TRADING TECH EXHIBIT 2048
`IBG ET AL. v. TRADING TECH
`CBM2015-00181
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`PTOISBIOOB (11-07)
`Mwwfl to! WI Ihmugft ‘HBOIZWV. OMB 0853-0031
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`INFORMATION DISCLOSUR
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`STATEMENT BY APPLICAN
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`Initials’
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`include name of the author (in CAPITAL LETTERS). titie of the erticie (when appropriate). title of
`the Item (book. magazine, ioumei, seriai. symposium. catalog. etc.). date. pege(s). volume-Issue
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`CAC and sroxx Futures on MATIF NSC v1= Launch: 3/15/99, ex 537, G
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`Trading Pad User Manuai, oa/1o/99. ex 539, G 112123-G 112131, DTX 539
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`3/so/1993, ex 592, MCOO0046-MCOO0i16. DTX 592
`LIFFE Connect tor Futures User Guide V4.50, 02/00/99. DX 593, G 122900-G
`122933, orx 593
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`G 123548-G 123603. DTX 605
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`tnetude copy ettnis term vain next communication to applicant.
`1 Apeiieenre unique dteibn designation number (optional). 2 Apptiani is to piece e chad: merit nere ti English iengueoe Yreneiatien ie etiedved.
`Tnie collection elinierrneibn is required ey 37 CPR 1.08. The hiennetbn le required in obtain or reteh e benefit by the patio which ie ieflo (end by the USPTO
`to process) en eppiitatten. Cenneentteiity Ie governed by 35 u.s.c. 122 end 31 cm 1.14. rm eeiiedien is estimated te take 2 hours to complete. tnauetng
`gathering. prepedng. end euhnitting the aunpleted epeiiceiien turn to the USPTO. 111M will very depending upon the individual ceee. Any eerninenie on me
`emounl at time you require to complete this ten-n endler euggeaeem tar red
`this eureen. eneuie be will to the Ohio! iniermetien Oflieer. U.5. Petent end
`Yreeemett Ollice. PD. 801 1450. Aiexmdrie. VA 22313-1450. 00 NOT SEND EES OR COWLETED FORMS To THIS ADDRESS. BEN! 70:
`Commissioner tor Petence. P.0. Box 1450. Alexendrie. VA 22313-1450.
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`"You need assurance In comP’9WD9 the loan. can 1-800-PTO~9199 (1-800-768-9199) and attract option 2.
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`Page 2 of 38
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`PTOISBIi)BB(11-07)
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`include name oftheauthor(In CAPITAL LETTERS). we at the article (when approptiata). we of
`Matii VF: V4.50 Manual, 3/so/1999, ox 612, MC 000047-MC 000116. I
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`or Conducting Security Transactions Over Coputer
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`EXAMINER mum Ii . mica considered. mm: 0! not citation is h anniovmlmce mm MP8? 808. mm lino Ihrough citation II not In eonimmnnco no not
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`1 Applicant‘: unique dluiion duignaiian numbot (opiiouoi). 3 Amalia»! in to pines I chad: mark new it English language Translation in Iitachod.
`Thin collection cl Iniormaiion in nqulten by 37 cm 1.06. The Inionnniion is roqumd lo oolain or retain a benefit lay tha pubic which I! to inn (and by we USPTO
`to menu) on application. Confldenflailyia povamod by 35 u.s.c. 122 and 37 CPR 1.14. Thin ceiiociinn is uflmaioc in lake 2 hours in cotnpiflfl. iM'-106109
`gathering. preparing. and uubmiiilnu Ibo comoioiud applicoibn form in vm USPTO. Time will vary depending upon me tnamaum can. My comment: on me
`nmounl oi Iimo you ncuiro to complete that icrm indict Iuugoslbn: lav Inducing this human. shouia be com to the cm: Iniormaion Olflur. u.s_ Paint and
`Tradnrnurt Omen, 9.0. Box 1450, Aieuandvh. VA 22313-1450. no NOT SEND FEES OR CODAPLEYED FORMS TO mus ADDRESS. SEND to:
`Commisaionur for Patents. P.O. Box 1450. Alonndrln. VA 22313-1450.
