` Filed: February 12, 2016
`
`
`
`
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`__________________
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`__________________
`IBG LLC; INTERACTIVE BROKERS LLC;
`TRADESTATION GROUP, INC.; TRADESTATION SECURITIES, INC.;
`TRADESTATION TECHNOLOGIES, INC.;
`and IBFX, INC.
`
`Petitioners
`v.
`
` TRADING TECHNOLOGIES INTERNATIONAL, INC.
`
`Patent Owner
`_________________
`Case CBM2015-00181
`U.S. Patent 7,676,411
`_________________
`
`PATENT OWNER’S UPDATED MANDATORY NOTICES
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Case CBM2015-00181
`U.S. Patent 7,676,411
`Patent Owner Trading Technologies International, Inc. hereby submits these
`
`Updated Mandatory Notices under 37 C.F.R. § 42.8(b)(2) to identify the following
`
`administrative matters relating to patents asserted in judicial matters listed in
`
`Patent Owner’s Mandatory Notices:
`
`Submission of Publications, etc., to Japanese Patent Office for Japanese
`
`Patent Application No. 2001-564025 (patent issued);
`
`Reexamination Control No. 90/013,624 (U.S. Patent No. 7,685,055)
`
`(pending);
`
`CBM2016-00031 (U.S. Patent No. 7,813,996) (pending);
`
`CBM2016-00032 (U.S. Patent No. 7,212,999) (pending).
`
`To the extent that 37 C.F.R. § 42.8(b)(2) applies, Trading Technologies
`
`further identifies the following letter, sent within the last 21 days:
`
`Trading Technologies International, Inc.’s Letter To Hon.
`
`Michelle K. Lee, Under Secretary of Commerce for
`
`Intellectual Property and Director of the United States
`
`Patent and Trademark Office, regarding Continued
`
`Abuse of Post-Grant Review Process, dated February 5,
`
`2016.
`
`
`
`
`
`2
`
`
`
`
`
`Dated: February 12, 2016
`
`Case CBM2015-00181
`U.S. Patent 7,676,411
`Respectfully submitted,
`
`By: /Rachel L. Emsley/
`Rachel L. Emsley, Back-up Counsel
`Reg. No. 63,558
`
`Counsel for Patent Owner
`Trading Technologies International, Inc.
`
`
`
`
`
`3
`
`
`
`CERTIFICATE OF SERVICE
`
`Case CBM2015-00181
`U.S. Patent 7,676,411
`
`The undersigned hereby certifies that a copy of the foregoing Patent
`
`Owner’s Updated Mandatory Notices was served on February 12, 2016, via
`
`email directed to counsel of record for the Petitioner at the following:
`
`Robert Sokohl
`rsokohl-PTAB@skgf.com
`
`Lori Gordon
`lgordon-ptab@skgf.com
`
`Richard Bemben
`rbemben-PTAB@skgf.com
`
`PTAB@skgf.com
`
`
`Date: February 12, 2016
`
`/Valencia Daniel/
`Valencia Daniel
`Litigation Legal Assistant
`
`Finnegan, Henderson, Farabow, Garrett
`& Dunner, LLP