`
`
`
` Filed: November 9, 2015
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`__________________
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`__________________
`TRADESTATION GROUP, INC. AND
`TRADESTATION SECURITIES, INC.
`
`Petitioner
`v.
`
` TRADING TECHNOLOGIES INTERNATIONAL, INC.
`
`Patent Owner
`_________________
`Case CBM2015-00161
`U.S. Patent 6,766,304 B2
`_________________
`
`PATENT OWNER’S UPDATED MANDATORY NOTICES
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Case CBM2015-00161
`U.S. Patent 6,766,304
`Patent Owner Trading Technologies International, Inc. hereby submits these
`
`Updated Mandatory Notices under 37 C.F.R. § 42.8(b)(2) to identify the following
`
`administrative matters relating to patents asserted in judicial matters listed in
`
`Patent Owner’s Mandatory Notices:
`
`CBM2016-00009 (U.S. Patent No. 7,685,055)
`
`To the extent that 37 C.F.R. § 42.8(b)(2) applies, Trading Technologies
`
`further identifies the following letter, sent within the last 21 days:
`
`Trading Technologies International, Inc.’s Letter To Hon.
`
`Michelle K. Lee, Under Secretary of Commerce for
`
`Intellectual Property and Director of the United States
`
`Patent and Trademark Office, regarding Continued
`
`Abuse of Post-Grant Review Process, dated October 30,
`
`2015.
`
`Respectfully submitted,
`
`
`
`
`
`By: /Rachel L. Emsley/
`Rachel L. Emsley, Back-up Counsel
`Reg. No. 63,558
`
`Counsel for Patent Owner
`Trading Technologies International, Inc.
`
`2
`
`Dated: November 9, 2015
`
`
`
`
`
`
`
`Case CBM2015-00161
`U.S. Patent No. 6,766,304
`CERTIFICATE OF SERVICE
`
`The undersigned hereby certifies that a copy of the foregoing Patent
`
`Owner’s Updated Mandatory Notices was served on November 9, 2015, via
`
`email directed to counsel of record for the Petitioner at the following:
`
`
`John C. Phillips
`phillips@fr.com
`
`Kevin Su
`CBM41919-0005CP1@fr.com
`
`
`
`Dated: November 9, 2015
`
`/Lisa C. Hines/
`Lisa C. Hines
`Litigation Clerk
`
`Finnegan, Henderson, Farabow, Garrett
`& Dunner, LLP
`
`
`
`
`
`3