Paper No. ____
` Filed: July 8, 2016
`
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`__________________
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`__________________
`IBG LLC; INTERACTIVE BROKERS LLC;
`TRADESTATION GROUP, INC.; TRADESTATION SECURITIES, INC.;
`TRADESTATION TECHNOLOGIES, INC.;
`and IBFX, INC.
`
`Petitioners
`v.
`
` TRADING TECHNOLOGIES INTERNATIONAL, INC.
`
`Patent Owner
`_________________
`Case CBM2015-00182
`U.S. Patent 6,772,132
`
`
`
`
`
`
`
`
`
`
`
`
`
`LISTING OF CITATIONS OF
`PATENT OWNER’S EXHIBITS
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
` Filed: July 8, 2016
`
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`__________________
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`__________________
`IBG LLC; INTERACTIVE BROKERS LLC;
`TRADESTATION GROUP, INC.; TRADESTATION SECURITIES, INC.;
`TRADESTATION TECHNOLOGIES, INC.;
`and IBFX, INC.
`
`Petitioners
`v.
`
` TRADING TECHNOLOGIES INTERNATIONAL, INC.
`
`Patent Owner
`_________________
`Case CBM2015-00182
`U.S. Patent 6,772,132
`
`
`
`
`
`
`
`
`
`
`
`
`
`LISTING OF CITATIONS OF
`PATENT OWNER’S EXHIBITS
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`CBM2015-00182
`
`U.S. Patent 6,772,132
`
`Pursuant to the Board’s Order of June 28, 2016 (Paper 64), Patent Owner
`
`Trading Technologies International, Inc. (“TT”), files this listing of exhibits filed
`
`in this proceeding and where the exhibit is cited in the record. Patent Owner
`
`respectfully notes that certain exhibits (e.g., transcripts of Board calls) are not
`
`necessarily cited, but were required to be filed.
`
`Exhibit Number
`
`Citation
`
`2001
`
`2002
`
`2003
`
`2004
`
`2005
`
`Patent Owner's Preliminary Response [Paper 15] at 8.
`
`Patent Owner's Preliminary Response [Paper 15] at 12.
`
`Patent Owner's Preliminary Response [Paper 15] at 12.
`
`Patent Owner's Preliminary Response [Paper 15] at 12-
`
`1 3.
`
`Patent Owner's Preliminary Response [Paper 15] at 13.
`
`Patent Owner's Preliminary Response [Paper 15] at 13.
`
`Patent Owner's Preliminary Response [Paper 15] at 13.
`
`Patent Owner's Preliminary Response [Paper 15] at 13.
`
`Patent Owner's Preliminary Response [Paper 15] at 13.
`
`Patent Owner's Preliminary Response [Paper 15] at 13.
`
`Patent Owner's Preliminary Response [Paper 15] at 13.
`
`
`
`CBM2015-00182
`
`U.S. Patent 6,772,132
`
`Exhibit Number
`
`Citation
`
`2013
`
`2014
`
`2015
`
`2016
`
`2017
`
`Patent Owner's Preliminary Response [Paper 15] at 20.
`
`Patent Owner's Preliminary Response [Paper 15] at 20.
`
`Patent Owner's Preliminary Response [Paper 15] at 20.
`
`Patent Owner's Preliminary Response [Paper 15] at 21.
`
`Patent Owner's Preliminary Response [Paper 15] at 22-
`
`23.
`
`Patent Owner's Preliminary Response [Paper 15] at 57.
`
`Patent Owner's Preliminary Response [Paper 15] at 25.
`
`Patent Owner's Preliminary Response [Paper 15] at 25.
`
`Patent Owner's Preliminary Response [Paper 15] at 25.
`
`Patent Owner's Preliminary Response [Paper 15] at 25.
`
`Patent Owner's Preliminary Response [Paper 15] at 26.
`
`Patent Owner's Preliminary Response [Paper 15] at 26.
`
`Patent Owner's Preliminary Response [Paper 15] at 48.
`
`Patent Owner's Preliminary Response [Paper 15] at 54.
`
`
`
`Exhibit Number
`
`Citation
`
`CBM2015-00182
`
`U.S. Patent 6,772,132
`
`2030
`
`203 1
`
`2032
`
`2033
`
`2034
`
`2035
`
`2036
`
`2037
`
`2038
`
`2039
`
`2040
`
`2041
`
`2042
`
`2043
`
`2044
`
`2045
`
`2046
`
`2048
`
`Patent Owner's Preliminary Response [Paper 15] at 57.
