`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`IBG LLC; INTERACTIVE BROKERS LLC;
`TRADESTATION GROUP, INC.; TRADESTATION SECURITIES, INC.;
`TRADESTATION TECHNOLOGIES, INC.; and IBFX, INC.;
`Petitioners
`
`V.
`
`TRADING TECHNOLOGIES INTERNATIONAL, INC.
`Patent Owner
`
`Case CBM2015-00 179
`Patent No. 7,533,056
`
`PETITIONERS’ OBJECTIONS TO PATENT OWNER’S
`EVIDENCE PURSUANT TO 37 C.F.R. § 42.64(b)(1)
`
`Mail Stop "PATENT BOARD"
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 223 13-1450
`
`
`
`Petitioners’ Objections to TT’s Evidence
`CBM20 15-00179
`IBG LLC, Interactive Brokers LLC, TradeStation Group, Inc., TradeStation
`
`Securities, Inc., TradeStation Technologies, Inc., and IBFX, Inc. (collectively,
`
`"Petitioners") object under 37 C.F.R. § 42.64 to the admissibility of the following
`
`evidence Trading Technologies International, Inc. ("TT" or "Patent Owner")
`
`served on Monday, July 18, 2016:
`
`TT Exhibit No. Description
`
`2337
`
`2338
`
`Declaration of Jennifer M. Kurcz
`
`Video of T. Biddulph’s Software Examination
`
`Petitioners ask the Patent Trial and Appeal Board to deny the admission and
`
`consideration of the following documents on the following bases:
`
`I. FRE ARTICLE IV - RELEVANCE AND ITS LIMITS
`
`Petitioners object to Exhibit Nos. 2337 and 2338 as irrelevant under FRE
`
`401 and thus inadmissible under FRE 402, or as confusing or a waste of time under
`
`FRE 403, because these exhibits are not relevant to any issue remaining in this
`
`proceeding, such as patentability of the subject matter, broadest reasonable
`
`interpretation of the claims, anticipation of the claims in view of the prior art, or
`
`obviousness of the claims in view of the prior art.
`
`-2-
`
`
`
`Petitioners’ Objections to TT’s Evidence
`CBM201 5-00179
`
`II.
`
`FRE ARTICLE VI(cid:151) WITNESSES
`
`Petitioners object to Exhibit No. 2337 for lack of foundation. Patent Owner
`
`has not shown that the declarant has personal knowledge of the subject matter of
`
`the testimony as required by FRE 602.
`
`Petitioners object to Exhibit No. 2338 as an improper demonstrative. Patent
`
`Owner has not established a proper foundation for the evidence set forth in the
`
`document.
`
`III.
`
`FRE ARTICLE X - CONTENTS OF WRITINGS, RECORDINGS,
`AND PHOTOGRAPHS
`
`To the extent Patent Owner relies on the contents of Exhibit No. 2338 to
`
`prove the content of the original document, Petitioners object to this document as
`
`not being an original document under FRE 1002, an authentic duplicate under FRE
`
`1003, nor a document that falls under any exceptions to the original-document
`
`requirement, including those of FRE 1004.
`
`These objections are made within five business days from the July 18, 2016
`
`service of TT’s exhibits.
`
`STERNE, KESSLER, GOLDSTEIN & Fox P.L.L.C.
`
`Date: 7/25/2016
`
`/Richard M. Bemben #68658/
`
`1100 New York Avenue, N.W. (cid:9)
`Washington, D.C. 20005-3934 (cid:9)
`(202) 371-2600 (cid:9)
`
`Robert E. Sokohi, Reg. No. 36,013
`Lori A. Gordon, Reg. No, 50,633
`Richard M. Bemben, Reg. No. 68,658
`Attorneys for Petitioners
`
`-3-
`
`(cid:9)
`
`
`Petitioners’ Objections to TT’s Evidence
`CBM201 5-00179
`
`CERTIFICATION OF SERVICE
`
`The undersigned hereby certifies that on July 25, 2016, the attached
`
`Petitioners’ Objections to Patent Owner’s Evidence Pursuant to 37 C.F.R.
`
`§ 42.64(b)(1) were served electronically via e-mail upon the following counsel for
`
`Patent Owner, TT:
`
`Erika H. Arner, Joshua L. Goldberg, Kevin D. Rodkey,
`Rachel L. Ernsley, Cory C. Bell
`FINNEGAN, HENDERSON, FARABOW, GARRETT & DUNNER, LLP
`Erika. arnerfinnegan. corn
`Joshua.goldberg@finnegan. corn
`Kevin.rodkey@finnegan. corn
`Rachel.ernsley@finnegan.com
`Cory. bell @finnegan. corn
`Trading-Tech-CBM@finnegan. corn
`
`Steven F. Borsand
`TRADING TECHNOLOGIES INTERNATIONAL, INC.
`tt-patent-ebm@tradingtechnologies.com
`
`Michael D. Gannon, Leif R. Sigrnond, Jr., and Jennifer M. Kurcz
`MCDONNELL BOEFINEN HULBERT & BERGHOFF LLP
`gannon@mbhb.com
`sigmond@mbhb.com
`kurcz@mbhb.com
`
`STERNE, KESSLER, GOLDSTEIN & Fox P.L.L.C.
`
`Date: 7/25/2016
`
`/Richard M. Bemben #68658/
`
`1100 New York Avenue, N. W. (cid:9)
`Washington, D.C. 20005-3934 (cid:9)
`(202) 371-2600 (cid:9)
`28405131 .DOCX (cid:9)
`
`Robert E. Sokohl, Reg. No. 36,013
`Lori A. Gordon, Reg. No. 50,633
`Richard M. Bemben, Reg. No. 68,658
`Attorneys for Petitioners
`
`-4-
`
`(cid:9)
`