UNITED STATES PATENT AND TRADEMARK OFFICE
`__________________
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`__________________
`IBG LLC; INTERACTIVE BROKERS LLC;
`TRADESTATION GROUP, INC.; TRADESTATION SECURITIES, INC.;
`TRADESTATION TECHNOLOGIES, INC.; and
`IBFX, INC.
`
`Petitioners
`v.
`
` TRADING TECHNOLOGIES INTERNATIONAL, INC.
`
`Patent Owner
`_________________
`Case CBM2015-00179
`U.S. Patent 7,533,056
`_________________
`
`PATENT OWNER’S UPDATED EXHIBIT LIST
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` Paper No. ____
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` Filed: October 17, 2016
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`

`
`Case CBM2015-00179
`U.S. Patent 7,533,056
`Pursuant to 37 C.F.R. § 42.63(e), Patent Owner Trading Technologies
`
`International, Inc. hereby submits a current listing of Trading Technologies
`
`Exhibits to counsel for Petitioners IBG, LLC, Interactive Brokers LLC,
`
`TradeStation Group, Inc., TradeStation Securities, Inc., TradeStation
`
`Technologies, Inc., and IBFX, Inc. Exhibits 2408 and 2409 are reserved. Exhibit
`
`2410 was filed on PTAB E2E and served via email to counsel of record for the
`
`Petitioner.
`
`Exhibit 2002
`
`Exhibit 2004
`
`Exhibit 2005
`
`Exhibit 2006
`
`Filed Exhibits Description
`Exhibit 2001
`Transcript of Teleconference with the Board, dated
`November 23, 2015
`Versata Development Group, Inc. v. SAP America, Inc. and SAP
`AG, Case No. 2014-1194 (CAFC), Docket No. 61, Brief for the
`Intervenor - Director of the United States Patent and Trademark
`Office (May 1, 2014)
`Exhibit 2003 Meyers, Brad A. “A Brief History of Human-Computer
`Interaction Technology.” Interactions 5.2 (1998): 44-54
`National Aeronautics and Space Administration Web Page Print
`out, Technical Areas
`National Aeronautics and Space Administration Web Page Print
`out, Human Computer Interaction Group
`University of Washington Web Page Print out, Human-Computer
`Interaction Degree Option
`Rochester Institute of Technology Web Page Print out, Masters
`in Human Computer Interaction
`Rensselaer Polytechnic Institute Web Page Print out, M.S. in
`Human-Computer Interaction
`Tufts University Web Page Print out, Human-Computer
`Interaction Certificate Program
`Georgia Institute of Technology Web Page Print out, Human-
`Computer Interaction Master’s Program
`DePaul University Web Page Print out, Master of Science
`Human-Computer Interaction
`
`Exhibit 2007
`
`Exhibit 2008
`
`Exhibit 2009
`
`Exhibit 2010
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`Exhibit 2011
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`
`
`1
`
`

`
`Exhibit 2012
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`Exhibit 2016
`
`Exhibit 2017
`
`Exhibit 2018
`
`Exhibit 2019
`
`Exhibit 2020
`
`Exhibit 2021
`
`Exhibit 2013
`Exhibit 2014
`
`Case CBM2015-00179
`U.S. Patent 7,533,056
`Carnegie Mellon University Web Page Print out, Masters of
`Human-Computer Interaction
`Senate Congressional Record, S936-S953 (Feb. 28, 2011)
`Crossing the Finish Line on Patent Reform: What Can and
`Should Be Done, Hearing Before the Subcommittee on
`Intellectual Property, Competition, and the Internet of the
`Committee on the Judiciary House of Representatives (Feb. 11,
