Patent Owner’s Patent Owner’s
`
`DemonstrativesDemonstratives
`
`
`TradestationTradestation
`
`v.v.
`
`Trading TechnologiesTrading Technologies
`
`
`Case CBM2015‐00161, ‐181, ‐182Case CBM2015‐00161, ‐181, ‐182
`
`Patents 6,766,304; 7,676,411; 6,772,132Patents 6,766,304; 7,676,411; 6,772,132
`
`1
`
`TRADING TECH EXHIBIT 2411
`TRADESTATION, IBG, ET AL. v. TRADING TECH
`CBM2015-00161, CBM2015-00181, CBM2015-00182
`
`Page 1 of 48
`
`
`
`DemonstrativesDemonstratives
`
`
`TradestationTradestation
`
`v.v.
`
`Trading TechnologiesTrading Technologies
`
`
`Case CBM2015‐00161, ‐181, ‐182Case CBM2015‐00161, ‐181, ‐182
`
`Patents 6,766,304; 7,676,411; 6,772,132Patents 6,766,304; 7,676,411; 6,772,132
`
`1
`
`TRADING TECH EXHIBIT 2411
`TRADESTATION, IBG, ET AL. v. TRADING TECH
`CBM2015-00161, CBM2015-00181, CBM2015-00182
`
`Page 1 of 48
`
`
`
`Ex.1001 at Fig. 2
`
`See, e.g., Corr. 411 POR at 1‐3; Corr. 132 POR at 1‐3
`
`2
`
`Page 2 of 48
`
`
`
`Ex.1001 at Fig. 3
`See, e.g., Corr. 132 POR at 4‐5, 9‐10; Ex.1001 (’132 Pat.) at 12:2‐27; Fig. 3; see also Corr. 411 POR at 4‐5, 9
`
`3
`
`Page 3 of 48
`
`
`
`See, e.g., Corr. 411 POR at 1‐5, 38; Corr. 132 POR at 1‐5, 39; Ex.2214
`
`Ex.2214
`
`4
`
`Page 4 of 48
`
`
`
`* * *
`
`Ex.2166 at 181:17‐182:3
`
`Ex.1001 at Fig. 3
`See, e.g., Corr. 411 POR at 4‐5, 9, 19, 24; Corr. 132 POR at 4‐5, 9‐10, 20, 25; Ex.2166 at 181:17‐182:3
`
`5
`
`Page 5 of 48
`
`
`
`Ex.1001 (411) at 12:23‐13:16
`
`Ex.1001 (132) at 12:2‐27
`
`See, e.g., Corr 411 POR at 26‐27; Corr 132 POR at 27‐28; Ex.1001 (’411 Pat.) at claim 1; Ex.1001 (’132 Pat.) at claim 1
`
`6
`
`Ex.1001 at Fig. 3
`
`Page 6 of 48
`
`
`
`Belden at Fig.2b
`
`TSE at 0107, 0137
`
`See, e.g., Corr. 411 POR at 69‐70, 75‐76; Corr. 132 POR at 68‐70; 411 Pet. at 60‐61, 69‐73; 132 Pet. at 61‐63, 69;
`TSE at 0107, 0137; Belden at Fig.2b
`
`7
`
`Page 7 of 48
`
`
`
`Belden at 0008
`
`Belden at 0004
`
`See, e.g., Corr. 411 POR at 75‐76; 411 Pet. at 62‐63; Belden at 0004, 0008
`
`8
`
`Page 8 of 48
`
`
`
`Ex.2237 at 2
`
`See, e.g., Corr. 411 POR at 35; Corr. 132 POR at 36‐37; Ex.2237 at 2; Ex.2236; see also Ex.2238; Ex.2169 at ¶¶119, 125
`
`9
`
`Ex.2236
`
`Page 9 of 48
`
`
`
`* * *
`
`* * *
`
`Ex.1001 (411) at 12:23‐13:16
`
`See also Ex.2170 at ¶¶21, 27 (Burns),
`Ex.2173 at ¶¶20‐22 (McDonnell)
`See, e.g., Corr. 411 POR at 41, 43, 58; Corr. 132 POR at 39, 44‐45, 57
`
`10
`
`Ex.2169 (Thomas) at ¶95
`
`Page 10 of 48
`
`
`
`* * *
`
`* * *
`
`Ex.2171 (Geannopulos), ¶37
`
`Ex.1001 (411) at 12:23‐13:16
`
`See also Ex.2170 at ¶¶21, 27 (Burns),
`Ex.2173 at ¶¶20‐22 (McDonnell)
`
`See, e.g., Corr. 411 POR at 37, 40, 41, 43, 58; Corr. 132 POR at 39, 41, 42, 44‐45, 57
`
`11
`
`Page 11 of 48
`
`
`
`See, e.g., Corr. 411 POR at 30, 34‐35, 43‐45, 58; Corr. 132 POR at 32, 36‐37, 44‐46, 57; Ex.2169, ¶121; Ex.2234
`
`12
`
`Ex.2169 at ¶ 121
`
`Page 12 of 48
`
`
`
`411 Reply at 28; see also 132 Reply at 28
`
`See, e.g., 411 Reply at 28; see also 132 Reply at 28.
