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`12.31993 Higgins
`3.-‘"1994 Guttermanetal.
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`1031999 Gather
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`W0
`W0
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`W0
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`W0
`W0
`W0
`W0
`W0
`W0
`W0
`W0
`
`WO 91314231
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`WO 99319821
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`Supplemental Invalidity Contentions Pursuant to 3 5 U.S.('. 282. Aug.
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`eSpeed‘s and E-'cco's Answers to 1-‘laintifl’ s Eighth Set of Interroga-
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`espeed and F.cco’s Supplemental Answers In P1a.intiIT’s Firsl. Third.
`%enth. Eighth. and Ninth Set of Interrogatories. May 25. 2007.
`Defendant GL Trade Americas. Inc's Supplemental Responses and
`Objections to Interrogalory Nos. 5. 17. and 18. Jul. 24. 2006.
`espel-:cl's Objections and Answers 10 Plainti1I"s Third Set 01' Inter-
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`GL WIN Version 4.50. Mar. 3. 1999. DX 538. U 107459-G 107480.
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`Email from Watlier to M. Canier attaching Ma1'if\3F: V4.50 manual.
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`“A System and Method For Conducting Security Transactions Over a
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`RCG‘s Presentation re WitCapilal. Apr. 22. 2004. DX 208. RCG
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`Mauro. Certified 1-‘atcntU.S.Appl. No. 093292.552, Apr. 15, 1999.
`DX 209. eS 065994-eS 066149.
`\3arimls declarations Re: 1.1.5. Appl. No. 09."292.5 52. Nov. 3. 2003.
`DX 284. '1'T 099877-TI‘ 099907. DTX 284.
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`00."00.3l9’99. DX 301. CM 006787—CM 006817. DTX 301.
`‘NIT DSM user interface instruct ions. Aug. 6. 1998. DX 427. CM
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`WIT DSM Presentation re 1n1'orma1iun display and decision vari-
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`Evenstrcet Presentation prepared for I’1atiron Partners. 0030031999.
`DX 437. CM 007l39~'CM 007172. DTX 437.
`WIT Capital after hours trading system. Mauro. Mar. 19. 1999. DX
`440. CM 009028-CM 009059. DTX 440.
`WIT Capital Corporation digital trading facility presentation. 03.300!
`99. DX 44]. DTX 441.
`WIT Capital pdf operator manual for Digital trading facility. 00.300;
`1999. DX 442. CM 006510-CM 006513. DTX 442.
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`SISS I-‘unctional specifications version 2.1. Feb. 16. 1988. DX 445.
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`Status review specialist support system study NYSE. Apr. 10, 1986.
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`Declaration o1'W'. Bui st re: WIT DSM System. Apr. 26. 2006. PX 365.
`DTX 1777.
`APT U ser Guide. 01.300394. DX 152. LI1‘I‘l:I 000262-LI1"'1"E 000363.
`DTX 152.
`Release Notes—Mat'kel Trader \35.2a. Mar. 18. 1999. DX 617. G
`ll8l37—G 1181.52. DTX 617.
`Market Trader Nikkei 225 & Nikkei 300 Index options and Index
`fiatures trading users guide. Mar. 20. 1998. DX 618. (3100444-
`G100462. DTX 618.
`Midas Kapiti Delivery Note and Release Note- Market 'I'rader\35.2b.
`Mar. 31, 1999. UK 619. G 096511-G 096527. DTX 619.
`Midas Kapiti Release Notes—Marke1 Trader \35.2e. Apr. 12. 1999.
`DX 620. G 09669443 096711. DTX 620.
`Midas Kapiti Release Notes Market Trader V5.2. DX 621. G
`096712-(} 096727. DTX 621. May 26. 1999.
`0002
`0002
`
`

`
`US 7,693,768 B2
`Page3
`
`tUe'UU.e'
`
`05.='00r'I998. DX635.
`
`0'I'.-0031998. DX631
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`Midas Kapiti Release Notes Market Trader V5.2e. DX 622. G
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`Midas Kapiti Delivery Note and Release Note- Market Trader VS.2e.
`DX 623. (3 105641-G 105667. DTX 623. May 26. 1999.
`Drawing of 1997 TSF, terminal by H. Kidzt. DX 624. DTX 624.
`Directory of &)l'lwa.re Solutions for I.IFFF. Connect. 0230099. DX
`156, DTX I56.