`2011)
`Exhibit 2015 Markup of H.R. 1249, The America Invents Act, House of
`Representatives Committee on the Judiciary (Apr. 14, 2011)
`Study and Report on the Implementation of the Leahy-Smith
`America Invents Act, USPTO Report to Congress (Sept. 2015)
`Trading Tech Int’l v BGC Partners, Inc., Case No. 10-C-715
`(N.D.Ill.), Dkt. 613, Supplemental Response of Certain
`Defendants to TT’s Emergency Motion (July 20, 2015)
`Trading Tech Int’l v BGC Partners, Inc., Case No. 10-C-715
`(N.D.Ill.), Transcript of Proceedings - Motion (September 10,
`2015)
`TD Ameritrade Holding Corporation et al. v. Trading
`Technologies International, Inc., Case No. CBM2014-000131,
`Declaration of Kendyl A. Román (May 17, 2014)
`TD Ameritrade Holding Corporation et al. v. Trading
`Technologies International, Inc., Case No. CBM2014-000131,
`Declaration of Harold Abilock (March 6, 2015)
`Trading Tech Int’l v BGC Partners, Inc., Case No. 10-C-715
`(N.D.Ill.), Dkt. 176, Defendants’ Case Management Statement
`for May 5, 2011 Status Hearing (May 30, 2011)
`Trading Tech Int’l v BGC Partners, Inc., Case No. 10-C-715
`(N.D.Ill.), Dkt. 528, Position Statement of the TD Ameritrade
`Defendants on the Federal Circuit’s Decision in OEC and How
`this Case Should Proceed (Feb. 20, 2014)
`Trading Technologies International, Inc. v. BCG Partners, Inc.,
`Case No. 1:10-CV-00715 (N.D. Ill.), Docket No. 562, Reply
`Memorandum in Support of the IBG Defendants’ Motion to Stay
`Proceedings Pursuant to Section 18(b) of the America Invents
`Act (Jun. 18, 2014)
`Trading Tech Int’l v BGC Partners, Inc, Case No. 10-C-715
`(N.D.Ill.), Dkt. 558, TradeStation Defendants’ Joinder In and
`Motion for Stay (June 11, 2014)
`2
`
`Exhibit 2022
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`Exhibit 2023
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`Exhibit 2024
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`
`
`

`
`Exhibit 2025
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`Exhibit 2026
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`Exhibit 2027
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`Exhibit 2028
`Exhibit 2029
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`Exhibit 2030
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`Exhibit 2031
`
`Exhibit 2032
`
`Exhibit 2033
`
`Exhibit 2034
`
`Exhibit 2035
`
`Exhibit 2036
`Exhibit 2037
`
`Case CBM2015-00179
`U.S. Patent 7,533,056
`Trading Tech Int’l v BGC Partners, Inc, Case No. 10-C-715
`(N.D.Ill.), Dkt. 546, Memorandum in Support of the TD
`Ameritrade Defendants’ Motion to Stay Proceedings Pursuant to
`Section 18(b) of the America Invents Act (May 22, 2014)
`Trading Tech Int’l v BGC Partners, Inc., Case No. 10-C-715
`(N.D.Ill.), Dkt. 609, Response of Certain Defendants to Trading
`Technologies’ “Emergency” Motion (July 15, 2015)
`Trading Tech Int’l v TradeStation Securities, Inc. and
`TradeStation Group, Inc., Case No. 10-cv-884 (N.D.Ill.),
`TradeStation Securities, Inc.’s and TradeStation Group, Inc.’s
`Initial Invalidity Contentions Pursuant to Local Patent Rule 2.3
`(October 12, 2010)
`U.S. Patent No. 6,993,572 B2
`Trading Technologies International, Inc. v. eSpeed, Inc., eSpeed,
`International, Ltd., Ecco LLC and Ecco Ware Ltd., Case No.