`
`Patent Owner's Preliminary Response [Paper 15] at 57.
`
`Patent Owner's Preliminary Response [Paper 15] at 49.
`
`Patent Owner's Preliminary Response [Paper 15] at 61.
`
`Patent Owner's Preliminary Response [Paper 15] at 62.
`
`Patent Owner's Preliminary Response [Paper 15] at 64.
`
`Patent Owner's Preliminary Response [Paper 15] at 59.
`
`Patent Owner's Preliminary Response [Paper 15] at 62.
`
`Patent Owner's Preliminary Response [Paper 15] at 68.
`
`Patent Owner's Preliminary Response [Paper 15] at 60.
`
`Patent Owner's Preliminary Response [Paper 15] at 62.
`
`Patent Owner's Preliminary Response [Paper 15] at 62.
`
`Patent Owner's Preliminary Response [Paper 15] at 64.
`
`Patent Owner's Preliminary Response [Paper 15] at 67.
`
`Patent Owner's Preliminary Response [Paper 15] at 58.
`
`
`
`Exhibit Number
`
`Citation
`
`CBM2015-00182
`
`U.S. Patent 6,772,132
`
`2049
`
`2050
`
`205 1
`
`2052
`
`Patent Owner's Preliminary Response [Paper 15] at 56.
`
`Patent Owner's Preliminary Response [Paper 15] at 56.
`
`Patent Owner's Preliminary Response [Paper 15] at 55-
`
`56.
`
`Patent Owner's Preliminary Response [Paper 15] at 62.
`
`Patent Owner's Preliminary Response [Paper 15] at 62.
`
`Patent Owner's Preliminary Response [Paper 15] at 62.
`
`Patent Owner's Preliminary Response [Paper 15] at 62.
`
`Patent Owner's Preliminary Response [Paper 15] at 75.
`
`Patent Owner's Preliminary Response [Paper 15] at 32.
`
`Patent Owner's Preliminary Response [Paper 15] at 58-
`
`59.
`
`Patent Owner's Preliminary Response [Paper 15] at 59.
`
`Patent Owner's Preliminary Response [Paper 15] at 33.
`
`Patent Owner's Preliminary Response [Paper 15] at 59.
`
`Patent Owner's Preliminary Response [Paper 15] at 25.
`
`Patent Owner's Preliminary Response [Paper 15] at 25.
`
`
`
`Exhibit Number
`
`Citation
`
`CBM2015-00182
`
`U.S. Patent 6,772,132
`
`2107
`
`2121
`
`2124
`
`2125
`
`2126
`
`2133
`
`2140
`
`Patent Owner's Response [Papers 61 & 66] at 23.
`
`Patent Owner's Response [Papers 61 & 66] at 25-26 n.1.
`
`Patent Owner's Response [Papers 61 & 66] at 27.
`
`Patent Owner's Response [Papers 61 & 66] at 22.
`
`Patent Owner's Motion for Additional Discovery [Papers
`
`5l&53]at1.
`
`Patent Owner's Motion for Additional Discovery [Papers
`
`51& 53] at 1-2.
`
`Patent Owner's Motion for Additional Discovery [Papers
`
`51&53] at3.
`
`Patent Owner's Motion for Additional Discovery [Papers
`
`51&53] at8.
`
`Patent Owner's Motion for Additional Discovery [Papers
`
`51&53] at3.
`
`Patent Owner's Motion for Additional Discovery [Papers
`
`
`
`CBM2015-00182
`
`U.S. Patent 6,772,132
`
`51 & 53] at 7.
`
`Patent Owner's Motion for Additional Discovery [Papers
`
`51 & 53] at 3.
`
`Patent Owner's Motion for Additional Discovery [Papers
`
`51 & 53] at 7-3.
`
`Patent Owner's Motion for Additional Discovery [Papers
`
`51 & 53] at 10.
`
`Patent Owner's Motion for Additional Discovery [Papers
`
`51 & 53] at 10.
`
`Patent Owner's Motion for Additional Discovery [Papers
`
`51 & 53] at 10.
`
`Patent Owner's Motion for Additional Discovery [Papers
`
`51 & 53] at 10.
`
`Patent Owner's Motion for Additional Discovery [Papers
`
`51 & 53] at 10.
