Frim fill" B1.hfit)gJ'(Jf)hfC‘ and L egaf S.|‘c:m.s'
`
`GB240357l B 20051123
`GB240357l A 20050105
`GB0423207D0 20041124
`
`(ENG) Trading tools for electronic trading
`
`Assignee: TRADING TECHNOLOGIES INTERNAT
`
`US
`
`lrwentor{s): KEMP II GARY ALLEN US ; SCHLUETTER
`JENS-UWE US ; BRUMFIELD HARRIS US;
`BURNS MICHAEL US ; WEST ROBERT A US;
`SINGER SCOTT US
`
`Application No: GB 0423207 A
`
`Filing Date: 20030417
`Issue.-’PulJ1ication Date: 20051123
`
`[ no drawing available]
`
`Abstract: (ENG) Tools for trading and monitoring a commodity on an electronic exchange using a graphical user
`interface and a user input device. The tools will aid the trader in determining the status, trends in the
`market. and the trader's position in the market.
`
`Priority Data: US 0312201 20030417 W W N; US 12589402 20020619 A Y; US 40375703 20030331 A Y;
`
`IPC (International Class): G06Q03000; G06Q0l000; 0015004000; G061-‘01900
`
`ECLA (European Class): G06Q04000B
`National Classification:
`——G4A AUXB UXB
`
`Legal Status: There is no Legal Status information available for this patent
`
`J P2004504652T 20040212
`
`Notmrailable
`
`Application No: JP 2001564025 T
`
`Filing Date: 20010302
`lssuclPub1ication Date: 20040212
`
`Abstract: NotAvailable
`
`[ no drawing available]
`
`Priority Data: US 0106792 20010302 W W: US 18632200 20000302 1’: US 59069200 20000609 A;
`
`IPC (International Class): G06F0l760
`
`ECLA (European Class): G06Q03000C4; G06Q04000B
`
`Legal Status: There is no Legal Status infonnation available for this patent
`
`w M'r'n'0Patcn! Patent hIct‘:e.\' — an citttaitced LW’/lt')0C darat'm.wc
`
`201
`
`IBG LLC ET AL. - EXHIBIT 1002 PART 3
`
`

`
`Frirnrlr Bihfiogi'r1,r)h.='e and Legal S.|‘c:m.s'
`
`JP4l2Sl 17132 20080730
`J P2004537769T 20041216
`
`NotAvailab1e
`
`Application No: JP 2002533184 T
`
`Filing Date: 2001 1005
`Issue! Pu blication Date: 20080730
`
`[ no drawing available]
`
`Abstract: (ENG) A method and system for reducing the time it takes for a trader to place a trade when
`electronically trading on an exchange, thus increasing the likelihood that the trader will have orders
`filled at desirable prices and quantities. The "Mercury" display and trading method of the present
`invention ensure fast and accurate execution of trades by displaying market depth on a vertical or
`horizontal plane, which fluctuates logically up or down, left or right across the plane as the market
`prices fluctuate. This allows the trader to trade quickly and efficiently. The price consolidation feature
`of the present invention, as described herein, enables a trader to consolidate a number of prices in order
`to condense the display. Such action allows a trader to view a greater range of prices and a greater
`number of orders in the market at any given time. By consolidating prices, and therefore orders, a trader
`reduces the risk of a favorable order scrolling from the screen prior to filling a bid or ask on that order
`at a favorable price.
`
`Priority Data: US 23800100 20001006 P Y‘, US 0131222 20011005 W W N;
`
`IPC (International Class): G06Q04000; G06Q03000
`
`ECLA (European Class): G06Q04000B
`
`Legal Status: There is no Legal Status information available for this patent
`
`JP2005523 506T 20050804
`
`NotAvailable
`
`Application No: JP 2003586709 T
`
`Filing Date: 20030417
`lssue!Pub1ieation Date: 20050804
`
`Abstract: NotAvai]ab1e
`
`[ no drawing available]
`
`Priority Data: US 0312201 20030417 W W; US 12589402 20020419 A; US 40375703 20030331 A;
`
`[PC (International Class): G06F0l760; G06F01900
`
`ECLA (European Class): G06Q04000B
`
`Legal Status: There is no Legal Status information available for this patent
`
`w i'vS'icir)Pafcn! Patent finder ~ cm em’mm‘ea" LW’/IDOC darabcrse
`
`202
`
`

`
`IUD 1711
`
`I714
`
`30
`
`
`
`mllmi-in
`lillllfili ll H1
`'7§5iiiin'ii»eT
`rxusnzui UJ-.11
`
`5£§fii'+’au””-f$.‘;
`E-rlifill-5 5 ~ :9
`t:'J5I:tH U TH
`
`Farnfly Bibh'ogi'rJpF'n'c and Legal Sm-m.r
`
`JP2l]08l12474A 20080515
`
`(ENG) ELECTRONIC TRADING SYSTEM
`
`Assignee: TRADING TECHNOLOGIES INTERNATL
`
`Inventor-(5): KEMP GARY ALLAN JR; BRUMFIELD
`HARRIS
`
`Application No: JP 2008024113 A
`
`Filing Date: 20080204
`lssuelPublication Date: 20080515
`
`Abstract: (ENG) A method and system for reducing the time it takes for a trader to place a trade when
`electronically trading on an exchange, thus increasing the likelihood that the trader will have orders
`filled at desirable prices and quantities. The "Mercury" display and trading method of the present
`invention ensure fast and accurate execution of trades by displaying market depth on a vertical or
`horizontal plane, which fluctuates logically up or down, left or right across the plane as the market
`prices fluctuate. This allows the trader to trade quickly and efficiently. The price consolidation feature
`of the present invention, as described herein, enables a trader to consolidate a number of prices in order
`to condense the display. Such action allows a trader to view a greater range of prices and a greater
`number of orders in the market at any given time. By consolidating prices, and therefore orders, a trader
`reduces the risk of a favorable order scrolling from the screen prior to filling a bid or ask on that order
`at a favorable price.