`1:04-CV-05312 (N.D. Ill.), Volume 11-A Trial Transcript of
`Proceedings (September 26, 2007)
`Trading Technologies International, Inc. v. eSpeed, Inc., eSpeed,
`International, Ltd., and Ecco Ware Ltd., Case No. 1:04-CV-
`05312 (N.D. Ill.), Jury Verdict Form (October 10, 2007)
`Trading Technologies International, Inc. v. eSpeed, Inc., eSpeed,
`International, Ltd., and Ecco Ware Ltd., Case No. 1:04-CV-
`05312 (N.D. Ill.), Jury Instruction Form (October 10, 2007)
`Trading Techs. Int’l. Inc., v. eSpeed, Inc. et al. , Case No. 04-cv-
`5312, Dkt. 1140, Notification of Docket Entry (January 3, 2008)
`79 Fed. Reg. 74618- 633, USPTO 2014 Interim Guidance on
`Patent Subject Matter Eligibility (December 16, 2014)
`July 2015 Update Appendix 1: Examples, USPTO Examination
`Guidelines
`The American Heritage College Dictionary Fourth Edition, 100
`(2002): Definition of “Axis”
`Served
`Office Action in Ex Parte Reexamination 90/013,578 (Jan. 28,
`2016)
`Reserved
`
`Exhibit 2038 –
`2102
`Served
`Exhibit 2103
`Exhibit 2104 - Reserved
`
`
`
`3
`
`

`
`Case CBM2015-00179
`U.S. Patent 7,533,056
`
`Exhibit 2106
`Exhibit 2107
`
`Transcript of Teleconference with the Board, dated May 11,
`2016
`Reserved
`
`Thomas Ex. C - U.S. Patent No. 6,772,132
`Reserved
`
`Exhibit 2108 –
`Exhibit 2115
`Exhibit 2116
`Exhibit 2117 –
`Exhibit 2120
`Exhibit 2121 U.S. Patent Classification System – Classification Definitions –
`Class 705
`Reserved
`Reserved
`Class 345, Computer Graphics Processing and Selective Visual
`Display Systems, (January 2011): 1-8
`July 2015 Update Appendix 1: Examples, USPTO Examination
`Guidelines
`Reserved
`
`Exhibit 2122
`Exhibit 2123
`Exhibit 2124
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`Exhibit 2125
`
`Exhibit 2126 -
`Exhibit 2139
`Exhibit 2140
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`Exhibit 2141
`
`Exhibit 2142
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`Exhibit 2143
`Exhibit 2144
`Exhibit 2145
`Exhibit 2146
`Exhibit 2147
`Exhibit 2148
`Exhibit 2149
`Exhibit 2150
`
`Exhibit 2151
`
`Exhibit 2152
`
`
`
`Transcript of Teleconference with the Board, dated June 13,
`2016
`Transcript of Teleconference with the Board, dated June 14,
`2016
`Trading Techs. Int’l v. BGC Partners, Inc., Case No. 10-C-715
`(N.D. Ill.), Transcript of Proceedings (May 12, 2016)
`TS0028765
`TS0107054
`TS0024612
`TS1261405
`TS1268720
`TS1533977
`TS1525667
`Video Deposition Transcript of John Bartleman, dated June 8,
`2016 in Trading Technologies International, Inc. v. BGC
`Parnters, Inc., Case No. 1:10-cv-715 (Consolidated) (N.D. Ill.).
`Draft Video Deposition Transcript of John Bartleman, dated June
`9, 2016 in Trading Technologies International, Inc. v. BGC
`Parnters, Inc., Case No. 1:10-cv-715 (Consolidated) (N.D. Ill.).
`Listing Additional Discovery Sought: Produced Documents and
`Transcripts
`
`4
`
`

`
`Case CBM2015-00179
`U.S. Patent 7,533,056
`Listing of Additional Discovery Sought: Documents Withheld in
`District Court
`Video Deposition Transcript of Milan Galik, dated June 13, 2016
`in Trading Technologies International, Inc. v. BGC Parnters,
`Inc., Case No. 1:10-cv-715 (Consolidated) (N.D. Ill.).