`
`13
`
`Page 13 of 48
`
`
`
`Ex.1001 at Fig. 2
`
`See, e.g., Corr. 411 POR at 2, 28‐29, 38‐39; Corr. 132 POR at 2, 30‐31, 39‐40
`
`14
`
`Page 14 of 48
`
`
`
`See, e.g., Corr. 411 POR at 4‐5, 28‐30, 41‐42; Corr. 132 POR at 4‐5, 30‐31, 43
`
`15
`
`Ex.1001 at Fig. 3
`
`Page 15 of 48
`
`
`
`Ex.2166 at 176:8‐21
`
`Ex.1001 at Fig. 3
`See, e.g., Ex.2166 at 176:8‐21; Corr. 411 POR at 29, 67‐68, 72; Corr. 132 POR at 30‐31, 66‐67, 73, 74, 76‐77
`
`16
`
`Page 16 of 48
`
`
`
`Ex.2166 at 178:21‐179:8
`
`See, e.g., Ex.2166 at 178:21‐179:8; Corr. 411 POR at 12, 29‐30; Corr. 132 POR at 13, 30‐31, 66‐67
`
`Ex.1001
`at Fig. 3
`17
`
`Page 17 of 48
`
`
`
`* * *
`
`* * *
`
`* * *
`
`Ex.2210
`
`Ex.2287 at 61:5‐62:14 (McCausland)
`See, e.g., Corr. 411 POR at 29‐30, 31‐32; Corr. 132 POR at 31, 32‐33; Ex.2210; Ex.2287 at 61:5‐62:4
`
`18
`
`Page 18 of 48
`
`
`
`Ex.2166 at 176:12‐21
`
`Ex.2166 at 178:21‐179:8
`
`See, e.g., Corr. 411 POR at 12, 67‐68; Corr. 132 POR at 13, 66‐67; Ex.2166 at 176:12‐21; Ex.2166 at 178:21‐179:8
`
`19
`
`Page 19 of 48
`
`
`
`Corr. 411 POR at 53‐54; Corr. 132 POR at 53‐54
`See, e.g., Corr. 411 POR at 53‐54; Corr. 132 POR at 53‐54; Ex. 2223 at 8, 9, 17, 22‐24, 33, 37, 39, 40, 47, 55, 56, 70
`
`20
`
`Page 20 of 48
`
`
`
`* * *
`
`See, e.g., Corr. 411 POR at 53‐54; Corr. 132 POR at 53‐54; Ex. 2223 at 17
`
`21
`
`Ex.2223 at 17 (Feltes)
`
`Page 21 of 48
`
`
`
`* * *
`
`* * *
`
`Ex.2223 at 47 (Monieson)
`
`See, e.g., Corr. 411 POR at 53‐54; Corr. 132 POR at 53‐54; Ex. 2223 at 47.
`
`22
`
`Page 22 of 48
`
`
`
`* * *
`
`* * *
`
`Ex.2223 at 54‐55 (Oryhon)
`See, e.g., Corr. 411 POR at 53‐54; Corr. 132 POR at 53‐54; Ex. 2223 at 54‐55
`
`23
`
`Page 23 of 48
`
`
`
`* * *
`* * *
`
`Ex.2173 at ¶22 (McDonnell)
`
`Ex.2173 at ¶¶20‐22 (McDonnell)
`
`See, e.g., Corr. 411 POR at 45; Corr. 132 POR at 46
`
`24
`
`Page 24 of 48
`
`
`
`* * *
`
`* * *
`
`Ex.2171 at ¶44 (Geannopulos)
`
`See, e.g., Corr. 411 POR at 45‐46; Corr. 132 POR at 46, 47
`
`Ex.2171 at ¶43 (Geannopulos)
`
`25
`
`Page 25 of 48
`
`
`
`* * *
`
`* * *
`
`Ex.2227 at ¶¶3‐5 (Johnston)
`See, e.g., Corr. 411 POR at 39; Corr. 132 POR at 40‐41; Ex.2227 at ¶¶3‐5
`
`26
`
`Page 26 of 48
`
`
`
`0
`
`Ex.2171 at ¶43 (Geannopulos) (excerpted)
`
`See, e.g., Corr. 411 POR at 39; Corr. 132 POR at 40‐41; Ex. 2169 (Thomas) at ¶87; Ex.2171 (Geannopulos) at ¶43
`
`27
`
`Ex.2169 at ¶87 (Thomas) (excerpted)
`
`Page 27 of 48
`
`
`
`Ex.2169 at ¶133
`See, e.g., Corr. 411 POR at 30, 49‐50; Corr. 132 POR at 31‐32, 50‐51; Ex. 2169 ¶¶132‐133, 136
`
`28
`
`Page 28 of 48
`
`
`
`Ex.2262
`
`Ex.2250
`
`See, e.g., Corr. 411 POR at 30, 50; Corr. 132 POR at 31‐32, 50‐51; Ex.2169 at ¶¶132‐133, 136
`
`29
`
`Page 29 of 48
`
`
`
`* * *
`
`* * *
`
`See, e.g., Corr. 411 POR at 50; Corr. 132 POR at 50‐51
`
`30
`
`Ex.2256
`
`Page 30 of 48
`
`
`
`Ex.2277
`
`Ex.2169, ¶138
`See, e.g., Corr. 411 POR at 50‐51; Corr. 132 POR at 51; Ex. 2277; Ex.2169 at ¶138.