`
`Priority Data: US 23800100 20001006 P Y;
`
`Related AppIication(s):
`
`2002533184 20011005
`
`JP
`
`IPC (International Class): G06Q04000: G06Q03000
`
`ECLA (European Class): G06Q04000B
`
`Publication Language: JAP
`
`Filing Language: JAP
`
`Legal Status: There is no Legal Status information available for this patent
`
`w iWr‘c.w)Pafenr Patenr Index - cm eiifraitced INF/IDOC darabcrse
`
`203
`
`203
`
`

`
`IUD 1711
`
`I714
`
`3!
`
`
`
`mllmi-in
`lilfllfifi ll H1
`'7§5iiiin'ii»eT
`rxusnzo UJ-.11
`
`5£§fii'+’au””-f$.‘;
`E-rlifiil-5 5 ~ :9
`t:'J5I:tH U TH
`
`Farnfly Bibh'ogi'rJpF'n'c and Legs! Sm-m.r
`
`JP2008] 1 2475A 20080515
`
`(ENG) ELECTRONIC TRADING SYSTEM
`
`Assignee: TRADING TECHNOLOGIES INTERNATL
`
`Inventor-(5): KEMP GARY ALLAN JR; BRUMFIELD
`HARRIS
`
`Application No: JP 20080241 l4 A
`
`Filing Date: 20080204
`lssuelPublication Date: 20080515
`
`Abstract: (ENG) A method and system for reducing the time it takes for a trader to place a trade when
`electronically trading on an exchange, thus increasing the likelihood that the trader will have orders
`filled at desirable prices and quantities. The "Mercury" display and trading method of the present
`invention ensure fast and accurate execution of trades by displaying market depth on a vertical or
`horizontal plane, which fluctuates logically up or down, left or right across the plane as the market
`prices fluctuate. This allows the trader to trade quickly and efficiently. The price consolidation feature
`of the present invention, as described herein, enables a trader to consolidate a number of prices in order
`to condense the display. Such action allows a trader to view a greater range of prices and a greater
`number of orders in the market at any given time. By consolidating prices, and therefore orders, a trader
`reduces the risk of a favorable order scrolling from the screen prior to filling a bid or ask on that order
`at a favorable price.
`
`Priority Data: US 23800100 20001006 P Y;
`
`Related AppIication(s):
`
`2002533184 20011005
`
`JP
`
`IPC (International Class): G06Q04000: G06Q03000
`
`ECLA (European Class): G06Q04000B
`
`Publication Language: JAP
`
`Filing Language: JAP
`
`Legal Status: There is no Legal Status information available for this patent
`
`w iWr‘c.w)Pafenr Paienr Index - cm eiittoitced INF/IDOC darabcrse
`
`204
`
`204
`
`

`
`Farnfly Bihi'iog:'rJ,r)hic‘ and Legaf S.|‘c:m.s'
`
`JP200917631 2A 20090806
`
`(ENG) TRADING TOOL FOR ELECTRONIC TRADING
`
`Assignee: TRADING TECHNOLOGIES INTERNATL
`
`lnventor(s): KEMP GARY ALLEN II ;SCHLUETTER
`IENS-UWE ; BRUMFIELD HARRIS ; BURNS
`MICHAEL ; WEST ROBERT A ; SINGER
`SCOTT
`
`Application No: JP 2009070443 A
`
`Filing Date: 20090323
`
`lssuefPublieation Date: 20090806-
`
`Abstract: NotAvailable
`
`Priority Data: US 12589402 20020419 A Y: US 40375703 20030331 A N;
`
`IPC (International Class): G06Q04000; G06Q03000; G06F003048
`
`Legal Status: There is no Legal Status information available for this patent
`
`KR20070l16698A 20071210
`
`(ENG) TRADING TOOLS FOR ELECTRONIC TRADING
`
`Assignee: TRADING TECH INT INC
`
`US
`
`Inventor(s): KEMP GARY ALLEN II US ; SCHLUETTER
`JENS UWE DE ; BRUMFIELD HARRIS US ;
`BURNS MICHAEL US; WEST ROBERT A US;
`SINGER SCOTT US
`
`Application No: KR 20077027218 A
`
`Filing Date: 20071122
`lssuelPublieation Date: 20071210
`
`OIlll'n‘Jl§F.IfiI;i‘-I rzlmi
`v!i7~l—Rzi'P)’I
`
`man-rm:u‘r
`
`m
`
`IN
`
`1
`di (725 9‘. 0» E
`.
