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UNITED STATES PATENT AND TRADEMARK OFFICE
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`UNITED STATES DEPARTMENT OF COVIVIERCE
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`APPLICATION NO.
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`12/210,926
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`ISSUE DATE
`
`09/I I/2012
`
`58293
`
`7590
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`08/22/2012
`
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`PATENT NO.
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`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`8266432
`
`KAMRO02USO
`
`The projected patent number and issue date are specified above.
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`ISSUE NOTIFICATION
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`APPLICANT(S) (Please see PAIR WEB site http://pair.uspto.goV for additional applicants):
`
`Nader Asgllari-Karnrani, Centreville, VA;
`Kamran Asghari-Kamrani, Centreville, VA;
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`APPLICATION NO.
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`FILING DATE
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`FIRST NAMED INVENTOR
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`ATTORNEY DOCKET NO.
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`CONFIRMATION NO.
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`August 13, 2012
`
`(Date)
`
`12/210,926
`TITLE OF INVENTION:
`
`09/15/2008
`
`Nader Asghari-Kamrani
`
`KAMR002USO
`
`7516
`
`APPLl\. TYPE
`
`SMALL EN'I'I'I'Y
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`ISSUE FEE DUE
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`PUBLICATION PEE DUE
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`PREV. PAID ISSUE FEE
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`'I'O'I'AL FEE(S) DUE
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`DATE DUE
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`EXAMINER
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`$870
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`ART UNIT
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`08/24/2012
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`Michael P. Fortkort
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`Date August 13, 2012
`
`RegiStmi0nN0. 35,141
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`3
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`

`
`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`12210926
`
`Title of Invention:
`
`CENTRALIZED IDENTIFICATION AND AUTHENTICATION SYSTEM AND
`METHOD
`
`First Named Inventor/Applicant Name:
`
`Nader Asghari—Kamrani
`
`Attorney Docket Number:
`
`KAMROOZUSO
`
`Filed as Small Entity
`
`Utility under 35 USC 1 1 1 (a) Filing Fees
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`Basic Filing:
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`Miscellaneous-Filing:
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`Patent-Appeals-and-Interference:
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`Post-AlIowance-and-Post-Issuance:
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`Utility Appl issue fee
`
`Publ. Fee— early, voluntary, or normal
`
`4
`
`

`
`Description
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`Fee Code
`
`Quantity
`
`Sub-Total in
`Usms)
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Total in USD ($)
`
`5
`
`

`
`Electronic Acknowledgement Receipt
`
`EFS ID:
`
`Application Number:
`
`13481944
`
`12210926
`
`Title of Invention:
`
`CENTRALIZED IDENTIFICATION AND AUTHENTICATION SYSTEM AND
`METHOD
`
`First Named Inventor/Applicant Name:
`
`Nader Asghari-Kamrani
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`KAMROOZUSO
`
`Receipt Date:
`
`13-AUG-2012
`
`Application Type:
`
`Utility under 35 USC111(a)
`
`Payment information:
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`Submitted with Payment
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`Payment Type
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`Payment was successfully received in RAM
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`RAM confirmation Number
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`Deposit Account
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`Authorized User
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`Credit Card
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`$1170
`
`1764
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`503776
`
`FORTKORT,MICHAEL P
`
`The Director ofthe USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
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`Charge any Additional Fees required under 37 C.F.R. Section 1.16 (National application filing, search, and examination fees)
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`6
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`Charge any Additional Fees required under 37 C.F.R. Section 1.19 (Document supply fees)
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`File Listing:
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`Document
`Number
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`Document Description
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`Issue Fee Payment (PTO-85 B)
`
`Fee_transmitta|_fi|ed_081312_
`l22l0926pdf
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`Pages
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`Part /.zip (ifapp|.)
`
`File Size(Bytes)/
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`Fee Worksheet (SBO6)
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`fee-info.pdf
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`27baec0b22c4fddc86dc9f4Bfc3eef9170I
`09a
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`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
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`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
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`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage ofan international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
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`lfa new international application is being filed and the international application includes the necessary components for
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`7
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`