`I-‘TS trading application Version 1.1 Beta 11.1. Mar. 31. 1998. DX
`I I8. PATS 00560—PATS 00560. DTX I 18.
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`1998. DX 155.D'1‘X 155.
`Directory oI'SoIiware Solutions for LIFFF. Connect. lsstte 3. Jttn. 10.
`I999, DX 15?. DTX I57.
`Trading Technologies Trader System User Documentation. Apr. 1.
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`L-Icco Consulting Study Report M.|':2l-'1-' Software Systetns. Mar. 1?.
`I999. F.S00605T8—FS006059l.
`Osaka Stock Exchange Manual (Japanese I)ocument). Apr. I996
`REl‘C00009'i"i'3-R]3ll‘CU0009826.
`TSF. Manual (Japanese D(x:LIment).Nov. I5. 2005.l.)Xl79.TSF.64T—
`995.w.-“certified
`translation
`eS62258—62366
`[TSE609—64'i-‘.694-
`'i'lI.714-T21.235-T36.T49-T56.759-7160.279-782.784-810.982-
`995].
`TlFFF': Manual (Japanese Docut11ent), Jan. I996. R1-7.FC0'00l086 I-
`RJ':2l-'CO0U11210. (translation included as cite No. t'i‘5).
`1-‘ i.nal Detailed Design Document NYMEX Access. May 5. 1992.
`eS0003 I 2?—eS000354 I.
`The Application Program Interface (API) Reference Manual tor
`LIlil‘E Connect, Release 3.0, Sep. 1998, DDX 159. DTX 159.
`eS0006005 S-cS000601-’-I5.
`The Application Program Interface (API) Reference Manual tor
`LIlil‘E Connect‘, Release 3.2. Dec. 1998. DDX 161. DTX 161.
`eS000E-0239-cS00060331.
`The Application Program Interface (API) Reference Manual tor
`I.[FFE Cortnt-:c1. Release 3.3, Jan.
`I999. DDX I62. DTX I62.
`eS0005 995 9-cS000600 54.
`The Application Program Interface (API) Reference Manual tor
`LIFFF. Connect, Release 2.3. &p.
`I993. DDX I63. DTX I63.
`eS00059868-eS00059958.
`OM Click Trade User's Guide for Windows NT. 10e"00r'1998.
`eS0006467 |—eS00064T73.
`(iI.0BF.X Members Handbook. 06."00:'l992. DX632. DTX632.
`eS006974-eS0069818.
`The Complete GLOBEX2 Handbook.
`DTX63 5. CMF.—F.00 I 0639-00 I 089].
`The Complete GLOBLLX2
`Ilandbook.
`DTX637. CME-E 014048-CMl£-ll 014286.
`MINEX Service Outline User Testx'Urientat ion. %p.
`eS006464Tl-eS00646?0.
`ORC 1nstt1Ictions for Use Version 2.2.8..
`eS0032572.
`Interactive Brokers. "Trade Ftttttres Online with Interactive Bro-
`kers". May 9. 2005. eSU032S?1-eSU0325?2.
`Nicholas I.-‘conomides. “l_"lectt'onic Call Market Trading“. Journal of
`Port tblio Managelnenl. 2.’00:"I995. eS0069585—eS00696l0.
`TradeI’ad.\'sd Document. I"eb. 9. 1999. G011169-C101 11670.
`Trading pad.doc Docurrtent. Jan. 26. I999. G01 I 1671-5011 16712.
`GI. WIN et Logiciels cotnplementaires
`(French).
`10:‘-“00."99.
`G009 1 2 I—C009486.
`UL WIN et Logiciels complementaires (_1-tench). ?.-"0-0e'99. (5009875-
`G0l0238.
`Memo re: Dual Access Version 4.5 release. Mar. 21.
`G0022956-G0022959.
`Tradepadtxt (French). Mar. 8. 2000. (3002 5616-G0025618.
`CIL Enhancements Sollware Version 4.1 If. Oct.
`29.
`G0060853—G0060854.
`GL Enhancements Update. Jan. 2'3‘. I999. (ED101682-(EJ101688.
`LIFFE Connect Futures Release Note 050399.<toc. Mar. 3. I998.
`G011 I402—G0l I I407.
`Tradingl-‘a.d.do-c, Apt‘. 30. 1999. (E01 121 17-501 12122.