`us
`11-J
`
`[ no drawing available]
`
`Abstract: (ENG) Tools for trading and monitoring a commodity on an electronic exchange using a graphical user
`interface and a user input device. The tools will aid the trader in determining the status. trends in the
`market, and the trader's position in the market.
`
`Priority Data: US 12589402 20020419 A Y; US 40375703 20030331 A Y;
`
`IPC (International Class): G06Q03000: G06Q01000; G06Q04000; G06F0l900
`
`ECLA (European Class): G06Q04000B
`
`Legal Status: There is no Legal Status infonnation available for this patent
`
`w r'vS'i(.*w)Pafcn! Paton! fndar ~ cm c=:n"ram‘r3ci" }'NP/(DOC darabcrsc
`
`205
`
`

`
`Farnrir Bihfiogi'rJ,r)hie and Legal S.|‘cm.'.s'
`
`MXPA02008S34A 20040514
`
`(ENG) CLICK BASED TRADING WITH INTUITIVE GRID
`DISPLAY OF MARKET DEPTH.
`
`Assignee: TRADING TECH INT [NC
`
`US
`
`lnventor{s): KEMP GARY ALLAN
`
`US
`
`Application No: MX PA02008534 A
`
`Filing Date: 20020830
`Issue-lPublieation Date: 20040514
`
`["0 dfawing a"3“3b‘e]
`
`Abstract: (ENG) A method and system for reducing the time it takes for a trader to place a trade when
`electronically trading on an exchange, thus increasing the likelihood that the trader will have orders
`filled at desirable prices and quantities. The Mercury display and trading method of the present
`invention ensure fast and accurate execution of trades by displaying market depth on a vertical or
`horizontal plane, which fluctuates logically up or down, left or right across the plane as the market
`prices fluctuates. This allows the trader to trade quickly and efficiently.
`
`Priority Data: US 18632200 20000302 P Y; US 59069200 20000609 A Y; US 0106792 20010302 W W N;
`
`IPC (International Class): G06Q03000: G06F0l 700; G06Q04000
`
`ECLA (European Class): G06Q03000C4; G06QO4000B
`
`Publication Language: SPA
`
`Legal Status: There is no Legal Status information available for this patent
`
`MXPA03003041A 20041206
`
`(ENG) TRADING WITH DISPLAY OF MARKET DEPTH
`AND PRICE.
`
`Assignee: TRADING TECH INT INC
`lnventor(s): KEMP GARY ALLAN II
`
`US
`US
`
`Application No: MX PA0300304l A
`
`Filing Date: 20030407
`Issue/Publication Date: 20041206-
`
`["0 drawing available]
`
`Abstraet: (ENG) A method and system for reducing the time it takes for a trader to place a trade when
`electronically trading on an exchange, thus increasing the likelihood that the trader will have orders
`filled at desirable prices and quantities. The Mercury display and trading method of the present
`invention ensure fast and accurate execution of trades by displaying market depth on a vertical or
`horizontal plane. which fluctuates logically up or down. left or right across the plane as the market
`prices fluctuate. This allows the trader to trade quickly and efficiently. The price consolidation feature
`of the present invention, as described herein, enables a trader to consolidate a number of prices in order
`to condense the display. Such action allows a trader to view a greater range of prices and a greater
`number oforders in the market at any given time. By consolidating prices, and therefore orders, a trader
`reduces the risk of a favorable order scrolling from the screen prior to filling a bid or ask on that order
`at a favorable price.
`
`w Mir:mPafcnr Pater?! fnder ~ cm eiii’mm‘eci" ;"NP/lr')0C darabcrse
`
`206
`
`

`
`F(l.tMf.Ill' Bihfiog:'r1,r)h.='c‘ and Legal S.|‘cm.'.s'
`
`34
`
`Priority Data: US 23800100 20001006 P Y; US 0131222 20011005 W W N;
`
`IPC (International Class): G06Q03000: G06Q04000
`
`ECLA (European Class): G06Q04000B
`
`Publication Language: SPA
`
`Legal Status: There is no Legal Status inforrnation available for this patent
`
`MXPA040l0321A 20051018
`
`(ENG) TRADING TOOLS FOR ELECTRONIC TRADING.
`
`Assignee: TRADING TECH INT INC
`
`US
`
`lnventor(s): SCOTT SINGER
`
`US
`
`Application No: MX PA040l0321 A
`
`Filing Date: 20041019
`lssue2'Publieation Date: 20051018
`
`[ no drawing available]
`
`Abstract: (ENG) Tools for trading and monitoring a commodity on an electronic exchange using a graphical user
`interface and a user input device. The tools will aid the trader in determining the status, trends in the
`market, and the trader's position in the market.