`
`If yuu need assistance in completing the arm. can 1-800-PTO-9199 (L800-786-9199) and select option 2.
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`Page 3 of 38
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`PTOISBIOIB (11-01)
`lo! me through HIJOIZOOT. OMB W51-0031
`u.s. Paton! and Trndamart Omen: US. DEPARTMENT O COMMERCE
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`INFORMATION DISCLOSUR
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`(Use on many shoot: as necessary} NON PATENT LITERATURE DOCUMENTS
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`consldarud. vmelmr at nm citation in in conlormance Mm MPEP 609. Draw Ilno lhruugh cllnllon II no! In conlormanco and not
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`1 Appleonfa mm dlnfion dulonollm nvmbor (optional). 2 Agpucam In to vines in aim mm mm ll Englsh language Translation In unacnou.
`‘ms coilocmn oi lnlorrrmion is required by 37 CPR 1.08. The lnlorrnollon is required in obtain or retain a banalll by Ina puui: which in In lilo (and by the USPTO
`to procouhn Ippllcstlon. curlldanlhlny is governed by J! U.B.C. 122 and 37 CPR 1.14. Thu collection In oullrnulod lo Ian 2 hours to complete, Including
`enlhoflnn. rnpning. and submitting the cornplalod application lorm lo mo USPTO. Tune MI vary aapondlng uyen mo rnamouu case. Any comments on no
`amount oi line you roquiru to ocrngute ml: lorm undo: Iuuesllurn lbr mtrclna this burden. shout! to mm lo the chic! Iniormallon Oihor. u.a Felon! and
`Tnaunan: once. 9.0. So: H50‘ Nuundna. VA 22313-1430. 00 N01’ SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. OEND 1'0:
`Commissioner lor Patents. P.O. Box 1450. Alexandria. VA 22311-1450.
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`
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`If you need assistance In completing the form. cal 1-600-PTO-9199 (1-800-788-9199) and select option 2.
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`Page 4 of 38
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`PTOISBMGB (1 1431)
`Approved For an Inmunh11I30I2001. OMB N51-0031
`u.s. Potant und Tradnrnnrt OM:-.9: U.8. DEPARTMEN! OF COMMERC
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`Subaflmo (or him IMOIPTO
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`INFORMATION DISCLOSURE
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`STATEMENT BY APPLICANT
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`(Uu at many anon: on nocouuy)
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`Include name of the author (In CAPITAL LETTERS). tins of the aniclo (when appropriate). we of
`the Item (book. magazine. Journal. serial. symposium, catalog. etc.). data. I-3396(3). volume-Issue
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`W Declaration of w. BUIST re: WIT DSM System, 04/26/06. PX 365,
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`lnlthi I! re arena continued. whine: or not umlon b h conformance with MPEP 609. Dmw uno lhrough citation U noun coniormaneo and MI
`‘EXAMINER:
`comldorod. memo copy of this form van nut qnnlmultcauon lo applcnnl.
`I Apollcanfo unique dtallon dulgnmon numbor (optional). 2 Aopllanl Is to plan 0 chuck mark have It Engillh language Tumiauon to Bllldiid.
`Thin wlladton cl Inbrmaunn II Nfiulru by 37 CPR 1.98. TM Inbnnauon II mqulnd to oblaln or min!» I hunafll try Ira puhflc vmkh It to filo turd Dy ma USPTO
`to puma) on apnllauvn. Confldwllallly Is governed by 35 u.s.c. I22 and 37 CFR 1.14. ‘ml; aolhcflon Is ulhnabd to Ian 2 hours to complain, lndufllng
`nalnarlng. pmpaflnn. Ind submitting the mmpwoa anpunallon loan in ma USPTO. Turn wll vary depending upon the mamas tun. My wmnenu on me
`amounl or lino you require to annotate rm roan andlor suagwlam (or roduclno Imu burden. ohwid be «M lo the crust lntormauon Omar. U.S. Parent and
`rmdnmam omen. P.O. am 1450. Nouanana. VA 22313-1450. 00 N01’ SEND FEES on COMFLETED FORMS TO THIS ADDRESS. SEND TO:
`Commlnlonor for Patents. P.O. Box 1450. Alexandria, VA 22313-1450.