`Relevance of Additional Discovery Sought
`IBG_00026004
`IBG_00040515
`IBG_00014726
`TSE-filed opposition document to Japanese Patent Application
`No. 2001-564025 (TSE0000000982-995)
`Certified Translation of TSE-filed opposition document to
`Japanese Patent Application No. 2001-564025 (TSE0000000982-
`995)
`Harold Abilock Certification of Translation of TSE-filed
`opposition document to Japanese Patent Application No. 2001-
`564025 (TSE0000000982-995)
`JP Patent Application 2001-564025
`Deposition Transcript of Atushi Kawashima, dated June 17, 2016
`Reserved
`Deposition Transcript of Kendyl A. Roman, dated May 3, 2016
`Deposition Transcript of Kendyl A. Roman, dated May 5, 2016
`Declaration of Richard Friesen
`Declaration of Eric Gould-Bear
`Declaration of Christopher Thomas, dated June 24, 2016
`Reserved
`
`Declaration of Dan R. Olsen, Jr.
`Exhibit TSE1 from Kawashima 2005 Deposition
`(TSE0000000996-1016)
`Certified Translation of Exhibit TSE1 from Kawashima 2005
`Deposition (TSE0000000996-1016)
`Harold Abilock Certification of Translation of Exhibit TSE1
`from Kawashima 2005 Deposition (TSE0000000996-1016)
`Reserved
`
`Declaration of Peter C. Hart
`Reserved
`
`5
`
`Exhibit 2153
`
`Exhibit 2154
`
`Exhibit 2155
`Exhibit 2156
`Exhibit 2157
`Exhibit 2158
`Exhibit 2159
`
`Exhibit 2160
`
`Exhibit 2161
`
`Exhibit 2162
`Exhibit 2163
`Exhibit 2164
`Exhibit 2165
`Exhibit 2166
`Exhibit 2167
`Exhibit 2168
`Exhibit 2169
`Exhibit 2170-
`Exhibit 2173
`Exhibit 2174
`Exhibit 2175
`
`Exhibit 2176
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`Exhibit 2177
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`Exhibit 2178-
`2180
`Exhibit 2181
`Exhibit 2182 -
`Exhibit 2200
`
`
`
`

`
`Case CBM2015-00179
`U.S. Patent 7,533,056
`
`Thomas Ex. A - Christopher Thomas CV
`Reserved
`Reserved
`Thomas Ex. B - Microsoft DNA Case Study
`Reserved
`
`Friesen/Hart Ex. B - PH00001249-1268: The Trading Game -
`Descriptive Basis for Software Specifications
`Friesen/Hart Ex. C - RF0006028: Email from Kirk Knight to
`Rich Friesen et al. (January 7, 1998)
`Friesen/Hart Ex. D - PH00000001-20: Trading Game Design
`Document (March 5, 1998)
`Friesen/Hart Ex. E - PH00000367-374: epit.com Technology
`Development Agreement (April 1998)
`Friesen/Hart Ex. F - PH00000461-553: ePit Design and
`Technical Specification (June 26, 1998)
`Friesen/Hart Ex. G - RF0007767-7770: Email from Moses Ma to
`Rich Friesen et al. (July 2, 1998)
`Friesen/Hart Ex. H - RF0007829: Email from Moses Ma to Rich
`Friesen et al. (July 6, 1998)
`Friesen/Hart Ex. I - RF0007857: Email from Rich Friesen to
`Tom Biddulph et al. (Jul 9, 1998)
`Friesen/Hart Ex. J - RF0007872-7876: Email from Rich Friesen
`to Peter Hart et al. (July 12, 1998)
`Friesen/Hart Ex. K - RF0007926-7927: Email from Rich Friesen
