Filed: July 21, 2016
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_____________________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_____________________________
`
`IBG LLC and INTERACTIVE BROKERS LLC;
`Petitioners
`v.
`TRADING TECHNOLOGIES INTERNATIONAL, INC.;
`Patent Owner
`_____________________________
`Cases CBM2016-00009
`Patent Nos. 7,685,055
`
`_____________________________
`
`DECLARATION OF HAROLD ABILOCK
`
`
`
`
`
`Page 1 of 47
`
`TRADING TECH EXHIBIT 2334
`IBG ET AL. v. TRADING TECH
`CBM2016-00009
`
`

`
`
`
`1.
`
`BACKGROUND AND EXPERIENCE
`
`1. My name is Harold Abilock.
`
`2.
`
`3.
`
`4.
`
`I am a native speaker of English.
`
`I am fluent in Japanese.
`
`I have a B.S. degree in Computer Science from the State University of
`
`New York at Stony Brook (aka Stony Brook University). I have over 25 years of
`
`Japanese-English technical and legal translation experience and a background in
`
`science, technology, and intellectual property.
`
`5.
`
`I lived in Japan for a total of 13 years. I was a student at Doshisha
`
`University (Kyoto) for one year (1973–1974) as a foreign exchange student, during
`
`which time I studied Japanese philosophy, literature, and history. I concurrently
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`attended an intensive Japanese-language program (beginner and intermediate
`
`levels) at the Kyoto Institute for Japanese Language (Kyoto).
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`2
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`Page 2 of 47
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`6.
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`I subsequently resided in Japan for 12 years (1979–1990), during
`
`which time I studied the Japanese language at the Kyoto Institute for Japanese
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`Language for two additional years (1979–1981) to attain the advanced level of
`
`proficiency. Subsequently, I studied Japanese-English translation for one year
`
`(1982) at Nakamura Gakko (Kyoto) under the tutelage of the school headmaster—
`
`a professional translator with 35 years of translation experience at that time.
`
`7.
`
`I am a co-founder of JapanLink Translations (“JapanLink”), a
`
`Japanese-English translation firm located in Charlotte, Vermont. A copy of my
`
`resume is attached as Appendix B. Established in 1994, JapanLink specializes in
`
`high-quality translation for patent prosecution and IP litigation cases involving
`
`Japanese-English translation. I am the principal translator.
`
`8.
`
`JapanLink employs in-house technical editors with professional
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`editing experience. Using a unique and comprehensive quality assurance (QA)
`
`process, our editors check every translation for accuracy and completeness and edit
`
`3
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`Page 3 of 47
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`them for style, grammar, spelling, and readability. All translation text is carefully
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`checked for internal coherency and consistency of nomenclature.
`
`9.
`
`In addition to translating IP-related documents, such as patent
`
`applications and office actions, I also translate technical documents, such as
`
`manuals, specifications, standards, academic papers, and press releases. I work
`
`principally in the fields of semiconductor manufacturing equipment,
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`semiconductor devices, information technology (IT), electronics, optics,
`
`telecommunications, mechanical and electrical engineering, and automotive
`
`engineering.
`
`10. As a computer engineer, I have coded or supervised the coding of
`
`numerous computer programs, the volume of which exceeds several tens of
`
`thousands of lines of code. In the course of my career as a translator, I have
`
`translated numerous documents in the field of computer software.
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`4
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`11.
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`I am being compensated at a rate of $225.00 per hour, with
`
`reimbursement for actual expenses and for my time. My compensation is not
`
`contingent upon the outcome of these proceedings.
`
`2.
`
`NOMENCLATURE
`
`12.
`
`In translation, text in the source language is generally referred to as
`
`source text and translated text is referred to as target text. For the sake of clarity in
`
`this declaration, I refer to these as the source Japanese text and the English
`
`translation text, respectively. The language of the source text may also be referred
`
`to as the source language, and the language of the target text may be referred to as
`
`the target language.