`TradingPadUserManual.doc. Aug. 10. 1999. (ED112123-GD112131.
`
`I992.
`
`(N0.-"1999. eS0064’?T'S-
`
`I999.
`
`I998.
`
`1 1.
`
`I2.
`
`I999.
`
`in the Futures Market. Apr.
`
`L11’ 1515 Connect I-'utures liunctiortal Technical Issues to Resolve. Apr.
`I2. 2007. G01 l9049—'G0l I9050.
`L]I"l'-"L7 Connect for Equity Options User Guide V4.30, Nov. 1998.
`(ED119052-C101 19086.
`Member P:.I.l1I(:IpElII0l1
`G01 l9l96—GOI I919".-'.
`lirnail from Patricia Gauthier to Satn Page. Jan. 2 5. 1999. G01 193?"?-
`G01 19380.
`I.IFFF. Connect ISV Circttlal No. 001.99. Jan. 8. I999. G01 l9S66—
`(j0l 19568.
`Ll1"Fl:l Connect ISV Circular No. 14.99. Mar. 2. 1999. G0119583-
`G0l 19590.
`I.lFFF. Connect ISV Circ1tIa.r No. 004.99. Jan. I5. 1999. G] l96I5—
`(501 19616.
`I.IFFF. Connect ISV Circular No. 001.99. Jan. I5. I999. G01 I961’?-
`C0l 19613.
`Ll1"Fl:l Connect ISV Circular’ No. 008.98. Dec. 28. 1998. G0119631-
`(301 19632.
`I.lFFF. Connect for Futures Schedule for Project Deliverables. Feb. 4.
`I999. G01 l968I—G0l l9682.
`Ll1"l-"Ii Connect for Futures-Project Update #1. Meeting of Jan.
`I999. G01 l,969l—G0l I969?
`l.lFFF. Connect for Ftttures: Project Update 2. Meeting of Feb. I0.
`1999. G0119698-Cr0119'i'04.
`L11"-'1'-'};' Connect
`for Futures: Project Summary: Apr. 19. 1999.
`COIl9705—G0l I971?-".
`liunctional Enhancements for Ll1':'I_-2]." Connect for Futures Project.
`Apr. 12. 1999, G01 19718-G0119T"24.
`Functional Fnhancements lbr l_lFEF. Connect for Futures Project,
`Apr. I2. I999.C0lI9725—G0lI9745.
`1-'unctional Enhancements for LIFEL‘ Connect for I-'utures Project.
`Mar. 3. 1999.
`Installation. Market Entry Test. and Technical Dress Rehearsal Stun-
`mary. Feb. 23, 1999.
`(EL Trade Checklist-Installation Requirements for I’ttrtu'es. Jan.
`I999. GUI I9795-G0] I97-"98.
`Cahier de chargesxloc. Feb. 9. I999. G0] 1 IT52—C.10I 1 I758.
`Keyboard example. Feb. 3. 2006. GOU'i'308-Cr00731IJ.
`GI. Cost and Services, 00a"00a'I993. (301083?-"6.
`GI. Win S1tn'I1rIary(French). 6."00x'l998. C009 I004-C1009 I046.
`Swiss Exchange SWX ’l'S User Manual. Dec. 31. l998.D'1'X 2215.
`eS0032293-eS003254’.i".
`GIDBEX User Guide. 0lx'0t}f9?. DDX 633. DTX 633. eS0698 I9-
`eS0'?008l_
`Quick'l'rade Document and Brochure. (502102?-21031.
`GI. Version 4.70 (French Version). Jan. 5. 2000, C.1{702fi505—26533.
`GI. Version 4.70 (English Version). Jan. 5, 2000. G0020593—2062l.
`(jL WIN and Related Software Ma.nual.Sep.11. 2000. 1) (K1025251-
`25615.
`"lrttrodttcing the Company: GI. Trade” prodttct ollerings artd slide
`presentation (to Reuters). (}0026534-265 59.
`Thomson Financial leaflet. 09."00I'20'03. G0022445-22450.
`Megumi Miyoshi. Japanese Patent Application No. 2001-5154025.
`04.*'l8x'200.
`“Amazon.com Catapults Electronic Commerce to Next Level with
`Powerful New Iieatures." A.mazon.com Press Release. Sep. 23. 1997'.
`DTX I034. Dewnelykflflflo 12- 1 3.
