`Paper No.
`Filed: May 1, 2017
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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`IBG LLC; INTERACTIVE BROKERS LLC;
`TRADESTATION GROUP, INC.; AND
`TRADESTATION SECURITIES, INC.;
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`Petitioners
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`v.
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`TRADING TECHNOLOGIES INTERNATIONAL, INC.
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`Patent Owner
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`_
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`Case CBM2016-00032
`U.S. Patent 7,212,999
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`_
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`PATENT OWNER’S EXHIBIT LIST
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`Case CBM2016-00032
`U.S. Patent 7,212,999
`Pursuant to 37 C.F.R. § 42.63(e), Patent Owner Trading Technologies
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`International, Inc. hereby submits a current listing of Trading Technologies
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`Exhibits to counsel for Petitioners IBG LLC, Interactive Brokers LLC,
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`TradeStation Group, Inc., and TradeStation Securities, Inc.
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`Filed Exhibits Description
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`Exhibit 2001-
`2029
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`Exhibit 2030
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`Exhibit 2031-
`2053
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`Exhibit 2054
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`Exhibit 2055-
`2089
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`Reserved
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`Trading Techs. Int’l, Inc. v. eSpeed, Inc., Case No. 1:04-CV-
`05312 (N.D. Ill.), Jury Verdict Form (Oct. 10, 2007)
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`Reserved
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`Submission of Publications, etc., PCT 2004-504652 (Ap. 18,
`2005) (Translation)
`Reserved
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`Exhibit 2090 Meyers, Brad A. “A Brief History of Human-Computer
`Interaction Technology.” Interactions 5.2 (1998): 44-54
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`Exhibit 2091 -
`2107
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`Exhibit 2108
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`Exhibit 2109
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`Exhibit 2110
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`Reserved
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`IBG LLC et al., v. Trading Techs. Int’l. Inc., Case No.
`CBM2015-00179, Paper 23, Institution Decision (Feb. 24, 2016)
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`IBG LLC et al., v. Trading Techs. Int’l. Inc., Case No.
`CBM2015-00179, Paper 39, Order (Apr. 15, 2016)
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`IBG LLC et al., v. Trading Techs. Int’l. Inc., Case No.
`CBM2015-00179, Paper 50, Petitioners’ Request for Rehearing
`(Apr. 29, 2016)
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`1
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`Case CBM2016-00032
`U.S. Patent 7,212,999
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`Exhibit 2111
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`U.S. Patent No. 6,766,304 B2
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`Exhibit 2112
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`Japanese Patent No. JP5230049 B2
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`Exhibit 2113
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`Exhibit 2114
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`Trading Techs. Int’l. Inc., v. BCG Partners, Inc., Case No. 10-
`cv-715, Dkt. 583, Memorandum Opinion and Order (Mar. 25,
`2015)
`Trading Techs. Int’l. Inc., v. BCG Partners, Inc., Case No. 10-
`cv-715, Dkt. 680-1, Letter Request for International Judicial
`Assistance Through Diplomatic Channels on the Taking of
`Evidence Abroad in Civil or Commercial Matters (Mar. 7, 2016)
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`Exhibit 2115
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`Reserved
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`Exhibit 2116
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`U.S. Patent No. 6,772,132 B1
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`Exhibit 2117
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`Exhibit 2118
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`Exhibit 2119
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`Trading Techs. Int’l. Inc., v. Rosenthal Collins Group, LLC et
`al.., Case No. 10-cv-715, Dkt. 686, Notification of Docket Entry
`(Mar. 14, 2016)
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`Trading Techs. Int’l. Inc., v. Rosenthal Collins Group, LLC et
`al.., Case No. 10-cv-715, Dkt. 767, Notification of Docket Entry
`(May 12, 2016)
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`TradeStation Group, Inc., et al. v. Trading Techs. Int’l, Inc.,
`Case No. CBM2015-000161, Paper 29, Petition for Covered
`Business Method Review U.S. Patent No. 6,766,304 (Jul. 20,
`2016)
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`Exhibit 2120
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`Reserved
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`Exhibit 2121
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`Exhibit 2122
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`Exhibit 2123
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`Exhibit 2124
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`Exhibit 2125
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`Class 705, Data Processing: Financial, Business Practice,
`Management,
`or Cost/Price Determination, Classification
`Definitions (January 2012 ): 1-53
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`TradeStation Group, Inc., et al. v. Trading Techs. Int’l, Inc.,
`Case No. CBM2015-000161, Paper 29, Institution Decision (Jan.