`
`I! you need assistance In completing the form. call 1-800-PTO-9199 (1-BOO-788-9199) and select option 2.
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`Page 5 of 38
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`Svbillllm lot lovm MIDIPTO
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`PTOISBIDOB (I1-07)
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`Initials‘
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`NON PATENT LITERATURE DOCUMENTS
`Include name of the author (In CAPITAL LETTERS). tltle of the article (when appropriate), title of
`the Item (book. magazine. journal. sadal. yrnposfum. calalog, otc.). dale, paga(a), voiume-Issue
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`lnchada uopyol Eh: loin wflh non oomrnunlcauon lo nypllcanl.
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`1 Auptluzlnfl unbw cuallo-1 Goalonnnon number (opaonal). 2 Agollanl In in plot: a chad: mark have If English iungungo Trumlanon Ls attached.
`‘Mg ooliocllon oi (nforrnmlon b mculrers by 37 CFR 1.98. The lnrormnelon I: roqumd to obtain or main a bonoill by me puwo whbh rs to mo (and by the USPTO
`Io WDCUI3)G-'1 ocprlcnuon. Ccnfldununllrv is govnmazl ay 35 U.S.C. 122 and 31 CFR 1.14. This cdlocllon Ia oslllnatoa In Into 2 hour! to compute. Indudlnc
`galnodna. propnflnn. and uubmtmng the oompioiud nyplhcauon mm to me USPTO. Ylmo MI vary depending upon mo Indmduoi an. My uummonu on the
`amount 01 time you require to complain on form nmflor nuagoallom lo: reducing this burden. ahouid in nut to the cm! lntormatlon Oincer. 0.3. Patent and
`Tr:-‘amarx Oflb. R0. 80: N50. Alaxandrla. VA 22313-1450. Do No‘! SEND FEES OR COMPLETED FORMS To THIS ADDRESS. SEND rm
`commissioner for Putsntu. PO. Box 1450. Alexandria. VA 22313-1450.
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`II‘ you used osalaranco In cornplbflag mo form, call 1-800-P709199 ( I-800-766-9199,‘ and salad option 2.
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`Page 6 of 38
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`Sublllltdl ta form IMBIPTO
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`INFORMATION DISCLOSUR
`STATEMENT av APPLICAN
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`PTOIBB/DIE U‘-07)
`ABMDVN [W 080 INUIDQVI ‘T503007. ONB $51-0031
`U.S. P018!“ Illfl Tfldiffllfl 0%: U5. DEPARTKNT OF COMMERCE
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`‘EXAMINER: Inltlet ll telerence cenllderae. whether or not cltetlen ln ln conformance ulth MPEP 609. Drew tlne through dtallon It not In
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`ccnelderad. Include envy el we term wlth next wmrmnleatlen te epallcent.
`‘ Aavtlconfo Imlnun dtetton deelgnallcn number (optional). 2 Apptlant la to place a check man: here ll English language Trenetetlen I: attached.
`TM! cethcllen cl lnlounetbn b reunited by 31 CFR ‘.98. The Inicrrrtetlcn te required to obtain or retain a benefit by the public which I: to me (and oy the USPTO
`'0 NONI!) In lflflallolt centldentletlty la governed by 35 U.8.C. 122 and 31 CFR 1.14. ‘IN: cdlectton Ia eetlmelea to tetra 2 hour: Incomplete. Including
`gathering. anaemia. and submitting the cemrdetee eppllcetlen loan to the USPTO. Tlvne Mil very deyenelng upon the lndlvtdual eeee. My comments on the
`amount cl limo you requlre to complete thle term andlor eugoeetlone for reducing thla burden. ehetld be not to the cm! Intermelten Omar. 0.5. Patent and
`Tnwernertr Otnce, 9.0. Be: ‘I460. Nexandrle. VA 22313-1450. 00 NOT SEND FEES OR COMPLETED FORMS To THIS ADDRESS. SEND 70:
`Comrnlaaloner tor Patents. P.O. Box 1450. Alexandria, VA 22313-1450.
`
`Ilyuu need assistance In completing the farm. can 1-800-PTO-9199 (I-800-788-9199) and select option 2.
