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Paper No. ____
` Filed: July 8, 2016
`
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`__________________
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`__________________
`IBG LLC; INTERACTIVE BROKERS LLC;
`TRADESTATION GROUP, INC.; TRADESTATION SECURITIES, INC.;
`TRADESTATION TECHNOLOGIES, INC.;
`and IBFX, INC.
`
`Petitioners
`v.
`
` TRADING TECHNOLOGIES INTERNATIONAL, INC.
`
`Patent Owner
`_________________
`Case CBM2015-00179
`U.S. Patent 7,533,056 B2
`
`
`
`
`
`
`
`
`
`
`
`
`
`LISTING OF CITATIONS OF
`PATENT OWNER’S EXHIBITS
`
`
`
`
`
`
`
`
`
`

`
`CBM2016-00179
`
`U.S. Patent 7,533,056 B2
`
`Pursuant to the Board’s Order of June 28, 2016 (Paper 78), Patent Owner
`
`Trading Technologies International, Inc. (“TT”), files this listing of exhibits filed
`
`in this proceeding and where the exhibit is cited in the record. Patent Owner
`
`respectfully notes that certain exhibits (e.g., transcripts of Board calls) are not
`
`necessarily cited, but were required to be filed.
`
`Exhibit Number
`
`Citation
`
`2001
`
`2002
`
`2003
`
`2004
`
`2005
`
`2006
`
`2007
`
`2008
`
`Patent Owner's Preliminary Response [Paper 21] at 9.
`
`Patent Owner's Preliminary Response [Paper 21] at 13.
`
`Patent Owner's Preliminary Response [Paper 21] at 14.
`
`Patent Owner's Preliminary Response [Paper 21] at 14.
`
`Patent Owner's Preliminary Response [Paper 21] at 14.
`
`Patent Owner's Preliminary Response [Paper 21] at 14.
`
`Patent Owner's Preliminary Response [Paper 21] at 14.
`
`Patent Owner's Preliminary Response [Paper 21] at 14.
`
`

`
`Exhibit Number
`
`Citation
`
`CBM2016-00179
`
`U.S. Patent 7,533,056 B2
`
`2010
`
`2011
`
`2012
`
`2013
`
`2014
`
`2015
`
`2016
`
`2017
`
`2018
`
`Patent Owner's Preliminary Response [Paper 21] at 14.
`
`Patent Owner's Preliminary Response [Paper 21] at 14.
`
`Patent Owner's Preliminary Response [Paper 21] at 14.
`
`Patent Owner's Preliminary Response [Paper 21] at 23.
`
`Patent Owner's Preliminary Response [Paper 21] at 23.
`
`Patent Owner's Preliminary Response [Paper 21] at 24.
`
`Patent Owner's Preliminary Response [Paper 21] at 26.
`
`Patent Owner's Preliminary Response [Paper 21] at
`
`26-27 n.4_
`
`Patent Owner's Preliminary Response [Paper 21] at 28.
`
`Patent Owner's Preliminary Response [Paper 21] at 29.
`
`Patent Owner's Preliminary Response [Paper 21] at 29.
`
`Patent Owner's Preliminary Response [Paper 21] at 30.
`
`

`
`Exhibit Number
`
`Citation
`
`CBM2016-00179
`
`U.S. Patent 7,533,056 B2
`
`2023
`
`2024
`
`2025
`
`2026
`
`2027
`
`2028
`
`2029
`
`2030
`
`2031
`
`2032
`
`2033
`
`2034
`
`Patent Owner's Preliminary Response [Paper 21] at 30.
`
`Patent Owner's Preliminary Response [Paper 21] at 30.
`
`Patent Owner's Preliminary Response [Paper 21] at 30.
`
`Patent Owner's Preliminary Response [Paper 21] at 30.
`
`Patent Owner's Preliminary Response [Paper 21] at 31.
`
`Patent Owner's Preliminary Response [Paper 21] at 56.
`
`Patent Owner's Preliminary Response [Paper 21] at 62.
`
`Patent Owner's Preliminary Response [Paper 21] at 62.
`
`Patent Owner's Preliminary Response [Paper 21] at 62.
`
`Patent Owner's Preliminary Response [Paper 21] at 47.
`
`Patent Owner's Preliminary Response [Paper 21] at 47.
`
`Patent Owner's Preliminary Response [Paper 21] at 68.
`
`