`
`31
`
`Page 31 of 48
`
`
`
`Ex.2169 at ¶121
`See, e.g., Corr. 411 POR at 35; Corr. 132 POR at 36‐37; Ex.2169 at ¶¶119‐125.
`
`Ex.2236
`
`32
`
`Page 32 of 48
`
`
`
`See, e.g., Corr. 411 POR at 48; Corr. 132 POR at 49; Ex.2169 ¶¶111‐112
`
`Ex.2169 ¶¶111‐112
`
`33
`
`Page 33 of 48
`
`
`
`* * *
`
`* * *
`
`* * *
`
`Ex.2171 at ¶39 (Geannopulos)
`
`Ex.2173 at ¶¶15, 16 (McDonnell)
`
`See, e.g., Corr. 411 POR at 41; Corr. 132 POR at 42‐43; Ex.2171 at ¶39; Ex.2173 at ¶¶15‐16
`
`34
`
`Page 34 of 48
`
`
`
`* * *
`
`* * *
`
`See, e.g., Corr. 411 POR at 41; Corr. 132 POR at 42‐43; Ex.2170 (Burns), ¶¶14, 21
`
`35
`
`Ex.2170, ¶14, 21 (Burns)
`
`Page 35 of 48
`
`
`
`Ex.2166 at 178:21‐179:8 (Roman)
`
`Ex.2166 at 176:8‐21 (Roman)
`
`See, e.g., Corr. 411 POR at 12, 42; Corr. 132 POR at 13, 43; Ex.2166 at 176:8‐21, 178:21‐179:8
`
`36
`
`Page 36 of 48
`
`
`
`* * *
`
`Ex.2169 at ¶ 86 (Thomas)
`
`See, e.g., Corr. 411 POR at 38‐39; Corr. 132 POR at 40; Ex.2169 (Thomas) at ¶ 86
`
`37
`
`Page 37 of 48
`
`
`
`Ex.2262
`
`Ex.2250
`
`See, e.g., Corr. 411 POR at 30, 49‐50; Corr. 132 POR at 31‐32, 50‐51; Ex.2250; Ex.2262
`
`38
`
`Page 38 of 48
`
`
`
`Corr. 132 POR at 28
`
`Ex.1001 at
`12:22‐27
`
`Ex.1001 at
`9:61‐10:3
`
`See, e.g., Corr. 132 POR at 27‐28; Ex.1001 (’132 Pat.) at 12:22‐27
`
`39
`
`Page 39 of 48
`
`
`
`The only embodiment discussed in the specification of the ’ 132 patent
`
`includes setting trade parameters and sending a trade order based on a single
`
`action, but the specification does not limit the scope of the claims to such an
`
`arrangement. See Ex. 1001 , 9:61—l 1:11.