`Memo Re: Downloading the Terminal Program. Aug. 18. 2005.
`“Specialist vs Saitot'i: Market-Making in New York and Tokyo”.
`Richard Lindsay and Ulrike Schaede. DTX I 170. T-"—8."00."l992.
`Si lven11an000494 —Silverman000 S06.
`O‘IIara and Oldfield. "the Microeconomics of Market Making”.
`Jmu'na.I of Financial and Quanilative Analysis. 12.-'00-"'36. DTX I I69
`Si lven11an0004'i'8 —Silverman000493.
`B. Weber. “Information Technology in the Major International 1-" inan-
`cial Markets”. Apr. 7'. I993. DX 'f9.
`Terminal Use Ma.nual—W'indows NT Version, Tokyo lnternalional
`Financial Futures Exchange (TlFFF.). 0J0.’ I994. SilverIn:In002552—
`Silyerman0U2t316. DTX 1226.
`USPTO Press Release, "Fzlectronic Patent Application Records
`Replace Paper Files at USPTO". DTX 2285, Sep. 19. 2007.
`Memorandum Opinion and Order Re: ' 1 32 and ‘304 Claim Construc-
`tion [425]. Oct. 31. 2006.
`0003
`0003
`
`

`
`US 7,693,768 B2
`Page 4
`
`Memora.ndum Opinion and Order Re: 'l"l"s Motion for Clarification
`[475]. Feb. 21. 2007.
`Memorandum Opinion and Order Re: Motions for Reconsideration
`1875]. Aug. 27. 2007.
`_
`Memorandum Opinion and Order Re: 1’re1Imina.ry Injunction [83].
`Feb. 9. 2005.
`Memora.ndum Opinion and Order Re: eSpeed ‘s Motion for Suimnary
`Judgment of Invalidity Denied [84 5]. Aug. 21. 2007.
`Memorandum Opinion and Order Re: TT’s Motion to Preelude Prior
`Sate Defense Denied [873]. Aug. 27. 2007.
`Memorandum Opinion and Order Re: (_iL’s Motion for Reconsidera-
`tion Denied [994]. Sep. 19. 2007.
`Memorandum Opinion and Order Re: Priority Date [769], Jul. 12.
`2007.
`Memorandum Opinion and Order Re: Priority Date [10 [3]. &p. 2.5.
`2007.
`Memorandum Opinion and Order Re: Prior Public Use [835]. Aug.
`16. 2007.
`Memorandum Opinion a.I1d Order Re: Defendant ’s Motion for Judg-
`ment as a Matter ()fl.aw(1n1ndefinileness [114]]. Jan. 2. 2008.
`Notification of Docket tintry Re: Defendants eSpeed’s Motion for
`Jurlgrnent as a Matter ol'I.aw on Invalidity is denied [1 140]. Jan. 3.
`2008.
`Notification of Docket Entry Re: Defendant eSpeed's Motion for a
`New Trial is denied [I142]. Jan. 3. 2008.
`Memorandum Opinion a.nd Order Re: Defendant's Motion for Judg-
`menl as a Matter o1'l.aw on Willfitlness [1 144]. Jan. 3. 2008.
`Deposition testimony of I Iiroyuki Kida dated May 17. 2007 and May
`18.2007 with DDX 617-624.1-’DX 519-524 and PDX 531.
`Trial testimony of Hiroyuki Kida dated Sep. 28. 2007 and Oct. 1.
`2007 with l.)'1'X 617.
`
`Deposition testimony of Atsushi Kawashima dated Nov. 21. 2005
`with DDX 178-185.
`Trial testimony o1'Atsttshi Kawashima dated &p. 26, 2007 with DTX
`183.
`Deposition testimony of Philip Carre dated J1|n. 22. 2007. Sep. 6.
`2007 & &p. 13. 2007 with DDX 384-385; 473;494; 527;537-541;
`592; 593.4; 595-598; 605; 626; 629; 719-723; 728-732; 897-898:
`896.
`Deposition testimony of Michael Cartier dated May 9. 2007 with
`DDX 587-588; DDX 592-593A and PDX 498-500.
`Deposition testimony of Cristina Dobson dated May 18. 2007 with
`DDX 625-635; DDX 637; 1-‘DX 533 and PDX 535.
`Deposition testimony of Nicholas Garrow dated Jun. 14. 2007 with
`DDX 116 and DDX 592.