`27, 2016)
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`Class 345, Computer Graphics Processing and Selective Visual
`Display Systems, Classification Definitions (January 2011 ): 1-50
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`Class 345, Computer Graphics Processing and Selective Visual
`Display Systems, (January 2011 ): 1-8
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`July 2015 Update Appendix 1: Examples, USPTO Examination
`Guidelines
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`Exhibit 2126
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`Senate Congressional Record, S5402-S5443 (Sept. 8, 2011)
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`Exhibit 2127
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`Senate Congressional Record, S1360-S1394 (Mar. 8, 2011)
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`Case CBM2016-00032
`U.S. Patent 7,212,999
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`Exhibit 2128-
`2132
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`Reserved
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`Exhibit 2133 McGraw Hill "Dictionary of Scientific and Technical Terms,"
`Fifth Edition (1994): Definition of “Recording”
`Reserved
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`Exhibit 2134 -
`2164
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`Exhibit 2165
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`Exhibit 2166
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`Deposition Transcript of Kendyl A. Roman, dated May 3, 2016
`(Thomas Ex. J)
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`Deposition Transcript of Kendyl A. Roman, dated May 5, 2016
`(Thomas Ex. YYYY)
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`Exhibit 2167
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`Reserved
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`Exhibit 2168
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`Declaration of Eric Gould-Bear
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`Exhibit 2169
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`Declaration of Christopher Thomas
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`Exhibit 2170 -
`2173
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`Reserved
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`Exhibit 2174
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`Declaration of Dan Olsen
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`Exhibit 2175 -
`2182
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`Exhibit 2183
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`Reserved
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`Olsen Appendix A - Card, S., et al., The keystroke-level model
`for user performance
`time with
`interactive
`systems,
`Communications of the ACM 23 (CARD 80)
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`Exhibit 2184
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`Olsen Appendix B - Olsen, D. R., Evaluating User Interface
`Systems Research, UIST 2007, ACM (OLSE 07)
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`Exhibit 2185
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`Olsen Appendix C - U. S. Patent No. 1,692,601
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`Exhibit 2186
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`Olsen Appendix D - U. S. Patent No. 714,878
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`Exhibit 2187
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`Olsen Appendix E - Definition of Technology
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`Exhibit 2188
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`Olsen Appendix F - U. S. Patent No. 3,018,661
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`Exhibit 2189
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`Olsen Appendix G - U. S. Patent No. 5,960,411
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`Exhibit 2190 -
`2191
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`Reserved
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`Exhibit 2192
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`Bear Ex. 1 - Bear CV
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`Exhibit 2193
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`Bear Ex. 2 - TUFTE Visual and Statistical Thinking
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`Exhibit 2194
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`Bear Ex. 3 - MacKenzie and Buxton on Fitts' Law
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`Exhibit 2195 -
`2200
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`Reserved
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`3
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`Case CBM2016-00032
`U.S. Patent 7,212,999
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`Exhibit 2201
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`Christopher Thomas CV (Thomas Ex. A)
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`Exhibit 2202 -
`2203
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`Reserved
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`Exhibit 2204 Microsoft DNA Case Study (Thomas Ex. D)
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`Exhibit 2205 -
`2208
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`Reserved
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`Exhibit 2209
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`Globex User Guide June 1995 (Thomas Ex. I)
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`Exhibit 2210 -
`2296
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`Exhibit 2297
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`Reserved
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`National Aeronautics and Space Administration Web Page Print
`out, Human Computer Interaction Group
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`Exhibit 2298 -
`2408
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`Reserved
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`Exhibit 2409
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`Exhibit 2410
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`Served
`Patent Owner’s Demonstratives
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`Served
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`Filed Exhibits Description
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`Exhibit 2409
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`Declaration of Cory C. Bell, dated September 14, 2016
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`Dated: May 1, 2017
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`Respectfully submitted,
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`
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`By: /Cole B. Richter/
`Cole B. Richter, Counsel
`Reg. No. 65,398
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`Counsel for Patent Owner
`Trading Technologies International, Inc.
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`CERTIFICATE OF SERVICE
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`Case CBM2016-00032
`U.S. Patent 7,212,999
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`The undersigned hereby certifies that a copy of the foregoing Patent
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`Owner’s Updated Exhibit List and Exhibit 2410 were served on May 1, 2017 via
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`email directed to counsel of record for the Petitioner at the following:
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`Robert Sokohl
`rsokohl-PTAB@skgf.com
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`Lori Gordon
`lgordon-ptab@skgf.com
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`Richard Bemben
`rbemben-PTAB@skgf.com
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`Donald R. Banowit
`dbanowit-PTAB@skgf.com
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`John C. Phillips
`PTABINBOUND@fr.com
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`PTAB@skgf.com
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`
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`By: /Cole B. Richter/
`Cole B. Richter, Counsel
`Reg. No. 65,398
`
`Counsel for Patent Owner
`Trading Technologies International, Inc.
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`
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`Date: May 1, 2017
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