throbber
Paper No. ____
` Filed: October 29, 2015
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`__________________
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`__________________
`TRADESTATION GROUP, INC. AND
`TRADESTATION SECURITIES, INC.
`
`Petitioner
`v.
`
` TRADING TECHNOLOGIES INTERNATIONAL, INC.
`
`Patent Owner
`_________________
`Case CBM2015-00161
`U.S. Patent 6,766,304 B2
`_________________
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`PATENT OWNER’S PRELIMINARY RESPONSE
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`CBM2015-00161
`U.S. Patent No. 6,766,304
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`Contents
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`PRELIMINARY STATEMENT ..................................................................... 1
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`
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`I.
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`II. OVERVIEW OF THE CLAIMED INVENTION ........................................... 3
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`III. TRADESTATION'S PETITION FAILS TO SHOW THAT IT IS
`MORE LIKELY THAN NOT THAT THE CLAIMS OF THE ’304
`PATENT ARE UNPATENTABLE UNDER § 112 ....................................... 8
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`A.
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`B.
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`TradeStation Fails to Explain that Its § 112 Argument Has
`Already Been Considered In Litigation, and Rejected ......................... 9
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`The ’304 Patent Claims Meet the Written Description
`Requirement Under 35 U.S.C. § 112 .................................................. 12
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`1.
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`The term “static price axis” does not require “non-static”
`price levels or a price axis with some price levels static
`and other price levels non-static—non-static price levels
`are an unclaimed, unrecited feature .......................................... 12
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`2.
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`The claims meet the written description requirement. .............. 14
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`IV. TRADESTATION'S PETITION FAILS TO SHOW THAT IT IS
`MORE LIKELY THAN NOT THAT THE CLAIMS OF THE '304
`PATENT ARE PATENT INELIGIBLE UNDER § 101 .............................. 19
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`A.
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`B.
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`C.
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`D.
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`TradeStation Fails to Even Mention the District Court Decision
`Finding the Claims Eligible under 35 U.S.C. § 101 ........................... 19
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`The District Court Correctly Rejected TradeStation’s § 101
`Arguments ........................................................................................... 25
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`TradeStation’s Arguments Under § 101 Fail to Consider the
`USPTO’s Most Recent Examination Guidance .................................. 34
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`TradeStation’s Incomplete Analysis Cannot Be Saved By a
`Non-Precedential and Non-Final Board Decision that Predates
`Both DDR and the PTO’s Own Updated § 101 Guidance. ................. 37
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`ii
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`V.
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`U.S. Patent No. 6,766,304
`THE PETITION SHOULD BE DENIED UNDER 35 U.S.C §
`322(A)(2) AND 35 U.S.C. § 325(A)(1) BECAUSE
`TRADESTATION FAILS TO SHOW CQG IS NOT AN RPI,
`WHILE ADMITTING COORDINATED EFFORTS. ................................. 37
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`A.
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`B.
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`The Admitted Coordination in Preparing Petitions Against TT’s
`Patents Establishes RPI Status for CQG ............................................. 39
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`The Agreement to Divide the Petition Filings Amongst
`Defendants Represents Payment-In-Kind for Those Petitions ........... 40
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`C. As CQG’s Proxy, TradeStation’s Petition Should Be Barred
`Under 35 U.S.C. § 325(a)(1) ............................................................... 42
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`1.
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`2.
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`RPX illustrates why CQG is an RPI .......................................... 43
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`JP Morgan presents different circumstances than this
`case ............................................................................................ 45
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`VI. THE PETITION SHOULD BE DENIED BECAUSE IT
`REPRESENTS A MISUSE OF THE COVERED BUSINESS
`METHOD REVIEW PROCESS. .................................................................. 47
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`A.
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`B.
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`The Board Has the Authority to Deny the Petition for Misuse of
`the CBM Review Process .................................................................... 47
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`TradeStation’s Petition Misuses CBM Review Because It
`Purposefully Delayed Its Repetition of Arguments ............................ 49
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`VII. TRIAL SHOULD NOT BE INSTITUTED BECAUSE THE ’304
`PATENT IS NOT A COVERED BUSINESS METHOD PATENT ............ 52
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`A.