`
`13. To facilitate explanation, Romanized pronunciations of source
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`Japanese text may be enclosed by braces after the source Japanese text (e.g., 数値
`
`{sū-chi}).
`
`5
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`Page 5 of 47
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`3.
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`SCOPE OF DECLARATION
`
`
`
`14.
`
`I have been retained in connection with the proceedings listed on the
`
`cover page of this declaration.
`
`15. Exhibit 1007 of CBM2016-00009 is a Japanese-language document,
`
`which I have been informed is the source Japanese text. I have been informed that
`
`Exhibit 1008 of CBM2016-00009 contains the corresponding English translation
`
`text. I may refer to these documents generally as “TSE” or the “TSE document.”
`
`16.
`
`I have been asked to examine the source Japanese text in bullet 3 at
`
`the top of page 0091 (also marked as TSE0000000737) of Exhibit 1007 and to
`
`opine on whether the translator’s note on page TSE0000000762 of Appendix A
`
`(also marked as TSE0000000762) applies as well to the underlying source
`
`Japanese text of page 0091. In my opinion it does.
`
`4.
`
`REFERENCE WORKS
`
`17. Below is a list of reference works considered in the present
`
`declaration.
`
`6
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`Page 6 of 47
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`0 Appendix A is my 2007 translation of pages TSE0000000737—766
`
`of TSE.
`
`5.
`
`ANALYSIS OF BULLET 3 ON PAGE 0091
`
`18.
`
`Bullet 3 on page 0091, located in the upper part of the page, is
`
`reproduced below from Exhibits 1007 and 1008.
`
`Source Japanese Text
`(Exhibit 1007)
`
`English Translation Text
`(Exhibit 1008)
`
`scrolled vertically.
`
`9 l9i7l§iElC:181« "Cl9i'l§$lS]z E LT O The board information on each
`g: X 9 :1 ~— 11/ L, 7>;t,g{5\'c~ :5 3
`Board Screen is automatically
`Egg} 5, fill \ i -3-‘)
`updated even if it has been
`
`19.
`
`I have been asked to examine the source Japanese text in bullet 3 of
`
`Exhibit 1007 and to opine on whether the translato1"s note on page
`
`TSE0000000762 of Appendix A applies as well to the underlying source Japanese
`
`text of page 0091.
`
`20.
`
`In my previous translation, attached as Appendix A, I note that I
`
`observed that, with regard to the underlying Japanese source text on page
`
`TSE0000000762 (corresponding to page 0116 of Exhibit 1008), “[i]t is unclear
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`Page 7 of 47
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`from the source Japanese text whether the automatic updating of the board
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`information takes place only in memory or on the screen as well.” My opinion is
`
`that this same ambiguity in the source Japanese text regarding updating is also
`
`present in bullet 3 on page 0091. My reasons for this are discussed below.
`
`21. The term スクロール画面 {su-ku-rō-ru ga-men} appears to be first
`
`introduced in the second bullet at the top of page 0112 (also marked as
`
`TSE0000000758) in Exhibit 1007, which is translated as Scrolling Screen in
`
`Exhibit 1008.
`
`22.
`
`In the source Japanese text, the Japanese reader of the text would
`
`understand page 0091 to be a synopsis of Chapter 7, with more detail provided in
`
`subsequent sections, for example, the details of the Scrolling Screen being
`
`described on page 0116.
`
`23.
`
`In bullet 3 of page 0091, the timing with which the automatic
`
`updating occurs is ambiguous. Specifically, the source Japanese text of bullet 3
`
`8
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`Page 8 of 47
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`
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`states that automatic updating occurs even if the Board Screen has been scrolled
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`vertically. However, it is unclear in the source Japanese text whether this means
`
`that automatic updating occurs while the Board Screen is being scrolled (i.e., in the
`
`Scrolling Screen mode), or only updates in memory while showing the Scrolling
`
`Screen and subsequently updates the screen after the Board Screen has been
`
`scrolled and has exited the Scrolling Screen mode to return to the Basic Board
`
`Screen mode. This is the same ambiguity as described on page TSE0000000762 of
`
`Appendix A.