`to Jeffrey Schneider etal. (August 6, 1998)
`Friesen/Hart Ex. L - RF0008012-8013: Email from Rich Friesen
`to Jeff Schneider and Peter Hart (August 27, 1998)
`Friesen/Hart Ex. M - RF0008020: Email from Rich Friesen to
`Tom Biddulph et al. (August 28, 1998)
`Friesen/Hart Ex. N - RF0008021-8022: Email from Rich Friesen
`to Barry Hank et al. (August 31, 1998)
`Friesen/Hart Ex. O - RF0008080: Email from Tom Biddulph to
`Peter Hart et al. (Sept. 26, 1998)
`Friesen/Hart Ex. P -RF0008101: Email from Tom Biddulph to
`Rich Friesen (October 8, 1998)
`Friesen/Hart Ex. Q - RF0008346: Email from Rich Friesen to
`Jeffrey Schneider (October 12, 1998)
`Friesen/Hart Ex. R - RF0008348: Email from Tom Biddulph to
`
`6
`
`Exhibit 2201
`Exhibit 2202
`Exhibit 2203
`Exhibit 2204
`Exhibit 2205 –
`Exhibit 2298
`Exhibit 2299
`
`Exhibit 2300
`
`Exhibit 2301
`
`Exhibit 2302
`
`Exhibit 2303
`
`Exhibit 2304
`
`Exhibit 2305
`
`Exhibit 2306
`
`Exhibit 2307
`
`Exhibit 2308
`
`Exhibit 2309
`
`Exhibit 2310
`
`Exhibit 2311
`
`Exhibit 2312
`
`Exhibit 2313
`
`Exhibit 2314
`
`Exhibit 2315
`
`
`
`

`
`Case CBM2015-00179
`U.S. Patent 7,533,056
`
`Rich Friesen et al. (October 13, 1998)
`Friesen/Hart Ex. S - RF0008729: Email from Tom Biddulph to
`Peter Hart et al. (October 20, 1998)
`Friesen/Hart Ex. T - PH00001393-1396: ePIT Trading Board,
`Alternative Design Specification
`Friesen/Hart Ex. U - RF0008734-8735: Email from Peter Hart to
`Tom Biddulph (October 20, 1998)
`Friesen/Hart Ex. V - RF0008736-8738: Email from Jeffrey
`Schneider to Peter Hart (October 20, 1998)
`Friesen/Hart Ex. W - RF0008766: Email from Tom Biddulph to
`Peter Hart et al. (October 23, 1998)
`Friesen/Hart Ex. X - RF0008770 : Email to Tom Biddulph
`(October 23, 1998)
`Friesen/Hart Ex. Y - RF0008809-8810: Email to Tom Biddulph
`(Novmeber 20, 1998)
`Friesen/Hart Ex. Z - RF0008926: Email to Tom Biddulph et al.
`(November 24, 1998)
`Friesen/Hart Ex. AA - RF0009144: Email to Peter Hart et al.
`(December 16, 1998)
`Friesen/Hart Ex. BB - RF0009145-9146: Trading Contest Notes
`(December 16, 1998)
`Friesen/Hart Ex. CC - RF0041686-41687: ePit Newsletter email
`(December 23, 1998)
`Friesen/Hart Ex. DD - Deposition Transcript of Thomas
`Biddulph, (November 15, 2011) (excerpt)
`Friesen/Hart Ex. EE - RF0033245-33246: email from Rich
`Friesen to Peter Hart (December 11, 1998)
`Friesen/Hart Ex. FF - RF0001809: email regarding ePit
`Newsletter (March 5, 1999)
`Reserved
`
`Transcript of Teleconference with the Board, dated July 15, 2016
`Served
`Served
`Served
`Reserved
`
`Trading Tech Int’l v BGC Partners, Inc, et al., Case No. 10-cv-
`715 (N.D.Ill.), Dkt. 789, Minute Entry
`
`7
`
`Exhibit 2316
`
`Exhibit 2317
`
`Exhibit 2318
`
`Exhibit 2319
`
`Exhibit 2320
`
`Exhibit 2321
`
`Exhibit 2322
`
`Exhibit 2323
`
`Exhibit 2324
`
`Exhibit 2325
