` Filed: July 8, 2016
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`__________________
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`__________________
`IBG LLC; INTERACTIVE BROKERS LLC;
`TRADESTATION GROUP, INC.; TRADESTATION SECURITIES, INC.;
`TRADESTATION TECHNOLOGIES, INC.;
`and IBFX, INC.
`
`Petitioners
`v.
`
`
`
`
`
`
`
` TRADING TECHNOLOGIES INTERNATIONAL, INC.
`
`Patent Owner
`_________________
`Case CBM2015-00181
`U.S. Patent 7,676,411
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`LISTING OF CITATIONS OF
`PATENT OWNER’S EXHIBITS
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`
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`
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`CBM2015-00181
`
`U.S. Patent 7,676,411
`
`Pursuant to the Board’s Order of June 28, 2016 (Paper 73), Patent Owner
`
`Trading Technologies International, Inc. (“TT”), files this listing of exhibits filed
`
`in this proceeding and where the exhibit is cited in the record. Patent Owner
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`respectfully notes that certain exhibits (e.g., transcripts of Board calls) are not
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`necessarily cited, but were required to be filed.
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`ExhibitNumber
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`2001
`
`Motion for Additional Discovery (Nov. 1 1, 2015) [Paper
`
`16] at 1.
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`Motion for Additional Discovery (Nov. 11, 2015) [Paper
`
`16] at 2.
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`Motion for Additional Discovery (Nov. 11, 2015) [Paper
`
`16] at 2.
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`Motion for Additional Discovery (Nov. 11, 2015) [Paper
`
`16] at 10.
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`
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`Exhibit Number Citation
`
`CBM2015-00181
`
`U.S. Patent 7,676,411
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`
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`Exhibit Number Citation
`
`CBM2015-00181
`
`U.S. Patent 7,676,411
`
`——
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`—
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`
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`Exhibit Number Citation
`
`CBM2015-00181
`
`U.S. Patent 7,676,411
`
`— — —
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`2042
`
`Patent Owner's Preliminary Response [Paper 22] at 67.
`
`2043
`
`Patent Owner's Preliminary Response [Paper 22] at 62-63.
`
`Patent Owner's Preliminary Response [Paper 22] at 63
`
`n. 10.
`
`2045
`
`Patent Owner's Preliminary Response [Paper 22] at 71.
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`2046
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`2047
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`Patent Owner's Preliminary Response [Paper 22] at 71.
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`U1
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`
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`Exhibit Number Citation
`
`CBM2015-00181
`
`U.S. Patent 7,676,411
`
`— P
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`atentOwner's Response [Papers 70 & 75] at66.
`
`2057
`
`Patent Owner's Preliminary Response [Paper 22] at 66.
`
`Patent Owner's Preliminary Response [Paper 22] at 63
`
`n.ll.
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`Patent Owner's Preliminary Response [Paper 22] at 63
`
`n.12.
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`Patent Owner's Preliminary Response [Paper 22] at 63
`
`n_l3_
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`
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`Exhibit Number Citation
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`CBM2015-00181
`
`U.S. Patent 7,676,411
`
`—
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`
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`Exhibit Number Citation
`
`CBM2015-00181
`
`U.S. Patent 7,676,411
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`
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`2126
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`Patent Owner's Response [Papers 70 & 75] at 26.
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`2133
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`Patent Owner's Response [Papers 70 & 75] at 21.
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`Motion for Additional Discovery (June 15, 2016) [Paper
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`62] at 1.
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`Motion for Additional Discovery (June 15, 2016) [Paper
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`62] at 2.
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`Motion for Additional Discovery (June 15, 2016) [Paper
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`62] at 3.
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`Motion for Additional Discovery (June 15, 2016) [Paper
`
`62] at 2.
`
`Motion for Additional Discovery (June 15, 2016) [Paper
`
`62] at 3.
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`Motion for Additional Discovery (June 15, 2016) [Paper
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`62] at 7.