`
`24. This ambiguity is confirmed by parts of Exhibit 1007 that show that
`
`certain information is not updated in the Scrolling Screen mode. For example, page
`
`0112 explains that “OVER” and “UNDER” are not displayed in the Scrolling
`
`Screen (fourth bullet in ⑭), and page 0115 explains that price display positions
`
`are not updated in the Scrolling Screen (third bullet below the table). Nor is it clear
`
`9
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`Page 9 of 47
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`
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`in the source Japanese text at what point any updating occurs. Thus it appears that
`
`updating may occur only in the background.
`
`25. Given the various possible cases for the automatic updating in the
`
`underlying source Japanese text, the underlying source Japanese text of bullet 3 on
`
`page 0091 is ambiguous. Nor does the source Japanese text state whether the
`
`automatic updating is performed one time or continuously, which makes the timing
`
`of the automatic updating further ambiguous. The first bullet of 0091 in the source
`
`Japanese text states that the information is updated every three seconds; it does not
`
`state that the Scrolling Screen is updated at the same interval. Nor does the source
`
`Japanese text state whether the automatic updating is performed one time or
`
`continuously, which also makes the timing of the automatic updating further
`
`ambiguous. Thus, it is my opinion that the translator’s note on page 28 of my
`
`translation in Appendix A (corresponding to page 0116 of Exhibit 1007) applies
`
`10
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`Page 10 of 47
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`
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`equally to page 0091 of Exhibit 1007 (corresponding to page TSE0000000762 of
`
`Appendix A) in relation to when the automatic updating occurs.
`
`6.
`
`CONCLUSION
`
`26.
`
`I have examined the source Japanese text in bullet 3 on page 0091 of
`
`Exhibit 1007 and the English translation text of the corresponding page 0091 of
`
`Exhibit 1008. It my opinion that the translator’s note on page TSE0000000762 of
`
`Appendix A, corresponding to page 0116 of Exhibit 1008, applies equally to bullet
`
`3 of page 0091.
`
`7.
`
`SIGNING
`
`27.
`
`In signing this declaration, I understand that the declaration will be
`
`filed as evidence in a contested case before the Patent Trial and Appeal Board of
`
`the United States Patent and Trademark Office. I acknowledge that I may be
`
`subject to cross-examination in this case and that cross-examination will take place
`
`within the United States. If cross-examination is required of me, I will appear for
`
`11
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`Page 11 of 47
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`cross-examination within the United States during the time allotted for cross-
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`examination.
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`28.
`
`I declare and certify that the proper translations provided by me in this
`
`declaration are accurate and correct translations to the best of my knowledge and
`
`belief.
`
`29.
`
`I declare that all statements made herein of my knowledge are true,
`
`and that all statements made on infonnation and belief are believed to be true, and
`
`that these statements were made with the knowledge that willful false statements
`
`and the like so made are punishable by fine or imprisonment, or both, under
`
`Section 1001 of Title 18 of the United States Code.
`
`Date:7 /
`
`Zofé‘
`
`By:
`
`Harold Abilock
`
`12
`
`Page 12 of 47
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`Page 12 of 47
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`

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`
`
`APPENDIX A
`
`APPENDIX A
`
`
`
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`Page 13 of 47
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`Page 13 of 47
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`Certification
`
`Document set: TSE?37-766 (cggpter ‘D (_T1ansIa1ion) 200'?-D5-1S.doc
`
`This is to certify that the above-stated document set was translated by Harold Abiloclc from
`Japanese to English, and that it represents an accurate and faithful rendition of the original text to
`the best of my knowledge and belief.
`
`By:
`
`~' aéa/worL,%—+ pm: M93; *?“»'1—«*‘‘’"?