`
`Priority Data: US 12589402 20020419 A Y; US 40375703 20030331 A Y; US 0312201 20030417 W W N;
`
`IPC (International Class): G06Q03000: G06Q01000; G06Q04000; G06F0l900
`
`ECLA (European Class): G06Q|.}4000B
`
`Publication Language: SPA
`
`Legal Status: There is no Legal Status infonnation available for this patent
`
`w M‘:'n'0Pafcn.' Patent hIc.r‘:e.\' — an c=:::ltar:rcea" ;"NP/IDOC daral'm.sc
`
`207
`
`207
`
`

`
`Farnrlr Bihr'1'og:'rJ,r)hic‘ and Legal S.|‘c:m.s'
`
`PT13] 921 IE 2005083 I
`
`(POR) COMERCIIO COM BASE NUM CLIQUE COM
`APRESENTACAO VISUAL INTUITIVA EM GRELI-IA DA
`
`PROFUNDIDADE DE MERCADO
`Assignee: TRADING TECH INT INC
`
`US
`
`lnvent0r{s): ALLAN KEMP GARY US ; JENSAUWE
`SCI-ILUETTER US ; HARRIS BRUMFIELD US
`
`Application No: PT 01920183 T
`
`Filing Date: 20010302
`
`lssuefPublicati0n Date: 20050831
`
`[ no drawing available]
`
`Abstract: (ENG) A method and system for reducing the time it takes for a trader to place a trade when
`electronically trading on an exchange. thus increasing the likelihood that the trader will have orders
`filled at desirable prices and quantities. The "Mercury" display and trading method of the present
`invention ensure fast and accurate execution of trades by displaying market depth on a vertical or
`horizontal plane, which fluctuates logically up or down, left or right across the plane as the market
`prices fluctuates. This allows the trader to trade quickly and efficiently.
`
`Priority Data: US 13632200 20000302 P Y; US 59069200 20000609 A Y;
`
`IPC (International Class): G06Q03000; G06F0l 700: G06Q04000
`
`ECLA (European Class): G06Q03000C4; G06Q04000B
`
`Publication Language: POR
`
`Legal Status: There is no Legal Status information available for this patent
`
`RU2292590C2 20070127
`
`(ENG) TRADE WITH DISPLAY OF DEPTH AND PRICE OF
`MARKET
`
`Assignee: TREHJDING TEKNOLODZHIZ INTERNE
`
`US
`
`["0 drawing Waflablel
`
`lnventor{s): KEMP GAR1 ALLAN II US ;BRUMF1LD
`GEHRRIS US
`
`Application No: RU 2003109620 A
`
`Filing Date: 20011005
`lssuelPuhlication Date: 20070127
`
`Abstract: FIELD: method and system for electronic trade. ’‘ SUBSTANCE: in the method deals are made by
`displaying depth of market on vertical or horizontal plane. while depth of market oscillates logically
`upwardly or downwardly, to left or right along the plane with oscillation of market prices. This allows
`the trader to trade quickly and efficiently. Sign of price consolidation allows consolidation of several
`prices, to compress the display. Such operation allows the trader to see large range of prices and large
`number of market regulations at any given time. By means of price consolidation and resulting
`regulations trader decreases risk of loss of favorable regulation from display before realization of buyer
`proposition or seller proposition for this regulation for favorable price. " EFFECT: decreased time
`needed to finalize a deal during electronic trade at market. " 2 c1, 21 dwg
`
`® i'vS'r‘c:r)Pafcn! Patent fnder ~ mi eirltarzrced LW’/IDOC darabcrse
`
`208
`
`

`
`F(l3Mf.lj' Bihfiogi'r1,r)hi'c and Legal S.|‘cm.'.s'
`
`Priority Data: US 23800100 20001006 P;
`
`IPC (International Class): G06Q03000: G06Q04000
`
`ECLA (European Class): G06Q04000B
`
`Publication Language: RUS
`
`Legal Status: There is no Legal Status information available for this patent
`
`RU2292590C2 20070127
`
`(ENG) TRADE WITH DISPLAY OF DEPTH AND PRICE or
`MARKET
`
`Assignee: TREHJDING TEKNOLODZHIZ INTERNE
`
`US
`
`[H0 drawing 3"'a113b1€]
`
`lnventor(s): KEMP GARI ALLAN II US : BRUMFILD
`GEHRRIS US
`
`Application No: RU 2003109620 A
`
`Filing Date: 20011005
`Issue/Publication Date: 20070127
`
`Abstract: FIELD: method and system for electronic trade. “ SUBSTANCE: in the method deals are made by
`displaying depth of market on vertical or horizontal plane. while depth of market oscillates logically
`upwardly or downwardly, to left or right along the plane with oscillation of market prices. This allows
`the trader to trade quickly and efficiently. Sign of price consolidation allows consolidation of several
`prices, to compress the display. Such operation allows the trader to see large range of prices and large
`number of market regulations at any given time. By means of price consolidation and resulting
`regulations trader decreases risk of loss of favorable regulation from display before realization of buyer
`proposition or seller proposition for this regulation for favorable price. " EFFECT: decreased time
`needed to finalize a deal during electronic trade at market. " 2 cl. 21 dwg
`
`Priority Data: US 23800100 20001006 P;
`
`IPC (International Class): G06Q03000; G06Q04000
`
`ECLA (European Class): G06Q04000B
`
`Publication Language: RUS
`
`Legal Status: There is no Legal Status information available for this patent
`
`w i'v.’i(.*mPcrfcn! Patent hide.\' ~ mi eiiitaizrced i"NP/IDOC darai'm.re
`
`209
`
`

`
`F£J.tl‘.'f.Ilj' Bihi'iogi'rJ,r)hic and Legal S.|‘cn‘n.s'
`
`SG152027A1 20090529
`
`(ENG) CLICK BASED TRADING WITH INTUITIVE GRID
`DISPLAY OF MARKET DEPTH
`
`Assignee: TRADING TECH INT INC
`
`[ "0 dfawing a"3“3b‘e]
`
`Inve-ntor{s): KEMP GARY ALLAN ; SCI-ILUETTER
`JENS~UWE ; BRUMFIELD HARRIS
`
`Application No: SG 200405020 A
`
`Filing Date: 20010302
`Issue/Publication Date: 20090529
`
`Abstract: (ENG) An order entry device receives commands to send trade orders to an electronic exchange. It has
`an interface for receiving data from the electronic exchange, trade order parameter setting means, a
`common field of static prices. an indicator for the current highest bid, and another indicator for the
`lowest ask price. The indicators move when the inside market changes. The device also has an order
`entry region that sends an order message to the exchange based on the trade order parameter and a
`seiected price level.