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`TradeStation’s Conclusory and Admittedly “[B]rief” Analysis
`Falls Short of Establishing That the ’304 Patent Claims a
`“Covered Business Method” And Is Therefore Within the
`Jurisdictional Scope of Section 18 ...................................................... 52
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`1.
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`2.
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`TradeStation’s reliance on the patent’s classification fails
`to establish CBM eligibility ...................................................... 52
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`TradeStation’s reliance on phrases that are “financial in
`nature” fails to establish CBM jurisdiction ............................... 53
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`3.
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`4.
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`TradeStation cannot establish CBM jurisdiction by
`ignoring facts that contradict its conclusion that the
`claimed invention is a covered business method ...................... 54
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`TradeStation technological invention arguments are
`deficient. .................................................................................... 56
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`a.
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`b.
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`TradeStation failed to show that claims do not
`recite a novel and non-obvious technological
`invention because it did not address the claimed
`GUI ................................................................................. 56
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`TradeStation cannot establish CBM jurisdiction by
`ignoring facts contrary to its conclusion that the
`claims are not for a technological invention................... 57
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`5.
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`TradeStation cannot circumvent establishing jurisdiction
`by pointing to a prior, non-precedential decision denying
`institution .................................................................................. 60
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`B.
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`Even If the Board Were to Conduct Its Own Analysis, All of
`the Evidence Shows That the ’304 Patent Falls Outside of the
`Scope of CBM Review. ....................................................................... 61
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`1.
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`2.
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`The ’304 patent does not claim a covered business
`method ....................................................................................... 62
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`The ’304 patent claims a technological invention .................... 68
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`a.
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`b.
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`c.
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`d.
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`There is no evidence to refute the Examiner’s
`original determination that the claimed
`combination of GUI features is novel and non-
`obvious ............................................................................ 69
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`The prior art GUIs’ had a speed and accuracy
`problem ........................................................................... 70
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`The inventors solved the prior art GUIs’ speed and
`accuracy problem as well as another technical
`problem of usability ........................................................ 74
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`The problem previously identified by the Board
`was incomplete ............................................................... 76
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`VIII. CONCLUSION .............................................................................................. 78
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`I.
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`PRELIMINARY STATEMENT
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`TradeStation’s petition—presenting the third attack on the ’304 patent by the
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`joint defense group—should be denied for many independent reasons.
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`The petition presents two grounds, one based on 35 U.S.C. § 101 and the
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`other based on 35 U.S.C. § 112. While TradeStation informs the Board that it is
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`making substantially the same arguments that CQG presented in previously denied
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`petitions, it fails to inform the Board that CQG also presented these arguments in
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`district court—and lost. TradeStation similarly neglects to mention contradictory
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`statements in the testimony it presents with the petition, as well as the recent § 101
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`guidance from the PTO that contradicts its position. Because TradeStation fails to
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`address known evidence that undermines its positions, the Board should find that
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`TradeStation fails to meet its burden that it is more likely than not to succeed on
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`the merits.
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`Each of the grounds should also be denied because they have no merit. For
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`the § 112 ground, TradeStation creates an argument that mixes up the difference
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`between the features required by the claims and additional, unclaimed features of
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`infringing products. This argument was not only rejected by the district court as
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`legally deficient but also runs counter to Federal Circuit precedent never addressed
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`by the petition. For the § 101 ground, the district court’s analysis was correct—the
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`claims are patent eligible under both prongs of the Alice test. For this additional
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`reason, the Board should deny each ground.
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`The petition should also be denied for three additional independent reasons.
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`First, there is evidence that reasonably suggests that CQG is a real-party-in-interest
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`(“RPI”) (e.g., the admitted coordination, reliance on same argument, etc.) and
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`TradeStation fails to meet its burden to establish that CQG is not. Instead,
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`TradeStation rests on a mischaracterization of a prior, non-precedential decision.