`
`amid Abilock
`
`JapanI..ink Translations
`2037 Ferry Rd.
`Charlotte, VT 05445
`Tel: 802-425-6145
`
`Page 14 of 47
`
`TT 0109131
`
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`Page 14 of 47
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`
`
`Chapter '1': Board and Quotation Information Queries
`
`Chapter 7: Board and Quotation Information Queries
`
`The Boards 8: Quotations Screen can be displayed in six types of modes. Furthennore, it is
`possible to simultaneously display a maximum of 6 issues ofboard information and 24 issues of
`quotation information.
`
`The principal features relating to the display ofboard and quotation information are as below.
`
`0 Board and quotation information is automatically updated at three-second intervals.
`
`9 A symbol indicating a crossed state is displayed on the Boards & Quotations Screen.
`
`0 The board information on each Board Screen is automatically updated even if it has been
`scrolled vertically.
`
`9 Limit-on-close orders are continuously displayed on each Board Screen.
`
`Orders related to quotations are displayed on each Board Screen in accordance with their
`actual order placement prices, without aggregating those orders by quotation price.
`
`In addition, board and quotation information queries are basically handled by registering issues
`in registration pages and then calling up the relevant page.
`
`7-1 Page Registration
`
`Board and quotation information queries are basically handled by setting up issues, which
`constitute the registration information, in a registration page, after which it is possible to query
`board and quotation information of the issues registered in a page by calling up the relevant page.
`
`Registration pages for issues include "optional setup pages" and "automatic setup pages." The
`"optional setup pages" enable the user to select optional issues and register them in each client
`computer. The "automatic setup pages" register issues that are preset by the TSE.
`
`— O
`
`ptional Setup Pages
`
`1419
`
`Optional registration of 24 issues on each client
`computer
`Automatic setup pages for bond futures contracts
`Automatic Setup Pages 50-51
`_ es for bond futures o - tions contracts
`55-60
`__ as for index fixtures contracts
`'
`70»-71
`Automatic setua aes for index o tions contracts
`75-80
`Underlying Automatic setup pages for stock options contracts
`Stock Code Example
`Page "1301" is the automatic setup page for the
`
`"Tasei Co n oration 0 tions contract.“
`
`7-l
`
`TSE000000073?
`
`TT 0109132
`
`Page 15 of 47
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`Page 15 of 47
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`
`
`Chapter '1'’: Board and Quotation Information Queries
`
`7—1-1 Optional Setup Pages
`
`Each client computer has "Optional Setup Pages" on pages 149, wherein up to 24 issues can be
`registered per page.
`
`In addition to issues that are traded by this system, "stock market indices, such as TOPIX, which
`are the underlying financial products of each index futures contract and index options contrac "
`and "each underlying stock issue of each stock options contract" can also be registered on each
`page.
`
`*3‘ However, registerablc issues are limited to those in markets available to each client
`computer. In addition, each stock market index and each underlying stock issue can be
`registered only on a client computer for which the index futures market, the index
`options market, or the stock options market is available.
`
`at Each stock market index and each underlying stock issue can be registered as
`infonnation for a Quotation Screen. When displaying each stool: market index and each
`underlying stock issue on a Board Screen, only the respective names are displayed
`without any of their information.
`
`0 The operation to register an issue in a registration page can also he performed in the
`offline state. However, an issue that starts trading the next day cannot be registered
`until the issue information is received when the online stats starts the next day.
`
`'
`
`Because registration page information is stored in the client computer, the registration
`page information and issue information will be deleted if, for example, the hard disk
`of the client computer fails. In such a case, it will be necessary to perform the
`registration procedure once again when the client computer comes back online after
`recovery fiorn the failure.
`
`The following describes two methods ofregistering and editing the registration information of an
`issue in a page.
