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Paper No. ____
` Filed: July 8, 2016
`
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`__________________
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`__________________
`IBG LLC; INTERACTIVE BROKERS LLC;
`TRADESTATION GROUP, INC.; TRADESTATION SECURITIES, INC.;
`TRADESTATION TECHNOLOGIES, INC.;
`and IBFX, INC.
`
`Petitioners
`v.
`
`
`
`
`
`
`
` TRADING TECHNOLOGIES INTERNATIONAL, INC.
`
`Patent Owner
`_________________
`Case CBM2015-00181
`U.S. Patent 7,676,411
`
`
`
`
`
`
`
`
`
`
`
`
`
`LISTING OF CITATIONS OF
`PATENT OWNER’S EXHIBITS
`
`
`
`
`

`
`CBM2015-00181
`
`U.S. Patent 7,676,411
`
`Pursuant to the Board’s Order of June 28, 2016 (Paper 73), Patent Owner
`
`Trading Technologies International, Inc. (“TT”), files this listing of exhibits filed
`
`in this proceeding and where the exhibit is cited in the record. Patent Owner
`
`respectfully notes that certain exhibits (e.g., transcripts of Board calls) are not
`
`necessarily cited, but were required to be filed.
`
`ExhibitNumber
`
`2001
`
`Motion for Additional Discovery (Nov. 1 1, 2015) [Paper
`
`16] at 1.
`
`Motion for Additional Discovery (Nov. 11, 2015) [Paper
`
`16] at 2.
`
`Motion for Additional Discovery (Nov. 11, 2015) [Paper
`
`16] at 2.
`
`Motion for Additional Discovery (Nov. 11, 2015) [Paper
`
`16] at 10.
`
`

`
`Exhibit Number Citation
`
`CBM2015-00181
`
`U.S. Patent 7,676,411
`
`

`
`Exhibit Number Citation
`
`CBM2015-00181
`
`U.S. Patent 7,676,411
`
`——
`
`—
`
`

`
`Exhibit Number Citation
`
`CBM2015-00181
`
`U.S. Patent 7,676,411
`
`— — —
`
`2042
`
`Patent Owner's Preliminary Response [Paper 22] at 67.
`
`2043
`
`Patent Owner's Preliminary Response [Paper 22] at 62-63.
`
`Patent Owner's Preliminary Response [Paper 22] at 63
`
`n. 10.
`
`2045
`
`Patent Owner's Preliminary Response [Paper 22] at 71.
`
`2046
`
`2047
`
`Patent Owner's Preliminary Response [Paper 22] at 71.
`
`U1
`
`

`
`Exhibit Number Citation
`
`CBM2015-00181
`
`U.S. Patent 7,676,411
`
`— P
`
`atentOwner's Response [Papers 70 & 75] at66.
`
`2057
`
`Patent Owner's Preliminary Response [Paper 22] at 66.
`
`Patent Owner's Preliminary Response [Paper 22] at 63
`
`n.ll.
`
`Patent Owner's Preliminary Response [Paper 22] at 63
`
`n.12.
`
`Patent Owner's Preliminary Response [Paper 22] at 63
`
`n_l3_
`
`

`
`Exhibit Number Citation
`
`CBM2015-00181
`
`U.S. Patent 7,676,411
`
`—
`
`

`
`Exhibit Number Citation
`
`CBM2015-00181
`
`U.S. Patent 7,676,411
`
`
`
`2126
`
`Patent Owner's Response [Papers 70 & 75] at 26.
`
`2133
`
`Patent Owner's Response [Papers 70 & 75] at 21.
`
`Motion for Additional Discovery (June 15, 2016) [Paper
`
`62] at 1.
`
`Motion for Additional Discovery (June 15, 2016) [Paper
`
`62] at 2.
`
`Motion for Additional Discovery (June 15, 2016) [Paper
`
`62] at 3.
`
`Motion for Additional Discovery (June 15, 2016) [Paper
`
`62] at 2.
`
`Motion for Additional Discovery (June 15, 2016) [Paper
`
`62] at 3.
`
`Motion for Additional Discovery (June 15, 2016) [Paper
`
`62] at 7.
`
`