`
`Exhibit 2326
`
`Exhibit 2327
`
`Exhibit 2328
`
`Exhibit 2329
`
`Exhibit 2330 -
`Exhibit 2334
`Exhibit 2335
`Exhibit 2336
`Exhibit 2337
`Exhibit 2338
`Exhibit 2339 -
`Exhibit 2342
`Exhibit 2343
`
`
`
`

`
`Case CBM2015-00179
`U.S. Patent 7,533,056
`Trading Tech Int’l v BGC Partners, Inc, et al., Case No. 10-cv-
`715 (N.D.Ill.), Dkt. 788, Transcript of Proceedings, dated July 7,
`2016
`Served
`
`Reserved
`
`Transcript of Teleconference with the Board, dated Aug. 10,
`2016
`Reserved
`Email from S. Borsand to Petitioners, dated May 2, 2016 (7:57
`PM)
`Email from L. Gordon to TT, dated May 5, 2016 (4:28 PM)
`Email from D. Healey to J. Kurcz, dated May 27, 2016 (11:45
`AM)
`Email from R. Emsley to Petitioners, dated May 31, 2016 (8:44
`PM)
`Email Chain between R. Sokohl and TT, relevant portion dated
`May 31, 2016 through June 3, 2016
`Email from R. Emsley to Petitioners, dated June 8, 2016 (2:57
`PM)
`Email from R. Sokohl to S. Borsand, dated June 14, 2016 (12:42
`PM)
`Trading Techs. Int’l, Inc. v. BGC Partners, Inc., et. al., 10-cv-
`715 (N.D. Ill.), Transcript of Proceedings, dated July 7, 2016
`Email Chain between A. Kessel and J. Kurcz regarding
`Protective Order, dated July 29, 2016 to August 1, 2016
`Reserved
`
`Trading Techs. Int’l, Inc. v. BGC Partners, Inc., et. al., 10-cv-
`715 (N.D.Ill.), Dkt. 168, Protective Order (April 22, 2011)
`Reserved
`Reserved
`Patent Owner’s Oral Hearing Demonstratives
`
`Exhibit 2344
`
`Exhibit 2345 -
`Exhibit 2388
`Exhibit 2389 -
`Exhibit 2392
`Exhibit 2393
`
`Exhibit 2394
`Exhibit 2395
`
`Exhibit 2396
`Exhibit 2397
`
`Exhibit 2398
`
`Exhibit 2399
`
`Exhibit 2400
`
`Exhibit 2401
`
`Exhibit 2402
`
`Exhibit 2403
`
`Exhibit 2404 -
`Exhibit 2406
`Exhibit 2407
`
`Exhibit 2408
`Exhibit 2409
`Exhibit 2410
`
`
`
`8
`
`

`
`Case CBM2015-00179
`U.S. Patent 7,533,056
`
`
`Served Exhibits
`
`Exhibits
`Exhibit 2036
`Exhibit 2103
`Exhibit 2336
`Exhibit 2337
`Exhibit 2338
`Exhibit 2345
`Exhibit 2346
`
`Exhibit 2347
`
`Exhibit 2348
`
`Exhibit 2349
`
`Exhibit 2350
`
`Exhibit 2351
`
`Exhibit 2352
`Exhibit 2353
`
`Exhibit 2354
`
`Exhibit 2355
`
`Exhibit 2356
`
`Exhibit 2357
`
`Exhibit 2358
`
`Exhibit 2359
`
`
`
`Description
`Declaration of Cory C. Bell
`U.S. Patent No. 6,803,931 to Roman (‘931 patent”)
`Declaration of Cory C. Bell, dated July 18, 2016
`Declaration of Jennifer M. Kurcz
`Video of T. Biddulph’s Software Examination
`DDX_Biddulph001 - Biddulph Subpoena, Apr. 5, 2011
`DDX_Biddulph002 - SkyWeyr Technologies webpage print out,
`Mission Statement and History
`DDX_Biddulph003 - SkyWeyr Technologies webpage print out,
`SkyWeyr and Java
`DDX_Biddulph004 - PH00002520: Agreement between
`SkyWeyr Technologies, Inc. and BusinessBots, Inc. (June 4,
`1998)
`DDX_Biddulph005 - PH00001290-1291: Fax cover letter to P.