`
`'?—2
`
`TSE0000000738
`
`TT 0109133
`
`Page 16 of 47
`
`Page 16 of 47
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`

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`
`
`Chapter 7: Board and Quotation Information Queries
`
`7-1-1.1 Registration from the Boards & Quotations Screen (Registration by Performing a
`Board Information or Quotation Information Query Operation)
`
`By performing an issue query operation (issue selection operation) via the Boards & Quotations
`Screen, the queried issue is registered at the registration issue number displayed in the operation
`target area on the currently displayed page where the board or quotation information was queried.
`
`D After displaying the page that contains the desired issue to be registered on the Boards &
`Quotations Screen, specify as the operation target area (display the cursor at) that area where
`the registration issue number of the issue to be registered is displayed.
`
`On Close
`Market Order
`
`El Perform the "Issue Selection Operation" by selecting the "Issue Selection" menu bar in the
`Main Window. Thereby, the board and quotation infonnation is displayed for the issue that
`was selected in the corresponding area, and the issue that was selected by the corresponding
`registration issue number on the corresponding registration page is registered.
`
`I? "H -1.3 Issue Selection Operation When Registering a Page"
`
`7-3
`
`TSEOOOOOOO739
`
`TT ()1 09134
`
`Page 17 of 47
`
`

`
`
`
`Chapter 7: Board and Quotation Information Queries
`
`
`
`
`
`
`
`
`
`Switching the Registration Issue Numbers of Registered Issues on the Boards &
`Quotations Screen (Switching the Display Positions of Issues for which Board and
`Quotation Information is Currently Displayed)
`
`
`By using a mouse to drag the part of the Boards & Quotations Screen where
`the issue name is displayed, it is possible to switch the issue in the area at the
`drag source with the issue in the area at the drag destination.
`
`
`
`
`
`
`In addition, the switching of issues by this operation also switches the
`registration order of the two switched issues in the display page.
`
`
`T81? FIDBFS-FF)P_.
`
`. -
`
`
`
`
`Grab part where Jesus name Is
`dlsplaysd and drag to Area Ian
`
`
`
`
`
`D-1.LT_ Joe-e12
`----.—«
`
` Tcmt 1GB 012 "
`0 Simultaneously, the issue with the
`
`registration issue nuntbcr "'01" on Page
`1 changes to "LongrTerm JGEI D12"
`
`and the “D5” Issue changes to
`"TDPIX D12." thereby switching the
`
`registration order.
`
`
`
`*:* Use ofthis function can also simplify the query of board information
`for issues currentiy being displayed on a Quotation Screen.
`
`Ar‘-
`
`7-4
`
`TSEOOOOUOOT-40
`
`TT 0109135
`
`Page 18 of 47
`
`
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`Page 18 of 47
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`

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`
`
`Chapter 7: Board and Quotation Information Queries
`
`7~1-1.2 Registration from the Page Registration Window
`
`An issue can be registered on each page by calling the "Page Registration Window" and
`performing the registration operation.
`
`In addition to the operation for registering an issue on each page, it is also possible to perform an
`editing operation, i.e., "insertion" and "deletion" of registration information, from the "Page
`Registration Window."
`
`III From the menu bar in the Main Window, select "Setup" and then "1 Page Registration" (in
`that order) to display the "Page Registration Window."
`-
`_ Page Regisralin -
`
`
`
`
`
`
`.EI
`
`:2S
`L
`
`
`
`
`. ‘if...
` Long—Term JGB P010—1 29
`
`I
`s
`Long-Term JGB P010-130
`
`Long-Term JGB P010—131
`ii} .Lonq—Term JGBC010-130
`.63?‘ Long-TermJGB c01o—131 ‘
`36%‘. Long—TermJGB c010-132 ':
`=.§i'1‘}‘ TOPlX 012
`
`'
`"
`TOPlX103
`TPX SP012—-103
`
`
`..
`.
