Paper No. ____
` Filed: July 15, 2016
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`__________________
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`__________________
`TRADESTATION GROUP, INC.,
`TRADESTATION SECURITIES, INC., IBG LLC, and
`INTERACTIVE BROKERS LLC.,
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`
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`Petitioner
`v.
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` TRADING TECHNOLOGIES INTERNATIONAL, INC.
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`Patent Owner
`_________________
`Case CBM2015-001721
`U.S. Patent 7,783,556
`_________________
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`PATENT OWNER’S UPDATED EXHIBIT LIST
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`1 Case CBM2016-00040 has been joined with this proceeding.
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`

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`Pursuant to 37 C.F.R. § 42.63(e), Patent Owner Trading Technologies
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`Case CBM2015-00172
`U.S. Patent 7,783,556
`
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`International, Inc. hereby submits a current listing of Trading Technologies
`
`Exhibits to counsel for Petitioners TradeStation Group, Inc., TradeStation
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`Securities, Inc., IBG LLC and Interactive Brokers LLC. Exhibits 2180 – 2334
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`were reserved for later use. Exhibit 2335 was filed on PTAB E2E and served via
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`email to counsel of record for the Petitioner.
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`Exhibit 2002
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`Exhibit 2003
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`Exhibit 2004
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`Exhibit 2005
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`Filed Exhibits Description
`Trading Tech Int’l v CQG, Inc. and CQGT, LLC, Case No. 05-
`Exhibit 2001
`cv-4811 (N.D.Ill.), Dkt. 1073, Memorandum Opinion and Order
`denying Motion for Summary Judgment (35 U.S.C. § 101) (Feb.
`24, 2015)
`79 Fed. Reg. 74618- 633, USPTO 2014 Interim Guidance on
`Patent Subject Matter Eligibility (December 16, 2014)
`July 2015 Update Appendix 1: Examples, USPTO Examination
`Guidelines
`Trading Tech Int’l v BGC Partners, Inc., Case No. 10-C- 715
`(N.D.Ill.), Dkt. 609, Response of Certain Defendants to Trading
`Technologies’ “Emergency” Motion (July 15, 2015)
`Trading Tech Int’l v BGC Partners, Incm, Case No. 10-C- 715
`(N.D.Ill.), Dkt. 613, Supplemental Response of Certain
`Defendants to TT’s Emergency Motion (July 20, 2015)
`Trading Tech Int’l v BGC Partners, Inc., Case No. 10-C- 715
`(N.D.Ill.), Dkt. 176, Defendants’ Case Management Statement
`for May 5, 2011 Status Hearing (May 30, 2011)
`Trading Tech Int’l v BGC Partners, Inc., Case No. 10-C- 715
`(N.D.Ill.), Dkt. 528, Position Statement of the TD Ameritrade
`Defendants on the Federal Circuit’s Decision in OEC and How
`this Case Should Proceed (Feb. 20, 2014)
`Transcript of Teleconference Call with the Board, dated
`September 10, 2015
`Trading Tech Int’l v BGC Partners, Inc, Case No. 10-C- 715
`(N.D.Ill.), Dkt. 546, Memorandum in Support of the TD
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`Exhibit 2006
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`Exhibit 2007
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`Exhibit 2008
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`Exhibit 2009
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`1
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`Case CBM2015-00172
`U.S. Patent 7,783,556
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`Exhibit 2010
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`Exhibit 2011
`Exhibit 2012
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`Ameritrade Defendants’ Motion to Stay Proceedings Pursuant to
`Section 18(b) of the America Invents Act (May 22, 2014)
`Trading Tech Int’l v BGC Partners, Inc, Case No. 10-C- 715
`(N.D.Ill.), Dkt. 558, TradeStation Defendants’ Joinder In and
`Motion for Stay (June 11, 2014)
`Senate Congressional Record, S936-S953 (Feb. 28, 2011)
`Crossing the Finish Line on Patent Reform: What Can and
`Should Be Done, Hearing Before the Subcommittee on
`Intellectual Property, Competition, and the Internet of the
`Committee on the Judiciary House of Representatives (Feb. 11,
`2011)
`Study and Report on the Implementation of the Leahy-Smith
`America Invents Act, USPTO Report to Congress (Sept. 2015)
`Exhibit 2014 Markup of H.R. 1249, The America Invents Act, House of
`Representatives Committee on the Judiciary (Apr. 14, 2011)
`Versata Development Group, Inc. v. SAP America, Inc. and SAP
`AG, Case No. 2014-1194 (CAFC), Docket No. 61, Brief for the
`Intervenor - Director of the United States Patent and Trademark
`Office (May 1, 2014)
`Trading Technologies International, Inc. v. BCG Partners, Inc.,
`Case No. 1:10-CV-00715 (N.D. Ill.), Docket No. 562, Reply
`Memorandum in Support of the IBG Defendants’ Motion to Stay
`Proceedings Pursuant to Section 18(b) of the America Invents
`Act (Jun. 18, 2014)
`National Aeronautics and Space Administration Web Page Print
`out, Technical Areas
`National Aeronautics and Space Administration Web Page Print
`out, Human Computer Interaction Group
`University of Washington Web Page Print out, Human-Computer
`Interaction Degree Option
`Rochester Institute of Technology Web Page Print out, Masters
`in Human Computer Interaction
`Rensselaer Polytechnic Institute Web Page Print out, M.S. in
`Human-Computer Interaction
`Tufts University Web Page Print out, Human-Computer
`Interaction Certificate Program
`Georgia Institute of Technology Web Page Print out, Human-
`2
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`Exhibit 2013
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`Exhibit 2015
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`Exhibit 2016
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`Exhibit 2017
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`Exhibit 2018
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`Exhibit 2019
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`Exhibit 2020
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`Exhibit 2021
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`Exhibit 2022
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`Exhibit 2023
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`

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`Case CBM2015-00172
`U.S. Patent 7,783,556
`
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`Computer Interaction Master’s Program
`DePaul University Web Page Print out, Master of Science
`Human-Computer Interaction
`Carnegie Mellon University Web Page Print out, Masters of
`Human-Computer Interaction
`Exhibit 2026 Meyers, Brad A. “A Brief History of Human-Computer
`Interaction Technology.” Interactions 5.2 (1998): 44-54.