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`Second, TradeStation is misusing these proceedings for purposes of
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`litigation gamesmanship, by employing a “wait-and-see” strategy of delaying
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`filing, to perpetually stay litigation and to get multiple bites at the apple after
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`seeing TT’s responses to arguments.
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`Third, the ’304 patent is not a covered business method patent. The ’304
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`patent is not a covered business method patent because the claims are directed to a
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`combination of GUI features that solve a problem with prior GUI tools used to
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`conduct a trade—not a data processing or operations business method.
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`TradeStation ignores the evidence that supports that conclusion and ignores the
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`substantive elements of the claim. Instead, TradeStation focuses on irrelevant facts
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`such as the patent’s classification, statements in the preamble of the claims, and a
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`few words in the claim taken out-of-context. None of that is sufficient to establish
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`that the patent is a CBM patent.
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`Finally, TradeStation attempts to improperly short circuit its burden by
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`relying on prior panel decisions. Not only are those decisions non-precedential, but
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`they also predate further guidance from the PTO and the Federal Circuit on the
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`issues TradeStation relies upon them for. Moreover, TT presents additional
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`evidence and arguments here that those panels did not consider.
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`II. OVERVIEW OF THE CLAIMED INVENTION
`A brief overview of the claimed invention will set the context for many of
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`the issues set forth below. Independent claim 1 of the ’304 patent states:
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`1. A method for displaying market information relating to
`and facilitating trading of a commodity being traded in an
`electronic exchange having an inside market with a
`highest bid price and a lowest ask price on a graphical
`user interface, the method comprising:
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`dynamically displaying a first indicator in one of a
`plurality of locations in a bid display region, each
`location in the bid display region corresponding to a price
`level along a common static price axis, the first indicator
`representing quantity associated with at least one order to
`buy the commodity at the highest bid price currently
`available in the market;
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`dynamically displaying a second indicator in one of a
`plurality of locations in an ask display region, each
`location in the ask display region corresponding to a
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`price level along the common static price axis, the second
`indicator representing quantity associated with at least
`one order to sell the commodity at the lowest ask price
`currently available in the market;
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`displaying the bid and ask display regions in relation to
`fixed price levels positioned along the common static
`price axis such that when the inside market changes, the
`price levels along the common static price axis do not
`move and at least one of the first and second indicators
`moves in the bid or ask display regions relative to the
`common static price axis;
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`displaying an order entry region comprising a plurality of
`locations for receiving commands to send trade orders,
`each location corresponding to a price level along the
`common static price axis; and
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`in response to a selection of a particular location of the
`order entry region by a single action of a user input
`device, setting a plurality of parameters for a trade order
`relating to the commodity and sending the trade order to
`the electronic exchange.
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`Ex. 1001, 12:35-13:3.
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`The claims are directed to a GUI order entry tool that is connected to an
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`electronic exchange such that the tool receives updates from the exchange and can
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`be used to send order messages to the exchange. Figures 3 and 4 of the ’304 patent
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`show an embodiment of the claimed invention at two times (T1 and T2), just
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`before and after receipt of an update from the electronic exchange reflecting a
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`change in the inside market (the best bid and best ask price).
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`As seen in these figures, the GUI includes a static price axis with a range of
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`price levels displayed in column 1005. The GUI also provides dynamic displays of
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`indicators that are displayed in regions with locations corresponding to the levels
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`of the price axis. In this embodiment, the indicators displayed in column 1003
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`represent information regarding bid or buy orders in the market (referred to herein
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`as “bid indicators”) and the indicators displayed in column 1004 represent
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`information regarding ask or sell orders in the market (referred to herein as “ask
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`indicators”). The best bid indicator represents quantity available in the market at
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`the current best bid price (the highest bid/buy price) and the best ask indicator
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`represents quantity available in the market at the current best ask price (the lowest
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`ask/sell price). The GUI displays these indicators based on data that is being
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`received from the electronic exchange. In Figure 3, the price levels representing
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`the current inside market are labeled with reference number 1020. The best bid
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`indicator represents a quantity of 18 at the price level of 89 and the best ask
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`indicator represents a quantity of 20 at the price level of 90.