`Hart from R. Friesen with attachment (Sept. 28, 1997)
`DDX_Biddulph006 - PH00000001-20: Trading Game Design
`Document, Version 1.0 (Mar. 5, 1998)
`DDX_Biddulph007 - PH00000461-553: ePIT Design and
`Technical Specification by BusinessBots, Inc.
`DDX_Biddulph008 - PH00003273: Color interface document
`DDX_Biddulph009 - RF0007857: Email to T. Biddulph from R.
`Friesen (July 9, 1998)
`DDX_Biddulph010 - PH0007865-7867: E-mail to T. Biddulph,
`et al., from P. Hart (July 11, 1998)
`DDX_Biddulph011 - RF0007917: Email to T. Biddulph, et al.,
`from R. Friesen (July 17, 1998)
`DDX_Biddulph012 - RF0008062: Email to T. Biddulph, et al.,
`from P. Hart (Sept. 23, 1998)
`DDX_Biddulph014 - RF0011871-11886: Software Purchase
`Agreement between ePIT, Inc., and SkyWeyr Technologies, Inc.
`(Dec. 14, 1998)
`DDX_Biddulph015 - RF0041686-41687: Email to P. Hart, T.
`Biddulph, et al., from R. Friesen (Dec. 23, 1998)
`DDX_Biddulph016 - RF0008079: Email to J. Schneider, T.
`
`9
`
`

`
`Case CBM2015-00179
`U.S. Patent 7,533,056
`Biddulph et al., from P. Hart (Sept. 25, 1998)
`DDX_Biddulph017 - RF0008080: Email to P. Hart, et al., from
`T. Biddulph (Sept. 26, 1998)
`DDX_Biddulph018 - RF0008086: Email to P. Hart, et al., from
`T. Biddulph (Oct. 2, 1998)
`DDX_Biddulph019 - RF0008107: Email to J. Schneider (Oct. 9,
`1998)
`DDX_Biddulph020 - RF0008348: Email to R. Friesen, P. Hart
`and J. Schneider from T. Biddulph (Oct. 13, 1998)
`DDX_Biddulph021 - RF0008729: Email to P. Hart, R. Friesen
`and J. Schneider from T. Biddulph
`DDX_Biddulph022 - FedEx Waybill (Nov. 14, 2011)
`DDX_Biddulph023 - PH00002127: ePIT Trading Board
`Alternative Design Idea
`DDX_Biddulph024 - PH00000034: ePIT Trading Board
`Alternative Design
`DDX_Biddulph025 - FedEx Waybill (Nov. 11, 2011)
`DDX_Biddulph026 - RF0008766-8767: Email to P. Hart and R.
`Friesen from T. Biddulph (Oct. 23, 1998)
`DDX_Biddulph027 - RF0008768-8769: Email to P. Hart and R.
`Friesen from T. Biddulph (Oct. 23, 1998)
`DDX_Biddulph028 - RF0032177: Email to P. Hart and R.
`Friesen from T. Biddulph (Nov. 9, 1998)
`DDX_Biddulph029 - RF0032262: Email to P. Hart (Nov. 20,
`1998)
`DDX_Biddulph030 - RF0008809-8810: Email between R.
`Friesen, T. Biddulph, P. Hart and R. Rahm (Nov. 20, 1998)
`DDX_Biddulph031 - RF0032328-32329: ePIT Inc. Capital
`Structure Notes (Nov. 29, 1998)
`DDX_Biddulph032 - RF0008926: Email to T. Biddulph and P.
