`
`Interactive Brokers
`v.
`Trading Technologies
`
`Case CBM2016-00009
`Patent No. 7,685,055
`
`1
`
`
`
`The Invention
`
`Ex.1001 at Fig. 2.
`
`See POR at 36, 74-75.
`
`2
`
`
`
`The Invention
`
`See POR at 41.
`
`Ex.1001 at Fig. 3.
`
`3
`
`
`
`The Invention
`
`See POR at 1.
`
`4
`
`
`
`The Invention
`
`See POR at 3.
`
`5
`
`
`
`The Invention
`
`See POR at 7.
`
`6
`
`
`
`The Invention
`
`See POR at 1.
`
`7
`
`
`
`The Invention
`
`See POR at 1.
`
`8
`
`
`
`The Invention
`
`See POR at 2.
`
`9
`
`
`
`The Invention
`
`See POR at 3.
`
`10
`
`
`
`The Invention
`
`See POR at 4.
`
`11
`
`
`
`The Invention
`
`See POR at 5.
`
`12
`
`
`
`The Invention
`
`See POR at 6.
`
`13
`
`
`
`The Invention
`
`See POR at 7.
`
`14
`
`
`
`The Invention
`
`See POR at 8.
`
`15
`
`
`
`The Invention
`
`See POR at 1-4.
`
`16
`
`
`
`Adjusting Along The Static Axis
`
`is
`“A first plurality of price levels
`displayed along a static price axis and is
`adjusted along a static price axis to an
`adjusted plurality of price levels.”
`
`Ex. 1002 at 0471 (emphasis added).
`
`See POR at 35.
`
`17
`
`
`
`Adjusting Along The Static Axis
`
`See POR at 36.
`
`18
`
`Ex.1001 at Fig. 7.
`
`
`
`Board x4 to Board x2 – Does Not Meet “Adjusting”
`
`See Paper 63, p. 8; Paper 52, p. 2.
`
`19
`
`Ex. 2342 at 37:7 – 38:6.
`
`
`
`Board x4 to Board x2 – Does Not Meet “Adjusting”
`
`Reply at 25.
`
`20
`
`
`
`Board x4 to Board x2 – Does Not Meet “Adjusting”
`
`See Paper 52, pp. 3-4.
`
`Ex. 2342 at 81:7 – 82:2.
`
`21
`
`
`
`Board x4 to Board x2 – Does Not Meet “Adjusting”
`
`See Paper 52, pp. 6-7.
`
`22
`
`Ex. 2342 at 111:5-18.
`
`
`
`Compressed Mode – Not Static
`
`See Paper 63, p. 8; Paper 52, p. 1.
`
`23
`
`Ex. 2342 at 34:10-21.
`
`
`
`Compressed Mode – Not Static
`
`POPR at 64 (citing Ex. 2020).
`
`Ex. 2020 at Appx. E (TSE p. 116).
`
`24
`
`Ex. 2020 at Appx. E (TSE p. 91).
`
`
`
`Compressed Mode – Not Static
`
`Pet. at 47-48 (citing Ex. 1008 (TSE) at 68).
`
`25
`
`
`
`Compressed Mode – Not Static
`
`POPR at 64 (citing Ex. 2020).
`
`26
`
`Ex. 2020 at Appx. E (TSE p. 116).
`
`
`
`Compressed Mode – Not Static
`
`Ex. 1008 (TSE) at 115.
`
`See POR at 54, 69, 72, 75, 80, 83; Pet. at 37, 50, 64.
`
`27
`
`Ex. 1008 (TSE) at 116.
`
`
`
`Compressed Mode – Not Static
`
`“First, the construction requires that the price
`levels do not change positions unless a re-
`centering or repositioning command is received.”
`
`POR at 40.
`
`28
`
`
`
`Compressed Mode – Not Static
`
`See POR, p. 54.
`
`29
`
`Ex. 2331 at 33:4 – 35:6.
`
`
`
`Compressed Mode – Not Static
`
`See POR, pp. 54, 56, 62, 66.
`
`30
`
`Ex. 2331 at 36:21 – 37:5.
`
`
`
`Compressed Mode – Not Static
`
`“This mode is “static” because the ’055 claims don’t prohibit
`continuous repositioning. Rather, the claims permits [sic]
`continuous repositioning, reciting “receiving a repositioning
`command … when a designated price is within a designated
`number of price levels from the lowest value or the highest
`value along the static price axis.” (’055 patent, 34:60-63.)”
`
`Reply at 18.
`
`31
`
`
`
`TSE – No Repositioning of Current Inside Market Price
`
`See POR at 8.
`
`32
`
`
`
`TSE – No Repositioning of Current Inside Market Price
`
`“When the display is in Basic Board Screen mode with an
`uncompressed price display and a repositioning event occurs (e.g.,
`designated price exceeds +1- 3 from the center ("Board x 2") or
`exceeds +1- 1 from center ("Board x 4" and "Board x 6")), the static
`price axis is automatically repositioned such that a current inside
`market price is displayed at a new location. (Roman Decl., ¶ 114;
`see also, TSE, p. 0115 (when a repositioning event occurs when in
`Basic Board Screen mode with Uncompressed price display, "the
`price at the center part of a board is automatically revised and
`displayed").)”