`
`Patent Owner's Motion for Additional Discovery [Papers
`
`51&53] at9.
`
`Patent Owner's Motion for Additional Discovery [Papers
`
`
`
`CBM2015-00182
`
`U.S. Patent 6,772,132
`
`Exhibit Number
`
`Citation
`
`51&53] at3.
`
`Patent Owner's Motion for Additional Discovery [Papers
`
`51 & 53] at 2.
`
`Patent Owner's Motion for Additional Discovery [Papers
`
`51&53] at3.
`
`Patent Owner's Motion for Additional Discovery [Papers
`
`51&53] at3.
`
`Patent Owner's Response [Papers 61 & 66] at 65 n.l0.
`
`Patent Owner's Response [Papers 61 & 66] at 65.
`
`Patent Owner's Response [Papers 61 & 66] at 66 n. 10.
`
`Patent Owner's Response [Papers 61 & 66] at 65.
`
`Patent Owner's Response [Papers 61 & 66] at 65.
`
`Patent Owner's Response [Papers 61 & 66] at 72.
`
`Exhibit 2169 [Thomas Decl.], 1] 69.
`
`Patent Owner's Response [Papers 61 & 66] at 73.
`
`Patent Owner's Response [Papers 61 & 66] at 8.
`
`2159
`
`2160
`
`2161
`
`2162
`
`2163
`
`2164
`
`2165
`
`2166
`
`2168
`
`Confidential 2169
`
`Patent Owner's Response [Papers 61 & 66] at 10.
`
`2170
`
`Patent Owner's Response [Papers 61 & 66] at 32.
`
`
`
`CBM2015-00182
`
`U.S. Patent 6,772,132
`
`Exhibit Number
`
`Citation
`
`2171
`
`Patent Owner's Response [Papers 61 & 66] at 35.
`
`Confidential 2172
`
`Patent Owner's Response [Papers 61 & 66] at 34.
`
`2173
`
`2174
`
`2175
`
`2176
`
`2177
`
`2178
`
`2179
`
`2180
`
`2201
`
`2202
`
`2203
`
`2204
`
`2205
`
`2206
`
`2207
`
`2208
`
`Patent Owner's Response [Papers 61 & 66] at 35.
`
`Patent Owner's Response [Papers 61 & 66] at 8.
`
`Patent Owner's Response [Papers 61 & 66] at 62 n.8.
`
`Patent Owner's Response [Papers 61 & 66] at 62.
`
`Patent Owner's Response [Papers 61 & 66] at 62 n.8.
`
`Patent Owner's Response [Papers 61 & 66] at 78.
`
`Patent Owner's Response [Papers 61 & 66] at 8.
`
`Exhibit 2169 [Thomas Decl-], 1] 8.
`
`Exhibit 2169 [Thomas Decl.], 1] 7 n.3.
`
`Exhibit 2169 [Thomas Decl-], 1] 7 n-3.
`
`Exhibit 2169 [Thomas Decl.], 1] 10.
`
`Exhibit 2169 [Thomas Decl.], 1] 18.
`
`Exhibit 2169 [Thomas Decl.], 1] 41.
`
`Patent Owner's Response [Papers 61 & 66] at 56.
`
`Exhibit 2169 [Thomas Decl.], 1] 66.
`
`
`
`Exhibit Number
`
`Citation
`
`CBM2015-00182
`
`U.S. Patent 6,772,132
`
`2209
`
`2210
`
`2211
`
`2212
`
`2213
`
`2214
`
`2215
`
`2216
`
`2217
`
`2218
`
`2219
`
`2220
`
`2221
`
`2222
`
`2223
`
`Exhibit 2169 [Thomas Decl.], 1] 67.
`
`Patent Owner's Response [Papers 61 & 66] at 31.
`
`Patent Owner's Response [Papers 61 & 66] at 38.
`
`Exhibit 2169 [Thomas Decl.], 1] 83.
`
`Patent Owner's Response [Papers 61 & 66] at 38.
`
`Patent Owner's Response [Papers 61 & 66] at 39.
`
`Exhibit 2169 [Thomas Decl.], 1] 107.
`
`Patent Owner's Response [Papers 61 & 66] at 45.
`
`Patent Owner's Response [Papers 61 & 66] at 36.
`
`Patent Owner's Response [Papers 61 & 66] at 49.
`
`Patent Owner's Response [Papers 61 & 66] at 39.
