` Filed: July 8, 2016
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`__________________
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`__________________
`IBG LLC; INTERACTIVE BROKERS LLC;
`TRADESTATION GROUP, INC.; TRADESTATION SECURITIES, INC.;
`TRADESTATION TECHNOLOGIES, INC.;
`and IBFX, INC.
`
`Petitioners
`v.
`
` TRADING TECHNOLOGIES INTERNATIONAL, INC.
`
`Patent Owner
`_________________
`Case CBM2015-00179
`U.S. Patent 7,533,056 B2
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`LISTING OF CITATIONS OF
`PATENT OWNER’S EXHIBITS
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`CBM2016-00179
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`U.S. Patent 7,533,056 B2
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`Pursuant to the Board’s Order of June 28, 2016 (Paper 78), Patent Owner
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`Trading Technologies International, Inc. (“TT”), files this listing of exhibits filed
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`in this proceeding and where the exhibit is cited in the record. Patent Owner
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`respectfully notes that certain exhibits (e.g., transcripts of Board calls) are not
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`necessarily cited, but were required to be filed.
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`Exhibit Number
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`Citation
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`2001
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`2002
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`2003
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`2004
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`2005
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`2006
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`2007
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`2008
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`Patent Owner's Preliminary Response [Paper 21] at 9.
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`Patent Owner's Preliminary Response [Paper 21] at 13.
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`Patent Owner's Preliminary Response [Paper 21] at 14.
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`Patent Owner's Preliminary Response [Paper 21] at 14.
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`Patent Owner's Preliminary Response [Paper 21] at 14.
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`Patent Owner's Preliminary Response [Paper 21] at 14.
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`Patent Owner's Preliminary Response [Paper 21] at 14.
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`Patent Owner's Preliminary Response [Paper 21] at 14.
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`
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`Exhibit Number
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`Citation
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`CBM2016-00179
`
`U.S. Patent 7,533,056 B2
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`2010
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`2011
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`2012
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`2013
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`2014
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`2015
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`2016
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`2017
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`2018
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`Patent Owner's Preliminary Response [Paper 21] at 14.
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`Patent Owner's Preliminary Response [Paper 21] at 14.
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`Patent Owner's Preliminary Response [Paper 21] at 14.
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`Patent Owner's Preliminary Response [Paper 21] at 23.
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`Patent Owner's Preliminary Response [Paper 21] at 23.
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`Patent Owner's Preliminary Response [Paper 21] at 24.
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`Patent Owner's Preliminary Response [Paper 21] at 26.
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`Patent Owner's Preliminary Response [Paper 21] at
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`26-27 n.4_
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`Patent Owner's Preliminary Response [Paper 21] at 28.
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`Patent Owner's Preliminary Response [Paper 21] at 29.
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`Patent Owner's Preliminary Response [Paper 21] at 29.
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`Patent Owner's Preliminary Response [Paper 21] at 30.
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`
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`Exhibit Number
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`Citation
`
`CBM2016-00179
`
`U.S. Patent 7,533,056 B2
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`2023
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`2024
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`2025
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`2026
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`2027
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`2028
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`2029
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`2030
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`2031
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`2032
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`2033
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`2034
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`Patent Owner's Preliminary Response [Paper 21] at 30.
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`Patent Owner's Preliminary Response [Paper 21] at 30.
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`Patent Owner's Preliminary Response [Paper 21] at 30.
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`Patent Owner's Preliminary Response [Paper 21] at 30.
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`Patent Owner's Preliminary Response [Paper 21] at 31.
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`Patent Owner's Preliminary Response [Paper 21] at 56.
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`Patent Owner's Preliminary Response [Paper 21] at 62.
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`Patent Owner's Preliminary Response [Paper 21] at 62.
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`Patent Owner's Preliminary Response [Paper 21] at 62.
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`Patent Owner's Preliminary Response [Paper 21] at 47.
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`Patent Owner's Preliminary Response [Paper 21] at 47.
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`Patent Owner's Preliminary Response [Paper 21] at 68.
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`
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`CBM2016-00179
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`U.S. Patent 7,533,056 B2
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`2037
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`Patent Owner's Unopposed Motion to Stay Reexamination
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`[Paper 32] at 3.
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`Exhibit 2169 [Thomas Decl.], 1] 30.
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`Patent Owner's Response [Papers 77 & 81] at 33.
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`Patent Owner's Motion for Additional Discovery [Papers
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`67&69]at1.
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`Patent Owner's Motion for Additional Discovery [Papers
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`67 & 69] at 2.
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`Patent Owner's Motion for Additional Discovery [Papers
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`67 & 69] at 3.
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`Patent Owner's Motion for Additional Discovery [Papers
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`67 & 69] at 8.
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`U1
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`
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`CBM2016-00179
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`U.S. Patent 7,533,056 B2
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`2145
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`Patent Owner's Motion for Additional Discovery [Papers
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`67 & 69] at 3.
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`Patent Owner's Motion for Additional Discovery [Papers
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`67 & 69] at 7.
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`Patent Owner's Motion for Additional Discovery [Papers
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`67 & 69] at 7.
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`Patent Owner's Motion for Additional Discovery [Papers
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`67 & 69] at 8.
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`Patent Owner's Motion for Additional Discovery [Papers
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`67 & 69] at 10.
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`Patent Owner's Motion for Additional Discovery [Papers
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`67 & 69] at 10.
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`Patent Owner's Motion for Additional Discovery [Papers
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`67 & 69] at 10.
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`Patent Owner's Motion for Additional Discovery [Papers
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`67 & 69] at 10.
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`Patent Owner's Motion for Additional Discovery [Papers
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`67 & 69] at 10.