`
`Exhibit Number Citation
`
`CBM2015-00181
`
`U.S. Patent 7,676,411
`
`Motion for Additional Discovery (June 15, 2016) [Paper
`
`62] at 7-
`
`Motion for Additional Discovery (June 15, 2016) [Paper
`
`62] at 8.
`
`Motion for Additional Discovery (June 15, 2016) [Paper
`
`62] at 10.
`
`Motion for Additional Discovery (June 15, 2016) [Paper
`
`62] at 10.
`
`Motion for Additional Discovery (June 15, 2016) [Paper
`
`62] at 10.
`
`Motion for Additional Discovery (June 15, 2016) [Paper
`
`62] at 1.
`
`Motion for Additional Discovery (June 15, 2016) [Paper
`
`62] at 1.
`
`Motion for Additional Discovery (June 15, 2016) [Paper
`
`62] at 9.
`
`Motion for Additional Discovery (June 15, 2016) [Paper
`
`62] at 3.
`
`

`
`Exhibit Number Citation
`
`CBM2015-00181
`
`U.S. Patent 7,676,411
`
`Motion for Additional Discovery (June 15, 2016) [Paper
`
`62] at 2-
`
`Motion for Additional Discovery (June 15, 2016) [Paper
`
`62] at 3.
`
`Motion for Additional Discovery (June 15, 2016) [Paper
`
`62] at 3.
`
`Patent Owner s Response [Papers 70 & 75] at 66 n. 1 1.
`
`—
`
`10
`
`

`
`Exhibit Number Citation
`
`CBM2015-00181
`
`U.S. Patent 7,676,411
`
`11
`
`

`
`Exhibit Number Citation
`
`CBM2015-00181
`
`U.S. Patent 7,676,411
`
`

`
`Exhibit Number Citation
`
`CBM2015-00181
`
`U.S. Patent 7,676,411
`
`13
`
`

`
`Exhibit Number Citation
`
`CBM2015-00181
`
`U.S. Patent 7,676,411
`
`14
`
`

`
`Exhibit Number Citation
`
`CBM2015-00181
`
`U.S. Patent 7,676,411
`
`15
`
`

`
`Exhibit Number Citation
`
`CBM2015-00181
`
`U.S. Patent 7,676,411
`
`16
`
`

`
`Exhibit Number Citation
`
`CBM2015-00181
`
`U.S. Patent 7,676,411
`
`17
`
`

`
`Exhibit Number Citation
`
`CBM2015-00181
`
`U.S. Patent 7,676,411
`
`18
`
`

`
`CBM2015-00181
`
`U.S. Patent 7,676,411
`
`Exhibit Number Citation
`
`2293
`
`Exhibit 2169 [Thomas Decl.], 1] 172.
`
`Confidential 2294
`
`Patent Owner's Response [Papers 70 & 75] at 12.
`
`Confidential 2295
`
`Exhibit 2169 [Thomas Decl.], 1] 172.
`
`2296
`
`Exhibit 2169 [Thomas Decl.], 1] 172.
`
`2297
`
`Exhibit 2169 [Thomas Decl.], 1] 174.
`
`2298
`
`Exhibit 2169 [Thomas Decl.], 1] 143 n_4.
`
`Date: July 8, 2016
`
`Respectfully Submitted,
`
`/Erika H. Amerl
`By:
`Erika H. Amer (Reg. No- 57,540)
`
`

`
`CBM2015-00181
`U.S. Patent 7,676,411
`
`CERTIFICATE OF SERVICE
`
`The undersigned hereby certifies that a copy of the foregoing Listing of
`
`
`
`Citations of Patent Owner’s Exhibits was served on July 8, 2016, via email
`
`directed to counsel of record for the Petitioner at the following:
`
`Robert Sokohl
`rsokohl-PTAB@skgf.com
`
`Lori Gordon
`lgordon-ptab@skgf.com
`
`Richard Bemben
`rbemben-PTAB@skgf.com
`
`John C. Phillips
`CBM41919-0008CP1@fr.com
`
`PTAB@skgf.com
`
`
`
`Date: July 8, 2016
`
`
`
` /Bradley J. Moore/
`Bradley J. Moore
`Litigation Legal Assistant
`
`Finnegan, Henderson, Farabow, Garrett
`& Dunner, LLP
`
`
`
`20

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