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`The GUI also provides locations corresponding to different price levels of
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`the price axis that can be selected by a single action of a user input device to both
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`set a plurality of order parameters (e.g., the price and type of the order) and to send
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`an order message to an exchange. In particular, in the shown embodiment, the cells
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`of the dynamic bid column 1003 are configured to receive single action commands
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`that both set the price and that the order is a buy order and send an order message
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`with these parameters to the exchange. Likewise, the cells of the dynamic ask
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`column 1004 are configured to receive single action commands that both set the
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`price and that the order is a sell order and send an order message with these
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`parameters to the exchange. For shorthand, we use the phrase “single action order
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`entry” to refer to the feature of providing order entry locations corresponding to
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`price levels of the price axis that can be selected by a single action of a user input
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`device to set a plurality of order parameters and send an order message with those
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`parameters to the electronic exchange.1
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`Figure 4 displays information for the same tradeable object at a later time
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`when, in response to market updates, the GUI caused the inside market indicators
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`to be moved up relative to the price axis such that the indicators now reflect a best
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`bid price of 92 and a best ask price of 93. The inside market indicators moved
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`relative to the price axis between T1 and T2 and the price levels of the price
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`column remained fixed. Unlike conventional prior art screens of the sort shown in
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`Figure 2 of the ‘304 patent, if the user clicked to send an order at the very moment
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`the market changed with the illustrated embodiment of the invention, an order
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`message would have been set with the user’s intended price because the order entry
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`location remained associated with the same price level.
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`The independent claims of the ’304 patent are directed to this combination
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`of features and it was this combination of features that was the very reason for
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`1 Although not mentioned by TradeStation, the term “trade order” in the claim was
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`construed in district court to mean a “single, electronic message in executable form
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`that includes at least all required parameters of a desired trade.” Ex 2020 at 18-19.
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`allowance during the original examination and later reexaminations. Ex. 1012 at 5;
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`Ex. 2021 at 2-3. Claim 1 of the ’304 patent claims, inter alia, the combination of a
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`static price axis, dynamically displaying bid and ask indicators in bid and ask
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`display regions respectively, such bid/ask display regions having locations
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`corresponding to price levels of the static price axis, and single action order entry.
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`The claimed combination of features of this patent is not directed in any way
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`to a business method or practice. For example, it does not merely claim trading or a
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`specific strategy for trading, or implementing such a process on a generic computer
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`with a generic display. Rather, the claims are specifically directed to particular
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`GUI features and functionality. Trading, which is only referenced in the preamble
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`of the claims, is merely the context and application for the claimed technology and
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`incidental to the heart of the claims. These claims are no more directed to a
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`business practice than claims directed to an improved instrument panel in an
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`airplane are directed to the process of flying.
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`III. TRADESTATION'S PETITION FAILS TO SHOW THAT IT IS
`MORE LIKELY THAN NOT THAT THE CLAIMS OF THE ’304
`PATENT ARE UNPATENTABLE UNDER § 112
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`TradeStation’s petition fails to show that it is more likely than not that the
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`claims of the ‘304 patent are not in compliance with the written description
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`requirement of § 112 for at least two reasons. First, TradeStation fails to address a
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`district court’s decision on the same issue in view of the same arguments. Second,
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`TradeStation’s analysis is incorrect on the law and the facts.
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`A. TradeStation Fails to Explain that Its § 112 Argument Has
`Already Been Considered In Litigation, and Rejected
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`TradeStation has ignored and mis-cited legal authority, mischaracterized the
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`claims, and ignored contradictory facts. Consequently, TradeStation’s Petition fails
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`to establish that the claims are “more likely than not invalid” under § 112, and the
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`Board should deny institution. 35 U.S.C. § 324(a). A proper analysis shows that
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`the district court's conclusion that the claims are eligible under § 112 is correct.