`
`U.S. Patent Application No. 12/210,926
`Attorney Docket No. KAMR002USO
`
`Certification Under 37 C.F.R.
`
`1.8
`
`I hereby certify that on May 25, 2012 this correspondence is being: (a) deposited with the
`United States Postal Service in an envelope addressed to Commissioner for Patents, P.O. Box
`1450, Alexandria, Virginia 22313-1450; or (b) transmitted via facsimile to facsimile number
`571-273-8300; or (C) electronically filed with the U.S. Patent Office.
`
`Date: May 25 , 2012
`
`Signature:
`
`/Michael P. Fortkort/
`Michael P. Fortkort
`
`(Reg. No. 35,141)
`
`IN THE UNITED STATES PATENT & TRADEMARK OFFICE
`
`APPLICANT: NADER ASGHARI—KAMRANI and KAMRAN ASGHARI—KAMRANI
`
`SERIAL NO.: 12/210,926
`
`FILING DATE: September 15, 2008
`
`EXAMINER: Mr. Abdulhakim Nobahar
`
`ART UNIT: 2432
`
`TITLE: CEN TRALIZED IDENTIFICATION AND AUTHENTICATION S YSTEM AN D
`
`METHOD
`
`ATTORNEY DOCKET: KAMROOZUSO
`
`CONFIRMATION NO.: 7516
`
`VIA ELECTRONIC FILING SYSTEM
`
`ASSISTANT COMMISSIONER FOR PATENTS
`
`WASHINGTON, D.C. 20231
`
`Sir:
`
`INTERVIEW SUMMARY
`
`The Applicants wish to thank Examiner Abdulhakim N obahar for participating in an
`
`interview with their representatives (Mr. Fortkort, Mr. Nader Asghari—Kamrani, Mr. Karnran
`
`As ghari—Kamrani and Mr. Hewitt) on April 26, 2012. During the interview, the Applicants’
`
`8
`
`

`
`U.S. Patent Application No. 12/210,926
`Attorney Docket No. KAMR002USO
`
`representatives discussed the differences between the prior art and the claims, in particular
`
`references by Kaliski and Hill. The Applicants brought an expert in authentication and online
`
`transactions, Mr. James Hewitt who explained how the system disclosed by Kaliski operates and
`
`highlighted the differences between the claims at issue and the prior art of Kaliski and Hill.
`
`The Applicants noted that the prior art does not teach the use of a dynamic code that is
`
`valid for a predetermined time and becomes invalid after being used, which dynamic code is
`
`provided by a trusted authenticator and used as the basis for authentication of an individual
`
`during an electronic transaction.
`
`CONCLUSION
`
`The Applicant respectfully submits this application is in condition for allowance and
`
`requests issuance of a Notice of Allowance.
`
`Although not believed necessary, the Office is hereby authorized to charge any fees
`
`required under 37 C.F.R. § 1.16 or § 1.17 or credit any overpayments to the deposit account of
`
`MICHAEL P FORTKORT PC, Deposit Account No. 50-3776.
`
`In the event the prosecution of this Application can be efficiently advanced by a phone
`
`discussion, it is requested that the undersigned attorney be called at (703) 435-9390.
`
`Respectfully submitted,
`
`By
`
`/Michael P. Fortkort/
`Michael P. Fortkort
`
`(Reg. No. 35,141)
`
`Date: May 25 , 2012
`
`MICHAEL P FORTKORT PC
`The International Law Center
`
`13164 Lazy Glen Lane
`Oak Hill, Virginia 20171
`
`9
`
`

`
`U.S. Patent Application No. 12/210,926
`Attorney Docket No. KAMR002USO
`
`Please direct telephone calls to:
`Michael P. Fortkort
`
`703-435-9390
`
`703-435-8857 (facsimile)
`
`10
`
`

`
`Electronic Acknowledgement Receipt
`
`EFS ID:
`
`Application Number:
`
`12864233
`
`12210926
`
`Title of Invention:
`
`CENTRALIZED IDENTIFICATION AND AUTHENTICATION SYSTEM AND
`METHOD
`
`First Named Inventor/Applicant Name:
`
`Nader Asghari-Kamrani
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`KAMROOZUSO
`
`Receipt Date:
`
`25—MAY—201 2
`
`Application Type:
`
`Utility under 35 USC111(a)
`
`Payment information:
`
`Submitted with Payment
`
`no
`
`File Listing:
`
`Document
`
`.
`
`.
`
` Pages Message Digest Part /ozip
`
`
`
`File Size(Bytes)/
`
`Multi
`
`Applicant summary of interview with
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`
`|nterview_Summary_12210926
`_042612.pcIf
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`
`11
`
`