`
`Priority Data: US 18632200 20000302 P Y; US 59069200 20000609 A Y;
`
`IPC (International Class): G06Q03000; G06F0l 700; G06Q04000
`
`ECLA (European Class): G06Q03000C4; G06Q04000B
`
`Legal Status: There is no Legal Status information available for this patent
`
`SGl49683Al 20090227
`
`(ENG) TRADING WITH DISPLAY OF MARKET DEPTH
`AND PRICE
`
`Assignee: TRADING TECH INT mc
`
`[ "0 drawing available]
`
`Inventor(s): KEMP GARY ALLAN ll ; BRUMFIELD
`HARRIS
`
`Application No: SG 200504224 A
`
`Filing Date: 20011005
`Issue/Publication Date: 20090227
`
`Abstract: (ENG) Trading With Display Of Market Depth And Price A method and system for reducing the time it
`takes for a trader to place a trade when electronically trading on an exchange, thus increasing the
`likelihood that the trader will have orders filled at desirable prices and quantities. The "Mercury"
`display and trading method of the present invention ensure fast and accurate execution of trades by
`displaying market depth on a vertical or horizontal plane, which fluctuates logically up or down, left or
`right across the plane as the market prices fluctuate. This allows the trader to trade quickly and
`efficiently. The price consolidation feature of the present invention, as described herein. enables a trader
`to consolidate a number ofprices in order to condense the display. Such action allows a trader to view a
`greater range of prices and a greater number of orders in the market at any given time. By consolidating
`prices, and therefore orders, a trader reduces the risk of a favorable order scrolling from the screen prior
`to filling a bid or ask on that order at a favorable price.
`
`w i'vS'i(:mPafcni‘ Patent fndat ~ on eirhaizrced i"NP/ii')0C darribrrsc
`
`210
`
`

`
`Farnfly Bihh'og:'rJ,r)hic‘ and Legal St‘am.s'
`
`Priority Data: US 23800100 20001006 P Y; US 0131222 20011005 W W N;
`
`IPC (International Class): G06Q03000: G06Q04000
`
`ECLA (European Class): G06Q04000B
`
`Legal Status: There is no Legal Status information available for this patent
`
`W02001065403A8 20030320
`W02001065403A2 20010907
`
`(ENG) CLICK BASED TRADING WITH INTUITIVE GRID
`DISPLAY OF MARKET DEPTH
`
`Assignee: TRADING TECH INT INC
`
`US
`
`Ilwentorts): KEMP GARY ALLAN US ; SCHLUETTER
`JENSAUWE US ; BRUMFIELD HARRIS US
`
`Application No: US 0106792 W
`
`Filing Date: 20010302
`Issue/Publication Date: 20030320
`
`Abstract: (ENG) A method and system for reducing the time it takes for a trader to place a trade when
`electronically trading on an exchange, thus increasing the likelihood that the trader will have orders
`filled at desirable prices and quantities. The "Mercury" display and trading method of the present
`invention ensure fast and accurate execution of trades by displaying market depth on a vertical or
`horizontal plane. which fluctuates logically up or down, left or right across the plane as the market
`prices fluctuates. This allows the trader to trade quickly and efficiently.