`_. BANKS 012
`-'
`TPX P0104275
`
`"
`‘ TPX P010-1300
`
`TPX co1o—1 320
`
`TPX c01o—135o
`
`ropux
`
`SONY P010--11000
`
`SONY P01042000
`
`SONY com--12000
`
`
`
`
`‘-.,.-...--'l‘_w:.
`
`SONY CO10—1 3000
`
`SONY
`
`
`
`7-5
`
`TSEOO00000741
`
`TT 0109136
`
`Page 19 of 47
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`

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`
`
`Chapter 7: Board and Quotation Infon-nation Queries
`
`[3 The cursor will be displayed in the "Page Number Input Field," and therefore inputting the
`page number of the issue to be registered will cause the current registration information of
`the specified page to be displayed in the right response display field.
`
`'1' When inputting the page number, input four digits (for pages numbers that have less
`than four digits, enter leading zeros, e.g., "0001 "), or press the "Tab Key" after inputting
`a page number with less than four digits. With either operation, the cursor will leave the
`"Page Number Input Field" and, at that time, the current registration information of the
`specified page will be retrieved.
`
`In the Response Display Field, move the cursor to the position of the registration issue
`number of the issue to be registered, and perform the "Issue Selection Operation" from the
`"Issue Selection" menu bar in the "Page Registration Window," which will cause the selected
`issue to be displayed at the position ofthat registration issue number. Even if another issue is
`already registered at that registration issue number, it will be overwritten.
`
`=9 "7-1-1.3 Issue Selection Operation When Registering a Page"
`
`If performing the issue registration operation for another page, then once again input
`information into the "Page Number Input Field," or select either the "Previous Page" or
`"Next Page" menu bar item and perform the same operation after the displayed page has
`switched to the page wherein the registration operation is to be performed.
`
`E]
`
`[3
`
`El After the completion of the registration operation for all issues, perform the "Send“ operation,
`which will cause the information for which the registration operation has been performed so
`far to be registered an batch as the information for each page.
`
`9
`
`"Insertion"
`
`Selecting the menu bar item "Setup" and then ''_I_ Insert" will shift the registration
`information at and below the registered issue at the cursor position in the Response
`Display Field downward by one row, and clear the registration information ofthe
`registration issue number at the cursor position.
`
` 01
`
`Long-Tenn JGB 012
`INSERT
`Long-Term JGB 103
`
`- - 3Mir!-'l3cr111 -.lGl5'-U1-2 I=§>
`Mid-Tenn JGB 103
`TOPIX {J12
`
`
`
`
`
`
`
`Long—Term JGB 012
`Lon -1'ermJGB 103
`02
`on
`04 Mid-Term JGB 012
`OS Mid-Term IGB 103
`
`1
`
`O
`
`"Deletion"
`
`Selecting. the menu bar item "Setup“ and then "3, Delete" will delete the registration information
`of the registration issue number at the cursor position in the Response Display Field, and the
`registration information therebeiow will be shifted upward.
`
`Long—TeIm JGB 012
`Long-Term 1GB 103
`i\-'l'irl«'l‘cr1n.lC}|3 012'
`Mid-Term JGB 103
`
`TOPIK 012
`
`- V
`
`DELETE
`r=>
`
`01
`Long-Tenn JGB (H2
`02
`Lon «Term JGB I03
`03
`U4
`TOPIX 012
`05
`TOPIX 103
`
`
`
`7-6
`
`TSEOUl]0000742
`
`TT 0109137
`
`Page 20 of 47
`
`Page 20 of 47
`
`

`
`
`
`Chapter '7: Board and Quotation Information Queries
`
`7-1-1.3 Issue Selection Operation When liegiotering a Page
`When registering a page, the issue selectionioperation is fierformed by selecting the "Issue
`Selection“ menu bar item in the "Main Window? or the "Page Regislxation Window."
`PAGE REGISTRATION WINDOW
`MAIN wwoow
`'
`
`N
`
`ext Page f‘ _
`
`
`
`
`. i!Pgc Rcistration ‘
`
`
`:=rev.:=ag’e
`Setup
`-:-1.g'...§sm:€4E.?‘-‘Y.?-:
`‘.