`
`Pet. at 57.
`
`33
`
`
`
`TSE – No Repositioning of Current Inside Market Price
`
`See POR at 36.
`
`34
`
`Ex.1001 at Fig. 15A.
`
`
`
`TSE – No Repositioning of Current Inside Market Price
`
`Pet. at 47-48 (citing Ex. 1008 (TSE) at 68).
`
`35
`
`
`
`TSE – Not End-Based Repositioning
`
`See POR at 38.
`
`36
`
`
`
`TSE – Not End-Based Repositioning
`
`See POR at 54, 69, 72, 75, 80, 83.
`
`37
`
`Ex. 1008 (TSE) at 115.
`
`
`
`TSE – Not End-Based Repositioning
`
`See POR at 39.
`
`38
`
`
`
`TSE – Teaches Away
`
`See POR at 76.
`
`39
`
`
`
`TSE – Number of Price Levels Does Not Change
`
`Ex. 1001 at 7:45-50.
`
`See Reply, p. 10 (citing ‘055 Patent at 7:43-50).
`
`40
`
`
`
`TSE – Number of Price Levels Does Not Change
`
`See POR at 63.
`
`41
`
`
`
`TSE – Number of Price Levels Does Not Change
`
`See POR at 64.
`
`42
`
`
`
`TSE – Number of Locations Does Not Change
`
`See POR at 66-67.
`
`43
`
`
`
`TSE – Does Not Meet Claim 16
`
`Ex. 1001 at 35:51-60.
`
`See POR at 41, 84-85.
`
`Ex. 1001 at Fig. 3
`
`44
`
`
`
`TSE – Does Not Meet Claim 16
`
`Ex. 1008 (TSE) at 0107, 0137.
`
`See POR at 72, 84-85; Pet. at 68-73.
`
`Ex. 1010 (Belden) at Fig. 2B.
`
`45
`
`
`
`TSE – Does Not Meet Claim 16
`
`Ex. 1010 (Belden) at 0008.
`
`Ex. 1010 (Belden) at 0004.
`
`See Pet. at 68-73.
`
`46
`
`
`
`TSE – Not Prior Art
`
`“A reference will be considered publicly accessible if
`it was disseminated or otherwise made available
`to the extent that persons interested and ordinarily
`skilled in the subject matter or art exercising
`reasonable diligence, can locate it.”
`
`Blue Calypso LLC v. Groupon, Inc.,
`815 F.3d 1331, 1348 (Fed. Cir. 2016):
`
`See POR, p. 47.
`
`47
`
`
`
`TSE – Not Prior Art
`
`CBM2015-00179 (Thomas Dep. Tr.) at 136:17 – 138:1.
`
`See Reply at 14.
`
`50
`
`
`
`TSE – Not Prior Art
`
`Ex. 2163 at 44:2-4.
`
`See POR at 46.
`
`51
`
`
`
`TSE – Not Prior Art
`
`Ex. 1011 at 14:15-22.
`
`See POR at 45.
`
`52
`
`
`
`TSE – Not Prior Art
`
`Ex. 2163 at 56:11-15.
`
`Ex. 1011 at 0069:2-4.
`
`See POR at 49.
`
`53
`
`
`
`TSE – Not Prior Art
`
`Ex. 2163 at 60:25-61:3.
`
`See POR at 45.
`
`54
`
`
`
`Problem Addressed by ‘055 Claims
`
`“The ‘055 claims solve problems of prior
`GUIs that included a static price axis and
`dynamic indicators.”
`
`POR at 14.
`
`“These problems were created because
`the indicators could move off or close to
`off the displayed static price axis, causing
`some users to spend time manually
`adjusting the price axis, causing the prior
`art GUI not to convey the state of the
`market precisely or efficiently.”
`
`See POR at 14-15.
`
`See POR at 14-15.
`
`Ex.1001 at
`Fig. 3.
`
`55
`
`
`
`Problem Addressed by ‘055 Claims
`
`Ex. 1001 at 9:21-27.
`
`See POR at 9-10.
`
`Ex. 1001 at 26:31-37.
`
`Ex.1001 at
`Fig. 3.
`
`56
`
`
`
`§ 101: Step One of Alice
`
`“The claims are directed to the
`distinguishing structure, make-up
`and functionality of the claimed
`GUI tool itself.”
`
`POR at 12.
`
`See POR at 12.
`
`Ex.1001 at
`Fig. 3.
`
`57
`
`
`
`§ 101: Step Two of Alice
`
`“The solution to this problem—
`recited in detail in the claims—is
`rooted in computer technology,
`i.e., by creating a GUI with the
`claimed structure, makeup and
`functionality.”
`
`POR at 22.
`
`See POR at 22.
`
`Ex.1001 at Fig. 3.
`
`Ex.1001 at
`Fig. 3.
`
`58