`
`Priority Data: US 18632200 20000302 P Y; US 59069200 20000609 A Y;
`
`IPC (International Class): G06Q03000; G06F0l700; G06Qt]4000
`
`ECLA (European Class): G06Q03000C4; G06Q04000B
`
`Designated Countries:
`———-Designated States: (national) AE AG AL AM AT AU AZ BA BB BG BR BY BZ CA CH CN CO CR CU
`CZ DE DKDM DZ EEES FIGB GDGEGI-I GM HRHU ID ILINISJPKEKGKPKRKZLCLKLRLS
`LT LU LV MA MD MG MK MN MW MX M2 NO NZ PL PT RO RU SD SE SG SI SK SL TJ TM TR TT
`
`TZ UA UG US UZ VN YU ZA ZW ::: (ARIPO) AP GH GM KE LS MW MZ SD SL SZ TZ UG ZW
`----Regional Treaties: (EAPO) EA AM AZ BY KG KZ MD RU TJ TM
`———~EPO Extension States: (EPO) EP AT BE CH CY DE DK ES Fl FR GB GR IE IT LU MC NL PT SE TR
`----Elected States (PCT): (OAPI) OA BF BJ CF CG CI CM GA GN GW ML MR NE SN TD TG
`
`Publication Language: ENG
`
`Filing Language: ENG
`
`Legal Status:
`Date
`20010907
`
`+.r'-
`{+)
`
`Description
`DESIGNATED STATES Kind code of corresponding patent
`document: A2; List ofdesignated states: AE AG AL AM AT AU
`
`w Mi(.*mPafen! Patent Index ~ cm c=i:t"ram‘eci" INF/IDOC darabcrse
`
`211
`
`

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`Farnfiy Bihi'r'og:'rJ,r)hr'c and Lego! Sm-ms
`
`20010907
`
`20010907
`
`20011031
`
`20011227
`
`20020819
`
`20020828
`
`20020828
`
`20020828
`
`20020829
`
`20020830
`
`20020830
`
`20020928
`
`20021002
`
`20021002
`
`20030129
`
`-
`
`AZ BA BB BG BR BY BZ CA CI-I CN CO CR CU CZ DE DK
`DM DZ EE ES FI GB GD GE GH GM HR HU ID [L IN IS JP KE
`KGKPKRKZLCLKLRLSLTLU LVMAMDMGMKMN
`MW MX MZ NO NZ PL PT RO RU SD SE SG SI SK SL TJ TM
`TR TT TZ UA UG US UZ VN YU ZA ZW:
`DESIGNATED COUNTRIES FOR REGIONAL PATENTS Kind
`
`code of corresponding patent document: A2; List of designated
`states: GH GM KE LS MW MZ SD SL SZ TZ UG ZW AM AZ
`BY KG KZ MD RU TJ TM AT BE CH CY DE DK ES FI FR GB
`GR IE IT LU MC NL PT SE TR BF BJ CF CG CI CM GA GN
`GW ML MR NE SN TD TG;
`ENTRY INTO THE NATIONAL PHASE IN: Corresponding
`country code for PRS Code (EP REG): GB; Corresponding patent
`document: 0219306; Kind code of corresponding patent document:
`A; : PCT FILING DATE = 20010302;
`EP: THE EPO HAS BEEN INFORMED BY WIPO THAT EP
`WAS DESIGNATED IN THIS APPLICATION
`
`REQUEST FOR PRELIMINARY EXAMINATION FILED
`PRIOR TO EXPIRATION OF 19TH MONTH FROM PRIORITY
`
`DATE (PCT APPLICATION FILED BEFORE 20040101]
`WIPO INFORMATION: ENTRY INTO NATIONAL PHASE
`
`Corresponding patent document: 2001920183; Country code of
`corresponding patent document: EP:
`ENTRY INTO THE NATIONAL PHASE IN: Corresponding
`patent document: 2401664: Country code of corresponding patent
`document: CA; Kind code of corresponding patent document: A;
`ENTRY INTO THE NATIONAL PHASE IN: Corresponding
`patent document: 2401664; Country code of corresponding patent
`document: CA; Kind code of corresponding patent document: A;
`WIPO INFORMATION: ENTRY INTO NATIONAL PHASE
`
`Corresponding patent document: 2401664; Country code of
`conesponding patent document: CA;
`WIPO INFORMATION: ENTRY INTO NATIONAL PHASE
`
`Corresponding patent document: 2001247262; Country code of
`corresponding patent document: AU;
`ENTRY INTO THE NATIONAL PHASE IN: Corresponding
`country code for PRS Code (EP REG): JP; Corresponding patent
`document: 200] 564025; Kind code of corresponding patent
`document: A;
`WIPO INFORMATION: ENTRY INTO NATIONAL PHASE
`
`Corresponding patent document: 102002701 1423; Country code of
`corresponding patent document: KR;
`WIPO INFORMATION: ENTRY INTO NATIONAL PHASE
`
`Corresponding patent document: 018074162; Country code of
`corresponding patent document: CN;
`NON-ENTRY INTO THE NATIONAL PHASE IN:
`
`Corresponding country code for PRS Code (EP REG): RU;
`NON-ENTRY INTO THE NATIONAL PHASE IN:
`
`Corresponding country code for PRS Code (EP REG): RU;
`WIPO INFORMATION: PUBLISHED IN NATIONAL OFFICE
`
`Corresponding patent document; 102002701 1423; Country code of
`corresponding patent document: KR;
`
`w r'vShc:r)Pafcnr Potent Index ~ on em’mm‘ea’ INF/IDOC database
`
`212
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`Farnrir Bihr'1'og:'rJ,r)hic and Legs! S.|‘cm.'.s'
`
`20030220
`
`()
`
`20030320
`20050413
`
`( )
`(+)
`
`REFERENCE TO NATIONAL CODE Corresponding country
`code for PR3 Code (EP REG): DE; Corresponding EP Code I for
`PRS Code (ESP REG): 8642;
`DECLARATION UNDER ARTICLE l7(2)A ..LSTS : 20030618
`WIPO INFORMATION: GRANT IN NATIONAL OFFICE
`Corresponding patent document: 2001920183; Country code of
`corresponding patent document: EP;
`
`WO2002029686Al 20020411
`
`(ENG) TRADING WITH DISPLAY OF MARKET DEPTH
`AND PRICE
`
`Assignee: KEMP GARY ALLAN [1
`
`US
`
`[ “O drawing a"'afl3b13]
`
`lnventor(s): KEMP GARY ALLAN II US ; BRUMFIELD
`HARRIS US
`
`Application No: US 0131222 W
`
`Filing Date: 20011005
`Issue/Publication Date: 20020411
`
`Abstract: (ENG) A method and system for reducing the time it takes for a trader to place a trade when
`electronically trading on an exchange, thus increasing the likelihood that the trader will have orders
`filled at desirable prices and quantities. The "Mercury" display and trading method of the present
`invention ensure fast and accurate execution of trades by displaying market depth on a vertical or
`horizontal plane, which fluctuates logically up or down, left or right across the plane as the market
`prices fluctuate. This allows the trader to trade quickly and efficiently. The price consolidation feature
`of the present invention, as described herein, enables a trader to consolidate a number of prices in order
`to condense the display. Such action allows a trader to view a greater range of prices and a greater
`number of orders in the market at any given time. By consolidating prices. and therefore orders, a trader
`reduces the risk of a favorable order scrolling from the screen prior to filling a bid or ask on that order
`at a favorable price.
