`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`____________
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`____________
`
`
`
`TRADESTATION GROUP, INC.,
`TRADESTATION SECURITIES, INC., IBG LLC, and
`INTERACTIVE BROKERS LLC,
`Petitioners,
`
`
`v.
`
`
`TRADING TECHNOLOGIES INTERNATIONAL, INC.,
`Patent Owner.
`
`____________
`
`
`Case CBM2015-001721
`Patent No. 7,783,556
`
`___________
`
`
`
`PETITIONERS’ UPDATED EXHIBIT LIST
`
`
`1 Case CBM2016-00040 has been joined with this proceeding.
`
`
`
`Case CBM2015-00172
`Attorney Docket No. 41919-0002CP1
`
`EXHIBIT LIST
`
`U.S. Patent No. 7,783,556 to Scott F. Singer, et al. (“’556
`patent”)
`Prosecution History of the ’556 patent
`Lodewijk Petram, “The World’s First Stock Exchange”
`Ellen Terrell, “History of the American and NASDAQ Stock
`Exchanges”, September, 2006 (Updated October, 2012)
`U.S. Patent 6,317,728 (Kane)
`Case No. 10-cv-0715 (N.D. Ill.) (Complaint for Patent
`Infringement)
`CRS Advanced Technologies, Inc. v. Frontline Technologies,
`Inc., CBM2012-00005, Paper No. 17 (Jan. 23, 2013)
`157 Cong. Rec. S5402 (daily ed. Sept. 8, 2011)
`SAP v. Versata, CBM2012-00001, Paper No. 36 (Jan. 9, 2013)
`The American Heritage Dictionary of the English Language,
`4th Ed.
`The American Heritage Dictionary of the English Language, 3d
`Ed.
`MPEP 2106
`Patent Trial Practice Guide
`Volusion, Inc. v. Versata Software, Inc., CBM2013- 00018,
`Institution Decision, Paper No. 8
`Declaration in support of Unopposed Motion for Pro Hac Vice
`Admission of Adam Kessel
`Webster’s New World College Dictionary (4th ed.), definition
`of “data processing”
`Deposition transcript of Eric Gould-Bear
`Excerpts from deposition transcript of Dan R. Olsen, Jr., IBG
`LLC v. Trading Techs. Int’l, Inc. (P.T.A.B. July 28, 2016)
`Merriam-Webster Collegiate Dictionary (11th ed.), definition
`of “data processing”
`Petitioners’ Demonstratives
`Updated Petitioners’ Demonstratives
`
`
`
`
`TS 1001
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`TS 1002
`TS 1003
`TS 1004
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`TS 1005
`TS 1006
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`TS 1007
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`TS 1008
`TS 1009
`TS 1010
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`TS 1011
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`TS 1012
`TS 1013
`TS 1014
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`TS 1015
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`TS 1016
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`TS 1017
`TS 1018
`
`TS 1019
`
`TS 1021
`TS 1022
`
`Served but not filed:
`
`TS-1020 Declaration of Karrie Wheatley (served 9/30/2016)
`
`
`
`0
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`
`
`
`
`
`Date: October 18, 2016
`
`1100 New York Avenue, N.W.
`Washington, D.C. 20005-3934
`(202) 371-2600
`
`
`
`
`Case CBM2015-00172
`Attorney Docket No. 41919-0002CP1
`
`
`
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`
`/Robert Sokohl/
`
`Robert E. Sokohl (Reg. No. 36,013)
`Attorney for Petitioners
`
`1
`
`
`
`
`
`Case CBM2015-00172
`Attorney Docket No. 41919-0002CP1
`
`CERTIFICATE OF SERVICE
`
`Pursuant to 37 CFR §§ 42.6(e)(4) and 42.205(b), the undersigned certifies
`
`that on October 18, 2016, a complete and entire copy of this Petitioners’ Updated
`
`Exhibit List and Exhibit 1022 Updated Petitioners’ Demonstratives were provided
`
`via email to Patent Owner by serving the correspondence address of record as
`
`follows:
`
`Erika H. Arner, Joshua L. Goldberg, Kevin D. Rodkey,
`Rachel L. Emsley, and Cory C. Bell
`Finnegan, Henderson, Farabow, Garrett & Dunner, LLP
`Email: erika.arner@finnegan.com
`joshua.goldberg@finnegan.com
`kevin.rodkey@finnegan.com
`rachel.emsley@finnegan.com
`cory.bell@finnegan.com
`
`Steven F. Borsand, Jay Q. Knobloch
`Trading Technologies International, Inc.
`Email: tt-patent-cbm@tradingtechnologies.com
`
`
`Michael D. Gannon, Leif R. Sigmond, Jr., and Jennifer M. Kurcz
`McDonnell Boehnen Hulbert & Berghoff LLP
`Email: gannon@mbhb.com
`sigmond@mbhb.com
`kurcz@mbhb.com
`
`
`
`
`
`Date: October 18, 2016
`
`1100 New York Avenue, N.W.
`Washington, D.C. 20005-3934
`(202) 371-2600
`
`
`
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`
`/Robert Sokohl/
`
`Robert E. Sokohl (Reg. No. 36,013)
`Attorney for Petitioners
`
`
`
`