`
`Total Files Size (in bytes)
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
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`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage ofan international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/R0/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
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`
`12
`
`

`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P 0 Box I450
`Alexanclria, Vi
`'nia 22313-1450
`www.uspto.go
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`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`05/24/2012
`7590
`58293
`FORTKORT & HOUSTON P.C.
`9442 N. CAPITAL OF TEXAS HIGHWAY
`ARBORETUM PLAZA ONE. SUITE 500
`AUSTIN, TX 78759
`
`EXA V NER
`
`NOBAHAKABDULHAKLVI
`
`3432
`
`DATE MAILED: 05/24/2012
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`Nader Asghari—Kamrani
`09/ 15/2008
`12/210,926
`TITLE OF INV,:NTION: C,:NTRALIZED IDENTIFICATION AND AUTHENTICATION SYSTEM AND METHOD
`
`KAMR002USO
`
`7516
`
`APPL.\. TYPE
`
`SMALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprm/isional
`
`YES
`
`$870
`
`$300
`
`S0
`
`$1 170
`
`08/24/2012
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAINIINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
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`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIOD CANNOT BE EXTENDED.
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`1. Review the SMALL ENTITY status shown above.
`
`If the SMALL ENTITY is shown as YES, verify your current
`SMALL ENTITY status:
`
`II the SMALL ENTITY is shown as NO:
`
`A. If the status is the same, pay the TOTAL FEE(S) DUE shown
`above.
`
`A. Pay TOTAL FEE(S) DUE shown above, or
`
`B. If the status above is to be removed, check box 5b on Part B -
`Fee(s) Transmittal and pay the PUBLICATION FEE (if required)
`and twice the amount of the ISSUE FEE shown above, or
`
`B. If applicant claimed SMALL ENTITY status before, or is now
`claiming SMALL ENTITY status, check box 5a on Part B - Fee(s)
`Transmittal and pay the PUBLICATION FEE (if required) and 1/2
`the ISSUE FEE shown above.
`
`II. PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE a11d PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`111. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contraiy.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after l)ec. I2, 1980 may require payment of
`maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL—85 (Rev. 02/11)
`
`Page 1 of 3
`
`13
`
`