`
`CBM2016-00179
`
`U.S. Patent 7,533,056 B2
`
`2037
`
`Patent Owner's Unopposed Motion to Stay Reexamination
`
`[Paper 32] at 3.
`
`Exhibit 2169 [Thomas Decl.], 1] 30.
`
`Patent Owner's Response [Papers 77 & 81] at 33.
`
`Patent Owner's Motion for Additional Discovery [Papers
`
`67&69]at1.
`
`Patent Owner's Motion for Additional Discovery [Papers
`
`67 & 69] at 2.
`
`Patent Owner's Motion for Additional Discovery [Papers
`
`67 & 69] at 3.
`
`Patent Owner's Motion for Additional Discovery [Papers
`
`67 & 69] at 8.
`
`U1
`
`

`
`CBM2016-00179
`
`U.S. Patent 7,533,056 B2
`
`2145
`
`Patent Owner's Motion for Additional Discovery [Papers
`
`67 & 69] at 3.
`
`Patent Owner's Motion for Additional Discovery [Papers
`
`67 & 69] at 7.
`
`Patent Owner's Motion for Additional Discovery [Papers
`
`67 & 69] at 7.
`
`Patent Owner's Motion for Additional Discovery [Papers
`
`67 & 69] at 8.
`
`Patent Owner's Motion for Additional Discovery [Papers
`
`67 & 69] at 10.
`
`Patent Owner's Motion for Additional Discovery [Papers
`
`67 & 69] at 10.
`
`Patent Owner's Motion for Additional Discovery [Papers
`
`67 & 69] at 10.
`
`Patent Owner's Motion for Additional Discovery [Papers
`
`67 & 69] at 10.
`
`Patent Owner's Motion for Additional Discovery [Papers
`
`67 & 69] at 10.
`
`

`
`CBM2016-00179
`
`U.S. Patent 7,533,056 B2
`
`2154
`
`Patent Owner's Motion for Additional Discovery [Papers
`
`67 & 69] at 2154.
`
`Patent Owner's Motion for Additional Discovery [Papers
`
`67 & 69] at 3.
`
`Patent Owner's Motion for Additional Discovery [Papers
`
`67 & 69] at 2.
`
`Patent Owner's Motion for Additional Discovery [Papers
`
`67 & 69] at 7.
`
`Patent Owner's Motion for Additional Discovery [Papers
`
`67 & 69] at 3.
`
`Patent Owner's Response [Papers 77 & 81] at 40.
`
`Patent Owner's Response [Papers 77 & 81] at 40.
`
`Patent Owner's Response [Papers 77 & 81] at 40.
`
`Patent Owner's Response [Papers 77 & 81] at 65.
`
`

`
`Exhibit Number
`
`Citation
`
`CBM2016-00179
`
`U.S. Patent 7,533,056 B2
`
`2166
`
`2167
`
`2168
`
`2169
`
`2174
`
`2175
`
`2176
`
`2177
`
`Patent Owner's Response [Papers 77 & 81] at 72.
`
`Patent Owner's Response [Papers 77 & 81] at 41.
`
`Patent Owner's Response [Papers 77 & 81] at 13.
`
`Patent Owner's Response [Papers 77 & 81] at 5.
`
`Patent Owner's Response [Papers 77 & 81] at 13.
`
`Patent Owner's Response [Papers 77 & 81] at 37 n-4.
`
`Patent Owner's Response [Papers 77 & 81] at 37.
`
`Patent Owner's Response [Papers 77 & 81] at 37 n.4
`
`(typographical error, cited as 2176 instead of 2177)
`
`Patent Owner's Response [Papers 77 & 81] at 43.
`
`Exhibit 2169 [Thomas Decl.], 1] 5.
`
`Exhibit 2169 [Thomas Decl.], 1] 7.
`
`Patent Owner's Response [Papers 77 & 81] at 44.
`
`Exhibit 2167 [Friesen Decl.], 1] 17.
`
`