`
`Page 7 of 38
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`

`
`P'I'OI3BIOBB(11-01)
`Appruved re: use lhrouyh11I30f2007.0MB oeswnsr
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`INFORMATION DISCLOSURE
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`STATEMENT BY APPLICANT
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` Include name oflhe author (InCAPITAL LETTERS). title ofthe artlde (when epproprlele). title of I
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`considered. lndude copy of we lonn wmnearl comnwnlcelbn to epplleenl.
`1 Appllcenfl unlzuo dlellen deelgneflon number (opllonel). 2 Appaant In to meet: 0 chad: manr here ll English Ienguege Tremhllen le eneched.
`‘me collection of Inlonnalbn In mqulred lay 37 CFR 1.98. no lnbmulan la requlred lo oblnln or releln e uenem oy lne nubile vrhldr In In £1e(end In the 08710
`to process) an eppbllon. Confldoflllnllly la governed by 35 U.S.C. 122 end 37 CPR L14. 1110 cdlecllon Ie ewmeled to late 2 Home to mrnplale. Indlfllng
`gerherlw. propane. and wborlmlng the oenreleled eppllcelloe lean lo lhe USPWO. Tlmo ell very dependlng upon lhe lndmduel can. Any eemmerne on the
`amount or Ilrne you require to complete 1111: lorrn ennler eugauxlorl rer reduclru lnle burden. enema be sent to me Cale! lnlormellen Ofllcer. us. Pelenl enn
`Trademark Ofla. e.o. sex 1460. Nenndrle. VA 22313-1450. 00 NOT SEID FEES OR COMPLETED FORMS ro THIS ADDIIESS. 85140 to:
`cemmleeloner lot Patents, P.O. Box 1450. Aluandrla. VA 22313-1450.
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`I! you need assistance In completing the (arm. can 1-800-PTO-9199 (1-B00-788-9199) and select option 2.
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`Page 8 of 38
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`
`prorsama (1 107)
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`TN: wliecoon er lnlermailon In required by :7 CFR 1.83. The Iniormatbn I: required in oolaln or retain a benem by he public which in to Illa (and wine USPTO
`I0 Brown) 1"‘ Biwllcedon. Conlidcnilailiy is governed by 35 U.S.C. I22 and 37 CFR 1.14. This cdleellon le eeilmnied we like 2 hours ie GIMDIBIB. Inulidlnn
`gathering. preoerlng. nnd eubmiillna the completed application form in live USPTO. 11me will vary depending upon the individual cue. Any comment: on me
`ernaunl at lime you reoulre in eemnlele ihll form India! Iuogesilone lei reducing rm burden. u-we be ion! in me cm! Iniorrneliori Offieer. 0.3. Patent and
`Truoernart Olnw. Po. Box 1450. Alexandria, VA 22313-1450. 00 NOT SEND FEES OR COMPLETED FORMS To THIS ADDRESS. BEND 1'0:
`Commissioner for Petenla. P.0. Box 1650. Alexandria. VA 22313-1450.
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`I! you need assistance In completing the (arm. cefl 1-600-PTO-9199 (1-€00-786-9199) and soles! option 2.
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`Page 9,of 38
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`Subaiima lav Iovrn 1¢49IPTO
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`STATEMENT BY APPLICANT
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`‘EXAMINER: Initial
`aonalaaraa. Induda may a! this farm mm nan communication to aanawnx.
`1 Applcanfa unique diailan dulanlllan mambo: (optional). 2 Apalicuni I: la ciaco I much man: have I! Engflan language Translation In albchod.
`This culiaclian oi Iniarrnauan la raquhad by 37 CPR 1.00. Tho Inlorrnaunn la raquirad to oouln or raunln a mum by Ina public Milan is to mo (and by Ina USPTO
`In praaaaa) an applaailon. confloaniialny is governed by 35 U.3.C. 122 and 37 CPR 1.14. This cdlacilon la animated in into 2 noun to complain. Inoiudlng
`authoring. Bmfllflna. and uubmming the aampiated apailuuan Iann Ia Ina USPTO. Time win vary dapanalna upan tho hdwiduai case. Any comments on In
`amount a! who you mature to complete lhb iavm and/at augualilana Ia! radochn this Burma. should an aam to ma Chiai Iniamauarr 0d'IIaa:. U3. Faiami and
`Trademark Omen. P.O. an 1450. Ah:-mafia. VA 22313-1450. no N01’ SEND FEES OR COMPLEYED FORMS To THIS ADDRESS. SEND ro.