`
`Patent Owner's Response [Papers 61 & 66] at 42.
`
`Patent Owner's Response [Papers 61 & 66] at 43.
`
`Patent Owner's Response [Papers 61 & 66] at 43.
`
`Patent Owner's Response [Papers 61 & 66] at 47.
`
`Confidential 2224
`
`Patent Owner's Response [Papers 61 & 66] at 45.
`
`Conf1dential2225
`
`Patent Owner's Response [Papers 61 & 66] at 49.
`
`2226
`
`Patent Owner's Response [Papers 61 & 66] at 52-53.
`
`10
`
`
`
`CBM2015-00182
`
`U.S. Patent 6,772,132
`
`Exhibit Number
`
`Citation
`
`2227
`
`2228
`
`2229
`
`2230
`
`2231
`
`Patent Owner's Response [Papers 61 & 66] at 40.
`
`Patent Owner's Response [Papers 61 & 66] at 41.
`
`Patent Owner's Response [Papers 61 & 66] at 41.
`
`Patent Owner's Response [Papers 61 & 66] at 52.
`
`Exhibit 2169 [Thomas Decl.], 1[ 110.
`
`Confidential 2232
`
`Exhibit 2169 [Thomas Decl.], 1] 110.
`
`2233
`
`2234
`
`2235
`
`2236
`
`2237
`
`2238
`
`2239
`
`2240
`
`2241
`
`2242
`
`2243
`
`2244
`
`Patent Owner's Response [Papers 61 & 66] at 57.
`
`Patent Owner's Response [Papers 61 & 66] at 36-37.
`
`Exhibit 2169 [Thomas Decl.], 1] 122.
`
`Patent Owner's Response [Papers 61 & 66] at 37.
`
`Patent Owner's Response [Papers 61 & 66] at 37.
`
`Patent Owner's Response [Papers 61 & 66] at 37.
`
`Patent Owner's Response [Papers 61 & 66] at 49.
`
`Patent Owner's Response [Papers 61 & 66] at 50-51.
`
`Patent Owner's Response [Papers 61 & 66] at 50-51.
`
`Patent Owner's Response [Papers 61 & 66] at 50-51.
`
`Patent Owner's Response [Papers 61 & 66] at 50-51.
`
`Patent Owner's Response [Papers 61 & 66] at 50-51.
`
`11
`
`
`
`CBM2015-00182
`
`U.S. Patent 6,772,132
`
`Exhibit Number
`
`Citation
`
`2245
`
`2246
`
`Patent Owner's Response [Papers 61 & 66] at 50-51.
`
`Patent Owner's Response [Papers 61 & 66] at 50-51.
`
`Confidential 2247
`
`Patent Owner's Response [Papers 61 & 66] at 55.
`
`2248
`
`2249
`
`2250
`
`2251
`
`2252
`
`2253
`
`2254
`
`2255
`
`2256
`
`2257
`
`2258
`
`2259
`
`2260
`
`2261
`
`2262
`
`Patent Owner's Response [Papers 61 & 66] at 50.
`
`Patent Owner's Response [Papers 61 & 66] at 50.
`
`Patent Owner's Response [Papers 61 & 66] at 31-32.
`
`Patent Owner's Response [Papers 61 & 66] at 50-51.
`
`Patent Owner's Response [Papers 61 & 66] at 50-51.
`
`Patent Owner's Response [Papers 61 & 66] at 50-51.
`
`Patent Owner's Response [Papers 61 & 66] at 50-51.
`
`Patent Owner's Response [Papers 61 & 66] at 50-51.
`
`Patent Owner's Response [Papers 61 & 66] at 50-51.
`
`Patent Owner's Response [Papers 61 & 66] at 50-51.
`
`Patent Owner's Response [Papers 61 & 66] at 50-51.
`
`Patent Owner's Response [Papers 61 & 66] at 50-51.
`
`Patent Owner's Response [Papers 61 & 66] at 50-51.
`
`Patent Owner's Response [Papers 61 & 66] at 50-51.
`
`Patent Owner's Response [Papers 61 & 66] at 50-51.
`
`12
`
`
`
`CBM2015-00182
`
`U.S. Patent 6,772,132
`
`Exhibit Number
`
`Citation
`
`2263
`
`2264
`
`2265
`
`2266
`
`2267
`
`2268
`
`2269
`
`Patent Owner's Response [Papers 61 & 66] at 50-51.