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`
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`Exhibit Number Citation
`
`CBM2015-00181
`
`U.S. Patent 7,676,411
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`Motion for Additional Discovery (June 15, 2016) [Paper
`
`62] at 7-
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`Motion for Additional Discovery (June 15, 2016) [Paper
`
`62] at 8.
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`Motion for Additional Discovery (June 15, 2016) [Paper
`
`62] at 10.
`
`Motion for Additional Discovery (June 15, 2016) [Paper
`
`62] at 10.
`
`Motion for Additional Discovery (June 15, 2016) [Paper
`
`62] at 10.
`
`Motion for Additional Discovery (June 15, 2016) [Paper
`
`62] at 1.
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`Motion for Additional Discovery (June 15, 2016) [Paper
`
`62] at 1.
`
`Motion for Additional Discovery (June 15, 2016) [Paper
`
`62] at 9.
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`Motion for Additional Discovery (June 15, 2016) [Paper
`
`62] at 3.
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`
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`Exhibit Number Citation
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`CBM2015-00181
`
`U.S. Patent 7,676,411
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`Motion for Additional Discovery (June 15, 2016) [Paper
`
`62] at 2-
`
`Motion for Additional Discovery (June 15, 2016) [Paper
`
`62] at 3.
`
`Motion for Additional Discovery (June 15, 2016) [Paper
`
`62] at 3.
`
`Patent Owner s Response [Papers 70 & 75] at 66 n. 1 1.
`
`—
`
`10
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`
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`Exhibit Number Citation
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`CBM2015-00181
`
`U.S. Patent 7,676,411
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`11
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`
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`Exhibit Number Citation
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`CBM2015-00181
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`U.S. Patent 7,676,411
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`
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`Exhibit Number Citation
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`CBM2015-00181
`
`U.S. Patent 7,676,411
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`13
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`
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`Exhibit Number Citation
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`CBM2015-00181
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`U.S. Patent 7,676,411
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`14
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`
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`Exhibit Number Citation
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`CBM2015-00181
`
`U.S. Patent 7,676,411
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`15
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`
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`Exhibit Number Citation
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`CBM2015-00181
`
`U.S. Patent 7,676,411
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`16
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`Exhibit Number Citation
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`CBM2015-00181
`
`U.S. Patent 7,676,411
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`17
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`
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`Exhibit Number Citation
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`CBM2015-00181
`
`U.S. Patent 7,676,411
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`18
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`CBM2015-00181
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`U.S. Patent 7,676,411
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`Exhibit Number Citation
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`2293
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`Exhibit 2169 [Thomas Decl.], 1] 172.
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`Confidential 2294
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`Patent Owner's Response [Papers 70 & 75] at 12.
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`Confidential 2295
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`Exhibit 2169 [Thomas Decl.], 1] 172.
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`2296
`
`Exhibit 2169 [Thomas Decl.], 1] 172.
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`2297
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`Exhibit 2169 [Thomas Decl.], 1] 174.
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`2298
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`Exhibit 2169 [Thomas Decl.], 1] 143 n_4.
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`Date: July 8, 2016
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`Respectfully Submitted,
`
`/Erika H. Amerl
`By:
`Erika H. Amer (Reg. No- 57,540)
`
`
`
`CBM2015-00181
`U.S. Patent 7,676,411
`
`CERTIFICATE OF SERVICE
`
`The undersigned hereby certifies that a copy of the foregoing Listing of
`
`
`
`Citations of Patent Owner’s Exhibits was served on July 8, 2016, via email
`
`directed to counsel of record for the Petitioner at the following:
`
`Robert Sokohl
`rsokohl-PTAB@skgf.com
`
`Lori Gordon
`lgordon-ptab@skgf.com
`
`Richard Bemben
`rbemben-PTAB@skgf.com
`
`John C. Phillips
`CBM41919-0008CP1@fr.com
`
`PTAB@skgf.com
`
`
`
`Date: July 8, 2016
`
`
`
` /Bradley J. Moore/
`Bradley J. Moore
`Litigation Legal Assistant
`
`Finnegan, Henderson, Farabow, Garrett
`& Dunner, LLP
`
`
`
`20