`
`Exhibit Number
`
`Citation
`
`CBM2016-00179
`
`U.S. Patent 7,533,056 B2
`
`2301
`
`2302
`
`2303
`
`2304
`
`2305
`
`2306
`
`2307
`
`2308
`
`2309
`
`2310
`
`2311
`
`2312
`
`Patent Owner's Response [Papers 77 & 81] at 45.
`
`Patent Owner's Response [Papers 77 & 81] at 50.
`
`Patent Owner's Response [Papers 77 & 81] at 50.
`
`Exhibit 2167 [Friesen Decl.], 1] 24.
`
`Exhibit 2167 [Friesen Decl.], 1] 24.
`
`Patent Owner's Response [Papers 77 & 81] at 51.
`
`Patent Owner's Response [Papers 77 & 81] at 51.
`
`Patent Owner's Response [Papers 77 & 81] at 52.
`
`Patent Owner's Response [Papers 77 & 81] at 52.
`
`Patent Owner's Response [Papers 77 & 81] at 52.
`
`Patent Owner's Response [Papers 77 & 81] at 52.
`
`Patent Owner's Response [Papers 77 & 81] at 52.
`
`Patent Owner's Response [Papers 77 & 81] at 52.
`
`

`
`Exhibit Number
`
`Citation
`
`CBM2016-00179
`
`U.S. Patent 7,533,056 B2
`
`2314
`
`2315
`
`2316
`
`2317
`
`2318
`
`2319
`
`2320
`
`2321
`
`2322
`
`2323
`
`2324
`
`2325
`
`Patent Owner's Response [Papers 77 & 81] at 52.
`
`Patent Owner's Response [Papers 77 & 81] at 52.
`
`Patent Owner's Response [Papers 77 & 81] at 53.
`
`Patent Owner's Response [Papers 77 & 81] at 53.
`
`Patent Owner's Response [Papers 77 & 81] at 54.
`
`Exhibit 2167 [Friesen Decl.], 1] 30.
`
`Patent Owner's Response [Papers 77 & 81] at 54.
`
`Patent Owner's Response [Papers 77 & 81] at 54.
`
`Patent Owner's Response [Papers 77 & 81] at 54.
`
`Patent Owner's Response [Papers 77 & 81] at 54.
`
`Patent Owner's Response [Papers 77 & 81] at 54.
`
`Patent Owner's Response [Papers 77 & 81] at 54.
`
`Exhibit 2167 [Friesen Decl.], 1] 33.
`
`10
`
`

`
`Exhibit Number
`
`Citation
`
`CBM2016-00179
`
`U.S. Patent 7,533,056 B2
`
`2327
`
`2328
`
`Exhibit 2167 [Friesen Decl.], 1] 35.
`
`Exhibit 2167 [Friesen Decl.], 1] 37.
`
`
`
`2329
`
`Exhibit 2167 [Friesen Decl.], 1] 37.
`
`Date: July 8, 2016
`
`Respectfully Submitted,
`
`/Erika H. Amerl
`By:
`Erika H. Amer (Reg. No. 57,540)
`
`11
`
`

`
`CBM2016-00179
`U.S. Patent 7,533,056 B2
`
`
`CERTIFICATE OF SERVICE
`
`The undersigned hereby certifies that a copy of the foregoing Listing of
`
`
`
`Citations of Patent Owner’s Exhibits was served on July 8, 2016, via email
`
`directed to counsel of record for the Petitioner at the following:
`
`Robert Sokohl
`rsokohl-PTAB@skgf.com
`
`Lori Gordon
`lgordon-ptab@skgf.com
`
`Richard Bemben
`rbemben-PTAB@skgf.com
`
`John C. Phillips
`CBM41919-0007CP1@fr.com
`
`PTAB@skgf.com
`
`
`
`Date: July 8, 2016
`
`
`
`/Bradley J. Moore/
`Bradley Moore
`Litigation Legal Assistant
`
`Finnegan, Henderson, Farabow, Garrett
`& Dunner, LLP
`
`
`
`12

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