`'l'1'iaJ testimony of Nicholas (iarrow (via expert witness) dated Oct. 2.
`2007.
`
`Deposit ion testimo ny ol'Miehael Glista dated Felznrualy 20. 2007 with
`DDX 382-386.
`Trial testimony of Michael Glista dated Sep. 24. 2007 and Sep. 25.
`2007 with D'1'X 382-386; D'1'X 524; DTX 570; D'1'X 579; D'l'X 592;
`DTX 3020; DTX 3050; DTX 3057; DTX 3110; PTX 1.993; PTX
`2065; PTX 2092: 1-‘TX 2094.
`Deposition testimony of Laurent Ilavard dated Apr. 24-26, 2007.
`May 12. 2007. Jun. 21. 2007 and Sep. 5. 2007 with DDX 506; DDX
`508; DDX 517: DDX 539; DDX 551-568: DDX 570-573; DDX 575:
`DDX 603; 1-‘DX 462; 1-‘DX 464-483; PDX 767-769; PDX 771-774;
`1-‘DX 875-877; 1-‘DX 882-888 and PDX 893.
`Trial Testimony ot' l_a.urE11t Havarcl dated Sept. 21. 2007 with DTX
`384; D'1'X 520; D'1'X 561-62; D'1'X 570; D'1'X 573; DTX 575; DTX
`593; DTX 750-52; DTX 3011; DTX 3017-18; DTX 3050; 1-‘TX 575;
`ITFX 2064: PTX 2074; PTX 2077; PTX 2079.
`Deposit ion test imony ot'Jean Cedric Jollant dated Apr. 26. 2007 and
`Jun. 13. 2007 wit_h DDX 384; DDX 517; DDX 520; DDX 551-568;
`DDX 575-577; PDX 465-483.
`Trial testimony ot'.lean Cedric Jolla.nt dated Sep. 20. 2007 with DTX
`1.57; DTX 473; DTX 719; DTX 551-64; DTX 598; DTX 722; DTX
`1903; DTX 3009-10; DTX 3014; D'1'X 3016-18 D'1'X 3020; DTX
`3023; DTX 3025; PTX I66; PTX 520; PTX 526: PTX 539; PTX 573;
`PIX 575; PTX S79; PTX 2065.
`Deposition testimony of Marc Lorin dated Sep. 5. 2007 with DDX
`385; DDX 721-722; DDX 730.
`
`Deposition testimony of Chri stopher Malo dated May 23. 2007 with
`DDX 524.
`Deposition testimony ofl-"red Mastno dated May 2 l. 2007 with DDX
`638; 1-‘DX 538; PDX 540-543.
`Trial testimony of Fred Mastro dated Sep. 25. 2007 with DTX 592.
`Deposition testimony ot'W'illiarn MeHorris dated Apr. 10. 2007 with
`PDX 416-417.
`Deposition testimony of Josephine Sheng dated Jun. 26. 2007 with
`DDX 520; DDX .522: DDX 536; DDX 575; PDX 493; PDX 683-
`683a; PDX 775.
`Deposition testimony of Bnlno Spada dated Apr. 30. 2007 and May 2.
`2007 with DDX 384-385; DDX 519-21; DDX 537-38; DDX 579-
`530; oox 522; DDX 538; PDX 493495; Pox 519-522.
`'l'rial testimony of Bruno Spada dated Sep. 24. 2007 Wiflt DTX 306;
`DTX 384: DTX 518-522; DTX 524; DTX 575: DTX 579-580; DTX
`593; DTX 626; DTX 628; DTX 646; DTX 1899 DTX 2086; DTX
`3020-3021; DTX 3058-3059; DIX 3061; D'1'X 3085; PTX 737; 1-‘TX
`840; 1-‘TX 2083:1-‘TX 2087; P'l'X 2099; P'1'X 2101.
`Deposition testimony o1'Ma.rcel Tchitehiama dated May 10-1 1, 2007
`with DDX 156-157; DDX 168; DDX 384-85; DDX 538; DDX 592-
`93A; DDX 595-98; DDX 602-06; DDX 608-11 1)'1'X 494; PDX 503;
`Pox 505; PDX 612.
`Deposition testimony ol‘Neil Treloar dated Jun. 19. 2007 with DDX
`384; DDX 539-39A; DDX 724; DDX 726; 1-‘DX 492; PDX 750-752.