`Commissioner Ia: Patents, P.O. Box 1050, Alexandria, VA 22313-1450.
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`IIyou need assistance In completing the form. can 1-£00«PTo-9199 (mac-rec-9199) and soiaci option 2.
`
`Page 10 of 38
`
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`PTOISBDSB (11-O7)
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`i INFORMATION DISCLOSURE
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`STATEMENT BY APPLICANT
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`Jeanne Marie Clark
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`initials‘
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`NON PATENT LITERATURE DOCUMENTS
`lnciudo name of the author (In CAPITAL LETTERS). this of the anlclo (when appropriate), We of
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`1 Anpucanrs uniqus dmicn oaalgnasion number (cpdonsli. 2 Anpiiwni is in -,:i:.en a chock mark um I: Eugusn language Translation In auud-ad.
`Tm cni.'ac1im of inbnnuii-.In is IDQ1-Hod by 37 CH‘! 1.118. Tho iniorrrmlbn is required to obtain or retain a benoili by the public which in to no (and by ms USPTO
`2: raucous) an oppflczullon. conadentlairly to govnrnnu: by 35 U.3.€‘-.
`I22 and 37 CFR L14. TN: colloctlon in ouiirrulod to him 2 hours locomplole. Inducing
`goals.-‘Lg. ‘-Jwramu. ans‘ cut/mining mo com,-Mica" awlioosion (cm in may USPTO. Tune win vary cooonulng upon me Indwldual can. my uommonlo on ma
`omuuni oi iima you :-aquim lo or-rnoiaia cm: farm an-.l‘ce |u9nuu'x::.: tor mdu-zinc this burden, shouts be um to Inc China! Inlormuuon Omoor. U.S. Forum and
`T-tau:-nr$: Om:-.. °.('.. am: 2450, /.:9xan¢!n‘.1. VI\ 12313-V60. DO NOT SEND FEES OR EOAPLETED FORMS T0 Ti-(is ADDRESS. BEND TO:
`Uoumniasiunar for Forums. 7.0. Ba: 1450, Aianndna. VA 22313-1450.
`
`Ilyau naeo assisinrrca in corrzaicang (no form, cm’! 1-660-FTC.‘-9199 n-800-786-9199) and select option 2.
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`Page 11 of 38
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`‘EXAMINER: Inml I!
`uonnldovod. Include may of this lonn Min non communication lo nppilconl.
`I Applcanfo unique dlanon designation number (opzlonai). 2 Applanl to to plow o chad: mm: mm It sum: language Tlunalaflon In almchod.
`This eollocllon of lmormallon in required by 37 CPR 1.93. The lnlormsflon In raqulrod Io obtain or retain . ogngm oy mg pupa: mum is to Rio (am! by [he USPTO
`to moon») on upplaian. conmonualny In governed by 35 u.s.o. 122 and 37 CPR 1.14. This cunacllon Io omnoloa In mu) 2 hour: to compiolo. lndudhg
`galhonna. pnpanno. and nuornmlng Ina arnpialoo oonlluuon Iotrn lo the USFTO. Tuna mu vary dapandlnp upon the Indmduai cue. My eoinrnento on me
`omoum oi limo you roqulro to complain um fonn uncle: auggosllono tor ndudng this burden. shout! no pool to the cm: lnfounotlon Omar. U.S. Patent and
`Tradoman Omen. Po. Box 1450. Noxanona. VA 22313-1460. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO:
`Comrnlsslanor for Potonln, P.O. Box 1650, Moxandrlo, VA 23134450.
`
`lfyou need assistance In completing the form. call 1-800-PTO~9199 (1-800-786—9199) and select option 2.
`
`Page 12 of 38
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`‘EXAMINER: Inlhl Mcnnnwnflunnmmrunuduuuvhmcawmrummufivam. Dmvluuulrucwudtnlarullrnotuueoriourlwlacnruanot
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`Tnoanun Oman. P.0.lc: 1450. Alcundm. VA 22313-1460. DON01 SE90 FEESGICOMPLETED FORM: To THIS Aoomsss. SEND To:
`commlnlonor Io! Pcunlo. P.O. Box 1650, Alounddl. VA 22313-1090.
