`DECLARATION IN SUPPORT OF PETITION FOR
`COVERED BUSINESS METHOD REVIEW OF U.S. PATENT 7,533,056
`
`1.
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`2.
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`3.
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`4.
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`5.
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`6.
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`7.
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`8.
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`9.
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`U.S. Patent No. 7,533,056 to Friesen et al. (“’056 patent”)
`
`File History of Application Ser. No. 11/417,544, which became the ’056
`patent, as filed and obtained from PAIR (“’056 Patent File History”)
`
`“Futures/Option Purchasing System Trading Terminal Operation Guide,”
`Tokyo Stock Exchange (“TSE JP”)
`
`Certified Translation of “Futures/Option Purchasing System Trading
`Terminal Operation Guide” (“TSE”)
`
`Deposition Transcript of Atsushi Kawashima, Trading Technologies
`International, Inc., v. eSPEED, Inc., Case No. 04-cv-5312, United States
`District Court, Northern District of Illinois, Eastern Division, dated
`November 21, 2005 (“Depo. Transcript”)
`
`U.S. Patent No. 5,375,055 to Togher et al. (“Togher”)
`
`U.S. Patent No. 5,619,631 to Schott (“Schott”)
`
`U.S. Patent No. 5,136,501 to Silverman et al. (“Silverman”)
`
`U.S. Patent No. 5,414,809 to Hogan et al. (“Hogan”)
`
`10. U.S. Patent No. 5,297,031 to Gutterman et al. (“Gutterman”)
`
`11. U.S. Patent No. 5,454,104 to Steidlmayer et al. (“Steidlmayer”)
`
`12. Reuters Globex User Guide, June 1995 (“Globex”)
`
`13. Alan Cooper, “About Face: The Essentials of User Interface Design,” First
`Edition, 1995. (“Cooper”)
`
`14. Edward R. Tufte, “The Visual Display of Quantitative Information,” 1983
`(“Tufte VDQI”)
`
`15. Edward R. Tufte, “Envisioning Information,” Third Edition, December 1992
`(“Tufte EI”)
`
`IBG 1034
`CBM of U.S. Pat. No. 7,533,056
`
`
`
`16. Ben Shneiderman, “Designing the User Interface: Strategies for Effective
`Human-Computer Interaction,” Third Edition, 1998 (“Shneiderman”)
`
`17. Sunny J. Harris, “Trading 101 – How to Trade Like a Pro,” 1996 (“Harris”)
`
`18. Robert Deel, “The Strategic Electronic Day Trader,” 2000 (“Deel”)
`
`19. Sun Microsystems, Inc., “Open Look™ Graphical User Interface Functional
`Specification,” November 1989 (“Open Look”)
`
`20. Valerie Quercia et al., “X Window System User’s Guide,” OSF/Motif 1.2
`Edition, The Definitive Guides to the X Window System, Vol. 3, August
`1993 (“X Window”)
`
`21. Richard W. Arms Jr., “Profits in Volume - Equivolume Charting,” 1975
`(“Arms”)
`
`22. Definition of “default,” The Computer Glossary, Fifth Edition, 1991 page
`175. (“Computer Glossary”)
`
`23. Definition of “default,” The Illustrated Dictionary of Microcomputers, Third
`Edition, 1990, page 90. (“Illustrated Dictionary”)
`
`24. Definition of “default,” Webster’s New World College Dictionary, Fourth
`Edition, 2007, page 378. (“Webster’s”)
`
`25. Microsoft Computer Dictionary, Fifth Edition, 2002, pages 102, 150, 174,
`176, and 348 (“Microsoft Computer Dictionary”)
`
`26. David M. Weiss, “After the Trade is Made – Processing Securities
`Transactions,” Second Edition, NYIF Corp., 1993
`
`27. Trading Technologies International Inc.’s (1) Opposition to Defendants’
`Joint Motion for Summary Judgment That the ’056 Patent is Invalid Under
`35 U.S.C. § 112 ¶ 1 for Lack of Written Description and (2) Cross Motion
`for Summary Judgment That the ’056 Patent Meets the Written Description
`Requirement Set Forth in 35 U.S.C. § 112 ¶ 1, Trading Technologies
`International, Inc. v. BCG Partners, Inc., Case No. 1:10-cv-00715, United
`States District Court for the Northern District of Illinois, Eastern Division,
`filed September 14, 2011 (“SJ Opposition”)
`
`
`
`2
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`
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`
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`28. Memorandum Opinion and Order, Trading Technologies International, Inc.
`v. BCG Partners, Inc., Case No. 1:10-cv-00715, United States District Court
`for the Northern District of Illinois, Eastern Division, filed February 9, 2012
`(“SJ Opinion”)
`
`29. Vernon L. Smith, “An Experimental Study of Competitive Market
`Behavior,” The Journal of Political Economy, Vol. LXX, No. 2, April 1962
`(“Smith”)
`
`30. Declaration of Harold Abilock, CBM2014-00131
`
`31. Petitioner’s Reply, Paper 48, CBM2014-00131
`
`32. Patent Owner Response, Paper 38, CBM2014-00131 (“POR”)
`
`33. Transcript of Deposition of Christopher Thomas, CBM2014-00131
`
`34. Transcript of Deposition of Christopher Thomas, Trading Technologies
`International, Inc. v. eSpeed, Inc. et al., No. 04-cv-5312 (“eSpeed Tr.”)
`
`35. Second Corrected Expert Report of Christopher Thomas, Trading
`Technologies Intl., Inc. v. CQG, Inc. et al., Case No. 1:05-cv-04811
`(“Thomas Rep.”)
`
`36.
`
`37.
`
`Institution Decision, Paper 19, CBM2014-00131 (“Decision”)
`
`Inside Macintosh, Promotional Edition, Apple Computer, Inc., 1985 (“Inside
`Macintosh”)
`
`38. Valerie Illingworth, and I. C. Pyle, Dictionary of Computing, 4th Ed, Oxford
`University Press, 1996 (“Oxford Dictionary”)
`
`
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`
`
`3
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