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`The district court in the CQG case involving the same patent rejected the
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`same argument several times. First, that district court denied a motion for summary
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`judgment of invalidity based on § 112 in which CQG made the same arguments
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`being made here. Ex. 2022, 10-11. Then, at trial, CQG’s same § 112 defense failed
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`again. After all of the evidence was in, TT moved under Rule 50 for judgment as a
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`matter of law because CQG’s argument was improperly seeking to require written
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`description support for unclaimed features (non-static prices). The district court
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`granted the motion, taking CQG’s 112 defense away from the jury. See, e.g., Ex.
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`2028, 2527:3-17; id. at 2520-24 . TradeStation admits that the arguments in the
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`current petition are “substantially identical” to the arguments set forth in the CQG
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`CBM petition against the ’304 patent. See Pet. at 4; see also Ex. 2023 (redlining
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`the differences between CQG’s and TradeStation’s petitions). TradeStation even
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`relies on CQG’s expert declaration—TradeStation’s Ex. 1013 is the same as
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`CQG’s CBM Ex. 1028, which consists of testimony copied from litigation reports.
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`See e.g., Ex. 2024 (redlining the differences between Dr. Mellor’s prior § 112
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`report and his report filed with the Petition). The arguments presented in the CQG
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`CBM petition, and that TradeStation by extension is now presenting, are the same
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`arguments made to the district court during litigation. CQG lost on these
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`arguments. However, even though TradeStation adopts the arguments and evidence
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`from the CQG CBM petition, TradeStation fails to explain why the district court’s
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`decisions were incorrect. See Pet. at 52-60. In fact, TradeStation’s petition does not
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`even disclose that the district court looked at the same issue or that the district
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`court rejected the same arguments being presented here—facts that must have been
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`known to TradeStation before filing the petition.
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`The district court’s rulings on § 112 are highly relevant to this proceeding
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`because they address both the same patent (i.e., ’304 patent) and legal issue (i.e.,
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`§ 112) presented in TradeStation's petition.
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`The district court properly concluded that the claims in the ’304 patent are in
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`compliance with the “written description” requirement of § 112. Ex. 2022 at 10-11.
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`CQG argued that “there is no support in the written description for a static
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`limitation that covers a price column where some, but not all, prices are static.” Id.
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`at 10. This argument is substantially identical to the arguments put forth by
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`TradeStation. This argument seeks written description support for an unclaimed
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`feature (non-static prices) because the claims do not require a price axis that
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`includes non-static prices. The district court in the CQG case rejected these
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`arguments because it found what is required by the claim term “static” is supported
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`by the written description and that there is no requirement that there be written
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`description support for unclaimed features. Id. at 9-11. Therefore, the district court
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`held that the ’304 claims are in compliance with the “written description”
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`requirement of § 112.
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`Although not binding, the district court’s analysis represents the most
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`relevant evidence of whether TradeStation’s § 112 argument shows that “more
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`likely than not” at least one claim of the patent is invalid because the district court
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`fully considered the same legal issue and substantively the same argument. 35
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`U.S.C. § 324(a).
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`TradeStation is completely silent with respect to the district court’s analysis
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`and TT’s prior arguments on this very point in the Preliminary Response to the
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`CQG CBM petition, instead simply rehashing CQG’s losing argument. Because
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`TradeStation offers no reason why the district court was wrong or why the Board
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`should come to opposite conclusions, the petition fails to establish that the claims
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`are more likely than not invalid under 35 U.S.C. § 112 and the petition should be
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`denied.
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`Although not raised by TradeStation, the fact that the burden proof here may
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`be different than the burden of proof on § 112 at the district court is not enough to
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`save TradeStation’s deficient petition.2 That does not relieve TradeStation of the
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`burden to be fully transparent with the Board and to explain why a different result
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`is likely here.
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`B.