`
`Priority Data: US 23800100 20001006 P Y‘,
`
`IPC (International Class): G06Q03-000: G06Q04000
`
`ECLA (European Class): G06Q04000B
`
`Designated Countries:
`----Designated States: (national) AE AG AL AM AT AU AZ BA BB BG BR BY BZ CA CH CN CO CR CU
`CZ DE DK DM DZ EC EE ES Fl GB GD GE GH GM HR HU ID IL IN IS JP KE KG KP KR KZ LC LK LR
`LS LT LU LV MA MD MG MK MN MW MX M2 NO NZ PH PL PT RO RU SD SE SG SI SK SL TJ TM
`
`TR TT TZ UA UG US UZ. VN YU ZA ZW ::: (ARIPO) AP GH GM KE LS MW MZ SD SL SZ TZ UG ZW
`----Regional Treaties: (EAPO) EA AM AZ BY KG KZ MD RU TJ TM
`----EPO Extension States: (EPO) EP AT BE CH CY DE DK ES FI FR GB GR IE IT LU MC NL PT SE TR
`———~Elccted States (PCT): (OAPI) OA BF BJ CF CG CI CM GA GN GQ GW ML MR NE SN TD TG
`
`Publication Language: ENG
`
`Filing Language: ENG
`
`Agent(s):
`
`ELLIS, William, T. Foley & Lardner, Suite 500, 3000 K Street, N. W., Washington, DC 20007-5l09,
`US US
`
`® i'vS'icmPatcn! Parent Index ~ on en'l"ram‘cn" INF/IDOC database
`
`213
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`Farnfly Bihh'ogi'rJ,r)hic and Legaf Sm-ms
`
`Legal Status:
`Date
`20020411
`
`2002041 I
`
`20021017
`
`20021023
`
`20030403
`
`20030404
`
`20030404
`
`20030404
`
`20030404
`
`20030404
`
`20030404
`
`20030404
`
`20030404
`
`20030404
`
`Description
`DESIGNATED STATES Kind code of corresponding patent
`document: A1; List ofdesignated states: AE AG AL AM AT AU
`AZ BA BB BG BR BY BZ CA CH CN CO CR CU CZ DE DK
`DM DZ EC EE ES FI GB GD GE GH GM HR HU ID IL IN IS JP
`KE KG KP KR KZ LC LK LR LS LT LU LV MA MD MG MK
`MN MW MX M2 NO NZ PH PL PT RO RU SD SE SG SI SK SL
`TJ TM TR TT TZ UA UG US UZ VN YU ZA ZW;
`DESIGNATED COUNTRIES FOR REGIONAL PATENTS Kind
`
`code of corresponding patent document: A1; List of designated
`states: GH GM KE LS MW MZ SD SL SZ TZ UG ZW AM AZ
`BY KG KZ MD RU TJ TM AT BE CH CY DE DK ES FI FR GB
`
`GR IE IT LU MC NL PT SE TR BF BJ CF CG CI CM GA GN GQ
`GW ML MR NE SN TD TG;
`REQUEST FOR PRELIMINARY EXAMINATION FILED
`PRIOR TO EXPIRATION OF 19TH MONTH FROM PRIORITY
`
`DATE (PCT APPLICATION FILED BEFORE 20040101)
`EP: THE EPO HAS BEEN INFORMED BY WIPO THAT EP
`WAS DESIGNATED IN THIS APPLICATION
`WIPO INFORMATION: ENTRY INTO NATIONAL PHASE
`
`Corresponding patent document: 2001977522; Country code of
`corresponding patent document: EP:
`ENTRY INTO THE NATIONAL PHASE IN: Corresponding
`patent document: 2002533 I 84; Country code of corresponding
`patent document: JP; Kind code of corresponding patent document:
`A:
`ENTRY INTO THE NATIONAL PHASE IN: Corresponding
`patent document: 2003109620; Country code of corresponding
`patent document: RU; Kind code of corresponding patent
`document: A;
`ENTRY INTO THE NATIONAL PHASE IN: Country code of
`cornesponding patent document: RU; Kind code of corresponding
`patent document: A;
`ENTRY INTO THE NATIONAL PHASE IN: Corresponding
`patent document: 2425107; Country code of corresponding patent
`document: CA; Kind code of corresponding patent document: A;
`ENTRY INTO THE NATIONAL PHASE IN: Corresponding
`patent document: 2002533 I84; Country code of corresponding
`patent document: JP; Kind code of corresponding patent document:
`A;
`ENTRY INTO THE NATIONAL PHASE IN: Corresponding
`patent document: 2425107; Country code of corresponding patent