`Hart (Nov. 24, 1998)
`DDX_Biddulph033 - PH00002589-2592: Timesheet of T.
`Biddulph and C. Collins
`DDX_Biddulph034 - PH00002187-2188: Trading contest notes
`(Dec. 16, 1998)
`DDX_Biddulph035 - RF0009144: Email to P. Hart, T. Biddulph,
`C. Collins et al. (Dec. 16, 1998)
`DDX_Biddulph036 - RF0011281: ePIT Newsletter (Feb. 10,
`1999)
`
`10
`
`Exhibit 2360
`
`Exhibit 2361
`
`Exhibit 2362
`
`Exhibit 2363
`
`Exhibit 2364
`
`Exhibit 2365
`Exhibit 2366
`
`Exhibit 2367
`
`Exhibit 2368
`Exhibit 2369
`
`Exhibit 2370
`
`Exhibit 2371
`
`Exhibit 2372
`
`Exhibit 2373
`
`Exhibit 2374
`
`Exhibit 2375
`
`Exhibit 2376
`
`Exhibit 2377
`
`Exhibit 2378
`
`Exhibit 2379
`
`
`
`

`
`Case CBM2015-00179
`U.S. Patent 7,533,056
`DDX_Biddulph038 - RF0031967-31968: Email to P. Hart, R.
`Friesen and C. Collins from T. Biddulph (Oct. 27, 1998)
`PDX_Biddulph001 - RF0032153: Email to P. Hart, R. Friesen
`and C. Collins from T. Biddulph (Nov. 6, 1998)
`PDX_Biddulph002 - RF0005308-5324: The Trading Game
`Descriptive Basis for Software Specifications
`PDX_Biddulph003 - RF0010443-10444: Email to R. Rahm, C.
`Collins and C. Haight from T. Biddulph (Mar. 22, 1999)
`PDX_Biddulph004 - RF0043612-43613: Email to R. Rahm from
`T. Biddulph (Apr. 7 and Apr. 14, 1999)
`PDX_Biddulph005 - RF0032090, RF0011850-11851: Email to
`C. Collins, R. Friesen and T. Biddulph from P. Hart with
`attached Contract Status (Nov. 3, 1998)
`Exhibit 2386 MONITOR11151_1.MPG
`Exhibit 2387 MONITOR11151_2.MPG
`Exhibit 2388
`Deposition Transcript of T. Biddulph, dated November 15, 2011
`
`Respectfully submitted,
`
`By: /Rachel L. Emsley/
`Rachel L. Emsley, Back-up Counsel
`Reg. No. 63,558
`
`Exhibit 2380
`
`Exhibit 2381
`
`Exhibit 2382
`
`Exhibit 2383
`
`Exhibit 2384
`
`Exhibit 2385
`
`Dated: October 17, 2016
`
`
`
`Counsel for Patent Owner
`Trading Technologies International, Inc.
`
`
`
`
`
`11
`
`

`
`Case CBM2015-00179
`U.S. Patent 7,533,056
`
`CERTIFICATE OF SERVICE
`
`The undersigned hereby certifies that a copy of the foregoing Patent
`
`
`
`Owner’s Updated Exhibit List and Exhibit 2410 were served on October 17,
`
`2016, via email directed to counsel of record for the Petitioner at the following:
`
`Robert Sokohl
`rsokohl-PTAB@skgf.com
`
`Lori Gordon
`lgordon-PTAB@skgf.com
`
`Richard Bemben
`rbemben-PTAB@skgf.com
`
`John C. Phillips
`CBM41919-0007CP1@fr.com
`
`PTAB@skgf.com
`
`
`
`
`
`
`
`
`
`
`/Lisa C. Hines/
`Lisa C. Hines
`Litigation Clerk
`
`FINNEGAN, HENDERSON, FARABOW,
`GARRETT & DUNNER, LLP
`
`
`
`Dated: October 17, 2016