`Transcript of Teleconference with the Board, dated
`November 23, 2015
`Transcript of Teleconference with the Board, dated
`March 7, 2016
`Reserved
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`Exhibit 2024
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`Exhibit 2025
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`Exhibit 2027
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`Exhibit 2028
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`Exhibit 2029 –
`Exhibit 2106
`Exhibit 2107
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`Exhibit 2108 –
`Exhibit 2120
`Exhibit 2121
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`Exhibit 2122-
`2123
`Exhibit 2124
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`Transcript of Teleconference with the Board, dated May 11,
`2016
`Reserved
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`Classification Definitions Class 705 Data Processing: Financial
`Business Practice, Management, or Cost/Price Determination
`Reserved
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`Class 345 Computer Graphics Processing and Selective Visual
`Display Systems
`July 2015 Update Appendix 1: Examples
`Reserved
`
`Reserved
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`Exhibit 2125
`Exhibit 2126 –
`2129
`Exhibit 2130-
`2132
`Exhibit 2133 McGraw Hill “Dictionary of Scientific and Technical Terms,”
`Fifth Edition (1994): Definition of “Recording”
`Reserved
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`Exhibit 2134 -
`2139
`Exhibit 2140
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`Exhibit 2141
`Exhibit 2142
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`Transcript of Teleconference with the Board, dated June 13,
`2016
`Reserved
`Trading Techs. Int’l v. BGC Partners, Inc., Case No. 10-C-715
`(N.D. Ill.), Transcript of Proceedings (May 12, 2016)
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`3
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`Case CBM2015-00172
`U.S. Patent 7,783,556
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`TS0028765
`TS0107054
`TS0024612
`TS1261405
`TS1268720
`TS1533977
`TS1525667
`Video Deposition Transcript of John Bartleman, dated June 8,
`2016 in Trading Technologies International, Inc. v. BGC
`Parnters, Inc., Case No. 1:10-cv-715 (Consolidated) (N.D. Ill.).
`Draft Video Deposition Transcript of John Bartleman, dated June
`9, 2016 in Trading Technologies International, Inc. v. BGC
`Parnters, Inc., Case No. 1:10-cv-715 (Consolidated) (N.D. Ill.).
`Listing Additional Discovery Sought: Produced Documents and
`Transcripts
`Listing of Additional Discovery Sought: Documents Withheld in
`District Court
`Video Deposition Transcript of Milan Galik, dated June 13, 2016
`in Trading Technologies International, Inc. v. BGC Parnters,
`Inc., Case No. 1:10-cv-715 (Consolidated) (N.D. Ill.).
`Relevance of Additional Discovery Sought
`IBG_00026004
`IBG_00040515
`IBG_00014726
`Reserved
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`Declaration of Eric Gould-Bear
`Reserved
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`Declaration of Dan Olsen
`Reserved
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`Transcript of Teleconference with the Board, dated July 15, 2016
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`Exhibit 2143
`Exhibit 2144
`Exhibit 2145
`Exhibit 2146
`Exhibit 2147
`Exhibit 2148
`Exhibit 2149
`Exhibit 2150
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`Exhibit 2151
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`Exhibit 2152
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`Exhibit 2153
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`Exhibit 2154
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`Exhibit 2155
`Exhibit 2156
`Exhibit 2157
`Exhibit 2158
`Exhibit 2159 –
`Exhibit 2167
`Exhibit 2168
`Exhibit 2169 -
`Exhibit 2173
`Exhibit 2174
`Exhibit 2175-
`Exhibit 2334
`Exhibit 2335
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`Case CBM2015-00172
`U.S. Patent 7,783,556
`
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`Respectfully submitted,
`
`By: /Rachel L. Emsley/
`Rachel L. Emsley, Back-up Counsel
`Reg. No. 63,558
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`Counsel for Patent Owner
`Trading Technologies International, Inc.
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`Dated: July 15, 2016
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`CERTIFICATE OF SERVICE
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`Case CBM2015-00172
`U.S. Patent 7,783,556
`
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`The undersigned hereby certifies that a copy of the foregoing Patent
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`
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`Owner’s Updated Exhibit List and Exhibit 2335 were served on July 15, 2016,
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`via email directed to counsel of record for the Petitioner at the following:
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`John C. Phillips
`phillips@fr.com
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`Kevin Su
`CBM41919-0002CP1@fr.com
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`Michael T. Rosato
`mrosato@wsgr.com
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`Matthew A. Argenti
`margenti@wsgr.com
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`Robert E. Sokohl
`rsokohl@skgf.com
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`Dated: July 15, 2016
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`/Valencia Daniel/
`Valencia Daniel
`Litigation Legal Assistant
`
`FINNEGAN, HENDERSON, FARABOW,
`GARRETT & DUNNER, LLP