`
`t§:‘§:%::=§:c4;c§ ass: stag: m;%;;f:s.:‘£ i§}:;>§:‘a>§r:3 am ‘am:
`
`132 |.D. at 9
`
`’ %a:’s:as.. {$33. at §§;i3”?~é%$3 %E’E;%i%; %s:»§:’sm\s%,";§. T£fk€:§:%E.. § §.§'}‘..} But TSE does not teach
`
`that both the claimed “setting” and “sending" are acl:|ieved “thcmgh single action of
`
`132 I.D. at 9
`
`132 Pet. at 63
`
`132 Pet. at 63
`
`132 Pet. at 70
`
`saastsat
`
`{'.§‘§E:‘i at sass ,} However, TSE does not teach that both the
`
`claimed “setting” and “seI:ui|ing" are achieved “rhmrgfi magi’: action cffhe user in-
`
`put device." fiatiisktss Eassfism sass E§:sse5s§§;s§é;é3ss_ ’ET%:as‘t is? Ea;-“Edgar ‘isizraiztaa mi" ssggggwts ““s‘a~»
`
`132 Pet. at 70
`
`132 I.D. at 9
`
`See, e.g., 132 I.D. at 9; 132 Pet. at 63, 70
`We do not read the claims as requiring that the “single action” sets the
`
`additional parameters for the trade order or sends the trade order.“ "ifs §:§:ss
`
`40
`
`Page 40 of 48
`
`
`
`Ex.1001 (’411
`Pat.) at 13:57‐62
`
`Belden at Fig 2b
`
`Ex.1001 at Fig. 3
`See, e.g., Corr. 411 POR at 71‐72; Corr. 132 POR at 71‐73; Ex.1001 (’411 Pat.) at 13:57‐62, Fig. 3
`
`TSE at 0107
`
`41
`
`Page 41 of 48
`
`
`
`Ex.1001
`(’132 Pat.)
`at 15:1‐6;
`15:42‐47;
`16:17‐21
`
`* * *
`
`* * *
`
`Belden at
`Figs. 2b, 3
`
`Ex.1001 at
`Fig. 3
`See, e.g., Corr. 132 POR at 73‐75; Ex.1001 (’132 Pat.) at 15:1‐6; 15:42‐47; 16:17‐21; Fig. 3
`
`TSE at 0107
`
`42
`
`Page 42 of 48
`
`
`
`Ex.1001 (’411 Pat.) at 14:1‐3
`
`* * *
`
`* * *
`
`Ex.1001 (’132 Pat.) at 14:61‐64;
`15:33‐37; 16:10‐13
`
`Corr. 411 POR at 28
`
`Corr. 132 POR at 29
`
`See, e.g., Corr. 411 POR at 28; Corr. 132 POR at 29; Ex.1001 (’411 Pat.) at 14:1‐3; e.g., Ex.1001 (’132 Pat.) at 14:61‐64
`
`43
`
`Page 43 of 48
`
`
`
`Ex.1001 (’411 Pat.) at 14:1‐3
`
`* * *
`
`* * *
`
`Ex.1001 (411 Pat.) at 9:15‐25;
`Ex.1001 (132 Pat.) at 8:49‐60
`
`Ex.1001 (’132 Pat.) at 14:61‐64;
`15:33‐37; 16:10‐13
`See, e.g., Corr. 411 POR at 28; Corr. 132 POR at 29; Ex.1001 (’411 Pat.) at 9:15‐25; 14:1‐3; Ex.1001 (’132 Pat.) at 8:49‐60;
`14:61‐64; 15:33‐37; 16:10‐13
`
`44
`
`Page 44 of 48
`
`
`
`Ex.1001 (’411 Pat.) at 9:15‐25
`
`* * *
`
`* * *
`
`Ex.1001 (’132 Pat.) at 14:61‐64;
`15:33‐37; 16:10‐13
`
`TSE at 0116
`
`See, e.g., Corr. 411 POR at 73‐74; Corr. 132 POR at 71
`
`45
`
`Page 45 of 48
`
`
`
`411 Reply at 15‐16
`The TSE-Belden-Te-gher combination teaches 01' suggests beth automatic
`
`and manual Ie-centering. (Petition, 60-61(deseIibi:I1g operation of the Basic Board
`
`411 Reply at 15-16
`
`See, e.g., 411 Reply at 15
`
`46
`
`Page 46 of 48
`
`
`
`* * *
`
`* * *
`
`Ex.1001 (132) at 12:32‐37,
`13:26‐31, 14:21‐25
`
`Belden at Fig. 2b
`
`See, e.g., Corr. 132 POR at 70‐71; 132 Pet. at 72‐73; Belden at Fig. 2b
`
`47
`
`Page 47 of 48
`
`
`
`* * *
`
`* * *
`
`Ex.1001 (132) at 12:2‐27
`
`Ex.1001 (304) at 12:35‐13:3
`Ex.1001 (411) at 12:23‐13:16
`See, e.g., Ex.1001 (132) at 12:2‐27; Ex.1001 (304) at 12:35‐13:3; Ex.1001 (411) at 12:23‐13:16;
`Corr. 411 POR at 4‐5, 58; Corr. 132 POR at 4‐5, 57; Corr. 304 POR at 10, 13
`
`48
`
`Page 48 of 48
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