`__«;"
`-..
`
`
`0'_iLong—Te
`.168 012
`. Page No-
`I 000l§;2.f°2
`‘-'.:-.'.-'.r.-—-
`
`
`. .¢.:
`:-f0.3_Mid-Term JGB 012
`
`
`TSE IQQRES-_F0P
`-? ----'-
`
`
`
`
`
`M“"‘°‘°'-°°'
`
`
`
`
`
`
`
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`Q The "Issue Selection” window is
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`Long-Term JGB 012
`Lonq-Term JGB c1o3—13o
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`MiTerm JGB 012
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`‘E 7-7
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`TSE0000000743
`
`TT 0109138
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`Page 21 of 47
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`

`
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`
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`Chapter 7: Board and Quotation Information Queries
`
`9 lssue Selection Window
`
`Issues of Bond Futures Contracts and Index Futures Contrct
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`Select the menu bar item "Issue Selection” and then "Market" and "Security Type."
`Input the "Contract Month" in the "Issue Selection Window" and then perform the
`"Send" operation.
`
`
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`Spread Contracts
`Issues of Bond Futures Spread Contracts and Index Futures
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`and "Security Type."
`Input the "Contract“Month of a Distant Month Futures Contract" and the "Contract
`Month of a Distant Month Futures Contract" in the "Issue Selection Window"
`and then perform the "Send" operation.
`
`0
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`Issues of Bond Futures Options Contracts and Index
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`El Select the men ction" and then "Market" and "Security Type
`(Put/Call Type)"
`D Input the "Distant Month" and the "Strike Price" in the "Issue Selection Window" and
`then perform the "Send" operation.
`
`7-8
`
`TSE0000000744
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`‘IT 0109139
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`Page 22 of 47
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`
`
`Chapter 7: Board and Quotation Information Queries
`
`0
`
`Stock Options Contracts issue
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`i Stock 0 trons! sue Selecton
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`item "Issue Selection" and then "Market" and "Put/Call Type."
`lnput the "Underlying Stock Issue Code," "Contract Month" and the "Strike Price" in
`the "lssue Selection Window" and then perform the "Send" operation.
`
`an
`
`°2°
`
`Inputting the "Underlying Stock Issue Code" displays the name of the
`corresponding stock option.
`
`02‘ When inputting the "Strike Price," input "all digits" if the strike price is less
`than 100,000 yen, and input by "tnmcating the last three digits" if 1,000,000
`yen or greater.
`
`'3'
`
`Input information into the "Adjustment Count Input Field" only if specifying
`an issue that had an adjustment of the delivery unit.
`
`0 Stock Information (Underlying Stock Issue and Stock Market Index)_
`
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`El Select the menu bar item "Issue Selection" and then "Stock Information."
`
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`Input the "Issue Code" in the "Issue Selection Window" and then perform the "Send"
`operation.
`
`6' Input the following codes if specifying a "stock market index."
`
`
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`0005
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`0030
`0031
`0032
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`
`7-9
`
`TS E0000000745
`
`TT 0109140
`
`Page 23 of 47
`
`

`
`
`
`Chapter 7: Board and Quotation Information Queries
`
`7~1-2 Automatic Setup Pages
`
`In addition to the optional setup pages, there are also "automatic setup pages," wherein issues are
`registered in a pattern that is preset by the TSE.
`
`Because the issue registration infomration for automatic setup pages, which differs from that of
`optional setup pages, is registered for each security type in a format such as "First Contract
`Month" and "Strike Price of ATM+l for First Contract Month," the reception of the current day's
`issue information from the central system updates the registered issues daily to those issues that
`match the registration information of each automatic setup page.