`document: CA; Kind code of corresponding patent document: A;
`WIPO INFORMATION: ENTRY INTO NATIONAL PHASE
`
`Corresponding patent document: 2001296635; Country code of
`corresponding patent document: AU;
`WIPO INFORMATION: ENTRY INTO NATIONAL PHASE
`
`Corresponding patent document: 2425107; Country code of
`corresponding patent document: CA;
`WIPO INFORMATION: ENTRY INTO NATIONAL PHASE
`
`Corresponding patent document: 2002533184; Country code of
`corresponding patent document: JP;
`
`w i'vS't‘mr)Pafcn! Paicnr Index ~ on c:r:>"tam‘eci’ ;".W’/IDOC database
`
`214
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`

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`Farntir Bihi'1'ogI'a,r)h.='c and Legal S.|‘c.-ms"
`
`20030407
`
`(+)
`
`20030506
`
`20030506
`
`( )
`
`( ]
`
`20030516
`
`{+)
`
`20030728
`
`(+)
`
`20030806
`
`(+)
`
`20030814
`
`WIPO INFORMATION: ENTRY INTO NATIONAL PHASE
`Corresponding patent document: 1020037004928; Country code of
`corresponding patent document: KR;
`NON-ENTRY INTO THE NATIONAL PHASE IN:
`Corresponding country code for PRS Code (EP REG): RU;
`NON—ENTRY INTO THE NATIONAL PHASE IN:
`Corresponding country code for PRS Code (EP REG): RU;
`WIPO INFORMATION: ENTRY INTO NATIONAL PHASE
`Corresponding patent document: 018190391; Country code of
`corresponding patent document: CN;
`WIPO INFORMATION: PUBLISHED IN NATIONAL OFFICE
`Corresponding patent document: 1020037004928; Country code of
`corresponding patent document: KR;
`WIPO INFORMATION: PUBLISHED IN NATIONAL OFFICE
`Corresponding patent document: 2001977522; Country code of
`corresponding patent document: EP;
`REFERENCE TO NATIONAL CODE Corresponding country
`code for PRS Code (EP REG): DE; Corresponding EP Code 1 for
`PRS Code (EP REG): 8642;
`
`W02003090032A3 20031231
`W02003090032A2 20031030
`
`(ENG) TRADING TOOLS FOR ELECTRONIC TRADING
`
`Assignee: TRADING TECH INT INC
`
`US
`
`lnventor{s): KEMP GARY ALLEN II ; SCHLUETTER
`JENS—UWE : BRUMFIELD HARRIS ; BURNS
`MICHAEL ; WEST ROBERT A ; SINGER
`SCOTT
`
`Application No: US 0312201 W
`
`Filing Date: 20030417
`lssue!Publieation Date: 20031231
`
`[ no drawing available]
`
`Abstract: (ENG) Tools for trading and monitoring a commodity on an electronic exchange using a graphical user
`interface and a user input device. The tools will aid the trader in determining the status, trends in the
`market, and the trader's position in the market.
`
`Priority Data: US 12589402 20020419 A Y; US 40375703 20030331 A Y;
`
`IPC (International Class): G06Q03000; G06Q0l000; G06Q04000; G06F01900
`
`ECLA (European Class): G06Q04000B
`
`Designated Countries:
`———-Designated States: (national) AE AG AL AM AT AU AZ BA BB BG BR BY BZ CA CH CN CO CR CU
`CZ DE DK DM DZ EC EE ES FI GB GD GE GH GM HR HU ID IL IN IS JP KE KG KP KR KZ LC LK LR
`LS LT LU LV MA MD MG MK MN MW MX M2 NO NZ OM PH PL PT RO RU SC SD SE SG SK SL TJ
`
`TM TN TR TT TZ UA UG UZ VC VN YU ZA ZM ZW ::: (ARIPO) AP GH GM KE LS MW MZ SD SL SZ
`TZ UG ZM ZW
`
`----Regional Treaties: (EAPO) EA AM AZ BY KG KZ MD RU TJ TM
`
`® i'vS'r‘cIr)Pafcn! Patenr Index ~ on ewrarrceci’ INF/IDOC darrtbcrsc
`
`215
`
`

`
`Farnflr Bihi'r'og:'rJ,r)h:'c and Legs! Sm-m.r
`
`----EPO Extension States: (EPO) EP AT BE BG CH CY CZ DE DK EE ES FI FR GB GR HU IE IT LU MC
`NL PT RO SE SI SK TR
`
`----Elected States (PCT): (OAPI) OA BF BJ