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`The ’304 Patent Claims Meet the Written Description
`Requirement Under 35 U.S.C. § 112
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`In the Petition, TradeStation incorrectly argues, mirroring arguments made
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`by CQG in CQG's CBM petition, that the claims “are invalid for lack of written
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`description under 35 U.S.C. § 112, ¶ 1 if, as TT asserts (and Petitioners accept for
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`purposes of this petition), the claims cover a price column where some but not all
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`displayed prices are static.” Pet. at 59 (emphasis in original).
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`1. The term “static price axis” does not require “non-static”
`price levels or a price axis with some price levels static and
`other price levels non-static—non-static price levels are an
`unclaimed, unrecited feature
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`As an initial matter, TradeStation is creating confusion regarding the
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`meaning of the term “static price axis” and TT’s position on this issue.
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`2 Indeed, any potential difference in the burden of proof is irrelevant here with
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`respect to the § 112 issue, which is an issue of law based on the four corners of the
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`patent.
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`TradeStation alleges that “TT has consistently argued in the counterpart litigation
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`that the construction [of ‘common static price axis’] should include a price axis in
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`which only some prices in a price column are static rather than requiring all prices
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`in the price column to be static.” Pet. at 23 (emphasis in original). TradeStation
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`then argues that “for the purposes of this proceeding only, the proposed BRI of
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`‘common static price axis’ includes price axes in which at least some, but not
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`necessarily all, of the prices are static.” Pet. at 23. To be clear, in pending litigation
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`involving the ‘304 patent, the controlling construction of “static” as found by a
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`district court and affirmed by the Federal Circuit does not require a price axis or
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`column that has both a range of “static” price levels and “non-static” price levels.
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`TT has never argued for a construction of “static” that would require “non-static”
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`price levels.
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`The controlling construction of “static” in the litigation is “a line comprising
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`price levels that do not change positions unless a manual re-centering command is
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`received and where the line of prices corresponds to at least one bid value and one
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`ask value.” Ex. 1019 at 5-6; Trading Technologies Int’l, Inc. v. eSpeed, Inc., 595
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`F.3d at 1354. A different petitioner adopted that same construction in a petition
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`regarding a related patent, CBM2014-00136, Paper 4 at 11-12, and TradeStation
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`states that this construction is the correct BRI. Pet. at 23. Importantly, the term
`
`“static price axis” in the ‘304 patent should not be construed, using the BRI or any
`
`
`
`
`13
`

`
`

`
`CBM2015-00161
`U.S. Patent No. 6,766,304
`other interpretation, to require a price axis or column that has both “static” and
`
`“non-static” price levels. The term “static,” however defined, describes and
`
`requires only a range of “static” price levels. Accordingly, to the extent that
`
`TradeStation’s arguments are based on a construction of “static” that requires
`
`“non-static” price levels, such an unduly narrow construction is incorrect and
`
`TradeStation’s petition should be denied on this basis alone.
`
`As explained below, the presence of “non-static” price levels in an accused
`
`product that has “static” price levels does not avoid infringement because such
`
`“non-static” price levels are merely an unclaimed, unrecited additional feature.
`
`Importantly, as explained below, there is no requirement that there be written
`
`description support for such an unrecited feature.
`
`2. The claims meet the written description requirement.
`Once it is understood that the claims do not recite or require “non-static”
`
`price levels, it is clear that TradeStation’s written description argument is the same
`
`argument on which CQG lost and fails for the same reasons. It is undisputed that
`
`the specification of the ‘304 patent describes a static column of price levels that
`
`fully supports the “static” claim term. TradeStation argues that the written
`
`description must also describe non-static price levels. However, the law is clear
`
`that there is no requirement to that the specification describe such an unclaimed
`
`feature. See e.g. Amgen v. Hoechst Marion Roussel, 314 F.3d 1313, 1333 (Fed. Cir.
`
`
`
`
`14
`

`
`

`
`CBM2015-00161
`U.S. Patent No. 6,766,304
`2003) (“the patentee need only describe the invention as claimed, and need not
`
`describe an unclaimed method of making the claimed product”); Ethicon v. U.S.
