari-Kamrani
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`KAMR001 USO
`
`Receipt Date:
`
`13-AUG-2012
`
`Application Type:
`
`Utility under 35 USC111(a)
`
`Payment information:
`
`Document
`Number
`
`Document Description
`
`File Size(Bytes)l
`Message Digest
`
`Pages
`Multi
`Part /.zip (ifapp|.)
`
`Amend ment after Notice of Allowa nce
`(Rule 312)
`
`ru|e_312_a mend ment_fi|ed_08
`O1312_11333400.pcIf
`
`df§§§a§fh0rlhl97§6hraarrlrlrl3}9§§h767a
`(:(d'|a
`
`Warnings:
`
`15
`
`

`
`Total Files Size (in bytes)
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EOI903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`16
`
`

`
`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or m (571)-273-2885
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1 through 5 should be completed where
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`in icated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`CURRENT CORRESPONDENCE ADDRESS (N016: U56 E1001: 1 fm‘ any 01161139 Gfaddfess.)
`
`FO RTKO RT & HOUSTON P.C.
`N -
`H
`
`E’
`
`N’
`
`Note: A certificate of mailin can only he used for domestic mailings of the
`Fee(s) Transmittal. This certi icate cannot be used for anv other accompanying
`112523153351 33.332512‘é}?ff£i1§li_t°l1r“E?a*iiL1?E§L‘f§II76'" ‘f“"“"" ‘"“""‘g’ "mt
`Certificate of Mailing or Transmission
`I hereb certify that this Feegs) Transmittal is being deposited with the United
`Sttlaitres
`qlstal Sflervice
`su fiscisent postageCfgr first glass mailbin an tenvelolae
`a
`esse
`to
`e Mai
`top I UE FEE a
`ress a ove, or
`eing acsimi e
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`Michael P. Fortkort
`I'Dep0sit0r's name)
`/Michael P. Fortkortl
`Ksigtlatme)
`
`APPLICATION NO.
`
`FILING DATE
`
`August 13 2012
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`(Date)
`CONFIRMATION NO.
`
`11/333,400
`TITLE OF INVENTION:
`
`01/18/2006
`
`Nader Asghari-Kamrahi
`
`KAMR001USO
`
`4456
`
`APPLN. TYPE
`
`SMALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`yes
`nonprovisional
`EXAMINER
`
`$870
`
`ART UNIT
`
`$0
`CLASS-SUBCLASS
`
`$0
`
`$870
`
`08/17/2012
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1363)‘
`:1 Change of cones oriderice address (or Change of Correspondence
`Address mm PTO" B‘/122) attached’
`3 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required.
`
`2. For printing on the patent front page, list
`(1) the names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) the name of a single firm (having as a member a
`registered attorney 0f 3.29111) and the names 0f Up I_0
`registered P315111 alt0fi1?Y5 or agem5~ H110 113-ms 15
`listed, no name will be printed.
`
`1 Michael P. Fortkort, Esq.
`
`2 MICHAEL P FORTKORT PC
`
`3
`
`3. AS SIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CI"Y and STATE OR COUNTRY)
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`
`:1 Individual
`
`:1 Corporation or other private group entity 1:1 Government
`
`4a. The following fee(s) are submitted:
`L1 Issue Fee
`3 Publication Fee (No small entity discount permitted)
`3 Advance Order — ft of Copies
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`_1 A check is enclosed.
`2 Payment by credit card. Form PTO—2038 is attached.
`3 The Director is hereby authorized to charge the required fee(s), any deficiency, or credit any
`overpayment, to Deposit Account Number ‘03776
`(enclose an extra copy of this form).
`
`5. Change in Entity Status (fiom status indicated above)
`3 b. Applicant is no longer claiming SMALL ENTITY status. See 37 CFR 1.27(g)(2).
`3 a. Applicant claims SMALL ENTITY status. See 37 CFR 1.27.
`NOTE: The Issue Fee and Publication Fee if required) will not be accepted from anyone other than the applicant; a registered attorney or agent; or the assignee or other party in
`interest as shown by the records of the United States Patent and Trademark Office.
`
`Authorized Signature
`
`Typed or printed name
`
`/Michael P. Fortkortl
`Michael P. Fortkort
`
`Date August 13, 2012
`
`Registration No.
`
`35,141
`
`This collection of information is required by 37 CFR 1.311. The information is re uired to obtain or retain a benefit by the public which is to file (and by the USPTO to process)
`an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. '1'
`is collection is estimated to take 12 minutes to complete, including gathering. preparing. and
`submitting the completed application form to the USPTO. Time will var ' de endin upon the individual case. Any comments on the amount of time you require to complete
`this form and/or su gestions for reducing this burden, should be sent to
`e C ief I ormation Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O.
`Box 1450, Alexan ria, Virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450,
`Alexandria. Virginia Z23l3—l450.
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of inforination unless it displays a valid OMB control number.
`
`PTOL—85 (Rev. 02/11) Approved for use through 08/31/2013.
`
`OMB 0651-0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`17
`
`