`Trial testimony of Neil Treloardated Sep. 2 I . 2007 and Sep. 24. 2007
`with DTX 2040-2042.
`
`"trial testimony offiemrd Varjacques dated Sep. 28. 2007 with P'l'X
`509-510 and PTX 513.
`Deposition test ilnony ol‘Amy Watson dated Jun. 12. 2007 wi I11 DDX
`626A; DDX 700 and PDX 636.
`Deposition testimony of Barbara Wattiez dated Jun. [6, 2007 with
`DDX 719-723.
`Trial testimony of l3a.I'ba.ra Wattiez dated Sep. 28. 2007 with DTX
`592-593A; DTX 597-598; DTX 718-719; DTX 722.
`Deposition testimony of Christopher l3uist dated Jun. 22. 2006 with
`PDX 358-364 a.nd DDX 283-284.
`Deposition testimony o1'WalteI Buisl dated Jun. 23. 2006 with DDX
`315; PDX 310-315:1-‘DX 365 and PDX 368-370.
`Digital trading facility weekly operations meeting outline. DX 444.
`DTX 444. CM 00666l—CM 00666]. May 10. 1999.
`Chart re DSM QA Test Plain project plan in progress. DX 432.
`DTX 432. Nov. 4. 1998.
`User interface design specification tbr WIT capital cligi lat stock mar-
`ket. DX 433. DTX 433 CM 00844 t—CM 008478, Jan. 18. 1999.
`Updated negotiations desiy to Ii. Lang from C. Mauro for review
`and approval prior to patent application. DX 434. CM 008410—CM
`008414. DTX 434. Jan. 18. 1999.
`Notes re final add itionsfrevisions. DX 43 5. CM 007949-CM 00795 5.
`D'1'X 435. Apr. 2. 1999.
`Position paper: On-line training and cu stomer acquisition; WIT Capi-
`tal DSM product launch and related schedule to 1:2. Lang. DX 436.
`D'1'X 436. CM 006580-CM 006590. I"eb. 22. 1999.
`Meeting outline. DX 428. CM 00750-CM 007501. DTX 428. &p.
`11. 1998.
`Presentation re WIT Capital Digital stock n1artket Phase 1 usability
`and customer response testing: Preliminary report of findings. DX
`429. CM 007446—CM 007466. May 1. 2006.
`WIT Capital limit order book to L. Forrest from C. Mauro. DX 425.
`CM 007382-CM 007411. DTX 425. Apr. 20. 1998.
`User Interface Design 1'01’ display options design. DX 426, CM
`00024_9—CM 000287. DTX 426. Jul. 8. 1998.
`Letter from I.-‘PO to 'IT Re: Five Recently I-'iled European Patent
`Oppositions. Feb. 21. 2006.
`Notice ofopposition to a European Patent El’ 1319211 B1. A.nit'ra
`Medienprojekte Urmbll, Jan. 13. 2006.
`Notice of Opposition to a European Patent by Deutsche Borse AG.
`Jan. 12. 2006.
`Notice of Opposition to a European Patent by Eccoware l.td.. Jan. 13.
`2006.
`Notice of Opposition to a Furopea.n Patent by Rosenthal Collins
`Group l.I..C. Jan. 12. 2006.
`Notice ofOpposition to a liuropean Patent by 'l'ick-lt GmJ3h. Jan. 13.
`2006.
`
`0004
`0004
`
`

`
`US 7,693,768 B2
`Pagefi
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`I.etter from F.P0 to TT Re.‘ Further European Patent Opposition. Feb.
`23. 2006.
`Letter from EPO to T1" Enclosing European Patent Oppositions. Jan.
`25. 2006.
`Opposition TT. EP I 3 I9 2] 1 Bl. Copy set l. Annex One— Grounds of
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`Deposition Transcript of Atsushi Kawashima. Nov. 21. 2005. Oppo-
`sition EP 1 319 El I BI Exhibit3.
`'1he Application Program Interface (API) Reference Manual for
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`APT Trading Procedures (ATOM Version) of LIFFE. Apr. 3. 2001.
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`APTplus Trading Procedures. Dec. 28. 1995. Opposition EP 1 319
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`28, 2000 (D6).
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`Dow Jones & Reuters Factiva. "Firms Rush to Make IJFFE Connect
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`Dow Jones 6’: Reuters Iiactiva. “Date Broadcasting Partners with
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`Japanese Document. TSE00609-62'i". Dec. 1. 2006 (ES). with Trans-
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`TT X—Trader Brochure. Dec. 1. 2006 (E7).