`
`Surgical, 93 F.3d 1572, 1581-82 (Fed. Cir. 1996). In other words, the proper focus
`
`is not on the features of an accused product that may be covered by a claim, but
`
`rather it is on the features required by the claim. As explained below, like CQG,
`
`TradeStation is confusing the difference between what a claim requires and what it
`
`covers.
`
`With respect to the ‘304 patent, all that is required for infringement is a
`
`“static price axis.” As discussed above, TT has never argued that the claim requires
`
`a price column with some but not all of the price levels static. Rather, TT argued
`
`that the claims cover products that have a static price axis, regardless of whether
`
`the products might also have additional features, including non-static prices, and
`
`that consequently, such products infringe. Ex. 2033 at 13. This is not a claim
`
`construction argument.
`
`CQG presented the same argument being presented here twice during
`
`litigation, failing both times. CQG’s first attempt was a motion for summary
`
`judgment based on the same testimony from Dr. Mellor presented with the
`
`Petition. Supra at III.A. During litigation, TT explained that CQG applied the
`
`wrong standard in its arguments because the proper standard for written description
`
`support is whether the language of the claims is supported—not whether there is
`
`
`
`
`15
`

`
`

`
`CBM2015-00161
`U.S. Patent No. 6,766,304
`written description support for unclaimed additional features found in the accused
`
`products. Ex. 2029, 4-5. The claims of the ’304 patent recite a “static price axis”
`
`and do not recite having a display where some price levels are static and some are
`
`not static. TT explained that CQG was improperly seeking to require support for an
`
`unclaimed feature—non-static price levels.
`
`The court denied CQG’s motion for summary judgment, Ex. 2022 at 9-11,
`
`making the following findings:
`
` The written description requirement only needs to describe the
`
`claimed invention, not what is unclaimed. Id. at 9 (citing Ariad
`
`Pharms., Inc. v. Eli Lilly & Co., 598 F.3d 1336, 1351 (Fed. Cir. 2010)
`
`(en banc); Amgen, 314 F.3d at 1333.
`
` “The patents-in-suit do not expressly state that the entire price column
`
`must be static nor do they exclude a price column that is static with
`
`additional features.” Id at 10.
`
`At trial, the district court permitted CQG to attempt to establish a § 112
`
`defense. Again, CQG asserted the same § 112 defense—arguing that because the
`
`claims could cover a product with some but not all displayed prices static, the
`
`claims should be found invalid under § 112. After all of the evidence was in, TT
`
`moved under Rule 50 for judgment as a matter of law because CQG’s argument
`
`was improperly seeking to require written description support for unclaimed
`
`
`
`
`16
`

`
`

`
`CBM2015-00161
`U.S. Patent No. 6,766,304
`features (non-static prices). The district court granted the motion, taking CQG’s
`
`112 defense away from the jury. Ex. 2028, 2527:3-17. Id. at 2520-24.
`
`TradeStation provides no reason to reject the court’s analysis. This is
`
`because the law makes clear that the district court was correct. As explained by the
`
`court, there only needs to be written description support for what the claim
`
`requires, not for unclaimed features. Amgen, 314 F.3d at 1333; Ethicon Endo-
`
`Surgery, Inc. v. U.S. Surgical Corp., 93 F.3d 1572, 1581-82 (Fed. Cir. 1996)
`
`(explaining that a specification can fully support a claim even if it does not
`
`describe some features in a product that is within the scope of the claim). The only
`
`possible exception to this rule is if the specification contains some sort of
`
`disclaimer or requirement that does not permit the unclaimed feature at issue. See,
`
`e.g., Crown Packaging Tech. v. Ball Metal Bev. Container Corp., 635 F.3d 1373,
`
`1381 (Fed. Cir. 2011) (where the specification describes an essential element
`
`missing from the claim, there may be a written description issue).3 In the ‘304
`
`patent, the claims merely require a “static price axis” and it is undisputed that the
`
`
`3 The case TradeStation cites for the premise of looking at what the claim “covers”
`
`also looked at the “claimed invention,” not unclaimed features of an infringing
`
`product

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