`
`Example: Registration Information for "Page nn" of the Automatic Setup Pages
`5
`
`Re ; istration Information
`"ATM — 1" of first contract month of Ion-term JGB futures ut otion
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`¢ "Appendix 3: Issue Registration Pattern of Automatic Setup Pages"
`
`
`The registered issues of automatic setup pages can likewise be updated, and the like, by
`the same methods as used for optional setup pages. However, after the issue
`information for the following day is received, the registration details revert to their
`original setup state. if it is desired to preserve the changed state of the registration
`details on automatic setup pages, then perform the "Displayed Issues Page
`Registration" operation.
`
`
`
`=9 "7—l-4 Displayed Issues Page Registration”
`
`7-10
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`TSE0000000746
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`TT 0109141
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`Page 24 of 47
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`

`
`
`
`Chapter 7": Board and Quotation Information Queries
`
`7-1»-3 Calling a Registration Page
`
`Registration pages are called when querying board and quotation information.
`
`7'-1~3.1 Calling a Registration Page from the Page Selection Window
`
`121 Select "Page Selection" from the menu bar of the Main Window to display the “Page
`Selection Window."
`
`[3
`
`In the "Page Number Input Field," input the registered page number that the user wishes to
`have displayed. In the "Display Header Issue Input Field," input the registration number
`that is registered in the relevant registration page of the issue that the user wishes to have
`displayed in the header (Area 1) of the Boards 85 Quotations Screen.
`
`'2' If the registered issue number is input in the "Display Header Issue Input Field," then
`the issue name registered in the corresponding registered issue number is displayed.
`
`13 Performing the "Send" operation will display, in order of registered issue number, the
`registration pages specified by the Boards 3.: Quotations Screen, with the issue of the
`specified registered issue number as the header.
`
`‘is If the "Send" operation is performed without inputting information in the "Display
`Header Issue Input Field," then the issue ofthe registered issue number "01" of the
`specified page is always displayed as the header.
`
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`7~1«-3.2 Calling a Registration page by Selecting the " Previous Page" or "Next Page" Menu
`Bar Item
`
`it is possible to display the previous or next registration page relative to the currently displayed
`page by selecting the "Previous Page" or "Next Page" menu bar item in the Main Window.
`
`Furthermore, in that case, the header registered issue number of the registration page currently
`displayed is earri ed forward.
`
`7-1 1
`
`TSEOO00000747
`
`T7010!-H42
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`Page 25 of 47
`
`Page 25 of 47
`
`

`
`
`
`Chapter 7: Board and Quotation Information Queries
`
`7-1-4 Displayed Issues Page Registration
`
`The "Displayed Issues Page Registration" operation is performed if it is desired to preserve the
`state obtained after performing the operation to update the registered issues of automatic setup
`pages and the Iike-
`
`Displayed issues page registration is an operation that registers, in the optional setup pages of the
`specified pages 1-49, the information of the registration pages that are displayed on the Boards
`& Quotations Screen.
`
`]n that case, the information of displayed registration pages is overwritten even if issues have
`already been registered in specified optional setup pages.
`
`[3 Call up the registration page (automatic setup page after performing the update registration
`operation on the registered issues), wherein the information to be preserved is registered,
`onto the Boards & Quotations Screen.
`
`
`
`[1 From the menu bar of the Main Window, select "Setup" and "_2_ Displayed Issues Page
`Registration" (in that order) to dispiay the "Displayed Issues Page Registration Window."
`3 Displays I" are
`N " ' _ u.; '‘
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`:|_:f,Do you want to register the currently displayed issues information in an
`opllonalsedlttlp page? ,
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`In the "Specified Page Input Field," input the optional setup page to be preserved and then
`perform the "Send" operation.
`
`E]
`
`{It
`
`If an issue is already registered in the optional setup page to be preserved that was input in
`the "Specified Page Input Field," then the "Displayed Issues Page Registration Process
`Confirmation Window" will be displayed. If it is acceptable to overwrite the information,
`then perform the "Send" operation.
`
`i Disola ed Issues Pane Ree. Prosessoir fl
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