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`
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`CBM2016-00179
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`U.S. Patent 7,533,056 B2
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`2154
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`Patent Owner's Motion for Additional Discovery [Papers
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`67 & 69] at 2154.
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`Patent Owner's Motion for Additional Discovery [Papers
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`67 & 69] at 3.
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`Patent Owner's Motion for Additional Discovery [Papers
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`67 & 69] at 2.
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`Patent Owner's Motion for Additional Discovery [Papers
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`67 & 69] at 7.
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`Patent Owner's Motion for Additional Discovery [Papers
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`67 & 69] at 3.
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`Patent Owner's Response [Papers 77 & 81] at 40.
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`Patent Owner's Response [Papers 77 & 81] at 40.
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`Patent Owner's Response [Papers 77 & 81] at 40.
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`Patent Owner's Response [Papers 77 & 81] at 65.
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`Exhibit Number
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`Citation
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`CBM2016-00179
`
`U.S. Patent 7,533,056 B2
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`2166
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`2167
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`2168
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`2169
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`2174
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`2175
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`2176
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`2177
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`Patent Owner's Response [Papers 77 & 81] at 72.
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`Patent Owner's Response [Papers 77 & 81] at 41.
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`Patent Owner's Response [Papers 77 & 81] at 13.
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`Patent Owner's Response [Papers 77 & 81] at 5.
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`Patent Owner's Response [Papers 77 & 81] at 13.
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`Patent Owner's Response [Papers 77 & 81] at 37 n-4.
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`Patent Owner's Response [Papers 77 & 81] at 37.
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`Patent Owner's Response [Papers 77 & 81] at 37 n.4
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`(typographical error, cited as 2176 instead of 2177)
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`Patent Owner's Response [Papers 77 & 81] at 43.
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`Exhibit 2169 [Thomas Decl.], 1] 5.
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`Exhibit 2169 [Thomas Decl.], 1] 7.
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`Patent Owner's Response [Papers 77 & 81] at 44.
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`Exhibit 2167 [Friesen Decl.], 1] 17.
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`
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`Exhibit Number
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`Citation
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`CBM2016-00179
`
`U.S. Patent 7,533,056 B2
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`2301
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`2302
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`2303
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`2304
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`2305
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`2306
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`2307
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`2308
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`2309
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`2310
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`2311
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`2312
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`Patent Owner's Response [Papers 77 & 81] at 45.
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`Patent Owner's Response [Papers 77 & 81] at 50.
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`Patent Owner's Response [Papers 77 & 81] at 50.
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`Exhibit 2167 [Friesen Decl.], 1] 24.
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`Exhibit 2167 [Friesen Decl.], 1] 24.
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`Patent Owner's Response [Papers 77 & 81] at 51.
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`Patent Owner's Response [Papers 77 & 81] at 51.
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`Patent Owner's Response [Papers 77 & 81] at 52.
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`Patent Owner's Response [Papers 77 & 81] at 52.
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`Patent Owner's Response [Papers 77 & 81] at 52.
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`Patent Owner's Response [Papers 77 & 81] at 52.
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`Patent Owner's Response [Papers 77 & 81] at 52.
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`Patent Owner's Response [Papers 77 & 81] at 52.
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`
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`Exhibit Number
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`Citation
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`CBM2016-00179
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`U.S. Patent 7,533,056 B2
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`2314
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`2315
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`2316
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`2317
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`2318
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`2319
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`2320
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`2321
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`2322
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`2323
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`2324
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`2325
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`Patent Owner's Response [Papers 77 & 81] at 52.
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`Patent Owner's Response [Papers 77 & 81] at 52.
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`Patent Owner's Response [Papers 77 & 81] at 53.
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`Patent Owner's Response [Papers 77 & 81] at 53.
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`Patent Owner's Response [Papers 77 & 81] at 54.
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`Exhibit 2167 [Friesen Decl.], 1] 30.
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`Patent Owner's Response [Papers 77 & 81] at 54.
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`Patent Owner's Response [Papers 77 & 81] at 54.
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`Patent Owner's Response [Papers 77 & 81] at 54.
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`Patent Owner's Response [Papers 77 & 81] at 54.
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`Patent Owner's Response [Papers 77 & 81] at 54.
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`Patent Owner's Response [Papers 77 & 81] at 54.
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`Exhibit 2167 [Friesen Decl.], 1] 33.
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`10
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`
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`Exhibit Number
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`Citation
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`CBM2016-00179
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`U.S. Patent 7,533,056 B2
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`2327
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`2328
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`Exhibit 2167 [Friesen Decl.], 1] 35.
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`Exhibit 2167 [Friesen Decl.], 1] 37.
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`
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`2329
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`Exhibit 2167 [Friesen Decl.], 1] 37.
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`Date: July 8, 2016
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`Respectfully Submitted,
`
`/Erika H. Amerl
`By:
`Erika H. Amer (Reg. No. 57,540)
`
`11
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`CBM2016-00179
`U.S. Patent 7,533,056 B2
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`CERTIFICATE OF SERVICE
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`The undersigned hereby certifies that a copy of the foregoing Listing of
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`
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`Citations of Patent Owner’s Exhibits was served on July 8, 2016, via email
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`directed to counsel of record for the Petitioner at the following:
`
`Robert Sokohl
`rsokohl-PTAB@skgf.com
`
`Lori Gordon
`lgordon-ptab@skgf.com
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`Richard Bemben
`rbemben-PTAB@skgf.com
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`John C. Phillips
`CBM41919-0007CP1@fr.com
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`PTAB@skgf.com
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`
`
`Date: July 8, 2016
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`
`
`/Bradley J. Moore/
`Bradley Moore
`Litigation Legal Assistant
`
`Finnegan, Henderson, Farabow, Garrett
`& Dunner, LLP
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`
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`12