`
`Patent Owner's Response [Papers 61 & 66] at 50-51.
`
`Patent Owner's Response [Papers 61 & 66] at 50-51.
`
`Patent Owner's Response [Papers 61 & 66] at 50-51.
`
`Patent Owner's Response [Papers 61 & 66] at 50-51.
`
`Patent Owner's Response [Papers 61 & 66] at 50-51.
`
`Patent Owner's Response [Papers 61 & 66] at 50-51.
`
`Confidential 2270
`
`Patent Owner's Response [Papers 61 & 66] at 50-51.
`
`2271
`
`2272
`
`2273
`
`2274
`
`2275
`
`2276
`
`2277
`
`2278
`
`2279
`
`2280
`
`Patent Owner's Response [Papers 61 & 66] at 50-51.
`
`Patent Owner's Response [Papers 61 & 66] at 50-51.
`
`Patent Owner's Response [Papers 61 & 66] at 51.
`
`Patent Owner's Response [Papers 61 & 66] at 51.
`
`Patent Owner's Response [Papers 61 & 66] at 51.
`
`Patent Owner's Response [Papers 61 & 66] at 51.
`
`Patent Owner's Response [Papers 61 & 66] at 51.
`
`Patent Owner's Response [Papers 61 & 66] at 51.
`
`Patent Owner's Response [Papers 61 & 66] at 48.
`
`Patent Owner's Response [Papers 61 & 66] at 48.
`
`13
`
`
`
`CBM2015-00182
`
`U.S. Patent 6,772,132
`
`Exhibit Number
`
`Citation
`
`2281
`
`2282
`
`2283
`
`2284
`
`2285
`
`Patent Owner's Response [Papers 61 & 66] at 48.
`
`Patent Owner's Response [Papers 61 & 66] at 48.
`
`Patent Owner's Response [Papers 61 & 66] at 49.
`
`Patent Owner's Response [Papers 61 & 66] at 34.
`
`Patent Owner's Response [Papers 61 & 66] at 34.
`
`Conf1dential2286
`
`Patent Owner's Response [Papers 61 & 66] at 34.
`
`2287
`
`2288
`
`2289
`
`2290
`
`2291
`
`2292
`
`2293
`
`Patent Owner's Response [Papers 61 & 66] at 66.
`
`Exhibit 2169 [Thomas Decl.], 1] 153.
`
`Exhibit 2169 [Thomas Decl.], 1] 154.
`
`Patent Owner's Response [Papers 61 & 66] at 36 n.3.
`
`Exhibit 2169 [Thomas Decl-], 1] 154.
`
`Patent Owner's Response [Papers 61 & 66] at 13.
`
`Exhibit 2169 [Thomas Decl-], 1] 173.
`
`Confidential 2294
`
`Patent Owner's Response [Papers 61 & 66] at 13.
`
`Confidential 2295
`
`Exhibit 2169 [Thomas Decl.], 1] 173.
`
`2296
`
`2297
`
`Exhibit 2169 [Thomas Decl.], 1] 173.
`
`Exhibit 2169 [Thomas Decl.], 1] 175.
`
`14
`
`
`
`CBM2015-00182
`U.S. Patent 6,772,132
`
`
`Respectfully Submitted,
`
`
`By: /Erika H. Arner/
`Erika H. Arner (Reg. No. 57,540)
`
`Date: July 8, 2016
`
`
`
`
`
`
`
`15
`
`
`
`CERTIFICATE OF SERVICE
`
`CBM2015-00182
`U.S. Patent 6,772,132
`
`
`The undersigned hereby certifies that a copy of the foregoing Listing of
`
`
`
`Citations of Patent Owner’s Exhibits was served on July 8, 2016, via email
`
`directed to counsel of record for the Petitioner at the following:
`
`Robert Sokohl
`rsokohl-PTAB@skgf.com
`
`Lori Gordon
`lgordon-ptab@skgf.com
`
`Richard Bemben
`rbemben-PTAB@skgf.com
`
`John C. Phillips
`CBM41919-0008CP1@fr.com
`
`PTAB@skgf.com
`
`
`Date: July 8, 2016
`
`
`
`/Bradley J. Moore/
`Bradley J. Moore
`Litigation Legal Assistant
`
`Finnegan, Henderson, Farabow, Garrett
`& Dunner, LLP
`
`
`
`16
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