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`Ilyou mod onlalanco In compfeling the loan. cal I-800-PTO-9199 (1-O00-786-9199) and select option 2.
`
`Page 13 of 38
`
`

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`PTOISBIDBB (1 1-07)
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`the Item (book. magazine, Journal, serial. symposium. catalog. etc.). date. 9890(3). volume-Issue
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`Inlxui - relerence considered. whether 01 not clurden be In cuntermence with MPEP 609. Drew line mount: dlellon line: In wntemanw and net
`eomlcened. Include may 0! ma Iorm mm next eemmmlanllon Io epplkani.
`I Appucenre unique dteuen deelonetlcn numeet (optional). 2 Aepueem I: to ptaeo e check man: here It Engilen language Transleuen Io attached.
`‘We celleeflon ellntomlmlon B required by 37 CFR 1.03. The Inlorrnellon II tequlred In obtain or male I: benefit Ivylne pow: Mulch In to file (end lay me USPTO
`to pmceee) en eapihallnn. Cenfldenfleluy le guvemed by 35 0.3.0. 122 and 37 CFR 1.14. This cellecflen It oatlmeted In lake 2 noun lo eemptele. Including
`uelhetlno. nreamho. and submitting the completed epotlcelhn (em in the USPIO. Tine will vary depending upon the Immune! cue. Any wmmenll on the
`amount of mu you require to amplele lhle Ienn endlet euggeeuem Iev reducing 01!: human. eheuid be sent to the cm: Inlormeuen Ofllcev. U.S. Pelenl end
`Treeemnnz om. P.O. Bet 1450. Nllmdne. VA 228”-I450. DO N01’ SEND FEES OR COMPIETED FORMS TO TNIS ADDRESS. SEND TO:
`Commlaeloner for Pnlente, P.0. Box 1650, Atexandrla, VA 2313-1450.
`
`I! you need assistance In completing the form. cell H300-PTO-9199 (1-600-788-9199) and select opobn 2.
`
`Page 14 of 38
`
`

`
`PTOISDNOB (‘I1-O7)
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`‘EXAMINER:
`conaldavad. Inwth copy 00 this loan Mm naxl communication In Ipplhnnl.
`1 Awlicanra unhua aiauon designation numho: (optional). 2 Applicant la la place a chad! math how ll Englbh Iangicaga Translation is attached.
`This ualbctlan ol lnbtmalon la naulrad by 31 CFR 1.38. The htormallon in mqulrad lo cumin 0! main 0 bottom by the punk which L1 to tllo (and by the USPTO
`no mucosa) an application. Confldunuallly Ia govatnad Dy 35 u.s.c. 1:2 and 37 cm 1.14. ml: aollawon la nltnalad lo aka 2 how: to complete. Indudlna
`gathering. pmpnmn. and aubrnflung (ha aamplalad applhwon lawn no the USPTO. Tuna MI vaty oonandlno upon III! Indmouai case. My wmmama on ma
`amount ol urns you require to anmpiua Ihla loan amlar awoanflana lav radumo his human. ahoud be non! In In: cm: Iruonnauon Offlcar. u.s. Palm! and
`Tradomut omun. Po. Box 1450. Ma1andna.VA 22313-1450. 00 Mar SEND FEES OR COOOLETED FORMS TO THIS ADDRESS. SEND TO:
`Commlauloncr lot Patents, P.O. Box 1450, Alexandria. VA 22313-14350.
`
`I! you need assistance In completing the loan. can 1-800-P709199 (1-800-766-9199) and salad option 2.
`
`Page 15 of 38
`
`

`
`PTOISBIOBB (11-07)
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`Tndornen: Omen. P.0. Box 1450. Alumma. VA 22313-1450. Do NOT SEND FEES OR COMPLEYED roams 10 THIS ADDRESS. SEND TO:
`Commlaeloner Io: Pounce. PO. Box 1450. Alexandria, VA 223134450.
`
`Ilyou need assistance In completing the farm.