`
`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or @ (571)-273-2885
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`in icated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (h) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 forany Change of address)
`
`58293
`
`7590
`
`05/24/2012
`
`&
`N‘ CAPITAL OF TEXAS HIGHWAY
`ARBORETUM PLAZA ONE, SUITE 5()()
`AUSTIN, TX 78759
`
`Note: A certificate of mailin can only be used for domestic mailings of the
`Fee(s) Transmittal. This certi icate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`ave its own certificate of mailing or transmission.
`
`ere
`certi
`at t
`is
`‘ee s)
`ransmitta is
`ein
`e osite wi
`e
`nite
`T Lh Ceki;tit}cat(e\otr'Fl\/[ailing t‘ir_T;a_i1sm;ssion d
`b
`I h
`_th Lh U _ d
`States Plostal Slervice with sufficient postage for firgt clgss mail in an envelope
`addressed to the Mail Stop ISSUE’ FEE address above. or being facsimile
`transmitted to the USPTO (571)273-2885, on the date indicated below.
`(Deposilofls iiaiiie)
`(Signaluie)
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`Nader Asghari—Kainrani
`09/ 15/2008
`12/210,926
`TITLE OF 1NV,:NT1ONl C,:NTRALIZED IDENTIFICATION AND AUTHENTICATION SYSTEM AND METHOD
`
`KAMR002USO
`
`7516
`
`APPL.\. TYPE
`
`SMALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEEt_S) DUE
`
`DATE DUE
`
`nonprovi sional
`EXAMINER
`
`YES
`
`NOBAHAR, ABDULHAKIM
`
`$870
`ART UNIT
`
`2432
`
`$300
`CLASS-SUB CLASS
`
`7 I 3- 168000
`
`.
`
`08/24/2012
`
`1 . Change of correspondence address or indication of "Fee Address" (37
`CFR 1363).
`3 Chan e of correspondence address (or Change of Correspondence
`Address Orm PTO/SB/122) attached‘
`:l "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required,
`
`2. For printing on the patent front page, list
`.
`.
`(1) the names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) the name of a single firm (having as a nieniber a
`registered attorney or agent) and the names of up to
`2_ registered patent attorneys or agents. If no name Is
`listed, no name Will be printed.
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`If an assignee is identified below. the document has been filed for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : D Individual D Corporation or other private group entity D Government
`
`4a. The following fee(s) are submitted:
`3 Issue Fee
`3 Publication Fee (No small entity discount permitted)
`3 Advance Order — # of Copies
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`3 A check is enclosed.
`3 Payment by credit card. Form PTO—2038 is attached.
`3 The Director is hereby authorized to charge the required fee(s), any deficiency, or credit any
`overpayment, to Deposit Account l\iimber
`(enclose an extra copy of this form).
`
`5. Change in Entity Status (from status indicated above)
`J b. Applicant is no longer claiming SMALL ENTITY status. See 37 CFR 1.27(g)(2).
`:I a. Applicant claims SMALL ENTITY status. Sec 37 CFR 1.27.
`NOTE: The Issue Fee and Publication Fee (if required) will not be accepted from anyone other than the applicant; a registered attorney or agent; or the assignee or other party in
`interest as shown by the records of the United States Patent and Trademark Office.
`
`Authorized Signature
`
`Typed or printed name
`
`Date
`
`Registration No.
`
`This collection of information is required by 37 CFR 1.311. The information is re uired to obtain or retain a benefit by the public which is to file (and by the USPTO to process)
`an application. Confidentiality is governed by 35 USC. 122 and 37 CFR 1.14. T is collection is estimated to take 12 minutes to complete, including gathering. preparing, and
`submitting the completed application form to the USPTO. Time will vary de endin upon the individual case. Any comments on the amount of time you require to complete
`this form and/or su gestions for reducing this burden, should be sent to the C ief n ormation Officer, U.S. Patent and Trademark Office, US. Department of Commerce, P.O.
`Box 1450, Alcxan ria, Virginia 22313-1450. DO NOT SEND FEES OR COMPL<T<D FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents. PO. Box 1450,
`Alexandria, Virginia 22313-1450.
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`PTOL—85 (Rev. 02/11) Approved for use through 08/31/2013.
`
`OMB 0651-0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`14
`
`

`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P 0 Box I450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`12/210,926
`
`09/ 15/2008
`
`Nader Asghari-Kamrani
`
`KAMR002 USO
`
`75 16
`
`-
`FORTKORT & HOUSTON P.C.
`9442 N. CAPITAL OF TEXAS HIGHWAY
`ARBORETUM PLAZA ONE. SUITE 500
`AUSTIN, TX 78759
`
`NOBAHAKABDULHAKLVI
`
`3432
`
`DATE MAILED: 05/24/2012
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment to date is 0 day(s). If the issue fee is paid on the date that is three months after the
`mailing date of this notice and the patent issues on the Tuesday before the date that is 28 weeks (six and a half
`months) after the mailing date of this notice, the Patent Term Adjustment will be 0 day(s).
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information Retrieval
`(PAIR) WEB site (http://pair.uspto.goV).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at 1-(888)-786-0101 or (571)-272-4200.
`
`PTOL—85 (Rcv. 02/1 1)
`
`Page 3 of 3
`
`15
`
`

`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) rcquircs that you bc givcn ccrtain information in connection with
`your submission of the attached form related to a patent application or patent. Accordingly, pursuant to
`the requirements of the Act, please be advised that: (1) the general authority for the collection of this
`information is 35 U .S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the
`principal purpose for which the information is used by the U.S. Patent and Trademark Office is to process
`and/or examine your submission related to a patent application or patent. If you do not furnish the
`requested information, the U.S. Patent and Trademark Office may not be able to process and/or examine
`your submission, which may result in termination of proceedings or abandonment of the application or
`expiration of the patent.
`
`The information provided by you in this form will bc subjcct to the following routinc uscs:
`l. The information on this form will be treated confidentially to the extent allowed under the Freedom
`of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of
`records may be disclosed to the Department of Justice to determine whether disclosure of these
`records is required by the Freedom of Information Act.
`.

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