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`Letter to J. Walanski from EPO Re: Decision to Grant TT Patent. Mar.
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`Gennan Document from Tick—IT GrnhH Fil ing New European Oppo-
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`Faxed German Document from Tick-IT Gmbll I-iling New European
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`Memo Re: Futures.-“Options Trading System and Japanese Patent
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`Patsystems News Rel. Nov. 6. 200 I.
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`published by GL Trade. London. England. Feb. 1999.
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`GL Trade. LIFPE Connect for Futures. User Guide. V4.51. pp. 1-5?.
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`
`(viewed
`
`English Tra.nslation of Tokyo Stock Exchange. Publication 1. “Next-
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`0005
`0005
`
`

`
`US 7,693,768 B2
`Page 6
`
`1‘.-Ivenstreet Presentation prepared for Flatiron Partners. 00100.-"199'9.
`DX 437. CM 007139—CM 007172. DTX 437'.
`WIT Capital digital trading facility presentation to Goldman Sachs.
`DX 438. CM 004523-CM 004547. DTX 438.
`WIT Capital Digital trading facility presentation to Paine“-"ebber.
`lnc.. DX 439. DTX 439.
`WIT Capital after hours trading system. Mauro. Mar. 19. I999. DX
`440. CM 009028-CM 009059. DTX 440.
`WIT Capital Corporation digi lal trading Facility presentation. 03:'00»"
`99. DX 441. DTX 441.
`WIT Capital pdf operator mamlal for Digital trading facility. 00.-"00.-’
`1999. DX 442. CM 0065 I0—CM 006513. DTX 442.
`Overview re Digital
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`Utility Patent Application Transmittal Re: Computer Trading Sys-
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`PX368.
`Photocopy of Disks containing exhibits A and B to declaration of W.
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`SISS Functional specifications version 2.1. Feb. 16. I988. DX 445.
`1.)'1'X 445.
`Overview re SPATS: |.he Electronic Broker. DX 446. DTX 446.
`Status review specialist support system study NYSE. Apr. 10. I986.
`DX 447. DTX 447.
`
`Declaration ofW. Buist re: WIT DSM System. Apr. 26. 2006. PX 365.
`DTX 1777.
`Sample screens of APT system. DX 150. DTX 150.
`Photo oftradcr W! A1-VI" screen. DX 151. L1I"l"'l_" 00167-LlI"Fl.'l 00168.
`DTX 151.
`APT User Guide. 01.-"00."94. DX I52. LIFFF. 000262—l.IFFF. 000363.
`DTX 152.
`LIFFE guide.='pamphIet. DX 148. DTX 148.
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`Market Trader - Nikkel 225 & Nikkel 300 Index options and Index
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`DX 620. (3 096694- (3 096711. DTX 620.
`Midas Kapiti Release Notes - Market '1'1aderV5.2. DX 62 1. G 0967 I 2
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`Midas Kapiti Release Notes — Market Trader VS.2e. DX 622. G
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`Midas Kapiti Delivery Note and Release Note- Market Trader V5.2e.
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`G1. Win et Logiciels complementajres (French). 7.-’00:'99. (3009875-
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`
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`
`GL Enhancements Update. Jan. 27. 1999. G0l01082-G0101088.
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`G1,. Trade Presentation (French). Apr. 25.
`001 19044.
`
`1999. G01 18989-
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`12. 1999.
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`L11“-‘Fli Connect Futures Functional Technical Issues to Resolve. Apr.
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`I.-‘.mail from Patricia Gauthier to Sam p.. Jan. 25. 1999. (301193??-
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`l.lFFF. Connect For Futures-Project Update #1. Meeting oflan. I I.
`999. 001 19691-001 19697.
`L11"-'1'-'};' Connect for Futures: Project Update 2. Meeting of Feb. 10.
`1999. G0119698-130119704.
`I_lFFF. Connect
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`G0119705-130119717.
`
`I999.
`
`Functional l_".n.hancements for L117].-".l;' Connect fo1' Futures Project.
`Apr. 12. 1999. 001 19718-001 19724.
`Functiorlal Enhancements for l.lFl:.F. Connect for Futures Project.
`Apr. 12. 1999. G01 1972