`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with
`your submission of the attached form related to a patent application or patent. Accordingly, pursuant to
`the requirements of the Act, please be advised tl1at: (1) the general authority for the collectio11 of this
`information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the
`principal purpose for which the information is used by the U.S. Patent and Trademark Office is to process
`and/or examine your submission related to a patent application or patent. If you do not furnish the
`requested information, the U.S. Patent and Trademark Office may not be able to process and/or examine
`your submission, which may result in termination of proceedings or abandonment of the application or
`expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom
`of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of
`records may be disclosed to the Department of Justice to determine whether disclosure of these
`records is required by the Freedom of Information Act.
`. A record from this system of records may be disclosed, as a routine use, in the course of presenting
`evidence to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel
`in the course of settlement negotiations.
`. A record i11 this system of records may be disclosed, as a routine use, to a Member of Congress
`submitting a request involving an individual, to whom the record pertains, when the individual has
`requested assistance from the Member with respect to the subject matter of the record.
`. A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency
`having need for the information in order to perform a contract. Recipients of information shall be
`required to comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5
`U.S.C. 552a(m).
`. A record related to an International Application filed under the Patent Cooperation Treaty in this
`system of records may be disclosed, as a routine use, to the International Bureau of the World
`Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`. A record in this system of records may be disclosed, as a routine use, to another federal agency for
`purposes of National Secuiity review (35 U.S.C. 181) and for review pursuant to the Atomic Energ
`Act (42 U.S.C. 218(0)).
`. A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as part of
`that agency's responsibility to recommend improvements in records management practices and
`programs, under authority of 44 U.S.C. 2904 a11d 2906. Such disclosure shall be made i11 accordance
`with the GSA regulations governing inspection of records for this purpose, and any other relevant
`(i.e., GSA or Commerce) directive. Such disclosure shall not be used to make determinations about
`individuals.
`
`. A record from this system of records may be disclosed, as a routine use, to the public after either
`publication of the application pursuant to 35 U.S.C. l22(b) or issuance of a patent pursuant to 35
`U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37 CFR 1.14, as a
`routine use, to the public if the record was filed in an application which became abandoned or in
`whicl1 the proceedings were terminated a11d which application is referenced by either a published
`application, an application open to public inspection or an issued patent.
`. A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local
`law enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or
`regulation.
`
`18
`
`

`
`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`11333400
`
`Title of Invention:
`
`DIRECT AUTHENTICATION SYSTEM AND METHOD VIA TRUSTED
`AUTHENTICATORS
`
`First Named Inventor/Applicant Name:
`
`Nader Asghari-Kamrani
`
`Attorney Docket Number:
`
`KAMR001USO
`
`Utility under 35 USC 111(a) Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Sub-Total in
`
`USD($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-AlIowance-and-Post-Issuance:
`
`Utility Appl issue fee
`
`1
`
`870
`
`870
`
`Extension-of-Time:
`
`19
`
`

`
`Description
`
`Quantity
`
`Sub-Total in
`USD($)
`
`Miscellaneous:
`
`Total in USD ($)
`
`20
`
`

`
`Electronic Acknowledgement Receipt
`
`EFS ID:
`
`Application Number:
`
`13482165
`
`11333400
`
`Title of Invention:
`
`DIRECT AUTHENTICATION SYSTEM AND METHOD VIA TRUSTED
`AUTHENTICATORS
`
`First Named Inventor/Applicant Name:
`
`Nader Asghari-Kamrani
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`KAMR001 USO
`
`Receipt Date:
`
`13-AUG-2012
`
`Application Type:
`
`Utility under 35 USC111(a)
`
`Payment information:
`
`yes—
`Submitted with Payment
`
`Authorized User
`
`FORTKORT,MICHAEL P
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.16 (National application filing, search, and examination fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent application and reexamination processing fees)
`
`21
`
`

`
`Charge any Additional Fees required under 37 C.F.R. Section 1.19 (Document supply fees)
`
`Charge any Additional Fees required under 37 CFR. Section 1.20 (Post Issuance fees)
`
`Charge any Additional Fees required under 37 CFR. Section 1.21 (Miscellaneous fees and charges)
`
`Document
`Number
`
`.
`.
`Document Description
`
`Issue Fee Payment (PTO—85B)
`
`.
`File Name
`,
`Fee_transmittal_filed_081312_
`11333400 pdf
`
`File Size(Bytes)/
`Message Digest
`121297
`
`Multi
`Part lozip
`
`9d881 257929a083e/le72-’l 6a/lee9bd02cf6S
`7b71f
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`30319
`
`h(8n9a IR7}ehPfl8rrl~l6Pl'i4§a7ha43ffi=7fh
`eccl
`
`Warnings:
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage ofan international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/D0/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in clue course.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/R0/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the app